Podcast appearances and mentions of tom fox

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Latest podcast episodes about tom fox

Daily Compliance News
November 21, 2025, The Company You Keep Edition

Daily Compliance News

Play Episode Listen Later Nov 21, 2025 5:40


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: The IMF says corruption costs Pakistan 6% of its annual growth. (Reuters) Larry Summers steps back from public life. (NYT) Mexico is the biggest supplier and buyer. (NYT) Criminal corruption in South Africa. (FT) The Daily Compliance News has been honored as No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
November 20, 2025, The End to Whistleblower Protection Edition

Daily Compliance News

Play Episode Listen Later Nov 20, 2025 5:40


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: The Trump Administration is set to end whistleblower protection for federal employees. (Reuters) Turning compliance into a competitive advantage. (CW) EU looking to ease back on tech reg. (Bloomberg) BDO to move from national to regional practice groups. (FT) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
Uncovering FCPA Violations: Millicom's Complex Case Involving Drug Cartel Funds

Compliance into the Weeds

Play Episode Listen Later Nov 19, 2025 23:38


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss the intricate details of a recent FCPA  enforcement action against Millicom Cellular, a Luxembourg-based telecommunications company with operations in Guatemala. The discussion uncovers how Millicom's joint venture, Comunicaciones Celulares (CommCell), became embroiled in bribery and corruption involving duffel bags of drug cartel cash used to pay off Guatemalan officials. Despite the DOJ's earlier pause on FCPA enforcement, the emergence of narco-trafficking aspects led to a reopened investigation and significant penalties for Millicom. Key points include the case timeline, the lack of Millicom's operational control and visibility, and the broader implications for due diligence in joint ventures and cross-border operations in high-risk regions. Key highlights: Details of the FCPA Enforcement Action Millicom's Joint Venture in Guatemala Self-Disclosure and DOJ's Response Timeline of Events and Corruption Details Drug Trafficking and Bribery Connections Implications and Compliance Lessons Resources: Matt in Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred a Davey, a Communicator Award, and a W3 Award, all for podcast excellence. Learn more about your ad choices. Visit megaphone.fm/adchoices

The Hill Country Podcast
Pat Flynn's Unique Journey in the Stump Removal Business

The Hill Country Podcast

Play Episode Listen Later Nov 19, 2025 12:03


Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique area of Texas. This week, Tom visits with Pat Flynn, who has been running a stump grinding and removal business in Keville since 2012. Pat shares his unique journey into the business, from meeting an inventor of a specialized stump grinding machine to operating his own custom-built grinder. He discusses the high demand for stump removal in the Hill Country, particularly due to oak wilt and drought. Pat also talks about the versatility of his equipment, which can handle both large and small stumps. Operating as a one-man band, with his dog Jackson, who doubles as his customer service representative, Pat provides insights into his business operations, pricing strategies, and the geographic areas he serves. He highlights some of his most extensive projects, including a major post-snowpocalypse job, and his preferences for working in Dallas and the Hill Country. Key highlights: Pat Flynn's Unique Business The Journey into Stump Grinding The Stump Grinding Machine Meet Jackson, the Customer Service Rep Memorable Jobs and Challenges Impact of Natural Disasters Resources: Pat Flynn Stump Removal on Facebook Other Hill Country Focused Podcasts Hill Country Authors Podcast Hill Country Artists Podcast Texas Hill Country Podcast Network Cover Art Nancy Huffman

Daily Compliance News
November 19, 2025, The Accountability Edition

Daily Compliance News

Play Episode Listen Later Nov 19, 2025 5:41


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Supply Chains are vulnerable to Chinese exploitation. (WSJ) Fraud case against Adani in limbo. (NYT) French police raid Altice re: corruption allegations. (Bloomberg) Hold tech companies accountable for fraud. (FT) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
November 18, 2025, The UBS to America Edition

Daily Compliance News

Play Episode Listen Later Nov 18, 2025 5:26


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Canaccord is close to a settlement for compliance lapses. (Bloomberg) A resigned Fed Official violated trading rules. (NYT) Corruption in the CZ pardon. (Newsweek) Will UBS relocate to America? (FT) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
Virna Di Palma on The Evolution of Third-Party Risk Management and the Role of AI

FCPA Compliance Report

Play Episode Listen Later Nov 17, 2025 24:10


Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Virna di Palma, Head of Global Content and Brand at Ethixbase360. Virna offers insights into her extensive background in third-party risk management, with a focus on FCPA compliance and the evolution of due diligence. They discuss the ongoing importance of third-party risk management, recent shifts in FCPA enforcement, and the growing impact of new regulations on corporate compliance. Virna highlights the transformative role of automation and AI in enhancing compliance programs while emphasizing the need for human analysis. The conversation also addresses emerging issues, such as modern slavery and sustainability, and explores how organizations can optimize investments in risk management to drive business growth and resilience. Key highlights: Importance of Third-Party Risk Management Impact of FCPA Enforcement Pause Technological Advancements in Compliance Human Rights and Modern Slavery Future of Third-Party Risk Management Resources: Virna Di Palma on LinkedIn Ethixbase360 Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
November 17, 2025 the Protests Against Corruption Edition

