Podcasts about sec chairman jay clayton

The award-winning, Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of ‘Compliance into the Weeds,' Tom Fox and Matt Kelly dive into the Trump Administration's DOJ nominees, FCPA enforcement going forward, and what it may all mean for compliance professionals. Tom and Matt explore the potential impacts of these nominations, notably the controversial choice of Matt Gaetz as Attorney General, and how they could shape the direction of anti-corruption enforcement and compliance practices. They also discuss the realistic aspects of other nominees, including Trump's attorneys Todd Blanche and Emil Bove and former SEC Chairman Jay Clayton, who proposed to lead the Southern District of New York. The conversation touches on potential strategies for compliance officers, such as the increased significance of self-disclosure and the broader ramifications for corporate and foreign policy enforcement under a Trump administration. Key highlights: Trump's DOJ Nominees: An Overview Potential Changes in FCPA Enforcement Self-Disclosure and Compliance Implications for Compliance Officers Resources: Matt in Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Iran launched nearly 200 missiles into Israel yesterday in retaliation for its recent killing of Hezbollah leader Hassan Nasrallah. Retired Col. and Medal of Honor Recipient Jack Jacobs discusses how Israel will respond, Iran's nuclear capabilities, and how oil could be impacted. The Squawk Box anchors share their takeaways from the 2024 election's only vice presidential debate last night between Sen. J.D. Vance and Gov. Tim Walz. Plus, Fmr. SEC Chairman Jay Clayton and Fmr. NEC Director Gary Cohn talk about the port workers' strike and the debate, saying the VP candidates delivered “substance” on the issues. Col. Jack Jacobs - 04:22Gary Cohn and Jay Clayton - 26:49 In this episode:Gary Cohn, @Gary_D_CohnBecky Quick, @BeckyQuickJoe Kernen, @JoeSquawkAndrew Ross Sorkin, @andrewrsorkinKlaire Odumody, @klairemarie

Representative Barbara Lee wants to be in the Senate and she has an idea! She wants a $50 an hour minimum wage, which is seven times the current federal minimum wage. So she wants to pay people seven times what they are making now and then inflation will go down? Got it. Senator Rubio has highlighted the reality of illegal immigrants who receive $1,500 a month to travel back and forth to the country they are “refugees” from. Meanwhile those who have legally immigrated receive less than half of that when they retire. Zach Abraham joined us to help us figure out which financial idea is the worst.What does God's Word say? Proverbs 9:10The fear of the Lord is the beginning of wisdom, and knowledge of the Holy One is understanding.Episode 1,408 Links:The interest on the debt alone is exploding, up 37% from a year ago. It already costs over $1 trillion a year and will cost $3 trillion annually in less than a decade. Senate candidate Rep. Barbara Lee has a solution to inflation and high prices: Raise the minimum wage to $50 an hourSEN. RUBIO: 'Refugees in their 20's get more than what retirees who worked & paid taxes get from social security.'Elon Musk moved Neuralink's incorporation from Delaware to Nevada after a Delaware judge struck down his $56B Tesla pay package. Fmr. SEC Chairman Jay Clayton discusses the potential for other companies to leave the state as well.4Patriots https://4Patriots.com/Todd Stay connected when the power goes out and get free shipping on orders over $97. Alan's Soaps https://alanssoaps.com/TODD Use coupon code ‘TODD' to save an additional 10% off the bundle price. Bioptimizers https://bioptimizers.com/todd Use promo code TODD for 10% off your order. Bonefrog https://bonefrogcoffee.com/todd Use code TODD at checkout to receive 10% off your first purchase and 15% on subscriptions. Bulwark Capital Bulwark Capital Management (bulwarkcapitalmgmt.com) Call 866-779-RISK or visit online to get their FREE Common Cents Investing Guide. GreenHaven Interactive Digital Marketing https://greenhaveninteractive.com Your Worldclass Website Will Get Found on Google!

Jeffrey T. Dinwoodie is a partner at Cravath, Swaine & Moore, and a member of the firm's Financial Institutions Group. He has served in senior roles at the SEC and the U.S. Treasury Department, including as Chief Counsel to SEC Chairman Jay Clayton and, earlier, as Chairman Clayton's Trading and Markets Counsel. Disclaimer: Jacob Robinson and his guests are not your lawyer. Nothing herein or mentioned on the Law of Code podcast should be construed as legal advice. The material published is intended for informational, educational, and entertainment purposes only. Please seek the advice of counsel, and do not apply any of the generalized material to your individual facts or circumstances without speaking to an attorney.

