Podcast appearances and mentions of karen moore

American judge

  • 54PODCASTS
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  • May 22, 2025LATEST

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Best podcasts about karen moore

Latest podcast episodes about karen moore

Everything Compliance
Episode 154, The Law Firms in Trouble Edition

Everything Compliance

Play Episode Listen Later May 22, 2025 65:38


Welcome to this edition of the award-winning Everything Compliance. In this episode, the quartet of Matt Kelly, Jonathan Marks, Karen Moore, and Karen Woody is hosted by Tom Fox, the Compliance Evangelist. Karen Moore reviews changes to the UK Modern Slavery Act. She shouts out to her nephew, who graduates from Georgetown Law School this week, and to the NFL superfan for allegedly causing Shedeur Sanders to drop to the 5th round before being drafted in the recent NFL Draft. Matt Kelly, the Matt Galeotti speech updates the DOJ Corporate Enforcement Policy for white-collar actions. He rants about the GOP's attempt to ban states from regulating AI. Jonathan Marks considers the role of internal audit in tariff compliance and why tariffs should be considered a strategic risk. He rants about MLB caving to President Trump and allowing those who bet on baseball back into the fold. Karen Woody considers the impact, fallout, and congressional investigations of the law firm's dealings with President Trump. She shouts out to the Washington & Lee Law School graduating class 2025. Tom Fox shouts out to the Disney TV series Andor. The members of Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/).  He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance
Episode 153, The CW 25 Edition

Everything Compliance

Play Episode Listen Later May 8, 2025 67:00


Welcome to this edition of the award-winning Everything Compliance. In this episode, the quartet of Matt Kelly, Jonathan Armstrong, Karen Moore, and Karen Woody is hosted by Tom Fox, the Compliance Evangelist. Karen Moore looks at state, international, and private prosecutions of various ABC laws. She rants at the Department of Education for setting up a 1984-style anonymous reporting line for students to report on their teachers. Matt Kelly reviews the Glencore DPA record. He has a shout-out to Microsoft for picking up Jenner & Block as counsel and rants about the GOP effort to abolish the PCAOB. Jonathan Armstrong reviews changes at the UK SFO. He shouts out to the compliance community for their support of Diana Trevley and encourages her continuing recovery now that she is back in the US. Karen Woody considers tariffs as a new source for FCA claims and shouts out to the movie Conclave. Tom Fox shouts out to former San Antonio Spurs coach Gregg Popovich, who announced his retirement on May 1. The members of Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/).  He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance
Episode 152, The Season Opener Edition

Everything Compliance

Play Episode Listen Later Apr 3, 2025 63:03


Welcome to this edition of the award-winning Everything Compliance. In this episode, Matt Kelly, Jonathan Armstrong, Karen Moore, and Tom Fox, the Compliance Evangelist, will appear as panelists. 1. Karen Moore examines EU changes in reporting on ESG and CCCD and rants about the anxiety caused by the Trump Administration. 2. Matt Kelly reviews the off-channel messaging scandal. He rants about the Trevor Milton pardon. 3. Jonathan Armstrong takes a deep dive into Agentic AI and its implications for compliance. He shouts out to Russell Brand for unmasking British actor Penelope Keith as JFK's assassin. 4. Tom Fox examines the world's response to Trump's suspension of FCPA enforcement. He shouts out to Opening Day of the 2025 MLB season and highlights his hometown heroes, the Houston Astros. The members of Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/). He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants
Episode 152, The Opening Day Edition

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Apr 1, 2025 10:12


Welcome to this edition of Everything Compliance, Shout Outs, and Rants. In this episode, we have the quartet of Matt Kelly, Jonathan Armstrong, Tom Fox, and Karen Moore. Karen Moore about the anxiety caused by the Trump Administration. Matt Kelly rants about the Trevor Milton pardon. Jonathan Armstrong shouts out to Russell Brand for unmasking British actor Penelope Keith as the assassin of JFK. Tom Fox shouts out to the opening day of the 2025 MLB season and highlights his hometown heroes, the Houston Astros. The members of the Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/). He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network.

Everything Compliance
Episode 151, The What is Illegal DEI Edition

Everything Compliance

Play Episode Listen Later Mar 13, 2025 56:59


Welcome to this edition of the award-winning Everything Compliance. In this episode, we have the quartet of Matt Kelly, Karen Woody, and Karen Moore, all hosted by Tom Fox, the Compliance Evangelist. They all look at various issues for compliance professionals under the current administration. Karen Moore, what is ‘illegal DEI'? She shouts out to federal employees who have been summarily terminated. Matt Kelly considers the work of DOGE at the SEC. He shouts out to James Harrison, whose plasma contains a rare antibody known as anti-D, which is used to make injections that protect unborn babies from hemolytic disease of the newborn. Karen Woody asks whether the trial of the Cognizant Technology executives will ever occur. She shouts out to Georgetown Law Dean Will Treanor, who shut down the illegal harassment of the school by the interim US Attorney for the District of Columbia. Tom Fox shouts out to the Quebecoise for embracing their Canadian-ness and all those north of the border who are responding to Trump's bullying with ‘Elbows Up'. The members of Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/). He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants
Episode 151, The What is Illegal DEI Edition

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Mar 11, 2025 9:26


Welcome to this edition of Everything Compliance, Shout Outs, and Rants. Matt Kelly, Karen Woody, Tom Fox, and Karen Moore appear in this episode. 1. Karen Moore shouts out to federal employees who have been summarily terminated. 2. Matt Kelly shouts out to James Harrison, whose plasma contained a rare antibody known as anti-D, which is used to make injections that protect unborn babies from hemolytic disease of the newborn. 3. Karen Woody shouts out to Georgetown Law Dean Will Treanor, who shut down the illegal harassment of the school by the interim US Attorney for the District of Columbia. 4. Tom Fox shouts out to the Quebecoise for embracing their Canadian-ness and all those north of the border who are responding to Trump's bullying with ‘Elbows Up'. The members of the Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/). He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network.

Everything Compliance
Episode 150, The Musk On Edition

Everything Compliance

Play Episode Listen Later Feb 13, 2025 66:24


Welcome to this edition of the award-winning Everything Compliance. In this episode, Matt Kelly, Jonathan Armstrong, Jonathan Marks, Karen Woody, and Karen Moore join the full gang to examine various issues for compliance professionals under the incoming administration. Jonathan Armstrong looks at the car crash coming for DeepSeek in the EU. He shouts out to Peter Mandelson, the new UK Ambassador to the United States. Karen Moore looks at the reframing of DEI. She shouts out about the film on September 5. Matt Kelly considers the Bondi Memo on changes in DOJ enforcement focus and mentions Alexei Navalny's memoir. Karen Woody examines the new SEC Crypto Taskforce and mentions the award-winning play Hadestown. Jonathan Marks provides a tutorial on the role of internal audit on export controls. He also shouts out to his hometown team, the Philadelphia Eagles (now the Super Bowl-winning Philadelphia Eagles). Tom Fox shouts out to (conspiracy) Bill Simmons for opining that the Dallas Maverick's trade of Luka Doncic was a ploy to force the state of Texas to allow gambling in this state. The members of Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/). He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. For more information on the Ethico Toolkit for Middle Managers, available at no charge, by clicking here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants
Episode 150, The Musk On Edition

