Podcast appearances and mentions of gregg greenberg

Gregg Greenberg from Investment News discusses the first 100 days of President Trump' s Economy

The year 2024 was certainly not dull as markets soared, rates finally fell, CEOs moved on and, oh yes, a new president was elected. Bruce Kelly, InvestmentNews senior columnist, is joined by managing editor Emile Hallez, renowned multimedia anchor Gregg Greenberg, and James Burton, Key Media's VP of Editorial, to discuss their respective highs and lows.

Gregg Greenberg is currently GM of Media at the C-Suite Network and host of C-Suite TV Insights. Prior to joining C-Suite, he was the lead anchor at TheStreet for more than 13 years. In that position he interviewed CEOs, fund managers, professional athletes, entrepreneurs, and bestselling authors both live and on tape. At TheStreet he hosted ‘The Real Story' podcast and wrote the widely read column ‘The Five Dumbest Things on Wall Street This Week'. Before becoming the lead anchor at TheStreet, Gregg worked in finance at Lehman Brothers and Fleet Bank. (May they both rest in peace.) He received his MBA at Cornell's Johnson School and his undergraduate degree in history from Amherst College. Outside of journalism, Gregg wrote and produced the independent film Friends and Romans, starring Michael Rispoli, Annabella Sciorra and Tony Sirico which won the Napa Valley and Boston Film Festivals in 2015 and received three stars in Newsday. He also wrote and produced a trio of off-Broadway plays titled Clemenza & Tessio Are Dead, The Stella and Saps. All three premiered at the New York Fringe Festival and sold out their respective runs. He is also the author of F*cking Argentina & 10 More Tales of Exasperation. Click here to purchase F*cking Argentina. Learn more about your ad choices. Visit megaphone.fm/adchoices

Gregg Greenberg, author of F*cking Argentina and 10 More Tales of Exasperation, is an accomplished playwright and screenplay writer, but this time ventured into writing a compilation of vignettes based on daily life events and the exasperation levels we all reach from time to time. Even the book's title is immersed in surreal humor of a story he once read in the Wall Street Journal about Argentina defaulting on a loan. As someone who spent years as the lead anchor on Jim Cramer's TheStreet.com, Greenberg's financial background and his exasperation with the Argentina story is what catapulted him to write the short stories in the book. He recounts that during the last year, peoples' fuses were shorter than normal due to the pandemic and lockdowns. His attempt at injecting humor throughout each story is a reminder that while we get mad at situations, none of those are world-ending. During the pandemic, many people found themselves exploring their creative sides being cooped up at home. In fact, Greenberg wants to encourage everyone, regardless of the industry they happen to be in, to dust off that novel, screenplay, or masterpiece from their drawer and have the courage to put it out to the universe. He adds, “You shouldn't let your dreams and your creative side die.” With this book, Greenberg's goal was to make exasperation a little louder. Mission accomplished. Learn more about your ad choices. Visit megaphone.fm/adchoices

