Compliance Insider by Compliance Systems

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The Compliance Insider is the podcast series by Compliance Systems and CUNA Mutual Group’s Fintech Solutions that brings you discussions about industry developments that impact financial institutions, with expert guests and analysis to help navigate chang

Compliance Systems


    • Dec 19, 2024 LATEST EPISODE
    • infrequent NEW EPISODES
    • 12m AVG DURATION
    • 13 EPISODES


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    Latest episodes from Compliance Insider by Compliance Systems

    13: Optimizing technology solutions to grow revenue

    Play Episode Listen Later Dec 19, 2024 29:12


    Ering Simpson, EVP and COO at Encore Bank and Tyler Brantley, VP of Revenue and Marketing at Core10 join us to talk about their experience in collaborating to optimize Encore's technology stack to best support growing their business and what financial institutions should think about when considering technology solutions in the future. 

    12: Fraud 2.0 - where are you vulnerable and how do you fix that?

    Play Episode Listen Later Nov 13, 2024 12:50 Transcription Available


    Pem Guerry, Executive Vice President at SIGNiX, returns to talk more about identity fraud - specifically where financial institutions are vulnerable and what they can do to fix it.

    11: What you need to know about ID verification and preventing identity fraud

    Play Episode Listen Later Apr 12, 2024 12:43 Transcription Available


    Fraudsters today are becoming increasingly savvy when it comes to identify theft and compromising data. In today's episode, we speak with Pem Guerry, Executive Vice President at SIGNiX, about the risks faced by both financial institutions and consumers and how they can protect themselves.

    10: Layman's Terms: Making contracts more consumable to the average consumer

    Play Episode Listen Later Mar 11, 2024 13:15 Transcription Available


    For years, contract language has been a challenge to decipher for consumers. Some call it ‘legalese' while others just call it confusing. That led to an exercise in redrafting our contract language to make it easier for consumers to understand.

    9: After the Final Rule: Revisiting Section 1071

    Play Episode Listen Later Apr 24, 2023 14:45 Transcription Available


    It's taken ten years to get to the final rule for Section 1071 of the Dodd-frank Wall Street Reform and Consume Protection Act. In this episode, we talk to Steven Vandelier and Bill Franks, both attorneys with Compliance Systems, about what you need to know when it comes to the final rule.

    8: Secure Act 2.0

    Play Episode Listen Later Mar 29, 2023 13:16 Transcription Available


    In this episode, we will talk to Ben Norquist of Convergent and Lauren Bray, Product Specialist and Counsel with Compliance Systems about the recently released Secure Act 2.0 and what financial institutions should do in response.

    7: Digitizing Your Banking Solutions

    Play Episode Listen Later Jan 23, 2023 13:38 Transcription Available


    In this episode, we will have a conversation with Steve Bishop, Chief Operating Officer at OMB Bank and Jordan Ennest, Product Specialist & Counsel from Compliance Systems about how financial institutions are leveraging digital banking solutions to meet the changing needs of their client base.

    6: Crypto Custodians, Explained

    Play Episode Listen Later Dec 8, 2022 9:55 Transcription Available


    This episode takes a closer look at crypto custodians and how their role is different from the role usually played by financial institutions, along with some considerations for banks and credit unions that may want to offer crypto custodian services.

    5: Treasury Management Services

    Play Episode Listen Later Nov 7, 2022 10:51 Transcription Available


    In this episode, we'll be speaking about some best practices and considerations to keep in mind when operationalizing your treasury management services. 

    4: Proposed FTC Auto Dealer Rule

    Play Episode Listen Later Sep 27, 2022 8:53 Transcription Available


    In this episode, we'll discuss the FTC's proposed rule on motor vehicle sales and disclosures, and the potential impacts it may have on lenders and the industry as a whole.

    3: Buy Now, Pay Later

    Play Episode Listen Later Aug 26, 2022 10:49 Transcription Available


    This episode focuses on short-term, no interest credit products offered at the point of sale online and the CFPB's recent interest in them. We also discuss how financial institutions can compete with these products.

    2: Preparing for Section 1071

    Play Episode Listen Later Jul 27, 2022 8:25 Transcription Available


    It's taken ten years to get to the Notice of Proposed Rule Making (NPRM) for Section 1071 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. What you need to know as the CFPB gets closer to its final rule.

    1: Cryptocurrency and the Legal Landscape

    Play Episode Listen Later Jun 2, 2022 9:44 Transcription Available


    This episode focuses on some recent federal and state developments in cryptocurrency and looks at their impact on financial institutions as well as considerations for institutions as potential crypto custodians and lenders perfecting a security interest with crypto collateral.

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