Daily Compliance News

Play Episode Listen Later Nov 17, 2025 5:25


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.  ·      Hundreds of thousands protest in Philippines against corruption. (NPR) ·      Protests rage in Mexico over corruption. (NYT) ·      They really don't want to pay her attorney's fees.  (WSJ) ·      How much did  this pardon cost? (BBC)   The Daily Compliance News has been honored as the No. 2 in Best Regulatory Compliance Podcastscategory.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Sunday Book Review
November 16, 2025, The Robert McKee on Storytelling Edition

Sunday Book Review

Play Episode Listen Later Nov 16, 2025 4:59


In the Sunday Book Review, Tom Fox considers books that would interest compliance professionals, business executives, or anyone curious about the subject. It could be books about business, compliance, history, leadership, current events, or any other topic that might interest Tom. Today, we review five top business books on storytelling written by Robert McKee. Story by Robert McKee Character by Robert McKee Action by Robert McKee Dialogue by Robert McKee Storynomics by Robert McKee and Thomas Gerace Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
November 14, 2025, The Hardest Year Edition

Daily Compliance News

Play Episode Listen Later Nov 14, 2025 5:33


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top stories include: The $1tn Man tells workers 2026 will be the ‘hardest year'. (BusinessInsider) Top Ukrainian energy ministers resign. (AP) How China Evaded Sanctions to Obtain Chips. (WSJ) Stupid is as stupid does-all South Korean visas in GA reinstated. (NYT) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
November 13, 2025 the Ukraine Shaken Edition

Daily Compliance News

Play Episode Listen Later Nov 13, 2025 5:33


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.  ·      Yet another corruption scandal shakes Ukraine. (ABCNews) ·      Corrupt is as corrupt does. (NYT) ·      Retribution not from DOJ but from FTC.  (WSJ) ·      First Brands founder gets access to assets. (FT)   The Daily Compliance News has been honored as the No. 2 in Best Regulatory Compliance Podcasts category.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
The Atlanta Hawks Scandal: Lessons in Financial Misconduct

Compliance into the Weeds

Play Episode Listen Later Nov 12, 2025 25:40


The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss the basics of fraud prevention with headlines torn from the NBA and a FinServ enforcement action.  The embezzlement scandal at the Atlanta Hawks has drawn attention to critical weaknesses in corporate governance and internal control systems, serving as a cautionary tale for organizations everywhere. They view the scandal as a glaring example of the consequences of neglecting internal controls and the segregation of duties, where an executive, Leslie Jones, exploited their finance role to embezzle funds for personal indulgences. His experience underscores the value of routine audits, which, despite their perceived monotony, are essential for uncovering fraud. Meanwhile, Matt is equally concerned, focusing on the need for robust internal controls and the principle of least privilege, warning against granting excessive access to employees to prevent misuse of power and safeguard organizational integrity.  Key Highlights  ·      Lessons from Atlanta Hawks Fraud Case ·      Least Privilege Access for Preventing Financial Fraud ·      Financial Data Examination for Fraud Detection ·      Executives' Lavish Misconduct: Lessons in Ethics  Resources Matt in Radical Compliance   Tom   Instagram Facebook YouTube Twitter LinkedIn   A multi-award winning podcast, Compliance into the Weeds was most recently honored as one of a Top 25 Regulatory Compliance Podcast and a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred a Davey, Communicator and w3 Award, all for podcast excellence.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
November 12, 2025 the $200 Bet Limit Edition

Daily Compliance News

Play Episode Listen Later Nov 12, 2025 5:33


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.  ·      Right wing EU lawmakers want corruption inquiry opened. (Politico) ·      FinTech fraud scandal in Germany. (Bloomberg) ·      When a promotion feels like punishment.  (Forbes) ·      MLB and Sports Books agree to $200 limit on pitch bets. (ESPN)  The Daily Compliance News has been honored as the No. 2 in Best Regulatory Compliance Podcastscategory.  Learn more about your ad choices. Visit megaphone.fm/adchoices

The Hill Country Podcast
Riding for a Cause: A Journey To the River for the Fight Against MS

The Hill Country Podcast

Play Episode Listen Later Nov 12, 2025 22:33


Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this area of Texas so unique. This week, Tom welcomes back Alan Peterson, who discusses his participation in the Ride to the River MS event, comparing it to the more well-known Houston to Austin MS 150 ride. Alan shares his motivations, the event logistics, the experience of the ride, and the emotional impact of riding for a cause close to his heart, his mother's battle with MS. The episode also delves into the fundraising aspects of these charity rides, discussing the contributions, overall impact, and the sense of community and purpose that drives participants. Alan highlights the differences between the rides, the support and volunteer participation, and the personal satisfaction he gains from contributing to a meaningful cause. Key highlights: Discussing the Ride to the River Event Comparing Different MS Rides Support and Logistics of the Ride Personal Motivation and Fundraising Impact and Future of MS Rides Resources: MS Ride to the River Alan Peterson MS Fundraising Page Other Hill Country Focused Podcasts Hill Country Authors Podcast Hill Country Artists Podcast Texas Hill Country Podcast Network Cover Art Nancy Huffman