Major averages closed higher today after yesterday's weakness. Wells Fargo's Scott Wren breaks down the market action. Coinbase shares tumbled 12% today after the SEC unveiled a lawsuit against the company; former SEC Chairman Jay Clayton weighs in on the action this week from the SEC against Coinbase and Binance. Sequoia announced it is splitting its firm into three: China-focused, India-focused and the rest of the world. KraneShares CIO Brendan Ahern discusses the current landscape of investing in China. Magic Leap CEO Peggy Johnson discusses her companies headset and its enterprise customer base, plus competing with Apple Vision Pro. Needham's Laura Martin makes the case for why Apple should buy Disney. Doximity CEO Jeff Tangney talks digital platforms for physicians. 

In the third bank failure since March and the second largest bank failure in U.S. history, First Republic's assets have been seized and auctioned. JPMorgan emerged the winner of the bank bidding, taking on about $92 billion in deposits, $173 billion in loans, and $30 billion in securities. CNBC's Leslie Picker reports the details of the deal and the failure, and former NEC Director Gary Cohn joins former SEC Chairman Jay Clayton to discuss what happened and what's next for the U.S. financial system. Plus, antiwork sentiment is rising. Chief scientist of workplace culture at Culture Partners Jessica Kriegel explains “quit-tok” trends and mass layoffs across industries.  In this episode:Gary Cohn, @Gary_D_CohnJessica Kriegel, @jessica_kriegelLeslie Picker, @LesliePickerJoe Kernen, @JoeSquawkBecky Quick, @BeckyQuickAndrew Ross Sorkin, @andrewrsorkinKatie Kramer, @Kramer_Katie

It's a big week for Wall Street! Investors await the Congressional hearings on FTX's collapse, the Federal Reserve's next decision on interest rates and the U.S. Bureau of Labor Statistics' latest inflation data. Ahead of the consumer price index report, White House economist Heather Boushey discusses President Biden's focus on clean energy, American manufacturing, and the U.S. labor market. As investors brace for testimony from disgraced FTX founder Sam Bankman-Fried, former SEC Chairman Jay Clayton considers what SBF will say to Congress and how he will excuse the leadership that prompted a collapse in crypto. SBF owes money to investors, shareholders, and even Jimmy Buffett, who's still waiting on SBF's team's $55,000 Margaritaville bill. Plus, Twitter is relaunching Twitter Blue (for a higher fee). In this episode:Heather Boushey, @hboushey46Becky Quick @BeckyQuickJoe Kernen, @JoeSquawkAndrew Ross Sorkin, @andrewrsorkinKatie Kramer, @Kramer_Katie

Host Rich Goldberg asks former Securities and Exchange Commission Chairman Jay Clayton about his views on crypto, the role of the SEC and other regulators, how the SEC is doing today and what a crypto regulatory framework should look like. Jay Clayton, who served as the Chairman of the U.S. Securities and Exchange Commission from […]

Host Rich Goldberg asks former Securities and Exchange Commission Chairman Jay Clayton about his views on crypto, the role of the SEC and other regulators, how the SEC is doing today and what a crypto regulatory framework should look like. Jay Clayton, who served as the Chairman of the U.S. Securities and Exchange Commission from May 2017 to December 2020, is a Senior Policy Advisor and Of Counsel... Source

Host Rich Goldberg asks former Securities and Exchange Commission Chairman Jay Clayton about his views on crypto, the role of the SEC and other regulators, how the SEC is doing today and what a crypto regulatory framework should look like. Jay Clayton, who served as the Chairman of the U.S. Securities and Exchange Commission from May 2017 to December 2020, is a Senior Policy Advisor and Of Counsel... Source

One of the most iconic brands in financial television returns for today's issues and today's world. This week's Wall Street Week features David Westin's interviews with Former Treasury Secretary Lawrence H. Summers, Moelis & Company Vice Chairman Eric Cantor, SEC Chairman Jay Clayton and University of Chicago Harris School of Public Policy Dean Katherine Baicker. The conversations highlight the challenges of vaccine distribution, the benefits and pitfalls of mega-IPOs, and the role of regulations in long-term investing. 

