Podcasts about exchange commission

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  • 593PODCASTS
  • 1,306EPISODES
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  • Jul 2, 2022LATEST

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Best podcasts about exchange commission

Show all podcasts related to exchange commission

Latest podcast episodes about exchange commission

Law and Legitimacy
LAL Live: John Deaton of Crypto-Law.us, the SEC and Agency Capture + Pizza Talk (NPS July 1)

Law and Legitimacy

Play Episode Listen Later Jul 2, 2022 92:08


Ahead of the 3-day weekend, Norm thanks listeners for keeping him around through 9 weeks of the Norm Pattis Show. For all of you loyal LAL listeners, our gratitude knows no bounds. Thank you for setting out on this journey with us. Norm opens the show talking about his disappointment with the USA Today article naming the Top 50 Pizzerias in the United States—where is the New Haven representation?! Incredible.  A local listener calls in to tell Norm about her favorite local spots and toppings, which sets off a tidal wave of pizza talk. Another listener calls in to share his favorite local pizza shop and toppings and then asks Norm to explain a legal perspective on the Cassidy Hutchinson congressional testimony that apparently conflicts with the position of the Secret Service. The main event for this episode is our guest, John Deaton, founder of Deaton Law Firm and Crypto-Law.us. Norm has John on talk about a letter that John wrote to a Senator just recently detailing the alleged  Securities and Exchange Commission's unfair and abusive treatment of Ripple and holders of XRP.  The key question, as we have addressed before, is whether digital assets like Etherium and XRP are considered securities for purposes of investment and regulation. John details how absurd the treatment of XRP is—could every holder of XRP in the world today be guilty of transacting unlawfully in unregistered securities? This is a serious question, given the SEC's public position against Ripple, its founders, and the token XRP itself. Are crypto/digital assets better regarded as commodities or securities? Norm and John discuss the concept of agency capture and what it means the in context of the SEC, its commissioners, former commissioners, and the entities for whom the SEC apparently has acted almost exclusively to protect.  Like, share, and subscribe! Norm is live every weekday from 12pm ET to 2pm ET on WICC 600AM/107.3FM. Stream Norm live at https://www.wicc600.com/. Follow @PattisPodcast on Twitter. 

Late Confirmation by CoinDesk
THE HASH: Hash Headlines: Top Stories of the Week

Late Confirmation by CoinDesk

Play Episode Listen Later Jul 1, 2022 22:53


A roundup of the week's most valuable crypto stories for Friday, July 1, 2022.Missed any episodes of “The Hash” this week? Today's recap episode will get you caught up.“Hash Headlines” rounds up this week's headline stories, including:Voyager Digital issuing default notice to Three Arrows Capital.Troubles at crypto mining firm Compass Mining as it reportedly fails to pay its power bills.Compass Mining CEO's and CFO's resignations.Grayscale's lawsuit against the U.S. Securities and Exchange Commission over its bitcoin spot ETF rejection.This episode was edited by Eleanor Pahl and our executive producer is Jared Schwartz. Our theme song is “Neon Beach.”See Privacy Policy at https://art19.com/privacy and California Privacy Notice at https://art19.com/privacy#do-not-sell-my-info.

ESG Insider: A podcast from S&P Global
Unpacking the SEC's proposed ESG fund rules

ESG Insider: A podcast from S&P Global

Play Episode Listen Later Jul 1, 2022 33:54


Amid rapid growth in ESG investment, regulators around the world are developing sustainability-focused rules. In this episode of the ESG Insider podcast, we explore new rules proposed by the U.S. Securities and Exchange Commission that involve sustainable or ESG-labeled funds. To get a better understanding, we talk with Aniket Shah, managing director and global head of environmental, social and governance and sustainability research at Jefferies Group. We also speak with George Raine, a partner in the asset management group at the law firm Ropes & Gray, and Lance Dial, a partner in the ESG & Sustainability group at law firm Morgan Lewis. We'd love to hear from you. To give us feedback on this episode or share ideas for future episodes, please contact hosts Lindsey Hall (lindsey.hall@spglobal.com) and Esther Whieldon (esther.whieldon@spglobal.com). Listen to our episode on the EU's Sustainable Finance Disclosure regulation here: https://soundcloud.com/esginsider/new-eu-sustainable-finance  Read our monthly Regulatory Tracker here: https://www.spglobal.com/esg/insights/esg-regulatory-tracker-may-2022 Photo credit: S&P Global Sustainable1

It's Not Magic, a Sixth Street podcast
Igor Rozenblit, Managing Partner, Iron Road Partners

It's Not Magic, a Sixth Street podcast

Play Episode Listen Later Jul 1, 2022 30:57


How do you build a business in a highly regulated industry? We asked the expert. Clip in to the via ferrata and join us with Igor Rozenblit, Managing Partner of Iron Road Partners and founder and former Co-Head of the Securities and Exchange Commission's Private Funds Unit. We learn about what it takes to build something new within a government agency, and we get Igor's perspective as an entrepreneur from both sides of the regulatory fence. He takes us back to the days at the SEC post-Bernie Madoff, and we get deep on what motivates people. What do regulators care about most? Tune in and find out. See acast.com/privacy for privacy and opt-out information.

Bloomberg Crypto
No US Spot Bitcoin ETF For You

Bloomberg Crypto

Play Episode Listen Later Jul 1, 2022 16:08


One of the most closely-watched fights in crypto might sound a little obscure, but it's really important. It pits a company called Grayscale Investments against the US Securities and Exchange Commission, a crucial regulator. And it involves so-called exchange traded funds, an extremely popular type of investment vehicle, and Bitcoin, the largest and most liquid cryptocurrency.  Grayscale had been lobbying regulators to allow it to convert one of its existing crypto products into an exchange traded fund, or ETF. This week, the SEC rejected their petition. Grayscale has been very clear that they're preparing for a fight and intend to take the fight to court, and they've geared up accordingly. They hired Donald Verrilli, a top White House lawyer during the Obama administration. Bloomberg reporter Katie Greifeld joins me to examine why this fight is so important to crypto.  See omnystudio.com/listener for privacy information.

Long Reads Live
Grayscale's Legal Battle Against the SEC

Long Reads Live

Play Episode Listen Later Jul 1, 2022 18:58


This episode is sponsored by Nexo.io, NEAR and FTX US.    Late Wednesday, the U.S. Securities and Exchange Commission rejected Grayscale's proposal to convert the Grayscale Bitcoin Trust to a spot bitcoin exchange-traded fund (ETF). Within minutes, Grayscale, a CoinDesk sister company, had filed suit against the SEC about that decision. In this episode, NLW explains why the crypto community is in broad agreement with Grayscale about the inconsistencies in how the SEC approves or rejects bitcoin-related products. (Disclosure: Grayscale is owned by CoinDesk parent Digital Currency Group.)  - Nexo is an all-in-one platform where you can buy crypto with a bank card and earn up to 16% interest on your assets. On the platform you can also swap 300+ market pairs and borrow against your crypto from 0% APR. Sign up at nexo.io by June 30 and receive up to $150 in BTC. - NEAR is a blockchain for a world reimagined. Through simple, secure, and scalable technology, NEAR empowers millions to invent and explore new experiences. Business, creativity, and community are being reimagined for a more sustainable and inclusive future. Find out more at NEAR.org. - FTX US is the safe, regulated way to buy Bitcoin, ETH, SOL and other digital assets. Trade crypto with up to 85% lower fees than top competitors and trade ETH and SOL NFTs with no gas fees and subsidized gas on withdrawals. Sign up at FTX.US today. - Enjoying this content?   SUBSCRIBE to the Podcast Apple:  https://podcasts.apple.com/podcast/id1438693620?at=1000lSDb Spotify: https://open.spotify.com/show/538vuul1PuorUDwgkC8JWF?si=ddSvD-HST2e_E7wgxcjtfQ Google: https://podcasts.google.com/feed/aHR0cHM6Ly9ubHdjcnlwdG8ubGlic3luLmNvbS9yc3M=   Join the discussion: https://discord.gg/VrKRrfKCz8   Follow on Twitter: NLW: https://twitter.com/nlw Breakdown: https://twitter.com/BreakdownNLW - “The Breakdown” is written, produced by and features Nathaniel Whittemore aka NLW, with editing by Rob Mitchell and research by Scott Hill. Jared Schwartz is our executive producer and our theme music is “Countdown” by Neon Beach. The music you heard today behind our sponsors is “Catnip” by Famous Cats and “I Don't Know How To Explain It” by Aaron Sprinkle. Image credit: Svenja-Foto/Getty Images, modified by CoinDesk. Join the discussion at discord.gg/VrKRrfKCz8.