Better Call Daddy
456. Freedom Isn't Free: How Tom Fox Built The Voice of Compliance and a Life of Purpose

Better Call Daddy

Play Episode Listen Later Nov 11, 2025 32:27


"Freedom isn't free, it's built by the brave." — Tom Fox In this compelling episode of Better Call Daddy, host Reena Friedman Watts welcomes Tom Fox, the voice of compliance, for a heartfelt discussion on leadership, legacy, and the importance of courage in both personal and professional realms. Tom Fox shares his journey from aspiring podcaster inspired by the legendary Studs Terkel to becoming a prominent figure in the compliance podcasting space. He reflects on how his upbringing shaped his views on fatherhood and the pivotal role of mentorship in navigating life's challenges. With warmth and sincerity, Tom Fox opens up about his experiences in recovery and the profound impact it has had on his parenting style and personal growth. As they delve into Tom's podcasting adventures, including a memorable interview with John Lee Dumas, they explore the emotional weight of storytelling and the lessons learned from confronting difficult topics. Tom emphasizes the significance of community and support, particularly in the context of Alcoholics Anonymous, highlighting the power of shared experiences in fostering resilience. Join Reena and Tom for an enlightening conversation that celebrates the art of connection, the importance of being present, and the legacy we leave behind. This episode is a testament to the transformative power of vulnerability, compassion, and the unwavering support of family. Keywords Fatherhood, Leadership, Podcasting, Compliance, Personal Growth, Mentorship, Recovery, Emotional Wellness, Community Support, Storytelling, Resilience, Legacy, Courage, Life Lessons, Family Connections (00:00) Reena Friedman Watts introduces the Better Call Daddy Show (01:20) Tom Fox shares his inspiration from Studs Terkel (07:15) The essence of a good interview: learning and having fun (14:42) Reflecting on the impactful interview with John Lee Dumas (22:10) The emotional journey through podcasting and personal experiences (30:00) Discussing the Kerrville Folk Festival and its significance (35:50) Legacy: Leaving the world a better place (45:15) The importance of being there for others in recovery (52:30) Tom's advice to his daughter and reflections on parenting (01:02:00) Closing thoughts on community and support (01:05:30) Reena wraps up the episode with a heartfelt goodbye Connect with Tom Fox Compliance Podcast Network Connect with Reena Friedman Watts Better Call Daddy Website | LinkedIn | Instagram YouTube Thank you for tuning in to Better Call Daddy—where wisdom and heart meet!     Podcasting for Business Nov 11-12th Registation link https://app.eventraptor.com/events/452611597626642430

Daily Compliance News
November 11, 2025 the Veteran's Day Edition

Daily Compliance News

Play Episode Listen Later Nov 11, 2025 5:33


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.  ·      Investigation into corruption in Ukraine energy sector. (Reuters) ·      Ex-Glencore staff all plead not . (Bloomberg) ·      Transforming conflict into growth.  (Forbes) ·      Pitch rigging in baseball brings indictments. (ESPN)   The Daily Compliance News has been honored as the No. 2 in Best Regulatory Compliance Podcastscategory.  Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
Exploring AI Adoption in Risk and Compliance with Richard Graham

FCPA Compliance Report

Play Episode Listen Later Nov 10, 2025 26:18


Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Richard Graham, Director - KYC / Financial Crime at Moody's, to discuss the newly released AI Risk and Compliance Survey. Graham shares his extensive background in financial crime and technology, emphasizing his current role, which focuses on KYC and financial crime at Moody's. Together, they discuss the survey's insights, which reveal that 53% of 600 senior risk professionals surveyed are currently using AI for risk management, representing a significant increase from the previous year. Graham explains the crucial role of high-quality data in maximizing AI's potential and highlights its rapid adoption driven by its demonstrated benefits in compliance and risk management. The conversation also explores the evolving role of risk professionals in the context of AI tools, the impact of regulatory awareness, and the industry's shift towards more proactive risk management. Key highlights: Overview of AI Risk and Compliance Survey Key Findings and Industry Trends Adoption of AI in Banking and Corporations Early Wins and Barriers to Scale Data Governance and Regulatory Expectations Resources: Richard Graham on LinkedIn Moody's Moody's AI Risk and Compliance Survey Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Video Theater – The Great Detectives of Old Time Radio
Sherlock Holmes: The Case of the Red Headed League (Video Theater 302)

Video Theater – The Great Detectives of Old Time Radio

Play Episode Listen Later Nov 10, 2025 36:34


Tom Fox of the Compliace Podcast Network joins us once again as we delve into the Ronald Howard Sherlock Holmes series with the only episode that directly adapted one of Doyle's story, "The Case of the Red Headed League" A red-headed shopkeeper comes to Holmes for help and has a tale to tell of a strange organization set up to further the interests of red-headed men. Season 1, Episode 11 Original Air Date: December 27, 1954