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Feb 11, 2025 10:39


Welcome to this edition of Everything Compliance, Shout Outs, and Rants. In this episode, we have Matt Kelly, Jonathan Marks, Jonathan Armstrong, Karen Woody, Tom Fox, and Karen Moore. Jonathan Armstrong shouts out to Peter Mandelson, the new UK Ambassador to the United States. Karen Moore shouts out about the film on September 5. Matt Kelly shouts out to the memoir of Alexei Navalny. Karen Woody shouts out to the award-winning play Hadestown. Jonathan Marks shouts out to his hometown team, the Philadelphia Eagles (now Super Bowl-winning Philadelphia Eagles). Tom Fox shouts out to (Conspiracy) Bill Simmons for opining that the Dallas Maverick's trade of Luka Doncic was a ploy to force the state of Texas to allow gambling in this state. The members of the Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/). He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network. For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Everything Compliance
Episode 149, The Q1-2025, Great Women in Compliance Edition

Everything Compliance

Play Episode Listen Later Feb 6, 2025 59:08


A few months ago, we had a Special Edition of Everything Compliance with the two primary hosts of the Great Women in Compliance, Lisa Fine and Hemma Lomax, together with our female panelists from Everything Compliance, Karen Woody and Karen Moore, all hosted by Kristy Grant-Hart. The episode was so popular (and the host and guests had so much fun) that everyone involved decided to make it a quarterly event. In today's episode, Everything Compliance (Q1-2025 edition), hosted by Kristy Grant-Hart, with panelists Karen Moore, Karen Woody, Lisa Fine, and Hemma Lomax. Host Kristy Grant-Hart leads the group's discussion in this episode. She rants about the looting in LA now and raves about the response the City of Angels has made coming together in the wake of the fires. Karen Moore examines the 10th Amendment and how states can use it during the second Trump administration. She raves about Timothy Snyder's book Tyranny: 20 Lessons from the 20th Century. Lisa Fine examines the recent air collision tragedy in Washington, DC, and draws lessons from it. In her Raves and Rants segment, she rants about NFL referees and raves about improv classes and The Herald. Hemma Lomax goes into a deep exploration of employee disengagement. She has a double rave about seeing Lisa Fine at a recent DC event and her kids getting a skiing lesson from Karen Moore. Karen Woody discusses the SEC change requiring that all investigations be approved by the Commission before they can commence. She also raves about Beyonce's winning her first Best Album of the Year Grammy award. The members of this special episode of Everything Compliance (GWIC edition) are: Karen Woody – is one of the top academic experts on the SEC. She is also the co-host of the award-winning podcast, The Woody Report. Karen Moore – is an Adjunct Law professor at the Fordham School of Law. Lisa Fine – is a co-host of the award-winning Great Women in Compliance. Hemma Lomax – is a co-host of the award-winning Great Women in Compliance. The host of this special episode of Everything Compliance is Kristy Grant-Hart, founder of Spark Compliance and co-host of the award-winning podcast 2 Gurus Talk Compliance. Learn more about your ad choices. Visit megaphone.fm/adchoices

Great Women in Compliance

Welcome to the Great Women in Compliance podcast on the Compliance Podcast Network, sponsored by Corporate Compliance Insights. In today's episode, we have a special episode, which is cross-posted with Everything Compliance. In this episode, host Kristy Grant-Hart joins Everything Compliance panelists Karen Moore and Karen Woody to team up with the Great Women in Compliance regulars Hemma Lomax and Lisa Fine to dissect current issues in the compliance landscape. They look into the implications of the U.S. Constitution's 10th Amendment on state rights amidst federal executive action, affecting data privacy and ESG regulations. The panel also explores the shifting terrain of DEI programs under recent executive orders, shedding light on both opportunities and challenges for compliance officers in advocating for ethical practices and maintaining organizational morale during these turbulent times, consider the role of the SEC going forward and the current chaos coming out of Washington. The episode concludes with their signature rants and raves, highlighting both frustrations and positive notes from the compliance field. Karen Woody on change to require SEC Commission approval to launch investigations. Karen Moore on the importance of the 10th Lisa Fine on morale, destruction and confusion. Hemma Lomax on change management and employee engagement. Rants and Raves You can join in the LinkedIn podcast community Join the Great Women in Compliance podcast community here.

washington sec constitution dei compliance esg amendment rants great women compliance podcast network karen moore lisa fine kristy grant hart corporate compliance insights karen woody everything compliance
Everything Compliance
Episode 148, The Trump's 1st Week Edition

Everything Compliance

Play Episode Listen Later Jan 28, 2025 56:06


Welcome to this Edition of the award-winning Everything Compliance. In this episode, the truncated triplet of Matt Kelly, Tom Fox, and Karen Moore takes a deep dive into Trump's First Week and what it all means for compliance. Karen Moore takes a deep dive into the War on DEI. She rants about Meta dropping its fact-checking. She rants about the sportsmanship of those at the Australian Open who booed Novak Djokovic for having the temerity to become injured and forced to withdraw from his match but shouts out to the Bills Mafia who supported Ravens Tight End Mark Andrews after his dropped touchdown pass. Matt Kelly considers the DOGE Commission's insanity and its morphing into a technology committee. He rants about the Trump Administration's inane action in trying to invalidate the Constitution and shouts out Senior U.S. District Judge John Coughenour for putting a TRO in place for Trump's alleged Order overruling the 14th Amendment on birthright citizenship. Tom Fox leads a discussion on the potential weaponization of the FCPA and FEPA. He shouts out to Jackie Smith, who presaged Mark Andrews by 26 years by dropping a wide-open touchdown pass from Roger Staubach in the 1979 Super Bowl, and to Houston Astro Billy Wagner for his election into the MLB Hall of Fame. The members of Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/). He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants
Episode 148, The Welcome to Trumps' First Week Edition

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Jan 28, 2025 7:06


Welcome to this Edition of Everything Compliance, Shout Outs, and Rants. This episode features the truncated triplet of Matt Kelly, Tom Fox, and Karen Moore. They all look at various issues for compliance professionals under the incoming Administration. Karen Moore rants about the sportsmanship for those at the Australian Open who booed Novak Djokovic for having the temerity to become injured and forced to withdraw from his match but shouts out to the Bill Mafia who supported Ravens Tight End Mark Andrews after his dropped touchdown pass. Matt Kelly rants about the Trump Administration's inane action in trying to invalidate the Constitution and shouts out Senior U.S. District Judge John C. Coughenour for putting a TRO in place for Trump's alleged Order over-ruling the 14th Amendment on birthright citizenship. Tom Fox shouts out to Jackie Smith, who presaged Mark Andrews by 26 years by dropping a wide-open touchdown pass from Roger Staubach in the 1979 Super Bowl, and to Houston Astro Billy Wagner for his election into the MLB Hall of Fame. The members of the Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/). He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network. For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Everything Compliance
Episode 147, The Welcome to 2025 Edition

Everything Compliance

Play Episode Listen Later Jan 16, 2025 65:51


Welcome to this edition of the award-winning Everything Compliance. In this episode, Matt Kelly, Jonathan Armstrong, Karen Woody, and Karen Moore examine various issues for compliance professionals under the incoming Administration. a. Jonathan Armstrong takes a lesson on business ethics from handbags in South Korea, and we learn about ‘Say-Do.' He rants about Liz Truss trying to salvage her name through litigation. b. Karen Moore deeply dives into some interesting litigation around pregnancy discrimination claims, and we learn about ‘stray remarks.' She rants about Meta dropping its fact-checking and shouts out former President Jimmy Carter. c. Matt Kelly considers the Bayview Asset Management enforcement action and what it may mean for compliance. He shouts out to Steve Guttenberg and all those Los Angelinos who assist during the ongoing fires. . d. Karen Woody looks at what the new Trump Administration may mean for the CFPB going forward. She rants about the idiots denying climate change. e. Tom Fox shouts out to two brothers in arms: former Presidents Gerald Ford and Jimmy Carter. Their love for each other and Gerald Ford's tribute to Jimmy Carter, read by Gerald's son, Steven Ford, at Jimmy Carter's funeral. The members of the Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/). He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants
Episode 147, The Welcome to 2025 Edition

