Center for Advanced Studies (CAS) Research Focus EU Business Regulation (LMU) - HD

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The emphasis of the CAS research focus 'EU Business Regulation' will be on the central problem areas of business and financial market law. The methodical approach will involve both theoretical and empirical investigations related to specific problem areas concerning "whether" and "how" a European re…

Center for Advanced Studies (CAS)

  • Jul 3, 2015 LATEST EPISODE
  • infrequent NEW EPISODES
  • 1h 37m AVG DURATION
  • 10 EPISODES


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Latest episodes from Center for Advanced Studies (CAS) Research Focus EU Business Regulation (LMU) - HD

AIF Regulation and Fund Manager Compensation

Play Episode Listen Later Jul 3, 2015 89:40


[Conf.] The New EU Financial Markets Architecture – International Conference | In the past years, global financial markets have seen an unprecedented wave of regulation. Regulators worldwide have significantly expanded regulatory reach to formerly unregulated markets (e.g. OTC markets and dark pools), trading practices (e.g. short sales), and market participants (e.g. fund managers), and intensified existing regulation such as disclosure duties or the ban on presumptively abusive trading practices. In the wake of this flood of ever more detailed and far reaching rules, policy makers, regulators and capital market scholars run the risk of losing sight of the "big picture", the fundamental questions and the overall challenges of financial markets regulation: Who should regulate capital markets? Who should enforce regulation? How much deceleration do financial markets need? How intensely should we regulate the distribution of financial products? What is the proper reach of disclosure duties? | Center for Advanced Studies LMU: 02.07.2015 | Speakers: Jennifer Payne, Andreas Engert | Moderation: Horst Eidenmüller

Stealth Takeovers, Low Balling and Creeping-In

Play Episode Listen Later Jul 3, 2015 88:36


[Conf.] The New EU Financial Markets Architecture – International Conference | In the past years, global financial markets have seen an unprecedented wave of regulation. Regulators worldwide have significantly expanded regulatory reach to formerly unregulated markets (e.g. OTC markets and dark pools), trading practices (e.g. short sales), and market participants (e.g. fund managers), and intensified existing regulation such as disclosure duties or the ban on presumptively abusive trading practices. In the wake of this flood of ever more detailed and far reaching rules, policy makers, regulators and capital market scholars run the risk of losing sight of the "big picture", the fundamental questions and the overall challenges of financial markets regulation: Who should regulate capital markets? Who should enforce regulation? How much deceleration do financial markets need? How intensely should we regulate the distribution of financial products? What is the proper reach of disclosure duties? | Center for Advanced Studies LMU: 02.07.2015 | Speakers: Peter O. Mülbert, Edward B. Rock | Moderation: Mathias Habersack

The Proper Research of Disclosure Duties

Play Episode Listen Later Jul 3, 2015 92:00


[Conf.] The New EU Financial Markets Architecture – International Conference | In the past years, global financial markets have seen an unprecedented wave of regulation. Regulators worldwide have significantly expanded regulatory reach to formerly unregulated markets (e.g. OTC markets and dark pools), trading practices (e.g. short sales), and market participants (e.g. fund managers), and intensified existing regulation such as disclosure duties or the ban on presumptively abusive trading practices. In the wake of this flood of ever more detailed and far reaching rules, policy makers, regulators and capital market scholars run the risk of losing sight of the "big picture", the fundamental questions and the overall challenges of financial markets regulation: Who should regulate capital markets? Who should enforce regulation? How much deceleration do financial markets need? How intensely should we regulate the distribution of financial products? What is the proper reach of disclosure duties? | Center for Advanced Studies LMU: 03.07.2015 | Speakers: Luca Enriques, Klaus Ulrich Schmolke | Moderation: Mathias Habersack

Traditional Securities Regulation and Disruptive Technology Firms

Play Episode Listen Later Jul 2, 2015 68:42


[Conf.] The New EU Financial Markets Architecture – International Conference | In the past years, global financial markets have seen an unprecedented wave of regulation. Regulators worldwide have significantly expanded regulatory reach to formerly unregulated markets (e.g. OTC markets and dark pools), trading practices (e.g. short sales), and market participants (e.g. fund managers), and intensified existing regulation such as disclosure duties or the ban on presumptively abusive trading practices. In the wake of this flood of ever more detailed and far reaching rules, policy makers, regulators and capital market scholars run the risk of losing sight of the "big picture", the fundamental questions and the overall challenges of financial markets regulation: Who should regulate capital markets? Who should enforce regulation? How much deceleration do financial markets need? How intensely should we regulate the distribution of financial products? What is the proper reach of disclosure duties? | Center for Advanced Studies LMU: 02.07.2015 | Speakers: John Armour, Horst Eidenmüller | Moderation: Lars Klöhn

The Regulation of Financial Products Distribution

Play Episode Listen Later Jul 2, 2015 104:59


[Conf.] The New EU Financial Markets Architecture – International Conference | In the past years, global financial markets have seen an unprecedented wave of regulation. Regulators worldwide have significantly expanded regulatory reach to formerly unregulated markets (e.g. OTC markets and dark pools), trading practices (e.g. short sales), and market participants (e.g. fund managers), and intensified existing regulation such as disclosure duties or the ban on presumptively abusive trading practices. In the wake of this flood of ever more detailed and far reaching rules, policy makers, regulators and capital market scholars run the risk of losing sight of the "big picture", the fundamental questions and the overall challenges of financial markets regulation: Who should regulate capital markets? Who should enforce regulation? How much deceleration do financial markets need? How intensely should we regulate the distribution of financial products? What is the proper reach of disclosure duties? | Center for Advanced Studies LMU: 02.07.2015 | Speakers: Hans Christoph Grigoleit, Redis Zaliauskas | Moderation: Horst Eidenmüller