Daily Compliance News
November 10, 2025 the More Pardons for Corruption Edition

Daily Compliance News

Play Episode Listen Later Nov 10, 2025 5:33


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.  ·      Trump pardons yet another corrupt GOP politician. (ABC) ·      Corruption saps growth in Philippines. (Bloomberg) ·      More PwC cuts.  (WSJ) ·      Trump Administration blocks Gunvor takeover of Russia energy assets. (WSJ)   The Daily Compliance News has been honored as the No. 2 in Best Regulatory Compliance Podcastscategory.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
November 7, 2025, The Do $1tn Pay Packages Really Incentives You Edition

Daily Compliance News

Play Episode Listen Later Nov 7, 2025 5:51


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top stories include: NBA Reports to Congress on Gambling Probe. (The Athletic) Capula ex-CCO claims retaliation for whistleblowing in termination. (Bloomberg) BaFin slaps a €45 million fine on JPMorgan. (FT) Will Elon Musk really work harder for a $1 trillion pay package? (NYT) The Daily Compliance News has been honored as No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
November 6, 2025, The Norway Says No to Musk Edition

Daily Compliance News

Play Episode Listen Later Nov 6, 2025 5:27


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top stories include: EU warns Ukraine to keep up ABC efforts. (Politico) Indonesia is looking into Chinese corruption over the high-speed train. (SCMP) The tariff argument goes poorly for the Administration at the Supreme Court. (Reuters) Norwegian Sovereign Wealth Fund votes against Musk's $1tn pay package. (WSJ) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance
Episode 161, The Tribute Adam Turteltaub Edition

Everything Compliance

Play Episode Listen Later Nov 6, 2025 71:14


Welcome to this edition of award-winning Everything Compliance. In this episode, we have the complete quintet of Matt Kelly, Jonathan Armstrong, Karen Woody, and Karen Moore with Tom Fox, the Compliance Evangelist, sitting in as host. Matt Kelly looks at the recent EQS report assessing AI models for compliance. He shouts to Adam Turteltaub, who recently left the SCCE after 17 years. Jonathan Armstrong reviews AI risk relating to professional advice. He shouts out to Adam Turteltaub. Karen Moore delves into the recent EU parliamentary rejections of rolling back sustainability reporting. She shouts out to Accountancy Europe and Mother everywhere. Karen Woody looks at the recent Delaware Court of Chancery decision in the case of Brewer v. Turner and its impact on Caremark Doctrine claims. She shouts out to all those returning to work at the office. Tom Fox shouts out to Adam Turteltaub and Sean Connery. The members of Everything Compliance are: Karen Woody is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly, founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Armstrong@puntersouthall.law. Jonathan Marks can be reached at jtmarks@gmail.com Karen Moore is a principal at Sounding Board Compliance, and can be reached at moore@soundingboardcompliance.com The host, producer, and sometimes panelist of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com.  The award-winning Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
Incentives in Compliance: Structuring Effective Compensation Plans

Compliance into the Weeds

Play Episode Listen Later Nov 5, 2025 24:06


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Seeking insightful perspectives on compliance? Look no further than Compliance into the Weeds! In this episode, Tom Fox and Matt Kelly discuss the intricacies of integrating incentives into corporate compliance programs. Matt shares insights from a recent webinar and blog posts, discussing how companies can encourage ethical behavior through executive compensation plans, performance bonuses, and other incentive schemes. The conversation explores the Justice Department's guidelines on executive compensation, the intricacies of designing these programs to align with industry-specific risks, and the implications for various levels of management. They also examine the challenges of establishing meaningful compliance metrics and striking a balance between compliance incentives and overall business objectives across multiple sectors. Key highlights: The Role of Incentives in Compliance Programs Structuring Executive Compensation for Compliance Challenges and Nuances in Incentive Programs Incentives for Different Business Models Compensation Types and Ethical Behavior Resources: Matt in Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been honored with a Davey, Communicator, and W3 Award, all for excellence in podcasting. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
November 5, 2025, The Sex Dolls in Paris Edition

Daily Compliance News

Play Episode Listen Later Nov 5, 2025 5:27


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top stories include: Trump threw a temper tantrum over corruption Q. (Daily Beast) SBF says trial ‘fundamentally unfair'. (FT) State capture and corruption. (The Guardian) Sex dolls, compliance, and Shein. (WSJ) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

The Hill Country Podcast
Celebrating the Hill Country Youth Orchestras and the High Tea Event

The Hill Country Podcast

Play Episode Listen Later Nov 5, 2025 12:24


Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this area of Texas so unique. This week, Tom welcomes fellow Hill Country Youth Orchestra board member, Greg Shrader. They discuss their shared passion for the youth orchestras and highlight their major annual fundraiser, the High Tea event, scheduled for December 6th at the Museum of Western Art. Greg shares insights into the significance and charm of the High Tea and its role in supporting the youth orchestra. He recounts its origins after Robert Earl Keen retired from performing benefit concerts. They also explore the impact of youth orchestras on students from grades K-12, including success stories of students advancing to prestigious institutions such as Interlochen and Juilliard. The episode concludes with information on how to support and get involved with the Hill Country Youth Orchestras. Key highlights: The High Tea Fundraiser: Origins and Importance Musical Performances and Youth Orchestra Impact The Venue: Museum of Western Art Resources: Hill Country Youth Orchestras High Tea Fundraiser Other Hill Country Focused Podcasts Hill Country Authors Podcast Hill Country Artists Podcast Texas Hill Country Podcast Network Cover Art Nancy Huffman