Tom takes a solo turn to look at some of the week's top compliance and ethics stories this week in the Bags of Cash edition. Stories 1.     Why subcontractors continue to cause FCPA grief. Dick Cassin the FCPA Blog.   2.     More on the Strategy on Countering Corruption. Tom takes a deep dive in a 5-part blog post series in the FCPA Compliance and Ethics Blog. Mike Volkov in Corruption Crime and Compliance.  3.     Neil Hodge says non-US companies should beware in Compliance Week. (sub req'd). 4.     What next Brazilian President must do re: ABC.  Marcelo Cerqueira in GAB.    5.     Yet another son of ex-Panamanian President pleads guilty. Rick Vanderford in WSJ Risk and Compliance Journal. 6.     NatWest took bags of cash for deposits. $341MM in fines later.  Dylan Tokar in WSJ Risk and Compliance Journal.  7.     How CCOs use guidance from DOJ? Matt Kelly in Radical Compliance.   8.     Should you fall on your sword? Calvin London in CCI.  9.     Sustainability not universal. Lawrence Heim in PracticalESG.  10.  McDonalds claws back CEO severance. Heather Haddon in WSJ.  Podcasts and Events 11.  Are you exasperated? Then check, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F*ing Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In our final episode, we wrap up what we learned from the series.  12.  In November on The Compliance Life, I visit with Matt Silverman, Director of Trade Compliance at VIAVI. Matt is the first Trade Compliance Director I have hosted on TCL. In Part 1, Matt details his academic career and early professional life. In Part 2, Matt moves into trade compliance.  13.  The Compliance Podcast Network welcomes Professor Karen Woody and her new podcast, Classroom Insider. In this most unique pod, Karen interviews some of her student to tell the history of insider trading. Check out Episode 2, the disclosure or abstain rule. 14.  The Shout Outs and Rants of Everything Compliance gets its own iTunes show. Everything Compliance has its first-year end review episode.  15.  On Hidden Traffic, Gwen Hassan hosts Andrew Wallis, head of Unseen UK. Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Hannukah came early this year and we are now in the full holiday swing of things. Tom and Jay are back to look at some of the week's top compliance and ethics stories this week in the Happy Holidays edition.  Stories 1.     New Biden Administration anti-corruption strategy revealed. Matt Kelly in Radical Compliance.   2.     Mike Volkov asks where are the FCPA enforcement actions? In Corruption Crime and Compliance. 3.     Global ESG efforts and compliance. Mike Munro in explores in the FCPA Blog. 4.     More on the OECD recommendations.  Jessica Tillipman in the FCPA Blog.    5.     DOL proposal may change ESG game. Melissa Khan in Harvard Law School Forum on Corporate Governance. 6.     Nurturing ethical culture. Matt Kelly in Risk and Compliance Matters.  7.     Is Italy a safe haven for bribe payors? Rick Messick asks in GAB.   8.     How to avoid a dystopian office culture. Rob Shavell in CCI.  9.     Top ethics and compliance failures in 2021. Jaclyn Jaeger in Compliance Week (sub req'd). 10.  When is a potential fine a threat? Keith Paul Bishop in California Corporate and Securities Law.     Podcasts and Events 11.  The recent announcement by DAG Monaco on the refocus of the DOJ's use of monitors has caused much consternation. To analyze, Affiliated Monitors sponsored a 5-part podcast series this week Not Your Father's Monitor. In this Episode 1, Bethany Hengsbach considers this change in monitorships from the white-collar enforcement and defense perspective. In Episode 2, Mikhail Reider Gordon looks at global aspects of the new DOJ monitor's focus. In Episode 3, Cristina Revelo discusses how E&C assessments help drive more compliant companies. In Episode 4, Jesse Caplan brings his views on the intersection of the twin topics of antitrust and healthcare compliance. In Episode 5, Vin DiCianni looks at where monitors and monitorships are going in 2022 and beyond. 12.  Are you exasperated? Then check, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F*ing Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In our final episode, we wrap up what we learned from the series.  13.  In November on The Compliance Life, I visit with Matt Silverman, Director of Trade Compliance at VIAVI. Matt is the first Trade Compliance Director I have hosted on TCL. In Part 1, Matt details his academic career and early professional life.  14.  The Compliance Podcast Network welcomes Professor Karen Woody and her new podcast, Once Upon a Trading Law: The History of Insider Trading. In this most unique pod, Karen interviews some of her student to tell the history of insider trading. Check out Episode 1, which looks at the beginnings of insider trading.  15.  Join Tom, Mike Volkov, Carrie Penman, Dr. Pat Harned and Skip Lowney (an all-star panel if there ever was one) for the ECI webinar on the intersection of compliance and E&C programs. Wednesday, December 15, from 2-3:30 ET. Registration and information here.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Hanukkah comes early this year. As the Rosen household begins its annual celebration, Tom and Jay are back to look at some of the week's top compliance and ethics stories this week in the Happy Hanukkah edition.  Stories 1.     Preparing for dawn raid in the era of hybrid work? Andrew Reeves and Annie Birch in FCPA Blog.  2.     When you fight corruption, it fights back. Rick Messick in GAB. 3.     Why does Walmart want to keep an exec quiet about its compliance program? Dick Cassin explores in the FCPA Blog. 4.     Board effectiveness survey.  Paul DiNicola and Leah Malone in the Harvard Law School Forum on Corporate Governance.    5.     New OECD ABC suggestions. Nicola Bonucci and Nat Edmonds in the FCPA Blog. 6.     Graybeards and Youngbloods working together. Carrie Root in CCI.  7.     Trust in companies ‘shockingly' low? Lawrence Heim in PracticalESG.   8.     Are senior level compliance positions becoming harder to find and fill? Matt Kelly explores in Radical Compliance.  9.     Role of PwC in Tesla/JPMorgan dispute. Francine McKenna explores in The Dig (sub req'd). 10.  How will tech change the work landscape in 2022? Check out this pod with Mrs. Monitor (AKA Rebecca Rosen) on Freshbrewed Tech.    Podcasts and Events 11.  How can you show ROI from your internal investment in compliance? Nick and Gio Gallo join Tom Fox in the most unusual pod series, Mining the Gold in Compliance. Part 1 - ROI on Compliance. Purchase Decisions. Part 2 - Extending Compliance Value Across an Organization. Part 3 – Compliance and ESG Investments. Part 4 – Finance and Investing Models for Compliance. Part 5 - Investment Strategies for the Compliance Professional. 12.  Are you exasperated? Then check, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F*ing Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In Episode 11, a birthday party battle through text messages.  13.  In November on The Compliance Life, I visited with Wendy Badger, CCO at Tennant. In Part 1, she detailed her academic career and early professional life. In Part 2, changing ladders to advance your career. In Part 3, Wendy moved into the CCO Chair. In Part 4, Wendy talked about having courage in your career choices and compliance into the future. Next week, we begin the December series with Matt Silverman, Director of Trade Compliance at VIAVI.  14.  The Compliance Podcast Network welcomes Professor Karen Woody and her new podcast, Once Upon a Trading Law: The History of Insider Trading. In this most unique pod, Karen interviews some of her student to tell the history of insider trading. Check out Episode 1, which looks at the beginnings of insider trading.  15.  Join Tom, Mike Volkov, Carrie Penman, Dr. Pat Harned and Skip Lowney (an all-star panel if there ever was one) for the ECI webinar on the intersection of compliance and E&C programs. Wednesday, December 15, from 2-3:30 ET. Registration and information here.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Is compliance the happiest profession? Are you passionate about compliance? If you are either or both, you are not alone. Guest Host Karen Woody and Tom Fox look at these and other stories this week in the Happiest Profession edition. Stories Is Compliance the happiest profession? Amii Bernard-Bahn explores in Compliance Week (Sub Req'd) Report on SEC Enforcement Activity: Public Companies and Subsidiaries for 2021. Tom Gorman in SEC Actions. Supply chain and compliance. Mike Volkov in Corruption Crime and Compliance. Dick Cassin in the FCPA Blog. What does ESG mean for the SEC? Commissioner Crenshaw remarks to the Pepsico-PWE Conference in the Harvard Law School Forum on Corporate Governance.  Corruption as psychic revenge. Richard Bistrong in the FCPA Blog. Mitigating cyber risks. Debevoise Plimpton lawyers in Compliance and Enforcement. COP26 wrap up. What are the lessons for compliance? Lawrence Heim in PracticalESG. SEC broke all whistleblower awards in FY 2021. Aaron Nicodemus in Compliance Week (Sub Req'd) Carrie Penman says it's a wakeup call for companies in Ethics and Compliance Matters. Diversity at the top. Jim Deloach in CCI. How did Classical Athenians define corruption? Kellam Conover in GAB. Podcasts and Events Have you or a loved one been impacted by Lyme Disease? This week I have run a 5-part series on this most misunderstood malady with Dr. Ben Locwin and Scott Endicott. In Part 1 we looked at Origins. In Part 2 we considered the Diagnosis Dilemma. In Part 3 we reviewed Treatment and Innovation. In Part 4, we discussed Prevention and Immunity. In Part 5, we looked ahead for where this disease detection, prevention and treatment might be heading. Are you exasperated? Then check, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F*ing Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In Episode 10, a trip on the New Jersey Turnpike. This month on The Compliance Life, I visit with Wendy Badger, CCO at Tennant. In Part 1, she details her academic career and early professional life. In Part 2, changing ladders to advance your career. In Part 3, Wendy moves into the CCO Chair. How does a Compliance Bible become a best-seller? Check out Tom's appearance on the C-Suite Network's Best Seller TV to find out. Purchase The Compliance Handbook, 2nd edition here. Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Karen Woody is Associate Professor at Washington and Lee University School of Law and can be reached at kwoody@wlu.edu. Learn more about your ad choices. Visit megaphone.fm/adchoices