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Jan 14, 2025 15:46


Welcome to this edition of Everything Compliance, Shout Outs, and Rants. In this episode, Matt Kelly, Jonathan Armstrong, Karen Woody, and Karen Moore examine various issues for compliance professionals under the incoming administration. Jonathan Armstrong rants about Liz Truss trying to salvage her name through litigation. Karen Moore rants about Meta dropping its fact-checking and shouts out former President Jimmy Carter. Matt Kelly shouts out to Steve Guttenberg and all those Los Angelinos who assist during the ongoing fires. Karen Woody rants about the idiots denying climate change. Tom Fox shouts out to two brothers in arms: former Presidents Gerald Ford and Jimmy Carter. The members of the Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network. For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Everything Compliance
Episode 146, The Holiday Season Edition

Everything Compliance

Play Episode Listen Later Dec 19, 2024 57:34


Welcome to this Special Edition of Everything Compliance. In this episode, Matt Kelly, Jonathan Marks, Karen Woody, and Karen Moore examine various issues for compliance professionals under the incoming administration. Jonathan Marks discusses how deepfake videos facilitate fraud and how companies can combat this scourge. He shouts out to Miriam Chamani and her Voodoo Spiritual Temple. Karen Moore takes a deep dive into sustainability requirements in the EU and what these obligations mean for US companies under the second Trump administration. She shouts out to all the delivery folks this holiday season. Matt Kelly examines the DOGE initiative and its potential impact on compliance. He rants about the Pete Hegseth nomination and praises the South Korean people who opposed the presidential coup. Karen Woody examines what the new Trump administration may mean for the SEC in the future and rants about Time Magazine naming Donald Trump its Man of the Year. Tom Fox shouts out to the Shuffle Mamas. The members of the Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants
Episode 146, The Holiday Edition

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Dec 17, 2024 8:37


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we take up a potpourri of topics. We have the quartet of Matt Kelly, Karen Woody, Jonathan Marks, and Karen Moore, all hosted by Tom Fox. Jonathan Marks shouts out to Miriam Chamani and her Voodoo Spiritual Temple. Karen Moore shouts out to all the delivery folks this holiday season. Matt Kelly rants about the Pete Hegseth nomination and shouts out to South Korean people who opposed the Presidential coup. Karen Woody rants about Time Magazine naming Donald Trump as its Man of the Year. Tom Fox shouts out to the Shuffle Mamas. The members of the Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Check out the entire 3-book series, The Compliance Kids, on Amazon.com.

Crisco, Dez & Ryan After Hours Podcast
After Hours: Wes Causes Another Issue!

Crisco, Dez & Ryan After Hours Podcast

Play Episode Listen Later Dec 13, 2024 25:51


Pidge's finance Sammy is feeling awful after a joke she made at Dez's expense. We break that down and the shenanigans we got into after our radiothon. Plus, Dez speaks with Karen Moore, Health & Wellness Coach for YMCA of the North. Karen shares some tips and tricks to ensure you have a wonderful holiday season and don't get too overwhelmed or stressed out during this magical time! Learn more about your ad choices. Visit podcastchoices.com/adchoicesSee Privacy Policy at https://art19.com/privacy and California Privacy Notice at https://art19.com/privacy#do-not-sell-my-info.

Everything Compliance
Episode 145, 8 Years Later: The Second Trump Administration

Everything Compliance

Play Episode Listen Later Nov 14, 2024 63:40


Welcome to this Special Edition of Everything Compliance. This podcast came into existence to chronicle what Donald Trump would mean for compliance in his first administration. Our first episode was 8 years ago after Trump won his first term. Now, 8 years later, we are back with a look at what the second Trump Administration may bring to compliance. This episode features the quintets of Matt Kelly, Jonathan Marks, Karen Woody, Jonathan Armstrong, and Karen Moore. They all look at various angles of how the incoming Trump Administration uses, abuses, or disregards compliance in the future. Jonathan Marks considers the PCAOB and NOCAR, what the second Trump Administration could do to this initiative and what it may all mean going forward. He shouts out to his son Daniel's football game and rants about the 76ers and their absent star Joel Embiid. Karen Moore takes a deep dive into what the second Trump Administration will mean for compliance policies and procedures and tone at the top. She raves about the beauty in the world in times of ugliness. Matt Kelly takes a look at what the new Trump Administration may portend for corporate compliance and compliance professionals. He raves about the elections of Gene Vindman and David Valadao to Congress in the face of Trump opposition. Karen Woody looks at what the new Trump Administration may mean for the SEC going forward. She has her first ‘dirge' in her shout out and rant to all those people who have been or will be attacked by Trump and his supporters Tom Fox shouts out the Indiana football team and their perfect record in 2024. Jonathan Armstrong looks at what a second Trump Administration might mean from ‘Across the Pond'. The members of the Everything Compliance are: Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Armstrong@puntersouthall.law Jonathan Marks can be reached at jtmarks@gmail.com Karen Moore is a principal at Sounding Board Compliance, and can be reached at moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants

Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we discuss a potpourri of topics. Tom Fox is hosting Matt Kelly, Jonathan Armstrong, Karen Woody, Jonathan Marks, and Karen Moore. Jonathan Marks shouts out to his son Daniel's football game and rants about the 76ers and their absent star, Joel Embiid. Karen Moore shouts out to the beauty in the world in times of ugliness. Matt Kelly shouts out to Congress about Gene Vindman and David Valadao's elections in the face of Trump's opposition. Karen Woody has her first ‘dirge' in her shout-out and rant to all who have been or will be attacked by Trump and his supporters. Tom Fox shouts out the Indiana football team and their perfect record in 2024. Jonathan Armstrong shouts out to election ballot paper machine manufacturers for their remarkable turnaround from zero compliance in 2020 to 100% compliance in 2024, highlighting their hard work in turning a disaster into a triumph. The members of the Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is our UK colleague and an experienced data privacy/protection lawyer in London. He can be reached at Armstrong@puntersouthall.law. Jonathan Marks can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Check out the full 3-book series, The Compliance Kids, on Amazon.com.

Everything Compliance
Episode 144, The Q4, Great Women in Compliance Edition

Everything Compliance

Play Episode Listen Later Nov 7, 2024 66:14


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. A few months ago, we had a Special Edition of some of the Great Women in Compliance, together with our female panelists, all hosted by Kristy Grant-Hart. The episode was so popular (and the host and guests had so much fun) that everyone involved decided to make it a quarterly event. In today's episode, Everything Compliance (Q4-GWIC edition) is hosted by Kristy Grant-Hart, and the guest panelists include Karen Moore, Lisa Fine, and Hemma Lomax. Host Kristy Grant-Hart takes a deep dive into meeting recording and note-taking services and why you need to disable these default settings. She shouts out to her hometown LA Dodgers for winning the World Series and rants about one of her favorite stores, Williams-Sonoma, playing holiday music before Halloween. Karen Moore looks at Modern Slavery. She raves about United Airlines and its unending stream of communications. Lisa Fine takes a deep dive into the RTX settlements. In her Raves and Rants segment, she has a rant and a rave. First, after noting she cannot play Christmas music more than two weeks before Thanksgiving, she rants about vendors pushing compliance officers to use the budget in Q4, and she raves about her hometown, Buffalo Bills. Hemma Lomax explores the recent termination of multiple EY personnel for taking multiple trainings at the same time. She rants about the rush to write AI policies that are very prescriptive and exhaustive lists of approved uses with approved tools only because we have to be realistic about approaching these interests. The members of this special episode of Everything Compliance are: Karen Woody is one of the top academic experts at the SEC and the co-host of the award-winning podcast The Woody Report. Karen Moore is an Adjunct Law professor at the Fordham School of Law. Lisa Fine is a co-host of the award-winning Great Women in Compliance. Hemma Lomax is a co-host of the award-winning Great Women in Compliance. The host of this special episode of Everything Compliance is Kristy Grant-Hart, founder of Spark Compliance and co-host of the award-winning podcast 2 Gurus Talk Compliance. Learn more about your ad choices. Visit megaphone.fm/adchoices