Innovation in Compliance with Tom Fox
Dare to Dream: Leveraging AI and Innovation

Innovation in Compliance with Tom Fox

Play Episode Listen Later Nov 4, 2025 54:47


Innovation is present in many areas, and compliance professionals must not only be prepared for it but also actively embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes Dr. Hemma Lomax from DocuSign, Chris Crowder from Airbus, and Vince Walden from konaAI to explore the future of compliance with AI and AgenticAI. This podcast was edited from a konaAI-sponsored webinar. For a link to the full webinar replay, see below. Our discussion centers around the integration of AI, innovation, and compliance within corporate environments. Chris and Hemma share insights about their current data analytics efforts and the transformative role of AI in enhancing compliance processes. They discuss the importance of human judgment, exploring new technologies, and creating a forward-thinking compliance culture. Audience members are encouraged to think creatively about leveraging technology to address compliance challenges and prepare for a rapidly evolving business landscape. Key highlights: Current State of AI and Data Analytics in Compliance Challenges and Opportunities in AI Implementation The Role of AI in Risk Management Human Judgment and AI: A Balanced Approach Future of AI in Compliance and Business Future of AI Agents in Compliance For a full replay of the Webinar, click here. For the konaAI white paper on AgenticAI, click here. To listen to the award-winning podcast Upping Your Game on the use of AI in a compliance program, click here. Check out my latest book, Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com. Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.

Daily Compliance News
November 4, 2025, The No Idea Edition

Daily Compliance News

Play Episode Listen Later Nov 4, 2025 5:27


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest that are relevant to the compliance professional. Top stories include: Trump claims to have no idea who CZ is. (BBC) Moet sues whistleblower who took claims public. (FT) Trump says he will intervene in Netanyahu's corruption trial. (Axios) BDO gave First Brands a healthy report before its collapse. (WSJ) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
Navigating the Complexities of Self-Disclosure Amidst Political and Legal Uncertainties

FCPA Compliance Report

Play Episode Listen Later Nov 3, 2025 25:49


In this episode, Tom Fox welcomes back Hughes Hubbard partner Mike DeBernardis to explore the unprecedented criminal indictment of Smartmatic and its implications on self-disclosure policies under the current administration. They discuss the rare occurrence of a company facing criminal charges and how it complicates the risk assessment for potential self-disclosure. The conversation covers the unpredictable nature of DOJ actions, the impact of political influence, and the challenges this situation presents for legal advisors and their clients. They also explore the broader implications for corporate compliance, including the increased complexity in predicting outcomes and the necessity for thorough internal investigations. Key highlights: Discussion on Smartmatic Indictment Challenges in Self-Disclosure Political Influence and Risks Client Conversations and Risk Assessment Resources:  Hughes Hubbard & Reed Mike DeBernardis on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
November 3, 2025, The World Athletics Edition

Daily Compliance News

Play Episode Listen Later Nov 3, 2025 5:27


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top stories include: Financial fraud hits World Athletics. (BBC) Best Career advice received. (BusinessInsider) FirstEnergy execs getting preferential treatment? (cleveland.com) JPMorgan flagged Epstein transactions as far back as 2002. (WSJ) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
October 31, 2025, The Happy Halloween Edition

Daily Compliance News

Play Episode Listen Later Oct 31, 2025 5:56


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top stories include: Boeing hit with $5bn in late fee penalties. (BBC) Corruption probe at Historic Environment Scotland. (BBC) KPMG, Novo Banco targeted in corruption probe. (Bloomberg) Don't lose your luggage on Air France. (NYT) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
October 30, 2025, The End of the (Banking) Nerds Edition

Daily Compliance News

Play Episode Listen Later Oct 30, 2025 5:55


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Is AI replacing the nerds? (FT) Ukraine receives an award for ABC. (Ukrinform) All about FATF. (Bloomberg) Argentina appeals damage award for expropriation. (Reuters) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
The NBA Betting Scandal - Lessons for the Compliance Professional