As Aaron Rogers is fined less than a player who had his shirttail untucked, he and Jay are back to reflect on some of the top compliance and ethics stories in the Immunized Not Vaccinated edition.  Stories 1.     Will corruption forestall climate change? Monica Guy in the FCPA Blog.  2.     Driving culture through sustainability. Linda Luty in Risk and Compliance Matters.  3.     Stope little problems from becoming big ones. Mike Volkov in Corruption Crime and Compliance.  4.     More on ‘effective compliance'? Michael Julian in the FCPA Blog.  5.     What is ‘success' in ABC compliance? Matthew Stephenson in GAB.   6.     Revisiting your whistleblower program. Debevoise Plimpton lawyers in Compliance and Enforcement.  7.     The role of BOD in ESG.  Jurgita Ashley and Randy Vai Morrison in Harvard Law Forum on Corporate Governance.  8.     Disclosing cybersecurity issues. Matt Kelly in Radical Compliance.  9.     Mashreqbank fined $100MM by DFS. Jaclyn Jaeger in Compliance Week. (sub req'd)  10.  Tailoring a Design Thinking program that fits for you. Carsten Tams on LinkedIn. Podcasts and Events 11.  How can a 1st responder deal with PTSD? One way is through poetry. Check out my interview with Detective Ed Gillespie, Policeman Poet of Baltimore in a very special episode of Greetings and Felicitations.  12.  Are you exasperated? Then check, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F*ing Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In Episode 9, a lost purse and panic in Shubert Alley. 13.  This month on The Compliance Life, I visit with Wendy Badger, CCO at Tennant. In Part 1, she details her academic career and early professional life. In Part 2, changing ladders to advance your career.  14.  In a sponsored podcast series, I visit with 6clicks on their innovative GRC solutions. In Episode 1, Joe Schorr on the hub and spoke approach. In Episode 2, Andrew Robinson on AI and ML in GRC. In Episode 3, Stephen Walter on building a content library. In Episode 4, Heather Buker on producing audit ready reports. In Episode 5, Ant Stevens on what's next for 6clicks.   15.  Next week, I am running a 5-part series on Understanding Lyme Disease. The episodes will post daily at 10AM. You can check out all episodes on the Greetings and Felicitations podcast. Episode 1: Origins and Evolution; Episode 2: The Diagnosis Dilemma; Episode 3: Treatment and Innovation; Episode 4: Protection and Immunity; Episode 5: Looking Ahead 16.  How does a Compliance Bible become a best-seller? Check out Tom's appearance on the C-Suite Network's Best Seller TV to find out.  Purchase The Compliance Handbook, 2nd edition here.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