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode Matt and Tom go into the weeds to look at recent remarks by SEC Chairman Jay Clayton and Bill Hinman, director of the Division of Corporation Finance, on issues around insider trading compliance programs. Some of the issues we consider are:  Why would two high ranking SEC officials publicly address insider trading and compliance in the same week? What are the rules around 10(b)5-1? What about Albert Bourla, the CEO of Pfizer, who sold $5.6 million worth of Pfizer shares on Nov. 9, the day the company announced stellar results of its Covid vaccine trials. Who owns insider trading compliance in a corporation? Values based ethics v. rules based ethics. Tom Moyer, former CCO and now head of Global Security at Apple indicted for alleged offering bribes to obtain concealed carry permits in Santa Clara County CA. Resources For more information see Matt’s blog posts: SEC Warning on Insider Trading Sales Apple Exec Indicted on Bribery Charge Learn more about your ad choices. Visit megaphone.fm/adchoices

Jay Clayton is stepping down as chairman of the Securities Exchange Commission. Here’s what that means for crypto and traditional markets. This episode is sponsored by Crypto.com and Nexo.io.On this week’s Long Reads Sunday, NLW reads Joe Nocera’s recent Op-Ed “Clayton’s Exit at SEC Opens Door to Protect Investors” from Bloomberg. NLW expands upon the piece, discussing Clayton’s legacy in crypto and how a Biden economic team might impact the space.

On this week’s Long Reads Sunday, NLW reads Joe Nocera’s recent Op-Ed “Clayton’s Exit at SEC Opens Door to Protect Investors” from Bloomberg.  NLW expands upon the piece, discussing Clayton’s legacy in crypto and how a Biden economic team might impact the space.

David Boies, the lawyer who counseled former Vice President Al Gore in the 2000 election Florida recount, says President Trump will be unable to overturn the 2020 election results. Covid-19 cases are rising with hopes for an effective vaccine. In light of positive news from Pfizer, Moderna, and AstraZeneca, former Aetna CEO Mark Bertolini considers the current plans for managing supply and distribution and offers his own method as an alternative. SEC Chairman Jay Clayton is leaving his post after 3 years. In his exit interview on CNBC, he weighs in on cryptocurrency, the SPAC frenzy, and the next disruptors to the US financial system.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Kodak is back. The once-giant corporation responsible for most twentieth century American memories is now reinventing itself as a drug company. Executive Chairman James Continenza explains Kodak’s comeback amid the coronavirus pandemic. SEC Chairman Jay Clayton discusses corporate hygiene as company boards cash in on their own holdings. He issues a word of advice for investors looking to get involved in SPACs, and urges transparency among corporate management. Plus, former FDA Commissioner Dr. Scott Gottlieb discusses the race for a Covid vaccine and planning schools’ fall semesters.  Learn more about your ad choices. Visit megaphone.fm/adchoices

In episode No. 18 of ThinkAdvisor's Human Capital podcast, we talk with the former assistant secretary of the Labor Department’s EBSA during the Obama administration. Listen in as Borzi also talks about the current political turmoil surrounding SEC Chairman Jay Clayton, as well as the trouble spots the SEC faces in enforcing Reg BI, which takes effect on June 30. A vocal critic of Reg BI, Borzi says implementation of the rule will be critical as it “leaves a lot of ambiguity.”

One of the most iconic brands in financial news returns for today's issues and today's world. This week's Wall Street Week features David Westin's interviews with SEC Chairman Jay Clayton, Former White House Chief of Staff & Secretary of Defense Leon Panetta and Columbia University Professor Jeffrey Sachs. The conversations highlight the economic inequality in the U.S. brought to the forefront by nationwide protests, the challenges of regulating markets through crises, and the ECB's expansion of its bond-buying program. . Former Treasury Secretary Lawrence H. Summers warns that the fundamental constraints on the economy have not changed.