Compliance into the Weeds

Play Episode Listen Later Oct 29, 2025 31:38


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss the unfolding NBA betting scandal and explore what it all might mean for the compliance professional.  Their discussion covers the allegations and implications involving high-profile NBA figures, including Terry Rozier, Damon Jones, and Chauncey Billups. They explore the role of material non-public information, the importance of risk assessment, the effectiveness of current compliance measures, and the crucial role of data analytics in detecting fraudulent activities. Insights into sports betting, preventive controls, and the ethical challenges faced by professional athletes are also discussed, drawing parallels for corporate compliance professionals.  Key highlights: NBA Betting Scandal Overview Historical Context and Data Analytics Conflict of Interest and Risk Assessment Investigation and Compliance Strategies  Resources: Tom is writing a multipart series on the scandal on the ⁠FCPA Compliance and Ethics blog.⁠ Tom   ⁠Instagram⁠ ⁠Facebook⁠ ⁠YouTube⁠ ⁠Twitter⁠ ⁠LinkedIn⁠ A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the ⁠Top 25 Regulatory Compliance Podcasts⁠ , a ⁠Top 10 Business Law Podcast⁠, and ⁠a Top 12 Risk Management Podcast⁠. Compliance into the Weeds has been conferred a Davey, a Communicator Award, and a W3 Award, all for podcast excellence.  Learn more about your ad choices. Visit megaphone.fm/adchoices

The Hill Country Podcast
Navigating Disaster Recovery: Insights on Mental Health with Lamar Davis

The Hill Country Podcast

Play Episode Listen Later Oct 29, 2025 22:58


Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique area of Texas. This week, Tom welcomes  Lamar Davis to discuss the multifaceted aspects of disaster recovery, focusing on the roles of mental health, and Abby Filyaw joins us to discuss substance abuse recovery. Lamar shares his background in government service and his current role as a disaster recovery coordinator for the Rio Texas Conference of the United Methodist Church. They discuss the phases of disaster response and the importance of long-term recovery plans. Abby discusses her work with the Hill Country Council on Alcohol and Drug Abuse, emphasizing the increased risk of substance use disorders following traumatic events. The conversation covers the importance of mental health support, the role of clergy, and the broad impacts of disasters like Katrina and local floods. They also touch on the community's need for collective support and the ongoing nature of grief and recovery. Key highlights: Understanding Disaster Recovery Mental Health and Long-Term Recovery Substance Abuse and Community Support Personal Reflections and Community Impact Clergy and Community Resilience Lessons from Past Disasters Resources: Other Hill Country Focused Podcasts Hill Country Authors Podcast Hill Country Artists Podcast Texas Hill Country Podcast Network Cover Art Nancy Huffman

Daily Compliance News
October 29, 2025, The CEO No-No Edition

Daily Compliance News

Play Episode Listen Later Oct 29, 2025 5:55


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Texting in meetings is a CEO no-no. (WSJ) Will Tesla lose Musk (w/o $1tn pay package)? (Yahoo!Finance) Does insider trading = insider betting? (Bloomberg) Tom Hayes sues UBS for $400 million. (Reuters) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
Adam Goslin on Navigating Security and Compliance in the Digital World

Innovation in Compliance with Tom Fox

Play Episode Listen Later Oct 28, 2025 20:33


Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes Adam Goslin, a seasoned IT professional who transitioned from developer to VP of IT and Infrastructure, and co-founded Total Compliance Tracking. Adam and Tom address the complexities and challenges of security and compliance. Adam discusses how his journey into the compliance sector began with his efforts to achieve PCI compliance in his previous role, which illuminated a significant market gap for comprehensive compliance education and support. Driven by a passion to make compliance processes less burdensome, his vision for a comprehensive compliance-tracking company centers on delivering effective solutions that enable organizations to meet regulatory requirements with greater ease and efficiency. Through educational resources such as blogs and podcasts, Total Compliance Tracking demystifies the compliance process, helping organizations and individuals alike manage compliance responsibilities more effectively. Key takeaways: Evolution from Developer to Compliance Industry Leader Revolutionizing Compliance Management with Bold Messaging Comprehensive Solution for Data Control Challenges Compliance Education Resources for Security and Compliance Resources: Connect with Adam Goslin LinkedIn Connect with Total Compliance Tracking Website LinkedIn Tom Fox Instagram Facebook YouTube Twitter

Daily Compliance News
October 28, 2025, The Sleeper Issue Edition

Daily Compliance News

Play Episode Listen Later Oct 28, 2025 5:55


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Corruption probe in Mongolia. (WSJ) How will the US define ‘country of origin'? (NYT) US sanctions the Colombian President for ‘not doing enough.' (WSJ) Sports and mafia ties run deep. (ESPN) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
The Importance of Outside Counsel in False Claims Act Investigations

FCPA Compliance Report

Play Episode Listen Later Oct 27, 2025 25:49


In this episode, Tom Fox welcomes Arthur Gollwitzer from the law firm of Jackson Walker to discuss the merits of involving outside counsel in handling False Claims Act cases and the nuances of legal compliance. Arthur shares his experiences in avoiding and defending False Claims Act allegations, the significance of hiring specialized investigative counsel early, and the integrity and credibility required in investigative processes. He also offers insights on the implications of AI regulations in Texas, his time as an Assistant US Attorney in the Southern District of New York, and the honor of representing the United States in court. Key highlights: Discussing False Claims Act Importance of Independent Investigations Credibility in Legal Investigations AI and Legal Implications Experience in the Southern District of New York Resources: JacksonWalker Arthur Gollwitzer on LinkedIn Texas 89th Legislature: Key Artificial Intelligence Legislation Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book is Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
October 27, 2025, The All FT Edition