As Tom mourns the Astros loss, he tips his cap to the WS Champs Atlanta Braves. He and Jay reflect on some of the top compliance and ethics stories in the World Series Champs edition.  Stories 1.     DAG Lisa Monaco announces changes to white collar enforcement.  Matt Kelly in Radical Compliance. Tom in the FCPA Compliance and Ethics Blog. Tom and Matt Kelly in Compliance into the Weeds.  2.     Why health should be a part of ESG. John Godfrey in CCI.  3.     Keeping track of 3rd party risks. Mike Volkov in Corruption Crime and Compliance.  4.     What is ‘effective compliance'? Dick Cassin explores in the FCPA Blog.  5.     ABC Compliance: Good Governance issue. Joe Grady in GAB.   6.     Did a dysfunctional culture on the Rush movie set lead to a death? Sonia Rao in the Washington Post.  7.     Unclear values can lead to ethical lapses. Brett Beasley in ND Center for Ethical Leadership.  8.     New ABC law coming? Matt Kelly in Radical Compliance. 9.     Simplifying data governance. Alym Rayani in CCI.  10.  Gensler says crypto needs oversight. Mengqi Sun in the WSJ Risk and Compliance Journal.  Podcasts and Events 11.  Compliance Week 2022 opens for registration. Sign up here.  12.  Welcome to the newest addition to the Compliance Podcast Network, Hidden Traffic, hosted by Gwen Hassan. In this podcast, host Gwen Hassan helps compliance professionals assess human trafficking risk and leverage their organization's resources to root out this tragic problem. Check out Episode 1, where Gwen visits with Matt Friedman. 13.  Are you exasperated? Then check, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F*ing Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In Episode 8, an exasperating meeting with a dog and its owner on the streets of NYC. 14.  This month on The Compliance Life, I visit with Wendy Badger, CCO at Tennant. In Part 1, she details her academic career and early professional life.  15.  How does a Compliance Bible become a best-seller? Check out Tom's appearance on the C-Suite Network's Best Seller TV to find out.  Purchase The Compliance Handbook, 2nd edition here.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

As we head to Halloween, Tom and Jay reflect on some of the top compliance and ethics stories on the Happy Halloween edition.  Stories 1.     More on Credit Suisse and Tuna bonds.  Mike Volkov in Corruption Crime and Compliance. Tom in the FCPA Compliance and Ethics Blog. Tom and Matt Kelly in Compliance into the Weeds.  2.     What is FARA. Jamie Rosenberg starts a 2-part series in Grand Jury Target. 3.     Digital innovation and continuous improvement. Jim Deloach in CCI.  4.     Banks and FinTech.  Davis Polk lawyers in Compliance and Enforcement Blog.  5.     What will happen to exec clawbacks? Aaron Nicodemus in Compliance Week. (sub req'd)  6.     SARs and appalling inaction. Martin Kenney in the FCPA Blog.   7.     Board readiness for shareholder activism. Paul DeNicola in Harvard Law School Forum on Corporate Governance. 8.     Scrutiny of the Arts and Antiquities market. Linklaters client alert. 9.     Hiding evidence from regulations costs KPMG in UK. Risk and Compliance Platform Europe.  10.  The SEC on auditor independence. Matt Kelly in Radical Compliance.  Podcasts and Events 11.  Compliance Week 2022 opens for registration. Sign up here.  12.  Ethisphere's World Most Ethical Company awards for 2022 are open for submission. For more information on the Application Process, click here.  13.  Are you exasperated? Then check, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F*ing Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In Episode 7, a Malodor on the Subway. 14.  This month on The Compliance Month, I visit with John Melican, Managing Director at Exiger on his journey to and from the CCO chair. In Episode 1, college and early professional career at NY County DA's Office. In Episode 2, Melican moved into the corporate world and into compliance. In Episode 3, John moves into the CCO chair. In Episode 4, John talks about what he learned and how he uses that knowledge.  15.  How does a Compliance Bible become a best-seller? Check out Tom's appearance on the C-Suite Network's Best Seller TV to find out.  Purchase The Compliance Handbook, 2nd edition here.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Either the Astros or Red Sox are headed to the World Series. Flashing lights in Fenway? What will the baseball gods decree? Tom and Jay reflect as they are back to review some of the top compliance and ethics stories on the Headed to the WS edition. Stories 1.     Credit Suisse and Tuna boats equals nearly $500 MM in fines. Harry Cassin in the FCPA Blog. Matt Kelly in Radical Compliance. Jaclyn Jaeger in Compliance Week (sub req'd) 2.     CCOs as problem solvers. Mike Volkov in Corruption Crime and Compliance. 3.     Testing compliance. Brandon Garrett in Compliance and Enforcement.  4.     3rd party risk management and SOC 2.  Eva Pittas in CCI.  5.     Activision promises compliance upgrades. Should we believe them? Jaclyn Jaeger in Compliance Week. (sub req'd)  6.     Is ESG reporting risky? Mike Munro explores in the FCPA Blog.   7.     Facebook fined for changing CCOs without reporting to the CMA? CMA Press Release. 8.     The intersection of compliance and IT. Kyle Martin in Risk and Compliance Matters. 9.     What does the oldest COI tell us about professional misconduct? Jeff Kaplan in the FCPA Blog.  10.  Contesting the narrative of compliance failures. Robert Barrington in GAB.  Podcasts and Events 11.  Compliance Week is going ‘Inside the Mind of the CCO'. Participate in the survey here.  12.  Ethisphere's World Most Ethical Company awards for 2022 are open for submission. For more information on the Application Process, click here.  13.  Are you exasperated? Then check, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F*ing Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In Episode 6, Billy Joel and exasperation.  14.  This month on The Compliance Month, I visit with John Melican, Managing Director at Exiger on his journey to and from the CCO chair. In Episode 1, college and early professional career at NY County DA's Office. In Episode 2, Melican moved into the corporate world and into compliance. In Episode 3, John moves into the CCO chair. 15.  Why is the Texas Hill Country one of the most special places on earth? Check out the newest edition to the CPN, as Tom Fox celebrates the people, places and things of the Hill County. In Episode 1, he visits with Camp Stewart for Boys matriarch, Kathy Ragsdale. 16.  How does a Compliance Bible become a best-seller? Check out Tom's appearance on the C-Suite Network's Best Seller TV to find out.  Purchase The Compliance Handbook, 2nd edition here.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