Late Confirmation by CoinDesk
THE HASH: Genesis Faces ‘Hundreds of Millions' in Losses and Three Arrows Capital's Troubles Deepen

Late Confirmation by CoinDesk

Play Episode Listen Later Jun 30, 2022 26:43


The most valuable crypto stories for Thursday, June 30, 2022."The Hash" team discusses today's top stories including Grayscale's lawsuit against the U.S. Securities and Exchange Commission over its bitcoin spot ETF rejection and Genesis's ginormous loss, partly due to Three Arrows Capital exposure.This episode was edited by Eleanor Pahl and our executive producer is Jared Schwartz. Our theme song is “Neon Beach.”See Privacy Policy at https://art19.com/privacy and California Privacy Notice at https://art19.com/privacy#do-not-sell-my-info.

Late Confirmation by CoinDesk
BREAKDOWN: Grayscale's Legal Battle Against the SEC

Late Confirmation by CoinDesk

Play Episode Listen Later Jun 30, 2022 18:57


The lawsuit was filed after the SEC rejected the company's filing to convert GBTC to a spot bitcoin exchange-traded fund. This episode is sponsored by Nexo.io, NEAR and FTX US. Late Wednesday, the U.S. Securities and Exchange Commission rejected Grayscale's proposal to convert the Grayscale Bitcoin Trust to a spot bitcoin exchange-traded fund (ETF). Within minutes, Grayscale, a CoinDesk sister company, had filed suit against the SEC about that decision. In this episode, NLW explains why the crypto community is in broad agreement with Grayscale about the inconsistencies in how the SEC approves or rejects bitcoin-related products. (Disclosure: Grayscale is owned by CoinDesk parent Digital Currency Group.) -Nexo is an all-in-one platform where you can buy crypto with a bank card and earn up to 16% interest on your assets. On the platform you can also swap 300+ market pairs and borrow against your crypto from 0% APR. Sign up at nexo.io by June 30 and receive up to $150 in BTC.-NEAR is a blockchain for a world reimagined. Through simple, secure, and scalable technology, NEAR empowers millions to invent and explore new experiences. Business, creativity, and community are being reimagined for a more sustainable and inclusive future. Find out more at NEAR.org.-FTX US is the safe, regulated way to buy Bitcoin, ETH, SOL and other digital assets. Trade crypto with up to 85% lower fees than top competitors and trade ETH and SOL NFTs with no gas fees and subsidized gas on withdrawals. Sign up at FTX.US today.-“The Breakdown” is written, produced by and features Nathaniel Whittemore aka NLW, with editing by Rob Mitchell and research by Scott Hill. Jared Schwartz is our executive producer and our theme music is “Countdown” by Neon Beach. The music you heard today behind our sponsors is “Catnip” by Famous Cats and “I Don't Know How To Explain It” by Aaron Sprinkle. Image credit: Svenja-Foto/Getty Images, modified by CoinDesk. Join the discussion at discord.gg/VrKRrfKCz8.See Privacy Policy at https://art19.com/privacy and California Privacy Notice at https://art19.com/privacy#do-not-sell-my-info.

Spotlight Podcast - Private Equity International
How the SEC is already probing ESG claims

Spotlight Podcast - Private Equity International

Play Episode Listen Later Jun 28, 2022 10:22


'There is a lot of material being requested.' A recent letter from the US Securities and Exchange Commission shows the extent to which it is probing managers about their ESG claims and practices.

Hablemos De Trading
EP#91:¿Qué es la SEC y cuáles son sus principales funciones?

Hablemos De Trading

Play Episode Listen Later Jun 27, 2022 31:38


Hola!!! ¡Muy buen inicio de semana para todos ustedes! En esta oportunidad traemos un episodio donde vamos a hablar sobre la Securities and Exchange Commission, mejor conocida como la SEC. Un organismo público encargado principalmente de proteger al inversor haciendo cumplir las leyes federales. Durante el episodio explicaremos las principales funciones de la SEC, un poco de historia de por que fue creado el organismo y cuando sucedió y algunos ejemplos en los que la SEC ha intervenido en casos de fraude. No olviden seguirnos en nuestras redes sociales: Instagram: @hablemos.de.trading / Twitter: Hablemostrading / Youtube: Hablemos de trading Igualmente cualquier sugerencia, feedback, recomendación o algún tema que quieran que toquemos nos pueden escribir a nuestro correo: correo.hdt@gmail.com. ¡Esperamos que lo disfruten y tengan una semana excelente! Saludos Equipo HDT --- This episode is sponsored by · Anchor: The easiest way to make a podcast. https://anchor.fm/app Support this podcast: https://anchor.fm/hablemos-de-trading/support

MID-WEST FARM REPORT - MADISON
NCBA - Beef Bounces Back

MID-WEST FARM REPORT - MADISON

Play Episode Listen Later Jun 22, 2022 6:59


Don Schiefelbein, National Cattlemen's Beef Association President, was in attendance at the second stop in Clear Lake for the Cattlemen's Education Series. He shares more about the policy NCBA is watching in DC, including the Securities and Exchange Commission's interest in tracking carbon emissions through the food chain all the way back to producers.  See omnystudio.com/listener for privacy information.

GovExec Daily
Will This Court Decision Gut the Regulatory State?

GovExec Daily

Play Episode Listen Later Jun 22, 2022 23:03


Last month, the U.S. Court of Appeals for the Fifth Circuit issued a 2-1 opinion in favor of hedge fund manager George Jarkesy and investment adviser Patriot28. Their case contested the Securities and Exchange Commission's decision to charge them with wide-ranging securities fraud. The decision's text appears to argue against or, at least, minimize the role of subject matter experts and the administrative law power of federal agencies. Conor D. Dirks is an attorney at the firm of Shaw Bransford & Roth, where he has represented federal officials and employees in all aspects of federal personnel employment law. He joined the podcast to talk about the decision and what it will mean for the administrative state. *** Join GovExec Daily on Clubhouse! https://www.clubhouse.com/club/govexec-daily-group  

Hashtag History
EP 102: Enron

Hashtag History

Play Episode Listen Later Jun 21, 2022 53:01


This week on Hashtag History, we are discussing the Enron Scandal, a major accounting fraud that took place in late-2001 when Enron Corporation - who, only the year prior, was considered to be one of the most successful companies in the world - announced that it was posting a $638 billion dollar loss in the third quarter…and then followed up that up shortly thereafter by filing for Chapter 11 bankruptcy protection. In only a few months, the company's stock price - which, at its height, was $90 per share - fell to less than $0.26 per share. Along with the demise of the company also came the demise of nearly $2.1 billion dollars in pension plans for its thousands of employees. In fact, as higher-ups in the company were selling off their stock - aware that things were going to tank soon - they were simultaneously telling lower-level employees to invest in more company stock. The Securities and Exchange Commission investigated what happened at Enron and found that they had been conducting shady accounting practices, such as writing future gains (that had not yet been received) into current income statements and transferring their bad assets into special purpose entities in order to keep them off the books. Essentially, Enron was lying about their profits, defrauding investors, their employees, and Americans as a whole. Follow Hashtag History on Instagram @hashtaghistory_podcast for all of the pictures mentioned in this episode. Citations for all sources can be located on our website at www.HashtagHistory-Pod.com. You can also check out our website for super cute merch! You can now sponsor a cocktail and get a shout-out on air! Just head to www.buymeacoffee.com/hashtaghistory or head to the Support tab on our website! You can locate us on www.Patreon.com/hashtaghistory where you can donate $1 a month to our Books and Booze Supply. All of your support goes a long ways and we are endlessly grateful! To show our gratitude, all Patreon Supporters receive an automatic 15% OFF all merchandise in our merchandise store, bonus Hashtag Hangouts episodes, a shoutout on social media, and stickers! Check out Macy's delicious wine here → https://glnk.io/rpln/hashtaghistory-podcast #macyswineshop THANKS FOR LISTENING!

Law of Code
#51 - SEC Commissioner Hester Peirce answers the biggest questions in crypto law

Law of Code

Play Episode Listen Later Jun 20, 2022 50:17


Hester Peirce (@HesterPeirce) is a Commissioner at the U.S. Securities and Exchange Commission. She previously served as the director of the Financial Markets Working Group at George Mason University's Mercatus Center. This episode covers almost every pressing issue in crypto law, as Commissioner Peirce shares her thoughts on stablecoin regulation, the future of the SEC, the fourth prong of Howey & much, much more. Show highlights: [1:50] Stablecoin regulation [6:10] Regulatory philosophy [12:00] Safe harbor update [18:00] Information asymmetry vs code transparency [22:00] Smart contracts [24:00] Accredited investor exemptions [28:00] Sufficient decentralization & DAOs [34:00] Evolving tokens: from a security to non-security [36:20] NFTs & securities law [39:00] Bitcoin ETP [43:00] Crypto custody [47:00] Advice & habits Thanks for listening! If you enjoyed this episode, please consider leaving a review. You can subscribe to our newsletter to stay updated on the latest episodes. Disclaimer: Jacob Robinson and his guests are not your lawyer. Nothing herein or mentioned on the Law of Code podcast should be construed as legal advice. The material published is intended for informational, educational, and entertainment purposes only. Please seek the advice of counsel, and do not apply any of the generalized material to your individual facts or circumstances without speaking to an attorney.