Great Women in Compliance
Episode 248 – GWIC x Everything Compliance

Great Women in Compliance

Play Episode Listen Later Nov 6, 2024 63:21


Welcome to the Great Women in Compliance podcast with Hemma Lomax and Lisa Fine, sponsored by Corporate Compliance Insights.  GWIC goes in a different direction today with a cross-post with Everything Compliance. Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. A few months ago Everything Compliance had a Special Edition episode with some of the Great Women in Compliance, hosted by Kristy Grant-Hart. The episode was so popular (and the host and guests had so much fun) everyone involved decided to make it a quarterly event and cross-post it on GWIC. In today's episode, is a cross posts of Everything Compliance (Q4-GWIC edition) and is hosted by Kristy Grant-Hart, and the guest panelists include Karen Moore, Lisa Fine and Hemma Lomax.  Host Kristy Grant-Hart takes a deep dive into meeting recording and note-taking services, and why you need to disable these default settings. She shouts out to her hometown LA Dodgers for winning the World Series and she rants about one of her favorite stores, Williams-Sonoma playing holiday music before Halloween. Karen Moore looks at Modern Slavery. She rave about United Airlines and their unending stream of communications. Lisa Fine takes a deep dive into the RTX settlements. In her Raves and Rants segment, she has a rant and a rave. First after noting she cannot play Christmas music more than two weeks before Thanksgiving, she rants about vendors pushing compliance officers to use budget in Q4 and she raves about her hometown Buffalo Bills. Hemma Lomax goes into a deep exploration of the recent termination of multiple EY personnel for taking multiple trainings at the same time. She rants about employees coming to compliance to write policies for AI development and the need to take a principles based approach. Join the Great Women in Compliance community on LinkedIn here.

Everything Compliance – Shout Outs and Rants
Episode 144, Q4 GWIC edition

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Nov 5, 2024 10:21


In today's episode, Kristy Grant-Hart hosts Everything Compliance, Shout Outs, and Rants (Q4-GWIC edition). The guest panelists include Karen Moore, Lisa Fine, and Hemma Lomax. Host Kristy Grant-Hart shouts out to her hometown LA Dodgers for winning the World Series, and she rants about one of her favorite stores, Williams-Sonoma, playing holiday music before Halloween. Karen Moore raves about United Airlines and their unending stream of communications. Lisa Fine has a rant and a rave. First, after noting she cannot play Christmas music more than two weeks before Thanksgiving, she rants about vendors pushing compliance officers to use the budget in Q4 and raves about her hometown, the Buffalo Bills. Hemma Lomax rants about the rush to write AI policies that are very prescriptive and exhaustive lists of approved uses with approved tools only because we have to be realistic about approaching these interests. The members of this special episode of Everything Compliance are: Karen Woody is one of the top academic experts at the SEC and the co-host of the award-winning podcast The Woody Report. Karen Moore is an Adjunct Law professor at the Fordham School of Law. Lisa Fine is a co-host of the award-winning Great Women in Compliance. Hemma Lomax is a co-host of the award-winning Great Women in Compliance. The host of this special episode of Everything Compliance is Kristy Grant-Hart, founder of Spark Compliance and co-host of the award-winning podcast 2 Gurus Talk Compliance.

Everything Compliance
Episode 143, The North to South Episode

Everything Compliance

Play Episode Listen Later Oct 24, 2024 70:58


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quartet of Matt Kelly, Jonathan Marks, and Karen Moore; with host Tom Fox wearing a double hat as a commentator as well. We take up Root Cause Analysis, DEI questions in the Boeing monitorship, failures at TD Bank and a possible Caremark claim. 1. Matt Kelly takes a look into the commercial strategies which led to the compliance failures at TD Banks.  He rants about the Boston's National Women's Soccer League team (now deleted) advertising campaign announcing the new team with the tagline ‘too many balls'. 2. Jonathan Marks explains the differences in a Root Cause Analysis and investigations. He shouts out the WNBA and the person who solved the Golden Owl puzzle. 3. Karen Moore takes a deep dive into the district court's request for more information on the impact of DEI on the Boeing monitorship. She rants about non-civility in the Supermarkets of America's Parking Lots. 4. Tom Fox takes a look at the potential Caremark claim against TD Bank for both Directors and Officers failures in their duties. He shouts out to GOP dominated Texas Legislature for subpoenaing Robert Roberson for an appearance before the House, one day before his scheduled execution and the Texas Supreme Court for staying his execution until he could appear. The members of the Everything Compliance are: Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Armstrong@puntersouthall.law Jonathan Marks can be reached at jtmarks@gmail.com Karen Moore is a principal at Sounding Board Compliance, and can be reached at: Karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. Additional Resources: 1.     Jonathan Marks on Root Cause Analysis on LinkedIn. 2.     Matt Kelly on TD Bank's Enforcement Action on Radical Compliance. 3.     Tom Fox on the potential Caremark claims in the TD Bank case on the Compliance Podcast Network blog. For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants
Episode 143, the North to South edition

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Oct 22, 2024 8:56


1. Jonathan Marks shouts out the WNBA and the person who solved the Golden Owl puzzle.  2. Karen Moore rants about non-civility in the Supermarkets of America's Parking Lots.  3. Matt Kelly rants about the Boston's National Women's Soccer League team (now deleted) advertising campaign announcing the new team with the tagline ‘too many balls'. 4. Tom Fox shouts out to GOP dominated Texas Legislature for subpoenaing Robert Roberson for an appearance before the House, one day before his scheduled execution and the Texas Supreme Court for staying his execution until he could appear.  The members of the Everything Compliance are: •       Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com •       Jonathan Armstrong –is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Jonathan.Armstrong@puntersouthall.law •       Jonathan Marks can be reached at jtmarks@gmail.com •       Karen Moore is a principal at Sounding Board Compliance, and can be reached at Karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network.  For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com.

Everything Compliance
Episode 142, The 2024 ECCP Episode

Everything Compliance

Play Episode Listen Later Oct 10, 2024 63:51


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we are joined by Susan Divers, Consultant at Ethena as our Special Guest and we take up the 2024 Update to the Evaluation of Corporate Compliance Programs (2024 ECCP). This week we have the quartet of Matt Kelly, Jonathan Marks, Special Guest Susan Divers and Karen Moore; all hosted by Tom Fox. 1. Special Guest Susan Divers says the key to the 2024 is that it focuses on outputs rather than inputs or processes. She shouts out to Washington Commanders. 2. Jonathan Marks considers continuous controls monitoring mandates in the 2024 ECCP. He shouts out to Philadelphia Phillies for making the NL Playoffs and rants about TSA. 3. Karen Moore takes a deep dive into new information on whistleblowers, reporting functions and whistleblower protections in the 2024 ECCP. She is sad because of the increased threat of violence during the Jewish High Holy Days.  4. Matt Kelly looks at the intersection of AI and compliance found in the 2024 ECCP. He rants about Trump appointed US district judge Kathryn Mizelle who ruled the False Claims Act unconstitutional. 5. Tom Fox shouts out to Colorado District Judge Matthew Barrett for his sentencing of convicted election tamperor Tina Peters. The members of the Everything Compliance are: •       Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com •       Jonathan Armstrong –is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Jonathan.Armstrong@puntersouthall.law •       Jonathan Marks can be reached at jtmarks@gmail.com •       Karen Moore is a principal at Sounding Board Compliance, and can be reached at Karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network.  For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants
Episode 142, The ECCP Edition