The Astros and Red Sox meet in the ALCS. Is it the Cheater's Ball? Tom and Jay are back to review some of the top compliance and ethics stories on the Back in the ALCS edition.  Stories Who knows what values lurk in the heart? The Shadow know (and your emails as well). The John Gruden firing. ESPN, Sports Illustrated, NYT, WSJ. Tom with a 2-part blog post series. Confronting Ethical and Moral Dilemmas: Don't Go It Alone. Richard Snell in Knowledge@Wharton. Evolution of 3rd party risk management. Mike Volkov in Corruption, Crime and Compliance. The role of employees in weeding out corp misconduct. David Smagalla in the WSJ Risk and Compliance Journal. Ex-Braskem CEO gets 20 months. Kyle Brasseur in Compliance Week. (sub req'd) Cooperating (or not) with the SFO. Lloydettte Bai-Marrow in the FCPA Blog. Inconsistency in UK and EU banking regs? Deepali Nijhawan in CCI. What is tech risk? Carol Williams in Risk and Compliance Matters. Ozy from the audit perspective. Francine McKenna in The Dig. (sub req'd) ESG channels Watergate (as in follow the money). Lawrence Heim in practicalESG.  Podcasts and Events Compliance Week is going ‘Inside the Mind of the CCO'. Participate in the survey here. Ethisphere's World Most Ethical Company awards for 2022 are open for submission. For more information on the Application Process, click here. Are you exasperated? Then check, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F*ing Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In Episode 1, the dreaded Parent Meeting night at your child's elementary school. In Episode 2, why F*ing Argentina? In Episode 3, one of the most beloved characters in musical theater, Officer Krupke is exasperated. In Episode 4, the ubiquitous ‘Couples Dinner'. In Episode 5, a tennis journeyman's lament. This month on The Compliance Month, I visit with John Melican, Managing Director at Exiger on his journey to and from the CCO chair. In Episode 1, college and early professional career at NY County DA's Office. In Episode 2, Melican moves into the corporate world and into compliance. What is Design Thinking in Compliance? Check out the newest edition to the CPN, where co-hosts Tom Fox and Carsten Tams discuss the social engineering tool of design thinking and how it creates greater compliance engagement and effectiveness. In Episode 2, we take up co-creation. How does a Compliance Bible become a best-seller? Check out Tom's appearance on the C-Suite Network's Best Seller TV to find out. Purchase The Compliance Handbook, 2nd edition here. Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Tom is on for a solo run this week to review some of the top compliance and ethics stories on the Facebook Whistleblower edition.  Stories 1.     The Facebook Whistleblower. 60 Minutes appearance and Congressional Testimony. Matt Kelly in Radical Compliance. Aaron Nicodemus in Compliance Week.  (sub req'd) 2.     Petrofac settles with SFO. Harry Cassin in the FCPA Blog.  3.     ESG and business risks. Mike Volkov in Corruption, Crime and Compliance.  4.     DOJ to emphasize white collar criminal cases.  Dylan Tokar in the WSJ Risk and Compliance Journal.  5.     Ancient history and FCPA enforcement. Dick Cassin in the FCPA Blog.   6.     Lessons learned from the Pandora Papers. Jaclyn Jaeger in Compliance Week. (sub req'd) 7.     Using AI for pattern recognition in investigations. Veeral Gosalia in CCI. 8.     Will ethical lapses at the Fed sink the Powell nomination? Jeanna Smialek and James Tankersly in the NYT. 9.     The Big Stink and Green Bonds. Lawrence Heim in PracticalESG.  10.  Would you trust Ozy? Ozy says its open for business (after a short hiatus).  What does it mean for compliance? Megan Leonhardt and Jessica Mathews in Fortune. 11.  Risk based compliance and ransomware. SheppardMullin lawyers on JDSupra.    Podcasts and Events 12.  Congrats to Great Women in Compliance for being honored as a top pod by w3 in the DEI category; Everything Compliance as a top roundtable in podcasting and CPN for top compliance podcast network.  13.  Compliance Week is going ‘Inside the Mind of the CCO'. Participate in the survey here.  14.  Ethisphere's World Most Ethical Company awards for 2022 are open for submission. For more information on the Application Process, click here.  15.  Are you exasperated? Then check, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F*ing Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In Episode 1, the dreaded Parent Meeting night at your child's elementary school. In Episode 2, why F*ing Argentina? In Episode 3, one of the most beloved characters in musical theater, Officer Krupke is exasperated. In Episode 4, the ubiquitous ‘Couples Dinner'. 16.  This month on The Compliance Month, I visit with John Melican, Managing Director at Exiger on his journey to and from the CCO chair. In Episode 1, college and early professional career at NY County DA's Office.  17.  What is Design Thinking in Compliance? Check out the newest edition to the CPN, where co-hosts Tom Fox and Carsten Tams discuss the social engineering tool of design thinking and how it creates greater compliance engagement and effectiveness. Check out Episode 1 here.  18.  Join Jay, Tom and the top E&C professionals at Converge21, a virtual conference on October 12 & 13. Registration and information here. Why should you attend? Check out some of the panelists discuss their presentation on the Converge21 podcasts. Michael Randrup Wendy Badger, Lloydette Bai-Marrow, Tom and Philip Winterburn.  19.  How does a Compliance Bible become a best-seller? Check out Tom's appearance on the C-Suite Network's Best Seller TV to find out.  Purchase The Compliance Handbook, 2nd edition here.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Jay and Tom  are back to unpack some of the stories that caught their collective eye on the Monsterfest Month Returns edition. Stories 1.     WPP FCPA enforcement action. Tom with 5-part series on the FCPA Compliance and Ethics Blog. Matt Kelly in Radical Compliance. Tom and Matt on Compliance into the Weeds. Mike Volkov has a 3-part series in Corruption Crime and Compliance.  2.     Human rights litigation on the EU. Salomé Lemasson in the FCPA Blog.  3.     BOD structure as key to compliance oversight. David Katz and Laura McIntosh in Harvard Law School Forum on Corporate Governance. 4.     Bringing clarity to the chaotic world of the CCO. Chris Audet in CCI.  5.     Another week, another Wells Fargo fraud related penalty. Jaclyn Jaeger in Compliance Week (sub req'd) 6.     Dan Kahn returns to private practice. Dylan Tokar in the WSJ Risk and Compliance Journal. 7.     Do ABC academics fail? Matthew Stephenson in GAB.  8.     Conquering the last mile of delivery of your Code of Conduct. Harper Wells in CCI. 9.     What is Ozy and what does it mean for compliance. Ben Smith in the NYT. 10.  Who owns ESG? Matt Kelly explores on Radical Compliance.  Podcasts and Events 11.  CCI surveying stress in compliance. Henry Kronk in CCI. Take the survey here. 12.  Compliance Week is going ‘Inside the Mind of the CCO'. Participate in the survey here.  13.  Ethisphere's World Most Ethical Company awards for 2022 are open for submission. For more information on the Application Process, click here.  14.  Check out the latest addition to the Compliance Podcast Network, A Yank at Oxford. It details the journey of Foley & Lardner partner David Simon as he heads back to university to matriculate for a MBA at Oxford. Episode 1.  15.  Are you exasperated? Then check, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F* Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In Episode 1, the dreaded Parent Meeting night at your child's elementary school. In Episode 2, why F*ing Argentina? In Episode 3, one of the most beloved characters in musical theater, Officer Krupke is exasperated.  16.  Tom and Compliance Week EIC Dave Lefort look back at September in CW and forward to October (and talk some sports) in this month's edition of From the Editor's Desk.  17.  K2 Integrity's Edoardo Fiora will present at, “ESG Getting Hitched to Business (and IP) Strategy—From Resilience Framework to Recovery Path,” on October 14th. Registration and Information here.  18.  Join Jay, Tom and the top E&C professionals at Converge21, a virtual conference on October 12 & 13. Registration and information here. Why should you attend? Check out some of the panelists discuss their presentation on the Converge21 podcasts. Michael Randrup Wendy Badger, Lloydette Bai-Marrow, Tom and Philip Winterburn.  19.  How does a Compliance Bible become a best-seller. Check out Tom's appearance on the C-Suite Network's Best Seller TV to find out.  Purchase The Compliance Handbook, 2nd edition here.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Jay returns from his travels to report on the 1st compliance conference since 2019. He and Tom unpack some of the stories that caught their collective eye on the Heading to October edition. Stories 1.     ESG and Compliance. Mike Volkov on the ‘G' in ESG. Tom has a 5-part series on why compliance should lead the ESG effort in the FCPA Compliance and Ethics Blog.  2.     Asking more of your auditors. Neil Hodge in Compliance Week (sub req'd)  3.     ISO weighs in on good governance standards. Dylan Tokar in the WSJ Risk and Compliance Journal.  4.     Regulating the wild west of crypto. Henry Kronk in CCI.  5.     Which Mozambique countenance or prosecute its President's corruption? Rick Messick in GAB.  6.     Making the most from your risk assessment? Jeff Kaplan in the FCPA Blog. 7.     What is a criminal COI? Sara Kropf in Grand Jury Target.  8.     Revisiting whistleblower procedures. Wachtel Lipton lawyers in Harvard Law School Forum on Corporate Governance.  9.     The SEC investigation into Activision. Professor Stephen Bainbridge in his blog. 10.  Jay's reflections on the first compliance conference since 2019.  Podcasts and Events 11.  CCI surveying stress in compliance. Henry Kronk in CCI. Take the survey here 12.  Check out the latest addition to the Compliance Podcast Network, A Yank at Oxford. It details the journey of Foley & Lardner partner David Simon as he heads back to university to matriculate for a MBA at Oxford.  13.  Are you exasperated? Then check out the latest offering from the Compliance Podcast Network, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F* Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In Episode 1, the dreaded Parent Meeting night at your child's elementary school. In Episode 2, why F*ing Argentina? 14.  Jay spreads his wings by hosting his first podcast. He interviews Lisa Beth Lentini Walker and Stef Tschida about their new book, Raise Your Game, Not Your Voice, on this episode of Integrity Through Compliance.  15.  K2 Integrity is partnering with the DIFC Academy for a webinar, “Virtual Assets and FATF Guidelines—A Risk-Based Approach for Financial Institutions,” on September 28, 2021. Registration and Information here.  16.  Join Jay, Tom and the top E&C professionals at Converge21, a virtual conference on October 12 & 13. Registration and information here. Here some of the panelists discuss their presentation on the Converge21 podcasts. Wendy Badger and Philip Winterburn.  17.  Ethisphere's World Most Ethical Company awards for 2022 are open for submission. For more information on the Application Process, click here.  18.  Breaking News features The Compliance Handbook, 2nd edition. Check out the Breaking News feature here. Purchase The Compliance Handbook, 2nd edition here.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Jay is once again traveling this week so we are joined by Professor Karen Woody as special guest co-host. I know you will enjoy her comments on this special Focus on the SEC edition. Stories 1.     Coinbase v. the SEC. Andrew Ross Sorkin previews in NYT Dealbook. Francine McKenna takes a deep dive in The Dig (sub req'd) Gary Gensler testifies before Congress, Paul Keiran in the WSJ. 2.     Why compliance should lead ESG. Kyle Brasseur  in Compliance Week (sub req'd) 3.     Another cheating scandal at KPMG. Matt Kelly on Radical Compliance. Leadership 4.     Leadership lessons from the fall of Kabul. Sandra Erez in CCI. 5.     What are the Big 3 issues from this year's proxy season? Eric Knox, Sehrish Siddiqui and David Venturella in CCI. 6.     How large a problem is corporate recidivism? Dick Cassin in the FCPA Blog. 7.     The Great Resignation and meaningful work. Brett Beasley in Notre Dame's Deloitte Center for Ethical Leadership. 8.     Boeing safety woes hit the Boardroom. Wachtel Lipton lawyers in Harvard Law School Forum on Corporate Governance. 9.     On the intersection of culture and corporation reputation. Mike Volkov in Corruption Crime and Compliance. 10.  Learned Hand on leadership and humility. Jeff Kaplan in the Conflict of Interests blog. Podcasts and Events 11.  CCI surveying stress in compliance. Henry Kronk in CCI. Take the survey here 12.  On Innovation in Compliance, Tom has run a 6-part special podcast series on Looking Back on 9/11, sponsored by Affiliated Monitors. In this series he will visit with professionals from a variety of compliance perspectives who will discuss how 9/11 changed our profession, including three who were in NYC during the attacks. Hear thoughts and reflections from Gabe Hidalgo, Juan Zarate, Alex Dill, Eric Feldman, Scott Moritz and John Lee Dumas. 13.  Are you exasperated? Then check out the latest offering from the Compliance Podcast Network, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F* Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America's exasperation with well…exasperation. In Episode 1, the dreaded Parent Meeting night at your child's elementary school. 14.  Ethisphere's World Most Ethical Company awards for 2022 are open for submission. For more information on the Application Process, click here. 15.  Breaking News features The Compliance Handbook, 2nd edition. Check out the Breaking News feature here. Purchase The Compliance Handbook, 2nd edition here. Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Do you dream of publishing a book or getting your screenplay made into a film? "Don't leave your dreams of writing a book in your desk drawer." Learn how Gregg Greenberg turned his screenplay into an award winning film and published his book. Gregg Greenberg is a journalist and writer who spent 13 years writing the column "The Five Dumbest Things on Wall Street This Week" for thestreet.com. His work has appeared in magazines and humor sites from glamour to ESPN The Magazine. He also wrote and produced the award winning film, Friends and Romans, as well as several Off Broadway plays. He recently published the book F***ing Argentina and 10 more tales of exasperation, a collection of humorous short stories united by themes of frustration. Gregg shares his experience of working as a writer, getting his screenplays in front of people and publishing his recent book. Buy the book at www.fckingargentina.com --- Want a podcast in 30 days? Visit: www.CLICKbranding.com/PODCASTin30 for our FREE challenge and to apply. --- Send in a voice message: https://anchor.fm/launchingsimplified/message

