Advancing Financial Markets. Together.

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Welcome to Advancing Financial Markets Together, DTCC’s new podcast that dives into trends and perspectives moving the industry, with our colleagues across the global services financial industry.

DTCC


    • Nov 12, 2024 LATEST EPISODE
    • monthly NEW EPISODES
    • 14m AVG DURATION
    • 40 EPISODES


    Search for episodes from Advancing Financial Markets. Together. with a specific topic:

    Latest episodes from Advancing Financial Markets. Together.

    Why CTEM Has Become a Significant Thread in the Fabric of Modern Cybersecurity Efforts

    Play Episode Listen Later Nov 12, 2024 3:07


    In this DTCC Insights podcast, our cybersecurity experts discuss why continuous threat exposure management (CTEM) has become a significant thread in the fabric of modern cybersecurity efforts as threats continue to adapt and evolve. Key Takeaways:Automated Assessment:  CTEM's primary purpose is to be an automated, continuous assessment to identify exposures and augment a firm's security posture.Integrated Approach: By combining methodologies, such as vulnerability management, breach attack stimulation, and penetration testing, into a unified, "single pane of glass," CTEM empowers organizations to be proactive in defending against potential threats that could jeopardize their operations.ROI on CTEM: The data gleaned from these continuous assessments helps ensure that resources are directed towards likely threat exposure points, which can yield a more significant return on security investment.Guests: Yonesy Núñez, DTCC Chief Information Security Officer, Bob Moncini, DTCC Chief Cyber Security Officer. © 2024 DTCC. All rights reserved.  DTCC, DTCC (Stylized) and Financial Markets. Forward. are registered and unregistered trademarks of The Depository Trust & Clearing Corporation DTCC. 

    What's Driving Today's “Overwhelming” Third-Party Risk Landscape?

    Play Episode Listen Later Sep 26, 2024 6:14


    Join the latest DTCC Insights podcast for as our cybersecurity experts discuss three drivers behind the “overwhelming” activity in the third-party and vendor risk management space, with recommendations for keeping up with the pace of change. Key Takeaways:Evolving Cyber Attacks: The cyber threat landscape continues to evolve, with more attacks on critical third parties.Integral to Integration: Access to emerging technologies requires third parties and vendors to be integrated into the delivery of financial products.  Opening Pan-DORA's Box: Regulatory authorities are increasingly looking at this space, notably including the EU and its Digital Operational Resilience Act (DORA).Guests: Jason Harrell, DTCC Managing Director of Operational and Technology Risk, Yonesy Núñez, DTCC Chief Information Security Officer, Bob Moncini, DTCC Chief Cyber Security Officer. Catch the Full Conversation: Listen to part one of the cybersecurity conversation, "Bump in the Night: What's Next after the CrowdStrike Outage?"© 2024 DTCC. All rights reserved.  DTCC, DTCC (Stylized) and Financial Markets. Forward. are registered and unregistered trademarks of The Depository Trust & Clearing Corporation DTCC. 

    Bump in the Night: What's Next after the CrowdStrike Outage?

    Play Episode Listen Later Sep 5, 2024 8:45


    Join DTCC as we discuss the aftermath of the CrowdStrike outage – and how cybersecurity professionals should evolve their approach -- in this new episode of  DTCC's Insights podcast. Our experts discussed:How interconnected technology is in our daily lives,What will need to change for vendor managementAnd why “you're only as strong as your weakest link.”  Guests: Jason Harrell, DTCC Managing Director of Operational and Technology Risk, Yonesy Núñez, DTCC Chief Information Security Officer, Bob Moncini, DTCC Chief Cyber Security Officer. © 2023 DTCC. All rights reserved.  DTCC, DTCC (Stylized) and Financial Markets. Forward. are registered and unregistered trademarks of The Depository Trust & Clearing Corporation DTCC. 