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Oct 8, 2024 12:06


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we take up a potpourri of topics. We have the quartet of Matt Kelly, Special Guest Susan Divers, Jonathan Marks, and Karen Moore; all hosted by Tom Fox. 1. Special Guest Susan Divers shouts out to Washington Commanders. 2. Jonathan Marks shouts out to Philadelphia Phillies for making the NL Playoffs and rants about TSA. 3. Karen Moore sad because of the increased threat of violence during the Jewish High Holy Days.  4. Matt Kelly rants about Trump appointed US district judge Kathryn Mizelle who ruled the False Claims Act unconstitutional. 5. Tom Fox shouts out to Colorado District Judge Matthew Barrett for his sentencing of convicted election tamperor Tina Peters. The members of the Everything Compliance are: •       Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com •       Jonathan Armstrong –is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Jonathan.Armstrong@puntersouthall.law •       Jonathan Marks can be reached at jtmarks@gmail.com •       Karen Moore is a principal at Sounding Board Compliance, and can be reached at Karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network.  For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com.

Everything Compliance
Episode 141, Tribute to Nick Gallo Episode

Everything Compliance

Play Episode Listen Later Sep 26, 2024 62:31


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we take up a potpourri of topics. We have the quartet of Matt Kelly Jonathan Armstrong, Jonathan Marks, and Karen Moore; all hosted by Tom Fox. Matt Kelly looks at the issue of what and who are in your Supply Chain after the pager attacks in Lebanon. He shouts out to Michaela Deprince for a life well lived. Karen Moore takes a deep dive into executive Clawback and Holdback provisions. She shouts out to Nick Gallo and asks all to keep him in their thoughts and prayers for a speedy recovery. Karen Woody reviews the Flyfish SEC enforcement action about NFTs as securities. She shouts out to pop culture and the great show on Apple TV Slow Horses. Jonathan Marks considers the imbroglio of PwC in China and what it means for audit firms trying to do business in China. He shouts out to eBay for providing authenticator services and briefs us on the Keeper Test. Tom Fox shouts out to Los Angeles Dodger Shohei Ohtani for having one of the greatest single seasons in MLB by a hitter. The members of the Everything Compliance are: Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Armstrong@puntersouthall.law Jonathan Marks can be reached at jtmarks@gmail.com Karen Moore is a principal at Sounding Board Compliance, and can be reached at moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants
Episode 141, Thoughts for Nick Gallo Edition

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Sep 24, 2024 8:11


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we take up a potpourri of topics. We have the quartet of Matt Kelly Jonathan Armstrong, , Jonathan Marks, and Karen Moore; all hosted by Tom Fox. 1. Karen Woody shouts out to pop culture and the great show on Apple TV Slow Horses.  2. Jonathan Marks shouts out to eBay for providing authenticator services and briefs us on the Keeper Test.  3. Karen Moore shouts out to Nick Gallo and asks all to keep him in their thoughts and prayers for a speedy recovery.  4. Matt Kelly shouts out to Michaela DePrince for a life well lived.  5. Tom Fox shouts out to Los Angeles Dodger Shohei Ohtani for having one of the greatest single seasons in MLB by a hitter.  The members of the Everything Compliance are: •       Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com •       Jonathan Armstrong –is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Jonathan.Armstrong@puntersouthall.law •       Jonathan Marks can be reached at jtmarks@gmail.com •       Karen Moore is a principal at Sounding Board Compliance, and can be reached at Karen.moore@soundingboardcompliance.com The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network.  For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com.

Everything Compliance
Episode 140, the Fall is in the Air episode

Everything Compliance

Play Episode Listen Later Sep 12, 2024 63:16


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we take up a potpourri of topics. We have the quartet of Matt Kelly Jonathan Armstrong, Jonathan Marks, and Karen Moore; all hosted by Tom Fox. 1. Jonathan Armstrong looks at HP and their decision to continue proceedings against the Estate of Mike Lynch after his death. He rants about Claude Weil and the Grenfell Tower disaster. 2. Jonathan Marks considers the role of the Audit Committee on a Board. He rants about his beloved Philadelphia Eagles and the NFL having their home opening on a Friday night in Brazil.  3. Karen Moore considers the Boston Consulting Group FCPA Declination. She shouts out to the Victorian Lyric Opera Company.  4. Matt Kelly looks at the RTX enforcement action by the State Department. He shouts out to the Brazilian judiciary for standing up the bullying tactics of Elon Musk in their legal dispute.  5. Tom Fox shouts out to Professor Stephen Bainbridge and his dismantling of the DExit fallacy.  The members of the Everything Compliance are: •       Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com •       Jonathan Armstrong –is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at his new law firm Jonathan.Armstrong@puntersouthall.law •       Jonathan Marks can be reached at jtmarks@gmail.com •       Karen Moore can be reached at Kmoore51@fordham.edu The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network.  For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants
Episode 140 - The Fall is in The Air Edition

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Sep 10, 2024 10:25


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, host Tom Fox is joined by Jonathan Armstrong, Jonathan Marks, Matt Kelly and Karen Moore for shout outs and rants. 1. Jonathan Armstrong rants about Claude Weil and the Grenfell Tower disaster. 2. Jonathan Marks rants about his beloved Philadelphia Eagles and the NFL having their home opening on a Friday night in Brazil. 3. Karen Moore shouts out to the Victorian Lyric Opera Company. 4. Matt Kelly shouts out to the Brazilian judiciary for standing up the bullying tactics of Elon Musk in their legal dispute. 5. Tom Fox shouts out to Professor Stephen Bainbridge and his dismantling of the DExit fallacy. The members of the Everything Compliance are: • Karen Woody – is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com • Jonathan Armstrong – is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at his new law firm Jonathan.Armstrong@puntersouthall.law • Jonathan Marks can be reached at jtmarks@gmail.com • Karen Moore can be reached at Kmoore51@fordham.edu The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Check out the full 3-book series, The Compliance Kids on Amazon.com.

Everything Compliance
Episode 139, The Bank of America Episode

Everything Compliance

Play Episode Listen Later Aug 29, 2024 61:26


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we take up the recent imbroglio surrounding the Bank of America and its toxic workplace culture of 100+ hour work weeks. We have the full quintet of Matt Kelly, Jonathan Armstrong, Karen Woody, Jonathan Marks, and Karen Moore; all hosted by Tom Fox. Matt Kelly mines the matter for compliance lessons learned. He shouts out the GOP speakers at the recently concluded Democratic National Convention who bucked their party for the good of the nation. Jonathan Marks explores how internal controls were in place but not completely disregarded. He shouts out to researchers at the University of Pennsylvania for its work in CART cell therapy to treat certain types of cancer. Karen Moore considers the matter from the perspective of the Board of Directors and what their role should be. She shouts out to her students in the new semester of her class at Fordham Law School. Karen Woody takes a deep dive into the district court's recent dismissal of the SEC complaint against Solar Winds. She shouts out the persons who ran the Democratic National Convention for a great Convention. Jonathan Armstrong reviews the entire matter from his UK perspective. He rants about Elon Musk and hate speech on X. Tom Fox shouts out to Rick Springfield and his hit song Jessie's Girl as one of the two most well-known and sung songs from the 1980's.   The members of the Everything Compliance are: Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at his new law firm Jonathan.Armstrong@puntersouthall.law Jonathan Marks can be reached at jtmarks@gmail.com Karen Moore can be reached at Kmoore51@fordham.edu The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants
Episode 139 - Bank of America

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Aug 27, 2024 10:25


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, Karen Moore is joined by Karen Woody, Jonathan Armstrong, Jonathan Marks, Matt Kelly and Tom Fox for shout outs and rants. Matt Kelly shouts out the GOP speakers at the recently concluded Democratic National Convention who bucked their party for the good of the nation. Jonathan Marks shouts out to researchers at the University of Pennsylvania for its work in CART cell therapy to treat certain types of cancer. Karen Moore shouts out to her students in the new semester of her class at Fordham Law School. Karen Woody shouts out to the people who ran the Democratic National Convention for a great convention. Jonathan Armstrong rants about Elon Musk and hate speech on X. Tom Fox shouts out to Rick Springfield and his 80s hit ‘Jessie's Girl's.' The members of Everything Compliance are: Jonathan Armstrong – partner at PunterSouthall in London. Karen Moore is an Adjunct Law professor at the Fordham School of Law. Matt Kelly – founder of Radical Compliance. Jonathan Marks– is a partner at BDO. Karen Moore can be reached at Kmoore51@fordham.edu The host of Everything Compliance is Tom Fox, who is the founder of the Compliance Podcast Network.