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I go into the weeds to explore the recent changes at the PCAOB made by SEC Chairman Jay Clayton.   Some of the highlights include: Ø  Why were the changes announced in a manner to hide them? Ø  Why were they such unusual personnel moves? Ø  Why would the SEC put someone on the PCAOB with no discernible qualifications for the role? Ø  Is the goal of Jay Clayton to do away with SOX 404 protection for investors? Ø  Does going public under SOX mandate investor protection? Ø  What else will Clayton pull to ram through his changes at the PCAOB and SEC? Ø  Why is WeWork such a power example right now? For additional reading see the following: Matt’s blog post, PCAOB Shakeup-What it Means for You, on Radical Compliance. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a deep dive into two recent announcements by SEC Chairman Jay Clayton and PCAOB Chairman Will Duhnke that their agencies will turn a more critical eye towards Chinese companies and their lack of transparency in the audit process and in financial reporting. We introduce two characters, Conspiracy Tom and Conspiracy Matt to evaluate whether these announcements, made the same week as the arrest of the Chinese CFO of Huawei in Canada,   are a part of the larger trade war the Trump Administration is waging against China (Conspiracy Tom) or just coincidence (Matt).  For additional reading see Matt’s blog post “US Regulators Warn on China” in Radical Compliance.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a deep dive into two recent announcements by SEC Chairman Jay Clayton and PCAOB Chairman Will Duhnke that their agencies will turn a more critical eye towards Chinese companies and their lack of transparency in the audit process and in financial reporting. We introduce two characters, Conspiracy Tom and Conspiracy Matt to evaluate whether these announcements, made the same week as the arrest of the Chinese CFO of Huawei in Canada,   are a part of the larger trade war the Trump Administration is waging against China (Conspiracy Tom) or just coincidence (Matt).  For additional reading see Matt’s blog post “US Regulators Warn on China” in Radical Compliance.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Some say one of the reasons the crypto markets have tanked is lack of regulation. Many have many waiting on the sidelines for the day that the SEC issues policy. Naomi Brockwell had the opportunity to catch up with SEC Chairman Jay Clayton recently and we’ve got an exclusive interview for you. Another item that can advance crypto adoption is easy-to-use wallets. We spoke with Taylor Monahan, CEO and founder of MyCrypto.com. Think MyEtherWallet, but mo betta. Spanning the globe and yet recording from Denver and Kansas City, it’s episode #214 of the the world’s baddest crypto show… The Bad Crypto Podcast. Full Show Notes at: http://badco.in/214 SUBSCRIBE, RATE, & REVIEW: Apple Podcast: http://badco.in/itunes Google Podcasts: http://badco.in/google Spotify: http://badco.in/spotify FOLLOW US ON SOCIAL MEDIA: Twitter: @BadCrypto - @joelcomm - @teedubya Facebook:  /BadCrypto - /JoelComm - /teedubyaw Facebook Mastermind Group: /BadCrypto LinkedIn: /in/joelcomm - /in/teedubya Instagram: @BadCryptoPodcast Email: badcryptopodcast[at]gmail[dot]com Phone: SEVEN-OH-8-88FIVE- 90THIRTY DONATE CRYPTO TO THE SHOW: If you'd like to donate a bit of cryptocurrency to The Bad Crypto Podcast, feel free to send copious amounts to the following locations:  $BTC: Bitcoin: 3GMgCH4dFUHSLdrPnLwEsfKPVnLnoGbzGZ  $ETH Ethereum: 0x1ccE8A04fa6743eD1D24cA063c7543D43B42F328  $LTC Litecoin: LavXqTWVHebEgVhBXdg3Hue3xEAmgtxLgr  $DOGE Dogecoin:  DMngvNMX1U8Sg8PkDjCC3UTS8Mmn9RqTP5 GET STARTED WITH CRYPTO WITH $10 BITCOIN FREE:We have an affiliate code with Coinbase.  If you decide to buy some crypto on Coinbase, you get $10 of free BTC, when you spend at least $100 in crypto.  The Bad Crypto Podcast also gets $10 BTC, as well. Win-Win. Coinbase is one of the most popular and well-known brokers and trading platforms in the world. Their platform makes it easy to securely buy, use, store and trade digital currency. Users can purchase bitcoins, Ether and now Litecoin from Coinbase through a digital wallet available on Android & iPhone. Do your own due diligence, some people have had some customer support issues. Neither Joel nor Travis can attest to that.  If you do use Coinbase, once your coins clear, move it to an offline wallet or if you choose, move them over to another exchange. Here is a list of all of the top crypto-currency exchanges.  Choose one that you like. DISCLAIMER: Do your own due diligence and research. Joel Comm and Travis Wright are NOT FINANCIAL ADVISORS. We are sharing our journey with you as we learn more about this crazy little thing called cryptocurrency.  We make NO RECOMMENDATIONS. Don't take anything we say as gospel. Do not come to our homes with pitchforks because you lost money by listening to us. We only share with you what we are learning and what we are investing it. We will never "pump or dump" any cryptocurrencies. Take what we say with a grain of salt. You must research this stuff on your own! Just know that we will always strive for RADICAL TRANSPARENCY with any show associations. Show Edited By: Aaron The Tech (http://aaronthe.tech) Support the show: https://badcryptopodcast.com See omnystudio.com/listener for privacy information.