Law and Legitimacy
LAL Live Part 1: Censorship, CNN, and The Federal Reserve + Give Us a Pulitzer (NPS June 16)

Law and Legitimacy

Play Episode Listen Later Jun 17, 2022 46:10


Norm opens the first hour imploring citizens to vote for and to demand a return to common sense, citing the obvious upside-down character of the United States' governing structures across the country.  He then asks listeners to call in and help him understand what the Connecticut Post reported on with respect to the New Fairfield Volunteer Fire Department's announcement of an internal investigation pursuant to alleged "offensive" posts to social media by one of the department's firefighters.  But what were the posts? What was the content of the speech? And how condescending can the Connecticut Post be? Publish the content of the posts! Allow the readers to determine for themselves whether the speech in question was indeed offensive, or whether the story itself is yet another mere reflection of woke culture run amok.  Norm then whines about CNN and how unlikely it is to course correct in any meaningful way after its termination of Chris Cuomo and the rumored looming exit of Mr. Potato aka Brian Stelter, and of course after the deafeningly quiet exit of former President of CNN, Jeff Zucker. Will the new overlord make good on his promise to eliminate the comingling of news reporting and ideological biases? Best wishes, Chris Licht. We'll wait for CNN to show and prove.  A caller from earlier this week posed a question about the role of the Federal Reserve and posited that the overwhelming majority of Americans have no idea what it is, what it does, not to mention that it is not a formal body of our federal government. So, Norm takes an opportunity to shed light on the federal reserve, its role in regulating the American economy, the partisan divide on economic policy in America today, and the staying power of those appointed to the Board of the Federal Reserve. Is it time for an overhaul? Norm then takes a moment to applaud Law and Legitimacy for breaking a story that Forbes finally picked up regarding the Securities and Exchange Commission and its apparently corrupt behavior with respect to the regulation of digital assets and cryptocurrency.  Specifically, Law and Legitimacy hosted Jimmy Vallee—Managing Partner of Valhil Capital and proponent of Ripple and XRP—to discuss the disparate treatment between Etherium and Ripple by the SEC to the latter's extreme detriment. How detrimental? Bigger than Enron in terms of the financial loss to Ripple investors.  Like, share, and subscribe. Norm is live every weekday from 12pm ET to 2pm ET on WICC 600AM/107.3FM. Stream Norm live at https://www.wicc600.com/. Follow @PattisPodcast on Twitter. 

AgDay Podcast
AgDay 06/17/22

AgDay Podcast

Play Episode Listen Later Jun 17, 2022 20:24


Diesel prices continue to set new records, as farmers are forced to budget around these higher fuel costs. Plus, how a new rule from the Securities and Exchange Commission could impact paperwork on the farm.  See omnystudio.com/listener for privacy information.

Beltway Beef
NCBA Fights Against Overreaching SEC Rule

Beltway Beef

Play Episode Listen Later Jun 16, 2022 6:47


On this episode, NCBA Environmental Counsel Mary-Thomas Hart joins to discuss NCBA's fight against the U.S. Securities and Exchange Commission's overreaching greenhouse gas disclosure rule. Hart details the origins of the rule and the harm it could cause to cattle producers. Hart also highlights NCBA's grassroots campaign against the rule, which resulted in over 6,000 cattle producers sharing their perspective with the SEC, and key arguments from technical comments submitted to the agency by an NCBA-led coalition of agricultural groups.

TechCrunch Startups – Spoken Edition
EV SPAC Faraday Future now has the attention of the DOJ

TechCrunch Startups – Spoken Edition

Play Episode Listen Later Jun 14, 2022 2:16


Amid an investigation by the Securities and Exchange Commission into inaccurate statements to investors, Faraday Future has received a preliminary request for information from the U.S. Department of Justice.

Green Connections Radio -  Women Who Innovate With Purpose, & Career Issues, Including in Energy, Sustainability, Responsibil
Importance of ESG Today - Joan Michelson on Eisner Amper's "Fast Forward" Podcast

Green Connections Radio - Women Who Innovate With Purpose, & Career Issues, Including in Energy, Sustainability, Responsibil

Play Episode Listen Later Jun 14, 2022 24:09


“We've really had a fundamental shift in the economy where employees are demanding that companies align with their values and they're demanding that they take care of their environmental footprint and that they report on it with great accountability and transparency. And so, if you are a company, you can't get away with not walking the talk, and on top of that, the Securities and Exchange Commission and other bodies are synthesizing all of the different sustainability standards out there now.” Joan Michelson, host of Electric Ladies Podcast, on Eisner Amper's “Fast Forward” podcast

Law and Legitimacy
LAL #077 — Ripple, XRP, and SEC Regulation with Jimmy Vallee

Law and Legitimacy

Play Episode Listen Later Jun 12, 2022 65:46


Jimmy Vallee joins Norm and Mike for a Sunday Special long form.  Jimmy Vallee is a member of Law and Legitimacy alumni at this point, having appeared several times before today's session.  Public radio does not afford the sort of patience that something like digital asset regulation merits for proper examination. So that's what we've aimed here to remedy.  Jimmy Vallee is the managing principal of Valhill Capital, a Texas-based family investment firm with an investment thesis centered around blockchain and cryptocurrency innovation. Specifically, Valhill Capital views the blockchain technology Ripple and the digital currency XRP as the key drivers that will enable blockchain and cryptocurrency to deliver on its promise to unlock economic opportunity all over the world.  The problem? The Securities and Exchange Commission initiated a lawsuit against Ripple Labs in December 2020 alleging that Ripple's digital currency, XRP, is an unregistered security in violation of Section 5 of the Securities Act.  It gets complicated, which is why Norm and Jimmy begin the conversation with the context of society's increasing digitization, from base level information digitization (e.g., Uber) to value digitization as seen through the emergence of blockchains and cryptocurrencies.  The Ripple/XRP case is unique in that it stands as a beacon to justify at least the perceptible corruption and hypocrisy that has come to define our country's current crisis of legitimacy.  Norm and Jimmy unpack the comparison between Etherium's treatment as a commodity—outwardly ratified by the SEC—and the interesting public sector-private sector overlap between key individual players in the Etherium rise to apparent regulatory capture.  Jimmy also discusses a unique legal feature in the SEC v. Ripple case: attorney John Deaton's attempt to intervene as and additional defendant (!) on behalf of a class of XRP holders.  What is the deliberative process privilege? Is a congressional hearing a battleground that would favor XRP under the circumstances? And with the case scheduled to conclude in November 2022, how important will the 2018 Hinman speech be to the outcome? Visit crypto-law.us and click "Connect to Congress" to help John Deaton and Ripple in getting congressional attention on this matter.  Like, share, and subscribe. Norm is live every weekday from 12pm ET to 2pm ET on WICC 600AM/107.3FM. Stream Norm live at https://www.wicc600.com/. Follow @PattisPodcast on Twitter. 

Law and Legitimacy
LAL Live Part 1: Jimmy Vallee Returns + Cryptocurrency and Blockchain (NPS June 9)

Law and Legitimacy

Play Episode Listen Later Jun 10, 2022 46:56


Norm is joined in the first hour by Jimmy Vallee, Managing Principal of Valhill Capital.  Jimmy joined the Norm Pattis Show a few weeks ago, but the two were cut off. Norm invited Jimmy back for a more robust discussion.  The two discuss the fundamentals of cryptocurrency, from function and technoligy, to the general ambition of blockchain development.  Jimmy has been very active in the securities side of cryptocurrency, specifically with Ripple, negotiating with the Securities and Exchange Commission about how these sorts of use cases should be regulated.  Hear how the regulatory environment is developing and how that will inevitably lead to the demise of many less reliable tokens and coins.  Regulation is said to be done in the public interest and for the public good. Norm asks whether and why the regulation is necessary. Jimmy discusses the opportunities for fraud via the "pump and dump" model and other examples.  Like, share, and subscribe. Norm is live every weekday from 12pm ET to 2pm ET on WICC 600AM/107.3FM. Stream Norm live at https://www.wicc600.com/. Follow @PattisPodcast on Twitter. 

FT News Briefing
SEC chair reviews ‘uneven' US equities market

FT News Briefing

Play Episode Listen Later Jun 9, 2022 9:45


The chair of the US Securities and Exchange Commission has outlined plans to overhaul what he described as an “uneven” and unfair US equity market; pain in the US municipal debt market has started to subside after the worst start to the year in four decades. Plus, the FT's Patricia Nilsson chats with Marc about the new FT podcast she co-hosts with global media editor Alex Barker, called “Hot Money: Porn, power and profit”. Subscribe to the FT News Briefing oan Apple Podcasts or SpotifyMentioned in this podcast:SEC chief launches review of ‘uneven' US equities marketBleeding stops in US muni bonds as investors seek slowdown protectionFT Podcast: Hot MoneyThe FT News Briefing is produced by Fiona Symon, Sonja Hutson and Marc Filippino. The show's editor is Jess Smith. Additional help by Peter Barber, Michael Lello, David da Silva and Gavin Kallmann. The show's theme song is by Metaphor Music. Topher Forhecz is the FT's executive producer. The FT's global head of audio is Cheryl Brumley. Read a transcript of this episode on FT.com See acast.com/privacy for privacy and opt-out information.