Everything Compliance
Episode 138, The AI in The EU Edition

Everything Compliance

Play Episode Listen Later Aug 8, 2024 86:43


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. We have a plethora of topics for this episode, including the DOJ Whistleblower Incentive Program, a look at Solar Winds, a new Caremark decision, an effective internal audit and the new AI law in the EU, which we slice and dice from a variety of perspectives. We have the full quintet of Matt Kelly, Jonathan Armstrong, Karen Woody, Jonathan Marks, and our newest panelist, Karen Moore, all hosted by Tom Fox. 1. Jonathan Armstrong takes a look at the new EU Low regarding AI. He shouts out to Sir Andy Murray for a great career and life. 2. Matt Kelly asks multiple questions about the form of the guilty plea and what it may mean for compliance professionals going forward. He rants about Wyoming Senator Cynthia Lummis and her legislation for a Strategic Bitcoin Reserve. 3. Karen Moore considers the Centene case, which denied a Caremark claim. She rants about German TV only showing German competitors in their Olympic coverage and she shouts out to the perseverance of Ukrainians, where students attending class at the Kyiv School of Economics will stop class during an air raid and start class again when the All Clear is given. 4. Tom Fox shouts out to Simone Biles and the beauty, power, and grace of women's gymnastics at the Olympics, going back to Olga Korbut. 5. Karen Woody takes a deep dive into the district court's recent dismissal of the SEC complaint against SolarWinds. She shouts out to President Biden for bringing hostages home from Russia and a job well done. 6. Jonathan Marks reviews what makes internal controls effective. The members of Everything Compliance are: Karen Woody is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly is Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong is a UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at his new law firm, jonathan.armstrong@puntersouthall.law Jonathan Marks can be reached at jtmarks@gmail.com Karen Moore can be reached at kmoore51@fordham.edu The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance
Episode 137, The Boeing Pleads Guilty Edition

Everything Compliance

Play Episode Listen Later Jul 18, 2024 66:20


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we welcome Karen Moore as a permanent panelist.  We have one topic for this episode, the Boeing guilty plea which we slice and dice from a variety of perspectives. Karen is joined by Jonathan Marks, Jonathan Armstrong and Matt Kelly as panelists all hosted by Tom Fox. 1. Jonathan Armstrong takes a look at the Boeing plea deal from his uniquely British perspective, with 3 takeaways. He shouts out to the new British Prime Minister Sir Kier Starmer.   2. Jonathan Marks considers the corporate governance and internal control failures. He rants about Board members who do not understand Board governance.  3. Karen Moore considers that multiple stake holders involved with Boeing and will they be covered in the resolution. She shouts out to the UK for their seamless transition of power after the July 4 election and to the Men's Football team for making the UFEA Cup Final.  4. Matt Kelly asks multiple questions about the form of the guilty plea and what it may mean for compliance professionals going forward. He rants about Tractor Supply which ditched its DEI and sustainability efforts based on one Twitter campaign. 5. Tom Fox shouts out to Pittsburg rookie Paul Skenes for his great first season and being named Starting Pitcher for the All-Star Game.  The members of the Everything Compliance are: •       Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com •       Jonathan Armstrong –is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at his new law firm Jonathan.Armstrong@puntersouthall.law •       Jonathan Marks can be reached at jtmarks@gmail.com •       Karen Moore can be reached at Kmoore51@fordham.edu The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network.  Learn more about your ad choices. Visit megaphone.fm/adchoices

SleepTech Talk
Episode 79- Make Your CPAP Mask More Comfortable! Meet Karen Moore of Pad-a-Cheek

SleepTech Talk

Play Episode Listen Later Jul 15, 2024 31:02


This week, the SleepTech Talk Team meets with another innovator in the world of sleep health and sleep wellness, Karen Moore of Pad-a-Cheek, https://www.padacheek.com/. Karen was diagnosed with OSA years ago and wasn't happy with the way her therapy was working; so she did something about it. Listen as Karen went from patient to entrepreneur, ultimately being recommended by one of the largest CPAP manufacturers in the world! Karen is a great example of one of the many innovators that have helped sleep health progress forward.You can get more information about Pad-a-cheek at padacheek.com or you can call them directly on their phone number at 434-985-4003. You can even contact Karen at karen@padacheek.com. A huge thanks to our sponsor Medbridge Healthcare: For Job Opportunities with MedBridge Healthcare click here: https://medbridgehealthcare.com/careers/ Don't forget to Like, Share, Comment, and Subscribe! Learn more about the show on ⁠https://www.sleeptechtalk.com/ ⁠ Credits: Audio/ Video: Diego R Mann; Music: Pierce G Mann Hosts: J. Emerson Kerr, Robert Miller, Gerald George MannikaroteCopyright: ⓒ 2024 SleepTech Talk Productions Sleep apnea, OSA, obstructive sleep apnea, dental appliance, oral appliance, oral sleep appliance, inspire, surgery, sleep surgery, CPAP

Great Women in Compliance
GWIC and Everything Compliance

Great Women in Compliance

Play Episode Listen Later Jun 20, 2024 58:41


Welcome to the Great Women in Compliance podcast on the Compliance Podcast Network, sponsored by Corporate Compliance Insights.  In today's episode, we have a special episode, which is cross-posted with Everything Compliance, which we call Ladies Night: Exploring Compliance in All-Female Podcast Takeover. In this special Ladies Night edition of the Everything Compliance Podcast, guest host Christy Grant Hart is joined by notable women in compliance as guest panelists,  Karen Woody, Karen Moore, Lisa Fine, and Hema Lomax for an in-depth discussion. Topics covered include the complexities of Caremark duties and its recent interpretations, Boeing's ongoing compliance issues, the implications of the Mike Lynch acquittal on due diligence, and ways to enhance the effectiveness of compliance training. The episode wraps up with each guest sharing their rants or raves, offering insights and reflections on the state of compliance today. Highlights Include ·      Karen Woody on Caremark Duties Explained ·      Karen Moore on Boeing's Compliance Issues ·      Lisa Fine on  the Mike Lynch acquittal and HP's Acquisition of Autonomy ·      Hemma Lomax on Effective Compliance Training ·      Rants and Raves You can join in the LinkedIn podcast community Join the Great Women in Compliance podcast community here.