On Tuesday, SEC Chairman Jay Clayton reiterated his strict stance on digital currency ETFs, citing fears over theft and market manipulation. Speaking at New York’s Consensus Invest conference, Clayton emphasized that he would not be comfortable with a bitcoin ETF until he saw better market surveillance and custody for cryptocurrencies. "We've seen some thefts around digital assets that make you scratch your head," said Clayton. "We care that the assets underlying that ETF have good custody and that they're not going to disappear." The Chairman’s skepticism is not surprising, given that the SEC has repeatedly rejected crypto-ETF bids in the past. Custody concerns, and worries about the potential of market manipulation have been offered as reasons for rejections in the past, but not everyone at the SEC is in agreement about these rejections. SEC Commissioner Hester Peirce criticized the agency’s disapproval of a Winklevoss-backed bitcoin ETF back in August. There is also concern in the crypto-community about the lack of clarity provided by the SEC regarding what does and doesn’t constitute a security. Back in 2017 the SEC announced that the tokens issued by the “Decentralized Autonomous Organization” – The DAO – were securities, and then commented that Ethereum was not. These definitions were later put on shaky ground when Clayton remarked that that while SEC employees are authorized to provide guidance to industry stakeholders on how regulations apply to specific circumstances, this guidance is nonbinding and creates “no enforceable legal rights.” Many were hoping to gain some clarity with Clayton’s remarks at the conference, but he was quick to point out at the beginning, “these views are my own, and do not represent the SEC”. He further avoided questions throughout the discussion, and when pressed about how to classify XRP – a controversial and popular cryptocurrency -- Clayton declined to answer. One thing that is clear, however, is that the SEC is going to continue to continue to aggressively pursue any company that they deem to be skirting SEC regulations. In an interview immediately following his conference appearance, Clayton said: “This technology that we’re talking about today is a powerful technology. But if you’re going to raise money in America, you need to follow our securities laws.” He added, “The defense ‘I didn’t know’ is no longer really viable. If you liked this, please subscribe to my YouTube Channel! YouTube.com/NaomiBrockwellTV If you would like to support my podcast on Patreon, please visit: Patreon.com/NaomiBrockwell For any links mentioned in this podcast, please visit NaomiBrockwell.tv

SEC Chairman Jay Clayton shared his opinion of those who try to skirt securities regulations. As the blockchain world becomes increasingly decentralized, will the SEC be able to maintain control? The Chairman says that he's not worried. Do you agree? We chatted with him after his panel at Consensus Invest. If you liked this, please subscribe to my YouTube Channel! YouTube.com/NaomiBrockwellTV If you would like to support my podcast on Patreon, please visit: Patreon.com/NaomiBrockwell For any links mentioned in this podcast, please visit NaomiBrockwell.tv

Colin and Sara are in the studio with Noelle Acheson, Editorial Producer at Coindesk and Tim Swanson, Founder and Director of Research at Post Oak Labs. First up, the group takes a look at a U.S. Judge stating that Initial Coin Offerings are covered by securities law. A federal judge has ruled that U.S. securities laws may cover an initial coin offering, handing the government a legal victory in its effort to regulate billions of dollars in cybercurrency offerings much like stocks. The ruling came in a criminal case against a man charged with promoting digital currencies backed by investments in real estate and diamonds that prosecutors said didn’t exist. Finra charges broker with fraud and unlawful distribution of unregistered cryptocurrency securities. FINRA (Financial Industry Regulatory Authority) filed a complaint against Timothy Tilton Ayre of Agawam, Massachusetts, charging him with securities fraud and the unlawful distribution of an unregistered cryptocurrency security called HempCoin. This case represents FINRA’s first disciplinary action involving cryptocurrencies. SEC Chairman Jay Clayton releases statement regarding SEC staff views. The Commission’s longstanding position is that all staff statements are nonbinding and create no enforceable legal rights or obligations of the Commission or other parties. The $1Billion Tezos Blockchain has officially launched. The Tezos Foundation raised $232 million in July 2017 to build the network and issue a new type of cryptocurrency to its backers in one of the largest-ever initial coin offerings. Several class-action lawsuits have been filed in the United States against the project’s organizers alleging the fundraiser violated federal securities laws and defrauded investors. Binance to start closed beta testing of new crypto-fiat exchange in Singapore. While no further details have been specified, the crypto-fiat Singapore-based exchange will presumably support the local Singapore dollar. Singapore ranked third most favourable country for ICOs in mid-July (in terms of number of top global ICO projects. Bitcoin trading volume has "Skyrocketed" in Argentina due to rising inflation. Alexander Tapscott, Canadian businessman and author, recently pointed out that bitcoin trading volumes are ‘skyrocketing’. It appears that Argentina is heading toward a recession due to mismanaged monetary policies. Argentina is struggling and many of its citizens now appear to have more confidence in cryptocurrencies than in the traditional financial system. Significantly, weekly bitcoin trading volume on peer-to-peer (P2P) exchange, LocalBitcoins, (in Argentina) has increased to nearly $7 million. We also have a Tweet of the Week on ICO skeptics. All this and so much more on this week's episode of Blockchain Insider. And if you enjoyed our tweet of the week why not send us your best tweets? See if you can get a shout out on the show! We hope you enjoy the show and, as ever, don't forget to subscribe! Want to join the conversation on all the topics discussed? Tweet the show @bchaininsider and if you really love the show, please leave us a review on iTunes. This week's episode of Blockchain Insider was produced by Petrit Berisha, written by Dhanum Nursigadoo and edited by Michael Bailey. Special Guests: Noelle Acheson and Tim Swanson.