Marketplace All-in-One
Who should regulate crypto?

Marketplace All-in-One

Play Episode Listen Later Jun 8, 2022 27:57


Lawmakers and consumer advocates are in a standoff over which agency should regulate cryptocurrencies: the Securities and Exchange Commission or the Commodity Futures Trading Commission. Today, we dive into the debate. Plus, a look at retailers’ continuing inventory woes, the government’s changing definition of “small business” and the costs of school security.

Marketplace with Kai Ryssdal
Who should regulate crypto?

Marketplace with Kai Ryssdal

Play Episode Listen Later Jun 8, 2022 27:57


Lawmakers and consumer advocates are in a standoff over which agency should regulate cryptocurrencies: the Securities and Exchange Commission or the Commodity Futures Trading Commission. Today, we dive into the debate. Plus, a look at retailers’ continuing inventory woes, the government’s changing definition of “small business” and the costs of school security.

Parts Per Billion
ESG Funds Are Finding It's Not Easy Being Green

Parts Per Billion

Play Episode Listen Later Jun 8, 2022 15:40


If it was ever easy to be the manager of an ESG fund, it certainly isn't any more. Demand for these environmentally friendly investment options is skyrocketing, but scrutiny from the Securities and Exchange Commission is increasing along with it. Late last month, BNY Mellon paid the agency $1.5 million to settle a claim that it misled investors about how it applies ESG principles to some of its mutual funds. Also, the SEC released proposed regulations imposing new requirements on funds that advertise themselves as ESG. Will all of this have a chilling effect that may halt or even reverse the rapid growth of this area of investing? To find out we, hear from two attorneys who represent fund managers that work on ESG investments. George Raine and Robert Skinner are partners at the firm Ropes & Gray who specialize in the financial services industry. They spoke with Bloomberg Law's Andrew Ramonas about why the SEC is doing what it's doing, and why it's more important than ever for ESG fund prospectuses to be bulletproof.   Do you have feedback on this episode of Parts Per Billion? Give us a call and leave a voicemail at 703-341-3690. See omnystudio.com/listener for privacy information.

Tech Path Podcast
633. XRP vs. SEC Update | Ripple Lands Another Major Blow to SEC

Tech Path Podcast

Play Episode Listen Later Jun 8, 2022 36:18


The Ripple v. SEC case continues, Following 16 months of intense pre-trial litigation, countless hours in court and over 600,000 documents reviewed by both sides, the case that's being billed as "the cryptocurrency trial of the century" could all come down to one speech made by a former Securities and Exchange Commission official four years ago. On Tuesday afternoon, federal Judge Sarah Netburn will hold an in-person conference at the Daniel P. Moynihan Courthouse in Manhattan to discuss the release of documents that Ripple says are necessary to prove it did nothing wrong and that the SEC is picking winners and losers in the trillion-dollar crypto business.#xrp #ripple #crypto ~XRP vs. SEC Update | Ripple Lands Another Major Blow to SEC~⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺Become a Diamond Circle Member FREE! ➜ https://bit.ly/PBDiamondCircleSubscribe on YouTube ✅ https://bit.ly/PBNYoutubeSubscribeFacebook

TIME's Top Stories
Elon Musk Is Threatening To Walk Away From the Twitter Deal

TIME's Top Stories

Play Episode Listen Later Jun 7, 2022 5:35


DETROIT — Elon Musk is threatening to walk away from his $44 billion bid to buy Twitter, accusing the company of refusing to give him information about its spam bot and fake accounts. Lawyers for the Tesla and SpaceX CEO made the threat in a letter to Twitter dated Monday that the company disclosed in a filing with the U.S. Securities and Exchange Commission.

Wiley Connected
The State of Cyber: Breaking Down Recent Rules and Regulations

Wiley Connected

Play Episode Listen Later Jun 6, 2022 34:28


Megan Brown sits down with Christopher Roberti, Senior Vice President for Cyber, Space, and National Security Policy, U.S. Chamber of Commerce. Are cyber public private partnerships obsolete? What should the private sector look for in new incident reporting rules from the Department of Homeland Security? Are new Securities and Exchange Commission cyber rules a misguided solution in search of a problem? Will cyber remain bipartisan? Listen to our latest Cyber podcast to get up to speed on all things cyber.

RTP's Free Lunch Podcast
Deep Dive 220 – The Government's Arms Around Cryptocurrency: Hug or Stranglehold?

RTP's Free Lunch Podcast

Play Episode Listen Later Jun 2, 2022 63:06


As the cryptocurrency industry grows, state and federal governments are considering how that industry should be regulated. The President has directed the Secretary of the Treasury to report soon on the issues involved. A draft bill that would regulate stablecoins has been released in the U.S. Senate. Meanwhile, states are competing with one another to adopt regulatory laws that may attract cryptocurrency firms to their welcoming, but taxing, arms striving for economic growth.Will regulation be designed to avoid discouraging innovation in a highly creative environment? Fears have been expressed that unregulated cryptocurrency could theoretically present systemic risk, and consumers may need to be protected–particularly in light of the recent collapse of the Luna cryptocurrency and its related Terra stablecoin. Some believe that regulation may be an opportunity to include those presently unserved by the banking system. Complicating this already complicated picture may be rivalry among multiple federal agencies, including the banking regulators, the Securities and Exchange Commission, the Commodities Futures Trading Commission, and the Federal Trade Commission, each of which may make a case for potential authority over aspects of the cryptocurrency industry. Our panel of experts addressed these timely and controversial questions.Featuring:- Douglas Elliott, Partner, Oliver Wyaman- Michael Piwowar, Executive Director, Milken Institute Center for Financial Markets- Dawn Stump, Former Commissioner, U.S. Commodity Futures Trading Commission- Thomas Vartanian, Executive Director, Financial Technology & Cybersecurity Center- [Moderator] Paul N. Watkins, Senior Advisor, Patomak Global PartnersVisit our website – www.RegProject.org – to learn more, view all of our content, and connect with us on social media.

Unfiltered Finance
“Story Stocks” May Have Unhappy Endings - Part Two

Unfiltered Finance

Play Episode Listen Later Jun 2, 2022 29:10


As we all know, no single market trend lasts forever. Even the online streaming industry has fundamentally changed in recent weeks (on the heels of the pandemic). In this episode, we are joined once again by Symmetry's Andrew Willard, Research Analyst, to debate the topic of Netflix's recent financial performance as compared to other, more diversified companies, such as Disney. Visit us at http://www.symmetrypartners.com. You can also find us on Facebook, YouTube, Twitter, and LinkedIn. As always, we remain invested in your goals. Symmetry Partners, LLC, is an investment advisory firm registered with the Securities and Exchange Commission. The firm only transacts business in states where it is properly registered, excluded or exempted from registration requirements. Registration of an investment adviser does not imply any specific level of skill or training and does not constitute an endorsement of the firm by the Commission. No one should assume that future performance of any specific investment, investment strategy, product or non-investment related content made reference to directly or indirectly in this material will be profitable. As with any investment strategy, there is the possibility of profitability as well as loss. Due to various factors, including changing market conditions and/or applicable laws, the content may not be reflective of current opinions or positions. Please note the material is provided for educational and background use only. Moreover, you should not assume that any discussion or information contained in this material serves as the receipt of, or as a substitute for, personalized investment advice.