    Preparing for ASIC and MAS Trade Reporting Rules Changes

    Play Episode Listen Later Aug 20, 2024 7:55


    Take 5 and explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions.In this episode, Vivian Lee, Product Owner for ASIC and MAS at DTCC's Global Trade Repository Service, discusses the upcoming regulatory rewrites in the APAC region and where clients can focus their efforts ahead of the October go-live. Episode Details:Head to our podcast page to learn more and subscribe to our channel on all major podcast streaming platforms.© 2023 DTCC. All rights reserved.  DTCC, DTCC (Stylized), TAKE 5, and Financial Markets. Forward. are registered and unregistered trademarks of The Depository Trust & Clearing Corporation DTCC.  The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Affirmation Rates on Trade Date Improve as the Industry Prepares for T+1

    Play Episode Listen Later Mar 27, 2024 9:03


    Take 5 and explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, Sean McEntee, ITP Executive Director, speaks to how the industry is preparing for T+1 to be implemented in May and why affirmation rates are important as part of this preparation. Episode Details:Head to our podcast page to learn more and subscribe to our channel on all major podcast streaming platforms.© 2023 DTCC. All rights reserved.  DTCC, DTCC (Stylized), TAKE 5, and Financial Markets. Forward. are registered and unregistered trademarks of The Depository Trust & Clearing Corporation DTCC.  The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    A Collaborative Approach to Partnership

    Play Episode Listen Later Jan 16, 2024 6:27 Transcription Available


    In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, John Straley, DTCC Executive Director, Global Head of Strategic Partners and Alliances, shares how the DTCC Partner Program is harnessing a global network of resources from post-trade technology providers and FMIs to drive client value and accelerate the adoption of new initiatives across the financial services industry.Episode Details:Head to our podcast page to learn more and subscribe to our channel on all major podcast streaming platforms.© 2024 DTCC. All rights reserved.  DTCC, DTCC (Stylized), TAKE 5, and Financial Markets. Forward. are registered and unregistered trademarks of The Depository Trust & Clearing Corporation DTCC.  The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    How ITP is Supporting Accelerated Settlement Across the Globe

    Play Episode Listen Later Nov 29, 2023 5:44 Transcription Available


    In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, Val Wotton, Managing Director, General Manager of Institutional Trade Processing discusses how DTCC's Institutional Trade Processing (ITP) is supporting accelerated settlement globally through leading the way in creating enhanced trade flows, driving the adoption of UTIs and partnering with non-U.S. CSDs and CCPs.  Episode Details:Head to our podcast page to learn more and subscribe to our channel on all major podcast streaming platforms.© 2023 DTCC. All rights reserved.  DTCC, DTCC (Stylized), TAKE 5, and Financial Markets. Forward. are registered and unregistered trademarks of The Depository Trust & Clearing Corporation DTCC.  The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    TIW: The Unsung Hero of the CDS Market

    Play Episode Listen Later Nov 14, 2023 5:27 Transcription Available


    In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, Marcus Denne, DTCC Product Manager, Trade Information Warehouse (TIW), talks about the unique position TIW plays in the credit default swap (CDS) market. Episode Details:Head to our podcast page to learn more and subscribe to our channel on all major podcast streaming platforms.© 2023 DTCC. All rights reserved.  DTCC, DTCC (Stylized), TAKE 5, and Financial Markets. Forward. are registered and unregistered trademarks of The Depository Trust & Clearing Corporation DTCC.  The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    How T+1 Will Impact the Buy Side

    Play Episode Listen Later Oct 17, 2023 7:21 Transcription Available


    In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, Sean McEntee, DTCC Executive Director, Institutional Trade Processing Project Management, talks about the impact that T+1 will have on the buy side and what they can do to prepare. Episode Details:Head to our podcast page to learn more and subscribe to our channel on all major podcast streaming platforms. Copyright 2023 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    How ACATS is Transforming Transfers

    Play Episode Listen Later Jul 11, 2023 5:57


    In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, Craig Gurien, DTCC Director, Equities Clearing, discusses the transformational forces taking place within DTCC's Automated Customer Account Transfer Service (ACATS) to improve operational efficiency and enhance the client experience.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms.Copyright 2023 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.Disclaimer:The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Tackling T+1 Together

    Play Episode Listen Later May 3, 2023 7:30


    In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, David Kirby, Securities Practice Head, DTCC Consulting Services, discusses what lies ahead for custodians, buy-side and sell-with the move to U.S. T+1 just over a year out.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2023 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.Disclaimer:The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    The Rise of Reconciliation Requirements

    Play Episode Listen Later Apr 13, 2023 4:50


    In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, Mark Steadman, Executive Director, Head of DTCC Report Hub, explains the importance of reconciliations as part of your end-to-end trade reporting controls and how DTCC Report Hub can assist.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2023 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Tackling the Challenges of EMIR Refit