Daily Compliance News

Play Episode Listen Later Oct 27, 2025 5:55


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Uber, Veon whistleblower speaks. (FT) Can you trust your eyes? (FT) No more work emails with "!". (FT) CVC tax fraud rocks Spain's PE sector. (FT) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Cornerstone Community Church - Sermons
Hosea 9:7b-10:15 | Memories: A Walk Down Memory Lane (Tom Fox)

Cornerstone Community Church - Sermons

Play Episode Listen Later Oct 26, 2025 52:42


6 of 7 in a series through Hosea

Daily Compliance News
October 24, 2025, The CZ Pardoned Edition

Daily Compliance News

Play Episode Listen Later Oct 24, 2025 5:53


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Need a pardon, invest with Trump. (WSJ) Former Citibank official jailed for AML charges in Singapore. (FT) Gambling arrests rock the NBA. (Fox News) Musk pleads for $1tn pay package. (Bloomberg) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
October 23, 2025, The Stay in Your Lane Edition

Daily Compliance News

Play Episode Listen Later Oct 23, 2025 5:51


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: More on BCG protocols. (WSJ) Avoiding AI slop at work. (FT) No Conflict of Interest here. (Reuters) Belgian-EU prosecutor's cross swords. (Euractiv) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcast category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
The End of Self-Disclosure? The Criminal Indictment of Smartmatic

Compliance into the Weeds

Play Episode Listen Later Oct 22, 2025 23:56


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss the rare occurrence of a company, Smartmatic, being added to an existing indictment for FCPA violations. They explore the unusual circumstances surrounding this case, including the political sensitivity of Smartmatic, its ongoing litigation with Fox News, and the potential implications for corporate voluntary self-disclosure under the current administration. They delve into the changes in DOJ criteria for FCPA prosecutions and raise concerns about selective prosecution and the broader impact on compliance strategies. Key highlights: Overview of Smart Medic Indictment Political Context and Conspiracy Theories Implications for Compliance and Self-Disclosure Concerns About Selective Prosecution Resources: Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred a Davey, Communicator, and W3 Award, all for podcast excellence. Learn more about your ad choices. Visit megaphone.fm/adchoices

The Hill Country Podcast
Kerr Together: Community Collaboration and Resilience in Kerrville

The Hill Country Podcast

Play Episode Listen Later Oct 22, 2025 23:36


Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique area of Texas. ⁠This week, Tom welcomes three pivotal figures from Kerr Together—Theresa Metcalf, Kelly Hagemeier, and Judy Eychner.  Our topic this week is Kerr Connect, which was created in the wake of the devastating July 4th flood in Kerr County. They explore the unique partnership between the city's government, private businesses, and citizens, which exemplifies the community's resilience and collaboration, especially during the economic recovery from the devastating July 4th flood. The discussion covers the formation of various working groups, including long-term recovery efforts, economic development, and river stewardship. The leaders share their experiences of community-driven initiatives, the importance of clear communication, and how everyday citizens stepped into leadership roles to aid in disaster recovery. For those interested in learning more or getting involved, they recommend visiting the Kerr Together website.  Key highlights: Economic Recovery from the July 4th Flood Community-Driven Efforts and Long-Term Recovery Reimagining Kerrville's Future Organizing and Mobilizing Community Support How to Get Involved with Kerr Together  Resources: ⁠Kerr Together⁠ Other Hill Country Focused Podcasts ⁠Hill Country Authors Podcast⁠ ⁠Hill Country Artists Podcast⁠ ⁠Texas Hill Country Podcast Network⁠ Cover Art ⁠Nancy Huffman

Daily Compliance News
October 22, 2025, The Rejection Therapy Edition

Daily Compliance News

Play Episode Listen Later Oct 22, 2025 5:48


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Rejection therapy and risk-taking. (FT) BCG appoints new chief risk officer. (FT) How CFPB scraps Citibank Consent Order. (Reuters) Worldline finds AML implementation uneven. (Bloomberg) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
AI in Financial Crime and Compliance: A Deep Dive with Oracle's Jason Somrak

Innovation in Compliance with Tom Fox

Play Episode Listen Later Oct 21, 2025 24:03


Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode,  host Tom Fox welcomes Jason Somrak, the Chief of Product and Strategy for Financial Crime and Compliance at Oracle. Jason elaborates on his professional background and his decade-long journey at Oracle. He delves into the transformative role of AI in combating financial crimes, exploring how AI has evolved from predicting false positives to using behavioral models and generative AI to enhance investigation processes. Their discussion touches on AI's potential to shift from detection to prevention, the impact of real-time AML, and the significance of automating noise in compliance investigations. They also discuss the importance of regulatory relationships and the emerging challenges in risk management. The episode concludes with insights into the future skills needed in compliance roles and the critical role of corporate culture in implementing AI solutions. Key highlights: AI's Role in Financial Crime Prevention Proactive vs. Reactive Approaches AI in Investigations and Triage Emerging Challenges in Risk Management Future of AI in Compliance Skills for Next-Gen Compliance Officers Resources: Jason Somrak on LinkedIn Oracle Financial Services Tom Fox Instagram Facebook YouTube Twitter LinkedIn