Regulating Financial Innovation: Of Credit Ratings and Hedge Fund Activism

Play Episode Listen Later Jul 2, 2015 54:05


[Conf.] The New EU Financial Markets Architecture – International Conference | In the past years, global financial markets have seen an unprecedented wave of regulation. Regulators worldwide have significantly expanded regulatory reach to formerly unregulated markets (e.g. OTC markets and dark pools), trading practices (e.g. short sales), and market participants (e.g. fund managers), and intensified existing regulation such as disclosure duties or the ban on presumptively abusive trading practices. In the wake of this flood of ever more detailed and far reaching rules, policy makers, regulators and capital market scholars run the risk of losing sight of the "big picture", the fundamental questions and the overall challenges of financial markets regulation: Who should regulate capital markets? Who should enforce regulation? How much deceleration do financial markets need? How intensely should we regulate the distribution of financial products? What is the proper reach of disclosure duties? | Center for Advanced Studies LMU: 02.07.2015 | Speaker: Frank Partnoy | Moderation: Lars Klöhn

The Regulation of OTC Markets and Darkpools

Play Episode Listen Later Jul 2, 2015 91:57


[Conf.] The New EU Financial Markets Architecture – International Conference | In the past years, global financial markets have seen an unprecedented wave of regulation. Regulators worldwide have significantly expanded regulatory reach to formerly unregulated markets (e.g. OTC markets and dark pools), trading practices (e.g. short sales), and market participants (e.g. fund managers), and intensified existing regulation such as disclosure duties or the ban on presumptively abusive trading practices. In the wake of this flood of ever more detailed and far reaching rules, policy makers, regulators and capital market scholars run the risk of losing sight of the "big picture", the fundamental questions and the overall challenges of financial markets regulation: Who should regulate capital markets? Who should enforce regulation? How much deceleration do financial markets need? How intensely should we regulate the distribution of financial products? What is the proper reach of disclosure duties? | Center for Advanced Studies LMU: 02.07.2015 | Speakers: Hanno Merkt, Pierre-Henri Conac | Moderation: Lars Klöhn

Who Should Enforce Securities Law? – Private vs. Public Enforcement

Play Episode Listen Later Jul 2, 2015 100:37


[Conf.] The New EU Financial Markets Architecture – International Conference | In the past years, global financial markets have seen an unprecedented wave of regulation. Regulators worldwide have significantly expanded regulatory reach to formerly unregulated markets (e.g. OTC markets and dark pools), trading practices (e.g. short sales), and market participants (e.g. fund managers), and intensified existing regulation such as disclosure duties or the ban on presumptively abusive trading practices. In the wake of this flood of ever more detailed and far reaching rules, policy makers, regulators and capital market scholars run the risk of losing sight of the "big picture", the fundamental questions and the overall challenges of financial markets regulation: Who should regulate capital markets? Who should enforce regulation? How much deceleration do financial markets need? How intensely should we regulate the distribution of financial products? What is the proper reach of disclosure duties? | Center for Advanced Studies LMU: 02.07.2015 | Speakers: Thomas Ackermann, Gerhard Wagner | Moderation: Horst Eidenmüller

Who Should Make Securities Law?

Play Episode Listen Later Jul 2, 2015 100:17


[Conf.] The New EU Financial Markets Architecture – International Conference | In the past years, global financial markets have seen an unprecedented wave of regulation. Regulators worldwide have significantly expanded regulatory reach to formerly unregulated markets (e.g. OTC markets and dark pools), trading practices (e.g. short sales), and market participants (e.g. fund managers), and intensified existing regulation such as disclosure duties or the ban on presumptively abusive trading practices. In the wake of this flood of ever more detailed and far reaching rules, policy makers, regulators and capital market scholars run the risk of losing sight of the "big picture", the fundamental questions and the overall challenges of financial markets regulation: Who should regulate capital markets? Who should enforce regulation? How much deceleration do financial markets need? How intensely should we regulate the distribution of financial products? What is the proper reach of disclosure duties? | Center for Advanced Studies LMU: 02.07.2015 | Speakers: Jens C. Dammann, Jill E. Fisch | Moderation: Lars Klöhn

Prinzipien der europäischen Unternehmens- und Finanzmarktregulierung

Play Episode Listen Later Dec 19, 2013 180:53


Im neuen CAS-Schwerpunkt sollen Prinzipien der europäischen Unternehmens- und Finanzmarktregulierung entwickelt werden. Zwei Fragen stehen im Zentrum der Auftaktveranstaltung: besteht ein Regulierungsanlass, der ein Eingreifen des europäischen Gesetzgebers rechtfertigt? Und wenn ja, wie sollte der europäische Gesetzgeber tätig werden? Die Teilnehmer beleuchten die Thematik aus unterschiedlichen Perspektiven: Katharina Pistor wird auf der Basis US-amerikanischer Erfahrungen primär Fragen der Finanzmarktregulierung erörtern. Klaus Hopts Schwerpunkt wird das europäische Unternehmensrecht sein. | Klaus J. Hopt war bis 2008 Direktor am Max-Planck-Institut für ausländisches und internationales Privatrecht Hamburg. | Katharina Pistor ist Michael I. Sovern Professor of Law an der Columbia Law School, New York, und Direktorin des dortigen 'Center on Global Legal Transformation'. | Center for Advanced Studies: 19.12.2013 | Referenten: Prof. Dr. Dr. h.c. mult. Klaus J. Hopt und Prof. Dr. Katharina Pistor | Moderation: Prof. Dr. Horst Eidenmüller, Prof. Dr. Mathias Habersack, Prof. Dr. Lars Klöhn

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