Tactical Toolbelt
039: Building the Fully Electric Home with Span

Tactical Toolbelt

Play Episode Listen Later Jun 1, 2022 21:55


Host Greg Smithies is joined by Arch Rao, Founder & CEO, Span, to chat about how the company is upgrading the electric panel to give consumers more control and insight into their homes.Greg Smithies is a Partner on the Climate Technology Investment team at Fifth Wall, the largest venture capital firm focused on technology-driven innovation for the global real estate industry. Backed by leading investors in the clean energy space, SPAN aims to decarbonize every home by removing barriers to electrification while at the same time providing a holistic approach to managing increasing demands on household energy.Learn more about Fifth Wall at: https://fifthwall.com/Learn more about Extensive Energy at: https://www.span.ioThis podcast is presented for informational purposes only, is not intended to recommend any investment, and is not an offer to sell or the solicitation of an offer to purchase an interest in any current or future investment vehicle managed or sponsored by Fifth Wall Ventures Management, LLC or its affiliates (collectively, “Fifth Wall”; any such investment vehicle, a “Fund”). Any such solicitation of an offer to purchase an interest will be made by a definitive private placement memorandum or other offering document. Forward-looking statements and opinions as to carbon reduction initiatives and real estate markets or any other matters, as expressed in this presentation, are those of the individual presenters, but are not necessarily the views of Fifth Wall as a firm, and cannot constitute a guarantee of future success or profitable results. As a result, investors should not rely on such forward-looking statements and/or opinions, or on anything else contained in this podcast, in making their investment decisions. Moreover, certain information contained herein may have been obtained from published and non-published sources prepared by other parties and may not have been updated through the date hereof. While such information is believed to be reliable for the purposes for which it is used herein, Fifth Wall does not assume any responsibility for the accuracy or completeness of such information, and such information has not been independently verified by Fifth Wall. This presentation speaks as of its publication date, and Fifth Wall undertakes no obligation to update any of the information herein. None of the information contained herein has been filed with the United States Securities and Exchange Commission, any securities administrator under any state securities laws or any other domestic or foreign governmental or self-regulatory authority. No such governmental or self-regulatory authority has passed or will pass on the merits of the offering of interests in any Fund or the adequacy of the information contained herein. Any representation to the contrary is unlawful. This communication is intended only for persons resident in jurisdictions where the distribution or availability of this communication would not be contrary to applicable laws or regulations. Any products mentioned in this podcast may not be eligible for sale in some states or countries. Prospective investors should inform themselves as to the legal requirements and tax consequences of an investment in a Fund within the countries of their citizenship, residence, domicile and place of business. No assurances can be given that any of the carbon reduction initiatives described in this presentation will be implemented or, if implemented, will be successful in effecting carbon reductions. Further, no assurances can be given that any Fifth Wall fund or investment vehicle will ultimately be established to invest in these technologies or that such fund or investment vehicle, if established, will successfully identify and execute on investments that meet its stated objectives. Investments targeting carbon emission reductions involve substantial risks and may not ultimately meet Fifth Wall's stated investment objectives. Investors should consult their own financial, tax, legal and other advisors in connection with any proposed investment and should carefully review all disclosures and descriptions of risk factors that are contained in relevant offering materials.

Tactical Toolbelt
038: How Carbon Offset Tokens Accelerate Decarbonization

Tactical Toolbelt

Play Episode Listen Later Jun 1, 2022 27:31


Host Greg Smithies is joined by Dana Gibber, Co-Founder & CEO, flowcarbon, and Phil Fogel, Co-Founder, flowcarbon, to explore how carbon offset tokens can accelerate decarbonization and why companies are turning to offset tokens for a measurable, verifiable way to neutralize their CO2 emissions.Greg Smithies is a Partner on the Climate Technology Investment team at Fifth Wall, the largest venture capital firm focused on technology-driven innovation for the global real estate industry. Flowcarbon is a climate technology company that brings carbon credits onto the blockchain. Its mission is to make carbon markets accessible and transparent, enabling billions of dollars to be invested directly into projects that combat climate change. Learn more about Fifth Wall at: https://fifthwall.com/Learn more about Extensive Energy at: https://www.extensibleenergy.com/This podcast is presented for informational purposes only, is not intended to recommend any investment, and is not an offer to sell or the solicitation of an offer to purchase an interest in any current or future investment vehicle managed or sponsored by Fifth Wall Ventures Management, LLC or its affiliates (collectively, “Fifth Wall”; any such investment vehicle, a “Fund”). Any such solicitation of an offer to purchase an interest will be made by a definitive private placement memorandum or other offering document. Forward-looking statements and opinions as to carbon reduction initiatives and real estate markets or any other matters, as expressed in this presentation, are those of the individual presenters, but are not necessarily the views of Fifth Wall as a firm, and cannot constitute a guarantee of future success or profitable results. As a result, investors should not rely on such forward-looking statements and/or opinions, or on anything else contained in this podcast, in making their investment decisions. Moreover, certain information contained herein may have been obtained from published and non-published sources prepared by other parties and may not have been updated through the date hereof. While such information is believed to be reliable for the purposes for which it is used herein, Fifth Wall does not assume any responsibility for the accuracy or completeness of such information, and such information has not been independently verified by Fifth Wall. This presentation speaks as of its publication date, and Fifth Wall undertakes no obligation to update any of the information herein. None of the information contained herein has been filed with the United States Securities and Exchange Commission, any securities administrator under any state securities laws or any other domestic or foreign governmental or self-regulatory authority. No such governmental or self-regulatory authority has passed or will pass on the merits of the offering of interests in any Fund or the adequacy of the information contained herein. Any representation to the contrary is unlawful. This communication is intended only for persons resident in jurisdictions where the distribution or availability of this communication would not be contrary to applicable laws or regulations. Any products mentioned in this podcast may not be eligible for sale in some states or countries. Prospective investors should inform themselves as to the legal requirements and tax consequences of an investment in a Fund within the countries of their citizenship, residence, domicile and place of business. No assurances can be given that any of the carbon reduction initiatives described in this presentation will be implemented or, if implemented, will be successful in effecting carbon reductions. Further, no assurances can be given that any Fifth Wall fund or investment vehicle will ultimately be established to invest in these technologies or that such fund or investment vehicle, if established, will successfully identify and execute on investments that meet its stated objectives. Investments targeting carbon emission reductions involve substantial risks and may not ultimately meet Fifth Wall's stated investment objectives. Investors should consult their own financial, tax, legal and other advisors in connection with any proposed investment and should carefully review all disclosures and descriptions of risk factors that are contained in relevant offering materials.

GovExec Daily
A Battle in the 'War Over the Administrative State''

GovExec Daily

Play Episode Listen Later Jun 1, 2022 16:16


  Two weeks ago, the U.S. Court of Appeals for the 5th Circuit issued a 2-1 opinion in favor of hedge fund manager George Jarkesy and investment adviser Patriot28 challenging the Securities and Exchange Commission's decision to charge them with wide-ranging securities fraud. The decision's text  seemingly argues against the role of subject matter experts and administrative law power of agencies and civil servants, potentially delivering a huge blow to the administrative state's enforcement ability. Courtney Bublé joined the podcast to discuss the case and its implications.   *** Join GovExec Daily on Clubhouse! https://www.clubhouse.com/club/govexec-daily-group

The Working Lunch
Episode 253: SEC Moves Forward With Aggressive Climate Regulations

The Working Lunch

Play Episode Listen Later May 31, 2022 56:57


The Securities & Exchange Commission has proposed a rule mandating, among other things, that publicly-traded companies will for the first time be required to report their greenhouse-gas emissions including, in certain cases, those from their suppliers and customers. We'll talk to the National Restaurant Association's Vice President of Public Policy, Aaron Frazier, who is the industry's point person in this conversation and try to understand what impact these regulations will have for the industry and what lays ahead in this issue space. And we'll take a look at a new reputation survey looking at prominent friendly brands that are having their reputations tarnished by partisan politics and discuss the potential impacts, if any. And of course, the latest and greatest on Starbucks, which now has over 100 units that have voted for unionization and continues to see their struggle with the NLRB consistently escalating. We'll discuss those issues and wrap it up with the legislative scorecard.

Hoosier Ag Today Podcast
The Hoosier Ag Today Podcast for 5/31/22

Hoosier Ag Today Podcast

Play Episode Listen Later May 31, 2022 14:06


The Hoosier Ag Today Podcast for Tuesday, May 31, 2022: 1.) Getting a sense of how to better serve her team and Indiana's farmers is why Julia Wickard has been taking her office on the road. C.J. Miller talks with Wickard, who is serving her second stint as Indiana state executive director of the USDA Farm Service Agency. 2.) A proposed rule from the Securities and Exchange Commission has lawmakers and Farm Bureau concerned.  Eric Pfeiffer has more on that. 3.) Chief Meteorologist Ryan Martin says it's another hot and dry day on Tuesday, but rain returns on Wednesday. 4.) And the grain and livestock markets are back to work after the long three-day weekend.  John Zanker with Risk Management Commodities in Lafayette will preview the markets for Tuesday and the first days of June. That's all part of Tuesday's HAT Podcast!  

Tennessee Home & Farm Radio
Lawmakers Tell SEC Proposed Rule Would Lead to Significant Regulatory Burden

Tennessee Home & Farm Radio

Play Episode Listen Later May 31, 2022 2:03


A proposed rule from the Securities and Exchange Commission has lawmakers and the nation's largest farm group concerned. Micheal Clements shares more on what issues farmers and ranchers face from the proposal. The post Lawmakers Tell SEC Proposed Rule Would Lead to Significant Regulatory Burden appeared first on Tennessee Farm Bureau.

John Solomon Reports
AG Morrisey (R-WV) wins big against major opioid manufacturers

John Solomon Reports

Play Episode Listen Later May 27, 2022 61:14


Attorney General Patrick Morrisey (R-WV) wins big in court over opioid manufacturing companies, Allergan Financial LLC and Teva Pharmaceuticals. The Attorney General is now focusing his fight against the Biden Administration as it regards the U.S. Securities and Exchange Commission that proposed a new 'ESG rule' that encroaches on the privacy and work of farmers while weaponizing their bureaucracy into an 'environmental regulator.' See Privacy Policy at https://art19.com/privacy and California Privacy Notice at https://art19.com/privacy#do-not-sell-my-info.