    Play Episode Listen Later Mar 30, 2023 6:14 Transcription Available


    In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, Andrew Pinnington-Mannan, DTCC Consulting Services' Head of Regulatory Reporting Practice, unpacks the difficulties firms may face as they prepare for the trade reporting rule changes under EMIR Refit.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2023 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    EMIR Refit Update

    Play Episode Listen Later Mar 22, 2023 6:39 Transcription Available


    In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Sam North, DTCC Executive Director of RDS Product Management discuss the latest updates on EMIR Refit, challenges that firms are facing in light of the many changes and how DTCC can help.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2023 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Upcoming JFSA Rules Rewrite (Japanese Version)

    Play Episode Listen Later Feb 21, 2023 5:51


    5 minutes with DTCC's Ayako Chikada In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Ayako Chikada, Executive Director, Relationship Management, DTCC Data Repository (Japan) K.K., discuss in Japanese the upcoming Japan Financial Services Agency (JFSA) Rules Rewrite, areas of concerns and where firms should focus on implementation journey. Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2023 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Upcoming JFSA Rules Rewrite (English Version)

    Play Episode Listen Later Feb 21, 2023 5:01


    5 minutes with DTCC's Faizal AzizIn just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Faizal Aziz, DTCC APAC Regional Head of Product Development, discuss the upcoming Japan Financial Services Agency (JFSA)  Rules Rewrite, areas of concerns and where firms should focus on their  journey towards implementation.  Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2023 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    The Intersection of Technology & ITP

    Play Episode Listen Later Nov 22, 2022 10:31


    5 minutes with DTCC's Matt Stauffer and Behar Cami .In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Matt Stauffer, DTCC Managing Director, Head of Institutional Trade Processing, and Behar Cami, DTCC Managing Director, Head of IT Solutions Delivery,  provide insight into the critical intersection of technology and DTCC's Institutional Trade Processing (ITP) business.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Squeezing the Most Value Out of DTCC's Products and Services

    Play Episode Listen Later Nov 15, 2022 5:00


    5 minutes with DTCC's Robin Choudhury.In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Robin Choudhury, DTCC Executive Director, Brand Management & Client Learning, shares tips and best practices for clients to optimize their investment in DTCC products and services.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    10 Years of DTCC's GTR: A Tech Evolution

    Play Episode Listen Later Nov 8, 2022 6:47


    5 minutes with DTCC's Tom Fitzgerald.In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Tom Fitzgerald, DTCC Managing Director and CTO, Repository and Derivatives Services, looks back on the past decade of GTR and how investment in technology modernization has positioned DTCC to lead the industry through the impending global reporting rules rewrites.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Preparing for a Cloud-Enabled, Data-Driven World

    Play Episode Listen Later Nov 1, 2022 19:31


    Join Monica Summerville, Head of Capital Markets at Celent and Rob Palatnick, DTCC Managing Director, Head of Technology Research & Innovation as they discuss the recently released research paper, Preparing for a Cloud-Enabled, Data-Driven World, and how the adoption of cloud technology can help firms modernize, introduce efficiencies and reduce risk for the markets.Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Celebrating A Quarter Century of DTCC's Insurance & Retirement Services

    Play Episode Listen Later Sep 14, 2022 20:08


    Join Barb Smith, DTCC Executive Director and Head of I&RS as she chats with DTCC colleagues, Cory Stark and Jon Volpe, both Senior Product Management Directors of I&RS as they celebrate 25 years of DTCC's Insurance & Retirement Services and discuss their experiences in the business, challenges that have arisen and where they see the future of the industry. Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    The Power of Technology Resilience

    Play Episode Listen Later Sep 6, 2022 29:10


    Join Jorge Machado, Partner at McKinsey & Company and Neelesh Prabhu, DTCC Managing Director, Head of Architecture & Enterprise Services, as they discuss the evolution of technology resilience, and how resilience can be leveraged to improve the safety and soundness of the financial services industry.Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    What's Next for Investors with Equity Kinetics Data

    Play Episode Play 15 sec Highlight Listen Later Aug 23, 2022 3:12


    5 minutes with DTCC's Matthew Bergerman.In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Matthew Bergerman, DTCC Executive Director for Data Services, share how we're applying macro trends and equity markets research findings to enhance our Equity Kinetics service. Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Equity Retail Activity Research Findings