Listen to this episode and get to know what’s the final word from SEC chairman Jay Clayton on tokens.

- Being the Founder doesn’t automatically come with qualifications to be the CEO or leader, nor does it mean that you should be. - Utility Token or Security Token? SEC Chairman weighs in. Learn what you need to know before your ICO / STO If you like the show, please leave us a comment, like and subscribe.Can you believe it? The final episode of The CryptoBiz How to ICO / STO Series is here. This 4 part educational series is aimed at helping crypto founders learn how to plan, build, launch and grow innovative ideas and projects into viable, revenue generating, regulatory compliant businesses.*(policies may have changed since the original airing). If you stuck with us through the first 3 episodes, thank you! Please leave us a comment, like and subscribe to the show and share it with your friends and colleagues. It really helps. If you haven’t listened to episodes 1, 2 and 3 yet, now would be a good time to do that. Utility Token or Security?This episode begins with some ICO and crypto related regulatory news after SEC Chairman Jay Clayton stated that Bitcoin is considered a utility token and expands on the Commission’s view of utility tokens and securities and what defines them. Then the guys wrap up the How to ICO / STO Series by taking on a touchy, yet critically important subject. Leadership. How to determine if you have what it takes to be a great leader and what to do if you don’t.Being the Founder doesn’t automatically come with qualifications to be the CEO or leader, nor does it necessarily mean that you should be. Blacknox co-founders Brad Nickel, Keith Alan and Austin Gaines wrap up the CryptoBiz How to ICO Series with a deep dive into what it takes to lead teams and projects to success. (0:00-3:00) Intro set up and lead into to today’s show as the guys dive deep into Team and Leadership, but first some SEC news (regulatory policy is still being defined, but this remains valid and relevant as of 1/21/2020)(3:00-5:31) SEC News Chairman Clayton says crypto is a security….leads to discussion of how to ICO.(5:31-9:18) Keith starts the discussion about Chairman Clayton’s remarks which leads to, What do the SEC’s interpretations mean for projects moving forward.(9:19- Back on topic here, how does a company go about launching a token to remain compliant…Utility Token Ecosystem Utility vs Security(21:56) “Perfect transition into today’s topic, Leadership & Team(22:04 Types of Leaders The common denominator all leaders need to be able to motivate others(29:00) What do you suck at? Figure it out and build a team around you to strengthen those areas of your business.(33:05) Another type of CEO that’s difficult to work with, the ego maniac that just wants a yes man(34:48) What to look for in a mentor or coach.(35:41-37:28) If you haven’t been in this position before you need to surround yourself with advisors and core team members you need to have an advisor40:49*The hosts and guest of the CryptoBiz Podcast are not attorneys or advisors and nothing should be deemed as advice. Content is for educational and entertainment purposes.

- Being the Founder doesn’t automatically come with qualifications to be the CEO or leader, nor does it mean that you should be. - Utility Token or Security Token? SEC Chairman weighs in. Learn what you need to know before your ICO / STO If you like the show, please leave us a comment, like and subscribe.Can you believe it? The final episode of The CryptoBiz How to ICO / STO Series is here. This 4 part educational series is aimed at helping crypto founders learn how to plan, build, launch and grow innovative ideas and projects into viable, revenue generating, regulatory compliant businesses.*(policies may have changed since the original airing). If you stuck with us through the first 3 episodes, thank you! Please leave us a comment, like and subscribe to the show and share it with your friends and colleagues. It really helps. If you haven’t listened to episodes 1, 2 and 3 yet, now would be a good time to do that. Utility Token or Security?This episode begins with some ICO and crypto related regulatory news after SEC Chairman Jay Clayton stated that Bitcoin is considered a utility token and expands on the Commission’s view of utility tokens and securities and what defines them. Then the guys wrap up the How to ICO / STO Series by taking on a touchy, yet critically important subject. Leadership. How to determine if you have what it takes to be a great leader and what to do if you don’t.Being the Founder doesn’t automatically come with qualifications to be the CEO or leader, nor does it necessarily mean that you should be. Blacknox co-founders Brad Nickel, Keith Alan and Austin Gaines wrap up the CryptoBiz How to ICO Series with a deep dive into what it takes to lead teams and projects to success. (0:00-3:00) Intro set up and lead into to today’s show as the guys dive deep into Team and Leadership, but first some SEC news (regulatory policy is still being defined, but this remains valid and relevant as of 1/21/2020)(3:00-5:31) SEC News Chairman Clayton says crypto is a security….leads to discussion of how to ICO.(5:31-9:18) Keith starts the discussion about Chairman Clayton’s remarks which leads to, What do the SEC’s interpretations mean for projects moving forward.(9:19- Back on topic here, how does a company go about launching a token to remain compliant…Utility Token Ecosystem Utility vs Security(21:56) “Perfect transition into today’s topic, Leadership & Team(22:04 Types of Leaders The common denominator all leaders need to be able to motivate others(29:00) What do you suck at? Figure it out and build a team around you to strengthen those areas of your business.(33:05) Another type of CEO that’s difficult to work with, the ego maniac that just wants a yes man(34:48) What to look for in a mentor or coach.(35:41-37:28) If you haven’t been in this position before you need to surround yourself with advisors and core team members you need to have an advisor40:49*The hosts and guest of the CryptoBiz Podcast are not attorneys or advisors and nothing should be deemed as advice. Content is for educational and entertainment purposes.