The FTX Podcast - Builders and Innovators in the Cryptocurrency Industry
The FTX Podcast #112 - SEC Commissioner Hester M. Peirce

The FTX Podcast - Builders and Innovators in the Cryptocurrency Industry

Play Episode Listen Later May 26, 2022 36:05


Welcome to episode 112 of the FTX Podcast with special guest Hester M. Pierce and your host Tristan Yver!Hester M. Peirce is an American lawyer who serves as a Commissioner on the Securities and Exchange Commission. She previously served as the director of the Financial Markets Working Group at George Mason University's Mercatus Center.Thank you Hester for your time, energy and insight!

On Record PR
Building Individual and Collective Resilience with Lesley Pate Marlin, Associate General Counsel at FINRA

On Record PR

Play Episode Listen Later May 25, 2022 17:31


In this episode of On Record PR, Jennifer Simpson Carr goes on record with Lesley Pate Marlin, Associate General Counsel for Labor and Employment at the Financial Industry Regulatory Authority, about how to build individual and collective resilience. Learn More Lesley is an experienced, senior in-house attorney with a specialty in labor and employment law. She works for the Financial Industry Regulatory Authority (FINRA) as their Associate General Counsel for Labor and Employment. FINRA is a not-for-profit organization, overseen by the U.S. Securities and Exchange Commission, dedicated to investor protection and market integrity through the regulation of brokerage firms doing business with the public in the United States. In her role at FINRA, Lesley provides day-to-day practical and strategic legal advice, develops or updates policies and procedures to comply with applicable laws, responds to administrative charges and demand letters, handles government investigations, and conducts training. She speaks frequently on various workplace issues, including labor and employment law topics, culture and psychological safety, diversity and inclusion, resilience and career development.  She participated in the Association of Corporate Counsel's TED Masterclass program, where she spoke about the power of resilience.  Beyond her professional engagements, Lesley is committed to giving back to her community. She serves as the Vice President/President-Elect of the Board of Directors for the Wendt Center for Loss and Healing.

RichardGage911:UNLEASHED!
"Black 9/11: Money, Motive and Technology" with Author Mark H. Gaffney

RichardGage911:UNLEASHED!

Play Episode Listen Later May 25, 2022 120:27


What is the dark underbelly of 9/11? Mark Gaffney takes us on the journey of his own journey down the rabbit hole of "Black 9/11".Is there evidence of foreknowledge of the attacks? I.e., insider trading just before the 9/11 attacks?Did the Securities & Exchange Commission really create a list of 38 suspect companies? What major financial corporations made the list?What was the outcome of that investigation?Were the put-option payouts actually made? to whom?What other financial crimes occurred during and after the attacks? Which institutions were likely involved?Which bank was implicated in the massive fails on Wall Street following 2001? Did the 9/11 Commission investigate?Demands for auditing the Fed and Wall Street Banks grew in the mid-2000's. What were the obstacles vs. successes?There has been numerous questions about the capabilities of the alleged hijackers in the attacks of 9/11. The Pentagon was targeted by Hani Hanjour. What problems are revealed by a deeper look into this hijacker?My guest on RichardGage911:UNLEASHED! is Mark H. Gaffney - the author of Black 9/11: Money, Motive, and Technology, which documents the overwhelming evidence for insider trading in the days before 9/11, and other crimes of the US financial elite.The book presents evidence that the technology to remotely access/control commercial jetliners already existed in 2001, and may have been used to fly the planes into the World Trade Center and Pentagon.He has also written 5 other books, including The 9/11 Mystery Plane (2008) which documented the presence of two US Air Force command and control planes (designation: E-4B) in the skies of Washington DC during the 9/11 attacks.The E-4B is the world's most advanced electronic platform.In 2007, Mark's seminal research shamed CNN into airing video footage of one of the E-4Bs filmed near the White House on 9/11, footage that had been gathering dust in the CNN archives for six years.Black 9/11 is still in print and can be ordered at trineday.com or at Amazon:https://www.amazon.com/Black-11-Money-Motive-Technology/dp/1634240812/ref=sr_1_2?keywords=mark+gaffney&qid=1652900934&s=books&sr=1-2Mark's latest book is Deep History and the Ages of Man (2022), available at Amazon:https://www.amazon.com/Deep-History-Ages-Man-second-ebook/dp/B09SX9HZY1/ref=sr_1_1?keywords=mark+gaffney&qid=1652900934&s=books&sr=1-1

Teleforum
The Government's Arms Around Cryptocurrency: Hug or Stranglehold?

Teleforum

Play Episode Listen Later May 24, 2022 62:24


As the cryptocurrency industry grows, state and federal governments are considering how that industry should be regulated. The President has directed the Secretary of the Treasury to report soon on the issues involved. A draft bill that would regulate stablecoins has been released in the U.S. Senate. Meanwhile, states are competing with one another to adopt regulatory laws that may attract cryptocurrency firms to their welcoming, but taxing, arms striving for economic growth.Will regulation be designed to avoid discouraging innovation in a highly creative environment? Fears have been expressed that unregulated cryptocurrency could theoretically present systemic risk, and consumers may need to be protected--particularly in light of the recent collapse of the Luna cryptocurrency and its related Terra stablecoin. Some believe that regulation may be an opportunity to include those presently unserved by the banking system. Complicating this already complicated picture may be rivalry among multiple federal agencies, including the banking regulators, the Securities and Exchange Commission, the Commodities Futures Trading Commission, and the Federal Trade Commission, each of which may make a case for potential authority over aspects of the cryptocurrency industry. Our panel of experts will address these timely and controversial questions.Featuring:-- Douglas Elliott, Partner, Oliver Wyaman-- Michael Piwowar, Executive Director, Milken Institute Center for Financial Markets-- Dawn Stump, Former Commissioner, U.S. Commodity Futures Trading Commission-- Thomas Vartanian, Executive Director, Financial Technology & Cybersecurity Center-- Moderator: Paul N. Watkins, Managing Director, Patomak Global Partners

Law of Code
#46 - J.W. Verret: Securities Laws and the future of Crypto

Law of Code

Play Episode Listen Later May 23, 2022 86:26


Professor J.W. Verret (@JWVerret), teaches accounting and finance, securities law, M&A, corporate law and banking law at the George Mason University Law School. A Senior Advisor @messaricrypto, J.W. is a licensed CPA in the state of Virginia, is licensed in financial forensics by the AICPA, is a Certified Fraud Examiner and a Certified Valuation Analyst. He has been a Visiting Professor at Stanford Law School. J.W. served on the Investor Advisory Committee of the Securities and Exchange Commission, where he advised the SEC on matters of investor protection. He serves on the Financial Accounting Standards Advisory Committee, which advises on the development of Generally Accepted Accounting Standards (GAAP). He also serves as faculty liaison to the American College of Business Court Judges. He previously worked as the Chief Economist at the U.S. House Financial Services Committee. J.W. holds a Bachelors degree in Financial Accounting, a Masters in Economic Policy from the Harvard Kennedy School of Government, and a J.D. from Harvard Law School. In this wide-ranging conversation, we discuss J.W.'s work as an advisor at the SEC, his new position at Messari, the future of disclosure, securities laws, and much more. Show highlights: [3:00] J.W.'s introduction to Bitcoin [9:40] Story behind his twitter header [16:30] Learning quickly [22:00] Senior Advisor at Messari [27:00] Understanding Gary Gensler [34:43] Reg X Proposal by LeXPunK [40:00] Crypto regulation [45:00] Expanding the Howey test [51:00] Pillars of securities law [59:00] Crypto as the modern printing press [66:00] Decentralization Disclosure [72:00] DAOs [76:00] Habits & career advice If you enjoyed this episode, please consider leaving a review. You can subscribe to our newsletter to stay updated on the latest episodes.

Administrative Static Podcast
Supreme Court Grants Cert in SEC v. Cochran; What's Next?

Administrative Static Podcast

Play Episode Listen Later May 21, 2022 25:00


1  Supreme Court Grants Cert in SEC v. Cochran  The U.S. Supreme Court has granted certiorari in Securities and Exchange Commission v. Michelle Cochran. The Court will review a Fifth Circuit en banc decision that ruled Texas accountant Michelle Cochran has the right to challenge the constitutionality of her Administrative Law Judge's removal protections in federal court before undergoing an administrative adjudication. Mark interviews lead counsel Peggy Little about the Supreme Court cert grant.  2  What's Next?  Vec and Mark discuss additional aspects of the Cochran case and what to expect.    See omnystudio.com/listener for privacy information.