    Play Episode Listen Later Aug 9, 2022 4:48


    5 minutes with DTCC's Matthew Bergerman.In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Matthew Bergerman, DTCC Executive Director for Data Services, share his perspective on the uptick in retail investor activity in the U.S. Equity markets.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Modernizing Trade Reporting

    Play Episode Play 15 sec Highlight Listen Later Jun 28, 2022 6:13


    5 minutes with DTCC's Mark Steadman.In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Mark Steadman, DTCC Executive Director and Head of DTCC Report Hub discuss the evolving demand for modern, fully-hosted vendor solutions to meet the industry's growing trade reporting challenges.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Financial Services and the API Ecosystem

    Play Episode Listen Later Jun 27, 2022 35:06


    Join Paul Rohan, Head of Business Strategy Finance Services at Google Cloud and Sandeep Singh, DTCC Managing Director, Global Head of API & Client Interfaces  as they discuss the critical role of APIs in the connected digital economy and their adoption across the financial services space. Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Challenges Ahead: North America Rule Rewrites

    Play Episode Listen Later Jun 22, 2022 5:28


    5 minutes with DTCC Consulting Services' Andrew Pinnington-Mannan. In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Andrew Pinnington-Mannan, Head of the Regulatory Reporting Practice at DTCC Consulting Services, share his perspective on incoming derivatives trade reporting rule changes in North America and the challenges they may pose. Episode Details: Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms.  Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    The Art of Possible in DevSecOps

    Play Episode Play 29 sec Highlight Listen Later Jun 14, 2022 5:16


    5 minutes with DTCC's Marc Masri.In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Marc Masri, DTCC Executive Director, IT Product Management, share our IT DevSecOps journey and how we're looking toward the future by dreaming of "the art of possible." Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms.Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    The Power of Technology Resilience

    Play Episode Play 22 sec Highlight Listen Later Jun 8, 2022 6:18


    5 minutes with DTCC's Neelesh Prabhu.In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Neelesh Prabhu, DTCC Managing Director of Architecture & Enterprise Services in Information Technology, share his perspective on the concept of “resilience first” technology principles and design concepts that help embed resilience into the foundation of applications and platforms.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms.Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Changes Ahead: North America Rule Rewrites

    Play Episode Listen Later May 4, 2022 4:19


    5 minutes with DTCC's Kate Delp.In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Kate Delp,  Executive Director, General Manager of DDR, shares her perspective on the incoming North American rule rewrites.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms.Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Equity Kinetics Golden Death Cross

    Play Episode Listen Later Mar 28, 2022 4:02


    5 minutes with DTCC's Matthew Bergerman.In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, Matthew Bergerman,  Director of Product Management at DTCC Data Services, shares his perspective on deriving signals and exploring potential return. Highlights include:Analyzing data with insights on the moving average of a stock price or an indexSearching for signals and explore potential returns with insight into the top 10 and bottom 10 performers from the S&P 500 stocks Data insights for investors to better understand trade observations, market behavior and find market sentiment signalsEpisode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms.Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    The API Ecosystem

    Play Episode Listen Later Mar 11, 2022 8:41


    5 minutes with DTCC's Sandeep Singh. Introducing Take 5 – In just 5 minutes, we'll explore the world of post-trade financial services by way of new ideas, insight snippets, emerging trends, and thought-provoking questions. In this episode, tune in to hear Sandeep Singh,  a DTCC Managing Director for Client Interfaces and API ecosystems, sharing his perspective on the security of API's and the importance they have within the financial services industry.Episode Details:Head to our podcast page to learn more and subscribe today via email or on all major podcast streaming platforms. Copyright 2022 - DTCC. All rights reserved. DTCC, DTCC (Stylized), TAKE 5, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Evolution & The Changing Role of CCP Supervision in Safeguarding EU Financial Stability

    Play Episode Listen Later Nov 22, 2021 42:50


    Join Klaus Löber, Chair of ESMA's CCP Supervisory Committee, and DTCC's Andrew Douglas, Managing Director of Government Relations for EMEA and Asia, as they discuss the Evolution & The Changing Role of CCP Supervision in Safeguarding EU Financial Stability.Copyright 2021 - DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Global Supervisory Environment for Cyber and Resilience within Financial Services

    Play Episode Play 43 sec Highlight Listen Later Oct 25, 2021 47:02


    October is Cyber Security Awareness month. Listen to Katheryn Rosen, Managing Director at JPMorgan Chase & Co., and our own Jason Harrell, Head of External Engagements, as they discuss the global supervisory landscape of cyber security in the financial services industry. Copyright 2020 - DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service .