At the CoinAlts Fund Symposium in New York City on Thursday, Don Wilson, CEO of DRW Holdings, discussed what hopeful signs he's seeing amid greater regulatory uncertainty, what crypto regulations in other jurisdictions he finds smart, and how the regulatory cloud is affecting the decisions of institutional investors. He also described how DRW's customers changed over 2017, and why the market has dropped in 2018. DRW: https://drw.com SEC Chairman Jay Clayton's recent statements on tokens evolving toward and away from a security: https://www.coindesk.com/sec-chief-not-icos-bad/ More on BitGo's acquisition of Kingdom Trust: http://unchainedpodcast.co/mike-belshe-on-what-bitgos-kingdom-trust-acquisition-means-for-crypto-and-how-security-will-develop-in-the-future CoinAlts Fund Symposium: https://www.coinaltsfundsymposium.com Thank you to our sponsors, Onramp and Quantstamp: http://www.thinkonramp.com https://quantstamp.com

Host Dr. Kanth Miriyala takes a highlighting tour of the article published by U.S. Securities and Exchange Commission where he points out few areas which require attention. He simplifies and disintegrates severals avenues attached to the article and gives an easy to understand approach. The video is Edited by Bivek Dutta. Concept and Ideation by CryptoKnights Team Please don't refrain yourself from sharing as well as reviewing it. Happy watching!