Most families get serious about planning for life after high school during a child’s tween or teen years. If you want to pay for educational programs like college, though, you might want to plan much further in advance! Amy and Mike invited financial expert John Hupalo to demystify 529 college savings plans.  What are five things you will learn in this episode? What exactly is a 529 college savings plan? What is the optimal timeline for investing in a 529? Can 529 funds be used to pay for tutoring, test prep, or college advising? What if your 529 beneficiary doesn’t want to go to college? Can 529 plans be used to pay for K-12 education? MEET OUR GUEST John Hupalo is nationally recognized expert in education loan finance and college planning. He is the founder of MyCollegeCorner.com, a mission-driven company dedicated to empowering families with the information, tools and services needed to make more informed college decisions. His education-focused career spans more than 30 years as a Legislative Assistant on Capitol Hill, Managing Director on Wall Street, and Senior Executive Vice President and Chief Financial Officer of First Marblehead Corporation (NYSE:FMD). He was elected to the Bronxville School Board, chaired the NYU Stern School Alumni Association, established the Mainstream Foundation, served as a Trustee and Treasurer for the Carroll School and Treasurer for the Wellesley Village Church. He currently serves on the Board of Directors for the Point O’Woods Association. He co-authored Plan and Finance Your Family’s College Dreams (Peterson’s, 2016). John has testified before Congress on private credit student loans. He has been a guest on more than 70 radio shows, appeared on Bloomberg Day Break and The Street with Gregg Greenberg, and has been published or quoted in the New York Times, the Fiscal Times, the Wall Street Journal, The Hill, Fox Business, and U.S. News and World Report. He is a contributor to The Hill and Bob Brook’s Prudent Money Radio show. John received his B.A. with Honors from Boston University and an MBA in Finance from New York University’s Stern School of Business. Find John at john@inviteeducation.com. LINKS Plan and Finance Your Family’s College Dreams  529 Day: CV-19 has Not Changed the Importance of Saving for College Can 529 Funds Be Used to Pay for Test Prep? College Savings Plans Network RELATED EPISODES WHAT YOU NEED TO KNOW ABOUT STUDENT LOANS WHAT YOU NEED TO KNOW ABOUT THE FAFSA & CSS PROFILE THE RAMPANT COST OF COLLEGE ABOUT THIS PODCAST Tests and the Rest is THE college admissions industry podcast. Explore all of our episodes on the show page.