Daily Compliance News
October 21, 2025, The All WSJ Edition

Daily Compliance News

Play Episode Listen Later Oct 21, 2025 5:48


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest, all relevant to the compliance professional. Top stories include: What's on your water menu? (WSJ) The market spanked BNP Paribas. (WSJ) How China took over rare earths. (WSJ) Green shipping plan delayed. (WSJ) The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcast category. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
Navigating Effective Human Oversight for ADS/ADMT in AI Compliance

Compliance into the Weeds

Play Episode Listen Later Oct 15, 2025 25:43


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully, and looking for some hard-hitting insights on compliance. Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss Matt's recent experience at a compliance conference in Lithuania and engage in a thorough discussion about effective human oversight in AI systems. They examine the recent guidance from the European Data Protection Supervisor (EDPS) on maintaining human oversight of automated decision-making processes, relating it to similar regulatory requirements in California. The conversation explores the implications for corporate compliance, IT, and audit professionals, highlighting the challenge of balancing AI efficiency with the need for effective human intervention to mitigate risks and ensure regulatory compliance. Key highlights: Matt's Experience in Lithuania AI Regulation in the EU and CCPA Amendments re: ADS and ADMT Effective Human Oversight in AI Systems Challenges in AI Control Design The Role of Compliance and Audit in AI Oversight Resources: Matt on Radical Compliance Tom with a 5-Part podcast series on the CCPA Amendments on ADS/ADMT with Alyssa DeSimone on Life with GDPR Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred a Davey, Communicator, and W3 Awards for podcast excellence. Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
Exploring Sustainable Leadership and Accountability with Gina Cotner

Innovation in Compliance with Tom Fox

Play Episode Listen Later Oct 14, 2025 30:35


Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode,  host Tom Fox welcomes back Gina Cotner, the CEO and founder of Athena Executive Services, to delve into crucial leadership topics relevant to the compliance community. The discussion covers root cause analysis (RCA), the importance of creating a culture of accountability, and effective delegation without abdicating responsibility. Gina emphasizes the significance of asking open-ended, curious questions, continuous coaching, and managing up for sustained organizational success. They also touch on the role of trust, psychological safety, and clear communication in enhancing team performance and leadership practices, making it a must-listen for compliance officers and corporate leaders. Key highlights: The Importance of Root Cause Analysis Creating a Culture of Accountability Effective Delegation Strategies Trust, Psychological Safety, and Communication Applying Strategies in Different Contexts Sustainable Leadership Practices Resources: Gina Cotner on LinkedIn Athena Executive Services Tom Fox Instagram Facebook YouTube Twitter LinkedIn LinkedIn Check out my latest book, Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com. Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.

Video Theater – The Great Detectives of Old Time Radio
Sherlock Holmes: The Mother Hubbard Case (Video Theater 300)

Video Theater – The Great Detectives of Old Time Radio

Play Episode Listen Later Oct 12, 2025 34:33


In this episode of Public Domain Video Theater, host Adam Graham is joined by special guest Tom Fox, founder of the ⁠Compliance Podcast Network⁠ and host of ⁠Adventures in Compliance⁠— a show where Fox explores each Sherlock Holmes story through the lens of ethics and compliance. Together, they delve into one of Ronald Howard's early television portrayals of the great detective.   Episode Overview (No Spoilers) “The Mother Hubbard Case” begins as a seemingly routine London mystery — a missing fiancé, a concerned family, and a cryptic note about a lost child. But under Holmes's keen observation, this ordinary disappearance unfurls into something far more sinister. As Holmes and Watson investigate, they uncover a chilling pattern of vanishing men, a trail that winds through deserted houses and shadowed motives. What begins as a simple missing-person case evolves into a tense unraveling of compassion twisted by desperation   Original Air Date: December 20, 1954

Compliance into the Weeds
Chatbots and Interplay of Multiple Compliance Systems

Compliance into the Weeds

Play Episode Listen Later Oct 8, 2025 20:37


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss the implications of artificial intelligence, specifically the use of chatbots in compliance programs. Matt joins from Vilnius, Lithuania, where he is set to address a gathering of Baltic and Eastern European compliance professionals. The discussion centers on AI chatbots used for policy guidance, specifically addressing the ethical concerns and potential risks associated with tracking individual employee inquiries, as well as the possibility of violating whistleblower protection laws. Tom and Matt emphasize the importance of robust IT general controls and corporate culture in managing these new AI-powered compliance tools. They also address how regulators, like the Department of Justice, may evaluate the effectiveness of AI in compliance programs going forward. Key highlights: Exploring AI in Compliance Chatbot Concerns and Whistleblower Anonymity User Experience vs. Compliance Function Experience Regulatory Expectations and Future of AI in Compliance Resources: Matt on Radical Compliance  Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred the Davey, Communicator, and W3 Awards for podcast excellence. Learn more about your ad choices. Visit megaphone.fm/adchoices