Online Privacy Issues -- An Overview As online privacy issues mount in the U.S., regulators are pulling back. Earlier this year, Congress repealed the privacy rules the FCC passed under former Chairman Tom Wheeler. The rules would have required ISPs to obtain subscribers' permission before using their data for commercial purposes. The ISPs argued that they should be entitled to the same free reign over consumer data that large tech companies enjoy. But, of course, the FCC doesn't have jurisdiction to directly regulate tech companies. Jules Polonetsky discusses online privacy issues and where U.S. privacy law and policy now stand in light of recent data breaches. He also explains what consumers can do to protect their data from hackers. Bio Jules Polonetsky (@JulesPolonetsky) serves as CEO of the Future of Privacy Forum (FPF). FPF is a leading Washington, D.C.-based non-profit organization focused on privacy. The chief privacy officers of more than 130 leading companies support FPF. Further, FPF is supported by several foundations. FPF has an advisory board comprised of the country's leading academics and advocates. FPF's current projects focus on Big Data, Mobile, Location, Apps, the Internet of Things, Wearables, De-Identification, Connected Cars and Student Privacy. Jules' previous roles have included serving as Chief Privacy Officer at AOL and before that at DoubleClick, as Consumer Affairs Commissioner for New York City, as an elected New York State Legislator and as a congressional staffer, and as an attorney.Previously, Jules served as an elected member of the New York State Assembly from 1994 to 1997. From November 1992 through 1993, Jules was a legislative aide to Congressman Charles Schumer. Prior to that, he was also a District Representative for Congressman Steve Solarz.. Jules practiced law in the New York office of Stroock & Stroock & Lavan from 1989 to 1990. Jules has served on the boards of a number of privacy and consumer protection organizations. These include TRUSTe, the International Association of Privacy Professionals, and the Network Advertising Initiative. From 2011-2012, Jules served on the Department of Homeland Security Data Privacy and Integrity Advisory Committee. He is also a member of The George Washington University Law School Privacy and Security Advisory Council. Jules is a regular speaker at privacy and technology events. He has has testified or presented before Congressional committees and the Federal Trade Commission. Jules is a graduate of New York University School of Law and Yeshiva University. He is admitted to the Bars of New York and Washington, D.C. Jules is also a Certified Information Privacy Professional. Resources Future of Privacy Forum Commission on Evidence-Based Policymaking Machine Learning for Absolute Beginners by Oliver Theobald News Roundup Puerto Rico all but destroyed following Hurricane Maria Hurricane Maria left Puerto Rico absolutely devastated last week. Puerto Ricans living in the mainland U.S. remain unable to reach friends and family members. Maria made landfall on Wednesday as a Category 4 storm with 155 MPH winds, the likes of which the island hasn't seen in generations. The storm knocked off Puerto Rico's entire electrical grid leaving millions without power. Federal Communications Commission Chairman Ajit Pai released a statement saying 95% of Puerto Rico's cell sites are out of service. The island is running out of supplies. Many were thunderstruck over the weekend by President Trump's silence about Puerto Rico. Instead, Trump spent the weekend news cycle railing against NBA and NFL players taking a knee against the national anthem. Tom McKay has the story in Gizmodo. Mother of slain sex trafficking victim testifies before Senate Commerce Committee Yvonne Ambrose, the mother of the 16-year-old girl who was raped and murdered by a 32-year-old Backpage.com user, testified on the Hill. Ambrose appeared before the Senate Commerce Committee in support of the Stop Enabling Sex Traffickers Act (SESA). The bi-partisan bill, introduced by Senator Rob Portman, would hold internet companies more accountable for content on their sites. Currently, the Communications Decency Act shields websites from liability for content posted by third parties. That's what enabled Backpage.com to post ads placed by criminals selling opportunities to sexually abuse children. So the Stop Enabling Sex Traffickers Act would hold web companies more accountable. It would do so by making them liable for knowingly hosting sex trafficking content. Sabrina Eaton reports on cleveland.com. SEC reports hackers breached EDGAR last year So the Securities and Exchange Commission--the nation's top Wall Street regulator--was hacked. Last year. The SEC decided last week that it would finally get around to telling us.  In an eight-page statement, SEC Chairman Jay Clayton announced that hackers breached the agency's filing system--EDGAR. That breach may have enabled improper trading to take place. The statement doesn't explain either  the reason for the delay in notifying the public or the date on which the breach occurred. Renae Merle reports in the Washington Post. Google signs $1.1 billion "cooperation agreement" with HTC Google invested $1.1 billion in struggling device manufacturer HTC last week and is expected to announce the release of two new devices on October 4th. David Pierce, Jordan McMahon, Issie Lapowsky, Jack Stewart, Eric Niiler, Andy Greenberg, and Michelle Dean report in Wired. Facebook to change ad targeting In response to revelations that it was allowing advertisers to target racists, Facebook announced changes to its ad targeting system. For example, according to the New York Times, advertisers had the ability to target self-described "Jew Haters"  Chief Operating Officer Sheryl Sandberg said the company would be adding more human review and oversight. Sapna Maheshwari reports in the New York Times. Facebook turning over thousands of Russia-linked ads to Congress In other Facebook news, Facebook announced last week that it would also be turning over some 3,000 advertisements placed by Russia-linked groups during the 2016 presidential campaign. Ali Breland reports in the Hill. U.S. and EU kick off first Privacy Shield review season EU Justice Commissioner Vera Jourova travelled to Washington last week to meet with U.S. Commerce Secretary Wilbur Ross. The EU is set to release its first report on the efficacy of the U.S.-EU Privacy Shield on October 4th. The Privacy Shield allows data transfers between the U.S. and EU, which have entirely different standards when it comes to protecting consumer privacy. Privacy Shield replaced a previous framework that the EU overturned last year because it didn't provide enough oversight over U.S. mass surveillance practices.  Under the Privacy Shield, the U.S. is supposed to appoint an Ombudsman to review the U.S.'s mass surveillance tactics. However, the U.S. has yet to appoint anyone to the ombudsman role. Jimmy Koo reports for Bloomberg. Equifax breach happened months earlier than initially disclosed Ali Breland and Olivia Beavers report in the Hill that the Equifax breach happened in March rather than July. The breach exposed the personal data of an estimated 143 million Americans.  

In this episode, Matt Kelly and I take a deep dive into the Dodd-Frank and Sarbanes-Oxley reform initiatives in the House of Representatives and as articulated by incoming SEC Chairman Jay Clayton. Will the new administration gut SOX and Dodd-Frank compliance requirements? For more see Matt Kelly's blog post SEC Chair Clayton Talks Compliance Costs. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, Matt Kelly and I take a deep dive into the Dodd-Frank and Sarbanes-Oxley reform initiatives in the House of Representatives and as articulated by incoming SEC Chairman Jay Clayton. Will the new administration gut SOX and Dodd-Frank compliance requirements? For more see Matt Kelly's blog post SEC Chair Clayton Talks Compliance Costs.  Learn more about your ad choices. Visit megaphone.fm/adchoices