The FCPA Compliance Report is the longest running podcast in compliance. Today, I am extraordinarily honored to post my 500th Anniversary podcast. Today, I switch seats to be the guest as I am interviewed by Gregg Greenberg, the General Manager of CSuite Radio. We take a look back at some of the key trends, I have seen in compliance over the past 10 years, the top episodes, my favorite guests, the Liverpool Football Club, buffalo wings and much more. Some of the highlights include: The biggest changes seen in compliance over the past 10 years. When, why and how did the FCPA Compliance Report begin? What are of my favorite episodes and some of my top guests? By the number and by guests. What I have learned in this journey? As The Voice of Compliance; why I am so passionate about podcasting as a communication tool. If you are an LFC fan, why you will walk alone. What makes the perfect buffalo wing? Check out the Lead Up Podcast Series If you are interested in my podcast series from 5 top commentators on their reflections on the evolution of compliance over the past 10 years, check out the following: Episode 495 – Mike Volkov on changes in FCPA enforcement; Episode 496 – Matt Kelly on changes in compliance report from business journalism; Episode 497 – Jonathan Armstrong in changes GDPR, the UKBA and Modern Slavery law; Episode 498 – Jay Rosen on moving from reactive to proactive compliance; and Episode 499 – Jonathan Marks on how changes in internal audit both mirror changes in compliance professionalism. Learn more about your ad choices. Visit megaphone.fm/adchoices