Beltway Beef
The SEC Should Regulate Wall Street, Not Main Street

Beltway Beef

Play Episode Listen Later May 20, 2022 10:14


NCBA's Environmental Counsel Mary-Thomas Hart joins the podcast to discuss the Security and Exchange Commission's (SEC) greenhouse gas emissions reporting rule that would require publicly traded companies to disclose their Scope 1 (direct), Scope 2 (energy use), and Scope 3 (supply chain) emissions. As part of this rule, farmers and ranchers who sell to publicly traded companies would be responsible for collecting and reporting emissions to the company. While emissions calculation would likely be inaccurate at best, it would also place unreasonable and undue legal risk on individual producers. Each day, cattle producers make positive strides toward environmental stewardship, and this rule would create unnecessary red tape and legal liability that could threaten the viability of those family-owned businesses. Tune in to hear Hart discuss how NCBA is pushing back on this rule and how producers can share their opposition with decision makers in Washington, DC. To join the grassroots campaign, visit policy.ncba.org.

Advisory Opinions
Making Sense of the Depp v. Heard Trial

Advisory Opinions

Play Episode Listen Later May 20, 2022 63:40


At long last, David and Sarah address the biggest issue in America today--the state of the Johnny Depp/Amber Heard defamation trial. They also talk about Ted Cruz's Supreme Court win, ask whether the Fifth Circuit destroyed the Securities and Exchange Commission, discuss an interesting case against Alaska Airlines, and end with a bit of legal/political potpourri. Show Notes:-Axios: “America more interested in Depp-Heard trial than abortion”-Patel v. Garland-Federal Election Comm'n v. Ted Cruz-Jarkesy v. SEC

Late Confirmation by CoinDesk
SOB: When the Referees Play Favorites (Part 2)

Late Confirmation by CoinDesk

Play Episode Listen Later May 10, 2022 32:15


The power to regulate is the power to delay.This episode is sponsored by Nexo.io.Join “Speaking of Bitcoin” hosts Adam B Levine, Andreas M. Antonopoulos and Stephanie Murphy for a look at the recent U.S. bitcoin futures exchange-traded fund approval that has some in the crypto community increasingly optimistic about its potential to revolutionize finance forever! But should they be? Ever since the first bitcoin (BTC) spot ETF was rejected by regulatory bodies in 2017, investors have had to watch their investments crumble. The prospects for a successful outcome have seemed bleak. So why do we keep talking about these failed products and why does it seem like everyone is clambering aboard with hope once again as if nothing happened the last time around?The show tackles a paradoxical situation where a U.S. Securities and Exchange Commission tasked with investor protection may actually push consumers into riskier vehicles, before shifting gears towards knowledge-power-confounding "Darth Vader" effect and bipartisan legislation aimed at protecting U.S. investors from volatility risks.-Nexo is a secure crypto exchange and crypto lending platform. Buy 40+ hot coins with your bank card in seconds and swap between exclusive pairs for cashback. Earn up to 17% interest on your idle crypto assets and borrow against them for instant liquidity. Simple and secure. Head over to nexo.io and get started now. -This episode featured Stephanie Murphy, Andreas M. Antonopoulos and Adam B. Levine. It featured music by Jared Rubens and Gurty Beats, with editing by Jonas. Art for this episode was provided by Helen Cramer/Unsplash and was modified by Speaking of Bitcoin.See Privacy Policy at https://art19.com/privacy and California Privacy Notice at https://art19.com/privacy#do-not-sell-my-info.

EV News Daily - Electric Car Podcast
09 May 2022 | Toyota Says BZ4X “May Not Work” If Charging In Cold Weather

EV News Daily - Electric Car Podcast

Play Episode Listen Later May 9, 2022 24:35


On the podcast today: ·       Germany's Plugin EV Share Up To 24.3% ·       Toyota Says BZ4X Won't Fast Charge When Cold ·       Spain: Plug-In Car Sales Maintain 10% Share ·       12.5% of New Light-Duty Vehicle Registrations in California were Plug-in Vehicles ·       China set to remain world's largest NEV market, says BMW CFO ·       Toyota to Invest $624 Million to Make EV Parts in India ·       Ford is selling 8 million Rivian shares ·       Ford Might Have Very Bad News for Rivian ·       BMW's Neue Klasse Platform Will Debut On 3 Series-Sized EV In 2025 ·       CarGurus Study Finds Rising Consumer Interest in Electric Vehicles as Gas Prices Spike ·       Bentley Continental GT PHEV spied, shows new step in brand's electrification ·       Cords cut at Tesla charging station in Cincinnati, second time in a week ·       Which New Electric Vehicles Come With Free Charging? Show #1460 Good morning, good afternoon and good evening wherever you are in the world, welcome to EV News Daily, you trusted source of EV information. It's Monday 9th May, it's Martyn Lee here and I go through every EV story so you don't have to. GERMANY'S PLUGIN EV SHARE UP TO 24.3% Germany, Europe's largest auto market, saw plugin electric vehicles take 24.3% share in April 2022, up from 22.1% YoY. Overall auto volume was down, by over 21% YoY, and over 40% compared to pre-pandemic seasonal norms. April's combined plugin result comprised 12.3% battery electrics (BEVs), and 12.0% plugin hybrids (PHEVs).  Combustion-only powertrains faired worst in terms of volume drop, with diesel sales down almost 30% YoY, and petrol down almost 28%. With current BEV market leader Tesla not having any large scheduled deliveries in April, other marques and models had a chance to shine, with the Fiat 500e coming out on top. The Mercedes EQB stepped up in registered volume by some 5× over the period, seeing a healthy 1,405 units over the February to April period, from 295 previously. The BMW i4 increased 2.7× to 755 units. April BEVs: Fiat 500e, BMW i3, Hyundai Kona, Enyaq, E-Tron, Smart Fortwo, Opel Corsa, ID.4, Zoe, E-208, Merc EQB, Kia Niro EV, Dacia Spring, VW e-Up!, Polestar 2, ID.3, Renault Twingo, Audi Q4 e-tron, IONIQ5 and Kia EV6 Original Source: https://cleantechnica.com/2022/05/06/germanys-plugin-ev-share-up-to-24-3-economic-pressures-mounting/ TOYOTA SAYS BZ4X WON'T FAST CHARGE WHEN COLD From Kyle Conner @ Out of Spec:  "Charging times are estimated based on ideal charging conditions. As temperatures decrease below 50 degrees Fahrenheit, charging time will increase significantly. Drive battery level and condition, charger specifications and DC charging more than twice per day also can negatively affect charging time. DC charging may not work on AWD bz4x when the temperature is below 32 degrees Fahrenheit." That's 5 degrees celsius. Original Source: https://pressroom.toyota.com/five-things-to-know-about-the-all-electric-toyota-bz4x/ SPAIN: PLUG-IN CAR SALES MAINTAIN 10% SHARE - plug-in electric car sales in Spain continue to expand at a fast rate. In April, some 6,365 new plug-in cars were registered (up 41% year-over-year), which is 9% of the total. - The average market share of plug-ins in the recent six months stays above 10%, which is a good foundation for the future. With outstanding conditions for solar electricity generation and unleashed production of BEVs (supported by new battery gigafactory investments in the pipeline), Spain has very high potential for electrification. - Stats for the month:  BEVs: 1,991 (up 36%, at 2.8% market share) PHEVs: 4,374 (up 43%, at 6.2% market share) Total: 6,365 (up 41%, at 9.0% market share) Original Source : https://insideevs.com/news/584466/spain-plugin-car-sales-april-2022/ 12.5% OF NEW LIGHT-DUTY VEHICLE REGISTRATIONS IN CALIFORNIA WERE PLUG-IN VEHICLES - In California, 12.5% of new light-duty vehicle registrations were plug-in electric vehicles (PEV) in 2021, according to the data released by the Department of Energy (DOE) - Next highest were the District of Columbia, Hawaii, Washington, and Oregon, which each had PEV registrations accounting for more than 7% of new registrations. - Additionally, Californians bought roughly 15,000 more EVs during this quarter than last quarter and Q1 of 2022 EV sales are up by 37%, relative to EV sales at this time last year.The market share of electric vehicles in California jumped to 16.32%. Original Source : https://electriccarsreport.com/2022/05/in-2021-12-5-of-new-light-duty-vehicle-registrations-in-california-were-plug-in-vehicles/ CHINA SET TO REMAIN WORLD'S LARGEST NEV MARKET, SAYS BMW CFO - China will continue to be the world's largest new energy vehicle (NEV) market for years to come, said Nicolas Peter, chief financial officer (CFO) and member of the Board of Management of BMW AG, in a recent exclusive interview with Xinhua. - In 2021, NEV sales in China increased by about 170 percent year-on-year. This momentum continued in the first quarter of 2022, when -- despite all the challenges -- the Chinese NEV market posted a 140 percent year-on-year growth. - On Thursday, the company launched the production of BMW i3, tailormade for the Chinese market, at its new plant, dubbed Lydia, in Shenyang, northeast China. Last month, the company also held the world premiere for its all-electric BMW i7 luxury sedan. Original Source : http://www.china.org.cn/business/2022-05/07/content_78204925.htm FORD IS SELLING 8 MILLION RIVIAN SHARES - Ford Motor is selling 8 million of its Rivian Automotive shares, with the insider lockup for the stock of the once high-flying electric vehicle maker set to expire on Sunday, sources told CNBC's David Faber. - The automaker currently owns 102 million shares of Rivian. Ford will be selling the shares through Goldman Sachs, sources said. - Shares of the EV manufacturer have plummeted by more than 50% in the first three months of 2022, reversing course from the fourth quarter, when the company held its stock market debut and saw its value skyrocket. Original Source : https://www.cnbc.com/2022/05/08/ford-is-selling-8-million-rivian-shares-sources-say.html FORD MIGHT HAVE VERY BAD NEWS FOR RIVIAN - Amazon owned 17.74% of Rivian as of Dec. 31 and Ford owned 11.42%, according to documents filed with the Securities and Exchange Commission. - Ford, for its part, posted a net loss of $3.1 billion from January to March. "A net loss of $3.1 billion was primarily attributable to a mark-to-market loss of $5.4 billion on the company's investment in Rivian. Adjusted earnings before interest and taxes were $2.3 billion," Ford said. - Rivian shares have slumped 72.2% this year. The market capitalization at Rivian has shrunk by $66.1 billion, to $25.43 billion from Dec. 31 to May 6. - The R1T is one of the main rivals of the F-150 Lightning, the electric version of the F-150 pickup. Original Source : https://www.thestreet.com/technology/ford-might-have-very-bad-news-for-rivian BMW'S NEUE KLASSE PLATFORM WILL DEBUT ON 3 SERIES-SIZED EV IN 2025 Original Source : https://insideevs.com/news/584413/bmw-neue-klasse-platform-will-debut-3-series-sized-ev-2025/ CARGURUS STUDY FINDS RISING CONSUMER INTEREST IN ELECTRIC VEHICLES AS GAS PRICES SPIKE Original Source : https://finance.yahoo.com/news/cargurus-study-finds-rising-consumer-130000267.html BENTLEY CONTINENTAL GT PHEV SPIED, SHOWS NEW STEP IN BRAND'S ELECTRIFICATION Original Source : https://uk.motor1.com/news/584356/bentley-continental-phev-spy-photos/ CORDS CUT AT TESLA CHARGING STATION IN CINCINNATI, SECOND TIME IN A WEEK Original Source : https://www.fox19.com/2022/05/07/cords-cut-tesla-charging-station-cincinnati-second-time-week/ WHICH NEW ELECTRIC VEHICLES COME WITH FREE CHARGING? 2022 Audi E-Tron GT 2022 Audi E-Tron and Q4 E-Tron 2022 BMW i4 Gran Coupe and iX 2022 Chevrolet Bolt EV and Bolt EUV 2021-22 Ford Mustang Mach-E and 2022 F-150 Lightning 2022 Hyundai Ioniq 5 2022 Hyundai Kona Electric and 2021 Ioniq Electric 2022 Kia EV6 2022 Lucid Air 2022 Mazda MX-30 2022 Mercedes-Benz EQS, 2022 EQB and 2023 EQE   2023 Nissan Ariya 2022 Nissan Leaf 2021-22 Polestar 2 2022 Porsche Taycan and Taycan Cross Turismo 2022 Rivian R1T and R1S 2023 Toyota bZ4X 2022 Volkswagen ID.4         2022 Volvo C40 Recharge and XC40 Recharge · Original Source : https://www.cars.com/articles/which-new-electric-vehicles-come-with-free-charging-449786/ QUESTION OF THE WEEK WITH EMOBILITYNORWAY.COM What would you like to see improved in EV charge station design? Email me any feedback to: hello@evnewsdaily.com It would mean a lot if you could take 2mins to leave a quick review on whichever platform you download the podcast. PREMIUM PARTNERS PHIL ROBERTS / ELECTRIC FUTURE BRAD CROSBY PORSCHE OF THE VILLAGE CINCINNATI AUDI CINCINNATI EAST VOLVO CARS CINCINNATI EAST NATIONAL CAR CHARGING ON THE US MAINLAND AND ALOHA CHARGE IN HAWAII DEREK REILLY FROM THE EV REVIEW IRELAND YOUTUBE CHANNEL RICHARD AT RSEV.CO.UK – FOR BUYING AND SELLING EVS IN THE UK EMOBILITYNORWAY.COM/ OCTOPUS ELECTRIC JUICE - MAKING PUBLIC CHARGING SIMPLE WITH ONE CARD, ONE MAP AND ONE APP MILLBROOKCOTTAGES.CO.UK – 5* LUXURY COTTAGES IN DEVON, JUMP IN THE HOT TUB WHILST YOUR EV CHARGES

