Talking Investment Management

Join Stradley Ronon Partners David Grim and Sara Crovitz for a conversation with Cynthia Plouché, Chair of the Independent Directors Council (IDC) Governing Council. What are the key issues facing Fund Directors in 2023 and beyond? Our panel discuss a variety of SEC regulations including: cybersecurity, ESG, the SEC's outsourcing proposal fund fees and expense disclosure, artificial intelligence, as well as diversity in the boardroom and succession planning.

As we pass the one-year anniversary of the compliance date for the SEC's Rule 2a-5 under the Investment Company Act of 1940, the Mutual Fund Directors Forum (MFDF) and Stradley Ronon partnered to jointly publish a comprehensive paper for fund directors looking back at the past year and ahead to the future at the Rule for good faith determination of fair value. Join MFDF President Carolyn McPhillips, Stradley Ronon Partner David W. Grim and Stradley Ronon Associate Jennifer Hillman as they break down key parts of the paper.

Stradley Ronon Partners David Grim, Jamie Gershkow and Brian Seaman discuss diversity, equity and inclusion in the asset management industry and share practical tips on how to build a more inclusive environment in your organization.

Episode 2: The SEC is about to adopt a number of rules that will impact the fund industry, including on ESG, fund names, and cybersecurity. What should fund boards expect and care about?

SEC rules on valuation and derivatives have been implemented by the fund industry. Now, what for fund boards?