The FCPA Compliance Report is the longest running podcast in compliance. Today, I am extraordinarily honored to post my 500th Anniversary podcast. Today, I switch seats to be the guest as I am interviewed by Gregg Greenberg, the General Manager of CSuite Radio. We take a look back at some of the key trends, I have seen in compliance over the past 10 years, the top episodes, my favorite guests, the Liverpool Football Club, buffalo wings and much more.  Some of the highlights include: The biggest changes seen in compliance over the past 10 years. When, why and how did the FCPA Compliance Report begin?  What are of my favorite episodes and some of my top guests? By the number and by guests. What I have learned in this journey? As The Voice of Compliance; why I am so passionate about podcasting as a communication tool. If you are an LFC fan, why you will walk alone. What makes the perfect buffalo wing? Check out the Lead Up Podcast Series If you are interested in my podcast series from 5 top commentators on their reflections on the evolution of compliance over the past 10 years, check out the following: Episode 495 – Mike Volkov on changes in FCPA enforcement; Episode 496 – Matt Kelly on changes in compliance report from business journalism; Episode 497 – Jonathan Armstrong in changes GDPR, the UKBA and Modern Slavery law; Episode 498 – Jay Rosen on moving from reactive to proactive compliance; and Episode 499 – Jonathan Marks on how changes in internal audit both mirror changes in compliance professionalism. Learn more about your ad choices. Visit megaphone.fm/adchoices

The Wild West Crypto Show and C-Suite are bringing on a Crypto Cowgirl who's ready to the industry by storm! The Blockchain Banditos Drew, Brent, and Alex are met by the host of Fox's Crypto Cafe, Letitia Reyna who talks about getting women into Crypto. We also are visited by C-Suite's very own Gregg Greenberg to discuss changes in the TV industry, and Drew gets and exclusive interview with the creators of Currency Magazine! Learn more about your ad choices. Visit megaphone.fm/adchoices

The Wild West Crypto Show and C-Suite are bringing on a Crypto Cowgirl who's ready to the industry by storm! The Blockchain Banditos Drew, Brent, and Alex are met by the host of Fox's Crypto Cafe, Letitia Reyna who talks about getting women into Crypto. We also are visited by C-Suite's very own Gregg Greenberg to discuss changes in the TV industry, and Drew gets and exclusive interview with the creators of Currency Magazine! Learn more about your ad choices. Visit megaphone.fm/adchoices

We will get a behind the scenes look at the writing and production of Gregg Greenberg's play "The Stella," a satirical dramatic comedy about the dark side of the Personal Injury Law business.  The Stella is showing this summer at the Fringe Festival in New York City.  Also will talk to Gregg about his work as a financial journalist at TheStreet.com.

We will get a behind the scenes look at the writing and production of Gregg Greenberg's play "The Stella," a satirical dramatic comedy about the dark side of the Personal Injury Law business.  The Stella is showing this summer at the Fringe Festival in New York City.  Also will talk to Gregg about his work as a financial journalist at TheStreet.com.