    Unlocking the Value of Post-Trade Data

    Play Episode Listen Later Aug 27, 2021 30:36


    Join the discussion with Bob Iati, Managing Director at Burton Taylor, and Tim Lind, DTCC Managing Director of Data Services at DTCC, on the value of post-trade data, how it's being consumed, and shaping investment strategies across asset classes.Copyright 2021 - DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Episode 5: Bracing For The Final Phases Of Uncleared Margin Rules: Buy-Side Challenges, Margin Automation & The Custodian Perspective

    Play Episode Listen Later Apr 1, 2021 29:41


    Buy-side firms are bracing for the final phases of Uncleared Margin Rules (UMR). When these phases take effect, they will put stress on buy-side operating models and introduce new costs and regulatory reporting requirements challenging firms to do a fair share of preparation. Join Amy Caruso, Head of Collateral Initiatives International Swaps and Derivatives Association, Inc. (ISDA), and Bob Stewart, DTCC Executive Director of Institutional Trade Processing at DTCC, for a discussion on how buy-side firms are preparing for the final phases of UMR. The impact on credit and liquidity risk, the critical need for automation and, the vital role the Custodian plays in ensuring efficiency in the settlement process.Copyright 2020 - DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Braving the Turbulence of the Cloud: A Powerful But Evolving Technology

    Play Episode Listen Later Mar 4, 2021 37:01


    With firms navigating unprecedented levels of volatility, cloud technology has taken on a new level of importance. It’s no secret that businesses now have a heightened focus on resilience. Join the discussion with Adrian Cockcroft, Vice President of Cloud Architecture Strategy at Amazon Web Services, and James Lee, Chief Technology Officer at DTCC, on how cloud technology can help businesses with their resilience strategy. Copyright 2020 - DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.

    Shaping an Industry: The Key Forces and Trends that Could Dramatically Change the Securities Services Landscape

    Play Episode Listen Later Dec 1, 2020 32:18


    How will the next decade play out for the securities services industry? What are the major forces and trends that could shape how the industry will evolve? Join Phil Brown, Chairman of the International Securities Services Association (ISSA) and CEO of Clearstream Holding AG, and Bill Hodash, Managing Director, DTCC Enterprise Data Management, for a discussion on the future of finance.Copyright 2020 - DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service .

    Catching up with Former CFTC Chairman J. Christopher Giancarlo

    Play Episode Listen Later Nov 11, 2020 48:43


    Join J. Christopher Giancarlo, Former CFTC Chairman and Co-Founder of the Digital Dollar Project , and Chris Childs, Managing Director of DTCC Repository and Derivatives Services and President of DTCC Deriv/Serv, for a wide-ranging conversation on cryptocurrency, derivatives, data harmonization, Libor, and much more.Copyright 2020 - DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service .

    Passive vs. Active Strategies: How Data Can Help Keep Your Investments in Shape

    Play Episode Listen Later Oct 1, 2020 30:06


    In recent years we’ve seen people flocking to ETFs and indexes, rather than choosing actively-managed funds. With all the volatility we’ve experienced in the pandemic, are data-driven active strategies making a comeback? And in a landscape where alpha might be a finite resource, it begs the question: if you haven’t yet embraced quant strategies, are you too late to join the game now? Join Tim Lind, Managing Director of DTCC Data Services, and Paul Rowady, Director of Research at Alphacution, for a conversation about active versus passive strategies.Copyright 2020 - DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker Graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.The information and views contained herein are provided for informational purposes only and should not be relied on for any other reason. This material is not intended to be relied upon as a forecast, research, legal or investment advice and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt an investment strategy. The information and views expressed are current as at the date of this document, but subject to change and do not necessarily reflect the views of DTCC and no assurances are made as to their accuracy. Any reliance upon information in this material is at the sole risk of the recipient. Where the information contained in this material is from third party sources, this information is from sources believed to be reliable, but DTCC has not independently verified any of the information contained herein and does not assume any liability for it nor any obligation to modify or update it. This Service is governed by applicable Rules, Procedures, and Services Guide for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service

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