Everything Compliance
Episode 136-The Great Women in Compliance edition

Everything Compliance

Play Episode Listen Later Jun 20, 2024 61:18


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have a very special group of guest panelists and one special guest host; some of the great women in compliance. In this special episode, Everything Compliance is by Kristy Grant-Hart, and the guest panelists include Karen Woody, Karen Moore, Lisa Fine and Hemma Lomax.  1. Karen Woody takes a deep dive into the current evolution of Caremark in Delaware. She raves about her alma mater UVA making the college baseball World Series and for this special GWIC-inspired edition of Everything Compliance. 2. Host Kristy Grant-Hart shouts out to Rachel Rogers, author of We Should All Be Millionaires and her call to action for women to lead more in politics, in business and in entrepreneurship.  3. Karen Moore explores whether Boeing will be prosecuted under its current DPA. She sends sympathies to the family of John Burnett, the Boeing whistleblower who died.  4. Lisa Fine takes a deep dive into the recent acquittal of Mike Lynch in his criminal case for the sale of Autonomy to HP. In her Raves and Rants segment, she has two raves. First to all the Dads out there, Happy Father's Day.  Her second is to Compliance Week retiring EIC Kyle Brasseur for his tenure at Compliance Week. 5. Hemma Lomax goes into a deep rant about compliance training. She raves about Everything Compliance for its first Great Women podcast and to Jiminy Cricket, whose signature phrase is “Let your conscience be your guide.” The members of this special episode of Everything Compliance are: •       Karen Woody – Is one of the top academic experts on the SEC. She is also the co-host of the award-winning podcast, The Woody Report.  •       Karen Moore is an Adjunct Law professor at the Fordham School of Law.  •       Lisa Fine – is a co-host of the award-winning Great Women in Compliance.  •       Hemma Lomax- is a co-host of the award-winning Great Women in Compliance.  The host of this special episode of Everything Compliance is Kristy Grant-Hart, founder of Spark Compliance and co-host of the award-winning podcast 2 Gurus Talk Compliance.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance
Episode 135, The Driving in Louisville Edition

Everything Compliance

Play Episode Listen Later May 23, 2024 72:27


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the septet of shout-outs and rantors; Jonathan Marks, Matt Kelly, special guests Karen Moore and Mike DeBernardis, all hosted by Tom Fox. Matt Kelly took a deep dive into the report damning the FDIC for its toxic culture. He praises the Supreme Court for upholding the constitutionality of the CFPB's rants about right-wing radicals trying to destroy democratic institutions through the courts. Guest Panelist Karen Moore reviews a court of appeals decision on a Title VII and Equal Protection clause case regarding DEI training . She sends sympathies to all those who have experienced flooding and shouts out to two Brazilian rowers, Evaldo Mathias Becker and Piedro Tuchtenhagen gave up on their Olympic dreams to stay in their home state of Rio Grande do Sul after heavy rains devastated the state. Jonathan Marks discusses new PCAOB Rules on Auditor Quality Controls. He shouts out to Dylan Beard, a Walmart deli worker who qualified for spot at the U.S. Olympic track and field trials in June in the hurdles. As an unsponsored athlete, his employer, Walmart, presented him with a check for $20,000 so his friends and family could support him as he made his way to the Olympic trials. Special Guest Panelist Mike DeBernardis reviews the DOJ Whistleblower Program—how will it put additional pressure on the compliance function and outside counsel regarding investigations? He shouts out to the Washington Commanders for some long awaited sanity with the club's new owners. Host Tom Fox shouts out to drive in Louisville for the bookend of Sydney Thomas saving lives and arresting the World's Number 1 golfer Scottie Scheffler, while driving on his way to the PGA Golf Tournament at Valhalla Country Club. The members of the Everything Compliance are: • Jay Rosen – Jay can be reached at Jay.r.rosen@gmail.com • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com • Jonathan Armstrong – is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at windyridgehouse@gmail.com. • Jonathan Marks can be reached at jtmarks@gmail.com. • Special Guest Karen Moore can be reached at Kmoore51@fordham.edu • Special Guest Mike DeBernaris can be reached at the law firm's website, www.hugheshubbard.com/. The host, producer, and ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance
Episode 134, The AI Edition

Everything Compliance

Play Episode Listen Later May 9, 2024 54:32


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have a quintet of commentators; Jonathan Armstrong, Jonathan Marks, Matt Kelly, Jay Rosen, and special guest Karen Moore, all hosted by Tom Fox. 1. Matt Kelly discusses the role of the Board of Directors in AI. He rants about Kristi Noem killing her dog and that APRA should be ARPA. 2. Host Tom Fox shouts out to the revival of the Rock Opera Tommy on Broadway and to Pete Townshend 3. Jonathan Marks reviews AI and internal controls. He shouts out to Maureen Stanko and the So Much to Give Inclusive Cafe for starting a restaurant that utilizes people with autism as employees. 4. Jay Rosen considers compliance issues for AI. He shouts out to his favorite time of the sports year, with the NBA and NHL playoffs, MLB in full swing and the start of the WNBA. 5. Karen Moore considers the AI implications from the American Privacy Rights Act. She shouts out to Travis Clayton for being the first Rugby Union player to be signed to the NFL and to the Buffalo Bills for doing so. 6. Jonathan Armstrong reviews the EU AI Act. He shouts out to Kate Middleton for the grace and dignity which she has shown throughout her cancer diagnosis. The members of the Everything Compliance are: • Jay Rosen– Jay can be reached at Jay.r.rosen@gmail.com • Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com • Jonathan Armstrong – is our UK colleague, and is an experienced data privacy/data protection lawyer in London. He can be reached at windyridgehouse@gmail.com. • Jonathan Marks can be reached at jtmarks@gmail.com. • Special Guest Karen Moore can be reached at Kmoore51@fordham.edu The host, producer, and ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance
Episode 130, The End of SPACs edition

Everything Compliance

Play Episode Listen Later Mar 7, 2024 60:31


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of Jonathan Marks, Matt Kelly, Karen Woody, Jay Rosen, and Special Guest Karen Moore, all hosted by Tom Fox, joining us on this episode of Everything Compliance. 1. Matt Kelly looks at ongoing proposals by the SEC around climate risk reporting and the PCAOB on its NOCAR proposal. He shouts out to the Russian people who turned in droves for the funeral of murdered activist Alexei Navalny. 2. Karen Woody reviews the current state of SPACs. She shouts out to Caitlan Clark, who set the all-time single season scoring record in college basketball. 3. Special guest Karen Moore considers the current state of whistleblowing. She shouts out and rants about UW killing the EU Corporate Sustainability Due Diligence Directive. 4. Jay Rosen looks at the FCPA conviction of Javier Agular. He shouts out to the rich getting richer; Shohei Ohtani signing with the LA Dodgers for $700MM and deferring 97% of his salary until 2034; and Adam Turteltaub, an uber Dodgers fan who might see a Dodgers World Series this year. 5. Jonathan Marks looks at Boeing, board governance, and culture. He shouts out garbage collectors who saw a house on fire, saved the family inside and warned neighbors all before the Fire Department arrived. 6. Tom Fox rants about the Supreme Court intentionally delaying the federal trials of Donald Trump. The members of the Everything Compliance are: • Matt Kelly Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com • Karen Woody is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu • Special Guest Karen Moore is an Adjunct professor at the Fordham School of Law. She can be reached at kmoore51@fordham.edu • Jonathan Marks can be reached at jtmarks@gmail.com • Jay Rosen can be reached at Jay.r.rosen@gmail.com The host, producer, ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Afternoons with Bill Arnold
Maximizing our happiness with close relationships – Greg Jantz | God wants us to know him – Karen Moore

Afternoons with Bill Arnold

Play Episode Listen Later Feb 26, 2024 51:28


The world has created an environment that supports being isolated and withdrawn. Dr. Greg Jantz joins the show to explain how God created us for fellowship and relationships as he discusses his book "The Power of Connection". Later author Karen Moore joins to talk about her book "Prayers to Strengthen Your Soul" and discusses the importance of having a constant conversation with God. Faith Radio podcasts are made possible by your support. Give now: Click here

Anchored by the Classic Learning Test
Latin and the Art of Slowing Down | Karen Moore

Anchored by the Classic Learning Test

Play Episode Listen Later Jan 18, 2024 43:09


On this episode of Anchored, Soren is joined by Karen Moore and her student assistant, Namoi Noble from Grace Academy of Georgetown. Karen is the Classical Languages Chair at Grace Academy and the author of several books. The guests talk about how they first encountered the classics and how the study has allowed them to slow down and appreciate a wider world of language and history. They also discuss their current project: the inaugural Tournament of Laurels, taking place June 25-29 at Houston Christian University. Classical language students nationwide are invited to attend and participate in academic, oral, and fine arts competitions and events. 