Late Confirmation by CoinDesk
THE HASH: Wall St. Trading Firm Jane Street Dives Into DeFi, SEC to Ramp Up Anti-Crypto Scam Efforts

Late Confirmation by CoinDesk

Play Episode Listen Later May 3, 2022 17:51


The most valuable crypto stories for Tuesday, May 3, 2022. "The Hash" team discusses a16z's commitment to investing in Indian startups, institutional DeFi and the U.S. Securities and Exchange Commission's effort to combat crypto-related scams.-Consensus 2022, the industry's most influential event, is happening June 9-12 in Austin, Texas. If you're looking to immerse yourself in the fast-moving world of crypto, Web 3 and NFTs, this is the festival experience for you. Visit coindesk.com/consensus2022 to get your pass today.This episode has been edited by Michele Musso. Our Executive Producer is Jared Schwartz with additional production support from Eleanor Pahl. Our theme song is “Neon Beach.”See Privacy Policy at https://art19.com/privacy and California Privacy Notice at https://art19.com/privacy#do-not-sell-my-info.

Mark Levin Podcast
The Best Of Mark Levin - 4/16/22

Mark Levin Podcast

Play Episode Listen Later Apr 16, 2022 61:35


On the Best of Mark Levin, If we can't keep the biggest city in America safe, we're failing as a society. Presumably, one man, wearing a gas mask set off a smoke bomb and shot passengers inside a New York City subway car. And at a moment's notice, the NYPD and the FDNY were on the scene. A member of the Disney family took to CNN to bash Florida's Parental Rights in Education law. Abigail Disney claims that this is paranoia over the gender issue while parents simply prefer to keep the conversation out of classrooms filled with five to ten-year-old's. This sabotages the family, and our only hope is to beat the left at the ballot box. Frank R. James was captured by the NYPD with the help of a citizen. He's a systemically racist, terrorist slob that posted lots of White hate online. James, who has 11 prior arrests, will face multiple charges as the investigation continues. Despite all the censorship from Big Tech, James's social media posts, suggesting the killing of others, were never taken down by any social media platforms. Elon Musk, made a $43 Billion offer to buy Twitter to preserve free speech on the platform. But Wall Street investment group Vanguard Group has purchased more shares to become the largest shareholder at Twitter and block Musk.  It's also been reported that the Department of Justice and the Securities and Exchange Commission have launched a joint investigation into Musk's companies. New York City Mayor Eric Adams questioned where the Black Lives Matters protesters were as he asked the community why young Black men victims are getting shot in Black neighborhoods. Learn more about your ad choices. Visit megaphone.fm/adchoices

Mark Levin Podcast
Mark Levin Audio Rewind - 4/14/22

Mark Levin Podcast

Play Episode Listen Later Apr 15, 2022 115:45


On Thursday's Mark Levin Show, the world's wealthiest man, Elon Musk, made a $43 Billion offer to buy Twitter to preserve free speech on the platform. But Wall Street investment group Vanguard Group has purchased more shares to become the largest shareholder at Twitter and block Musk. It's also been reported that the Department of Justice and the Securities and Exchange Commission have launched a joint investigation into Musk's companies. Countries should celebrate inventive citizens like Musk, not investigate them. Then, Charlie Gasparino from the Fox Business Channel calls in to explain how the Vanguard purchase will block Musk but wasn't necessarily done to interfere with Musk, per see. Gasparino added that some past federal regulators are sympathizers of Sen. Elizabeth Warren's kneecapping of capitalism. Later, Russia continues to commit atrocities in various battles in their attempt to take Ukraine. New reports show signs of sexual assault by Russian soldiers. Afterward, the Black Lives Matter organization was a fundraising scam. New York City Mayor Eric Adams questioned where the Black Lives Matters protesters were as he asked the community why young Black men victims are getting shot in Black neighborhoods. Finally, US Senate Candidate, TW Shannon, joins the show to discuss his campaign in Oklahoma. Shannon, a Black, conservative Christian says that America is not racist because if it was, we wouldn't have Black and Hispanic people from all over coming through our borders.  Learn more about your ad choices. Visit megaphone.fm/adchoices