Significant Women with Carol McLeod | Carol Mcleod Ministries
Strengthen Your Soul with Karen Moore Part 2

Significant Women with Carol McLeod | Carol Mcleod Ministries

Play Episode Listen Later Nov 3, 2023 23:21


Prayer places us into God's grace and mercy, and theprayers that strengthen our souls are the ones that guide us into His presence where He can soothe our concerns and raise our spirits. When we seek His strength, we need to listen for the still, small voice of God that helps us grow,change, and increase our obedience to Him. Karen Moore is the author of over 120 inspirational books, including hernew book, Prayers to Strengthen Your Soul. Connect with Karen Moore at https://karenmooreauthor.com/The Significant Women podcast is full of personal stories, dynamic hope, and sage wisdom from women who have gleaned all that they can from the ordinary days of an uncommon life. They aren't significant because of their fame or success…they are significant because Jesus is in the details of their lives. Connect with Carol McLeod at https://www.carolmcleodministries.com/

Barnyard Language
Off grid and off script with LSW Karen Moore

Barnyard Language

Play Episode Listen Later Oct 27, 2023 99:41 Transcription Available


This week we've got Karen Moore, who is a licensed social worker specializing in neurodivergence, living off-grid with her family in Eastern Ontario.Thank you for joining us today on Barnyard Language. If you enjoy the show, we encourage you to support us by becoming a patron. Go to Patreon to make a small monthly donation to help cover the cost of making a show. Please rate and review the podcast and follow the show so you never miss an episode. You can find us on Facebook, Instagram, and TikTok as BarnyardLanguage, and on Twitter we are BarnyardPod. If you'd like to connect with other farming families, you can join our private Barnyard Language Facebook group. We're always in search of future guests for the podcast. If you or someone you know would like to chat with us, get in touch. We are a proud member of the Positively Farming Media Podcast Network.This podcast uses the following third-party services for analysis: Chartable - https://chartable.com/privacy

Significant Women with Carol McLeod | Carol Mcleod Ministries
Strengthen Your Soul with Karen Moore

Significant Women with Carol McLeod | Carol Mcleod Ministries

Play Episode Listen Later Oct 27, 2023 25:10


Prayer places us into God's grace and mercy, and theprayers that strengthen our souls are the ones that guide us into His presence where He can soothe our concerns and raise our spirits. When we seek His strength, we need to listen for the still, small voice of God that helps us grow,change, and increase our obedience to Him. Karen Moore is the author of over 120 inspirational books, including hernew book, Prayers to Strengthen Your Soul. Connect with Karen Moore at https://karenmooreauthor.com/The Significant Women podcast is full of personal stories, dynamic hope, and sage wisdom from women who have gleaned all that they can from the ordinary days of an uncommon life. They aren't significant because of their fame or success…they are significant because Jesus is in the details of their lives. Connect with Carol McLeod at https://www.carolmcleodministries.com/

FCPA Compliance Report
Albemarle FCPA Enforcement Action – Internal Controls

FCPA Compliance Report

Play Episode Listen Later Oct 17, 2023 15:01


Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. Today, we begin a short podcast series on the Albemarle FCPA enforcement action. Today, we have Karen Moore on the internal controls failures and other areas identified in the SEC enforcement action. The recent FCPA enforcement action against Albemarle has sparked a lively debate in the compliance community, particularly regarding the company's internal controls, imposed penalties, and the lack of monitorship. While Karen is surprised at this development, Tom believes it is consistent with the new DOJ FCPA policy. One of the key takeaways from the episode is the importance of thorough due diligence and stronger measures to prevent corruption. The case highlights the need for compliance officers to operate beyond their comfort zones and ensure that the right people receive the right training to spot issues. It also raises questions about the credibility of messages about risk tolerance from senior leadership and the effectiveness of deal reviews. Join us as we dive deeply into these issues in this FCPA Compliance Report podcast episode.  Key Highlights: Albemarle's Penalties Identifying Red Flags in Due Diligence Including Monitors in Plea Deals for Compliance Resources: Tom Fox blog post series on the Albemarle FCPA Enforcement Action. Tom Fox Threads Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance
Episode 124, The Albemarle Edition

Everything Compliance

Play Episode Listen Later Oct 12, 2023 61:23


Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quartet of Jay Rosen, Jonathan Armstrong, Matt Kelly, and special guests Karen Moore and Kristy Grant-Hart, with Tom Fox hosting. Our topic today (with the exception of Mr. Armstrong) is the recently announced Albemarle FCPA enforcement action with both the DOJ and SEC. We conclude with our always popular and fan-favor Shout Outs and Rants. 1. Matt Kelly provides an overview of the enforcement action. He rants about former House Speaker Kevin McCarthy and the GOP's desire for chaos rather than governing. 2. Guest Karen Moore takes a deep dive into the SEC FCPA enforcement action involving Albemarle. She rants about lawyer fees over $2000+ per hour. 3. Tom Fox shouts out to the MLB playoffs and pays tribute to Dick Butkus. 4. Guest Kristy Grant-Hart takes a deep dive into the holdback provision noted in the DOJ enforcement action. 5. Jonathan Armstrong reviews CEOs misbehaving and the corporate response. He shouts out Kortney Nordrum for her presentation on what it is like to go through a data breach. The members of the Everything Compliance are: •       Jay Rosen– Jay is Vice President of Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com •       Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com •       Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com •       Jonathan Marks can be reached at jtmarks@gmail.com. •       Special Guest Kristy Grant-Hart is the founder of Spark Consulting.  •       Special Guest Karen Moore is an Adjunct Professor at Fordham University School of Law The host and producer, ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.  Learn more about your ad choices. Visit megaphone.fm/adchoices

The Bottom Line
8/25/23 - Bible Class for Public Schools, Karen Moore Author of "Prayers to Strengthen Your Soul"

The Bottom Line

Play Episode Listen Later Aug 26, 2023 80:58


- "A New BIBLE CLASS FOR PUBLIC SCHOOLS is Experiencing EXPLOSIVE GROWTH!" - KAREN MOORE: "Revitalizing Your Spiritual Life One Prayer at a Time" - "Texas Woman Recently Celebrated Her 114th Birthday! Gives 'GLORY TO GOD' for Her Longevity" - "New BIPARTISAN IMMIGRATION BILL Could Help UNITE Our Divided Nation!"

The Ethics Experts
Episode 150 - Karen Moore

The Ethics Experts

Play Episode Listen Later Jul 10, 2023 63:02


In this episode of The Ethics Experts, Nick welcomes Karen Moore. Karen Moore is the chief compliance officer and privacy counsel for Unisys Corporation, a multinational information technology and services company. She held similar positions at Inchcape Shipping Services, Nasdaq, and Philip Morris International. She started her legal career with a clerkship at the U.S. Court of International Trade and as an associate and then local partner with the global law firm Baker & McKenzie. Currently working in the Washington, D.C., metro area, Professor Moore has also lived and worked in Moscow, Russia, and Lausanne, Switzerland. She is a member of the New York Bar and holds a BA from Middlebury College and a JD from Emory University.