Podcasts about compliance podcast

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Best podcasts about compliance podcast

Latest podcast episodes about compliance podcast

Great Women in Compliance
Juliana Molina on The Culture We Deserve

Great Women in Compliance

Play Episode Listen Later May 9, 2024 41:17


Welcome to the Great Women in Compliance Podcast. In this episode, Hemma visits with Juliana Molina, the globe-trotting Compliance and Ethics expert. With law licenses in Brazil and Spain, and as in-house counsel in the US, she brings a multicultural touch to her work. She thrives as an advisor to various industries, driven by a passion to make compliance and ethics more human-centric. Juliana's extensive international experience gives her a unique perspective on how culture influences compliance and ethics practices, and how to adapt to different cultural contexts. She prioritizes facilitating ethical choices and fully informed decisions. Juliana's perspective on cultural transformation in ethics and compliance is deeply rooted in her belief that an ethical organization is one that views compliance not just as a matter of adherence to rules, but as a commitment to prioritizing the well-being and dignity of all its stakeholders. Her experience in advising international businesses has reinforced her emphasis on understanding and addressing the diverse needs and experiences of everyone involved, including employees, customers, shareholders, and vendors. Juliana's vision of a human-centric approach to compliance promotes empathy, open communication, and collaboration in the co-creation and implementation of compliance programs. By embracing the diverse perspectives within an organization, Juliana believes we can make more informed decisions, drive cultural change, and ultimately align our operations with our vision and goals. Key Highlights: Human-Centric Cultural Transformation in Ethics and Compliance Fostering Open Communication for Ethical Leadership Leadership's Role in Driving Organizational Cultural Transformation Ethical Leadership to Prevent Toxic Workplaces Ethical Culture Through Compliance and Empathy An Inclusive Approach for Female Empowerment in Compliance Resources: Join the Great Women in Compliance community on LinkedIn here.

Great Women in Compliance
Juliana Molina on the Culture We Deserve

Great Women in Compliance

Play Episode Listen Later May 8, 2024 42:28


Welcome to the Great Women in Compliance Podcast. In this episode, Hemma visits with Juliana Molina, the globe-trotting Compliance and Ethics expert. With law licenses in Brazil and Spain, and as in-house counsel in the US, she brings a multicultural touch to her work. She thrives as an advisor to various industries, driven by a passion to make compliance and ethics  more human-centric.   Juliana's extensive international experience gives her a unique perspective on how culture influences compliance and ethics practices, and how to adapt to different cultural contexts.  She prioritizes facilitating ethical choices and fully informed decisions. Juliana's perspective on  cultural transformation in ethics and compliance is deeply rooted in her belief that an ethical organization is one that views compliance not just as a matter of adherence to rules, but as a commitment to prioritizing the well-being and dignity of all its stakeholders. Her experience in advising international businesses has reinforced her emphasis on understanding and addressing the diverse needs and experiences of everyone involved, including employees, customers, shareholders and vendors.  Juliana's vision of a human-centric approach to compliance promotes empathy, open communication, and collaboration in the co-creation and implementation of compliance programs. By embracing the diverse perspectives within an organization, Juliana believes we can make more informed decisions, drive cultural change, and ultimately align our operations with our vision and goals. Key Highlights ·      Human-Centric Cultural Transformation in Ethics and Compliance ·      Fostering Open Communication for Ethical Leadership ·      Human-centric Leadership Drives Organizational Cultural Transformation ·      Ethical Leadership to Prevent Toxic Workplaces ·      Ethical Culture through Compliance and Empathy ·      Inclusive Approach for Female Empowerment in Compliance Resources Join the Great Women in Compliance community on LinkedIn here.  AI Strategy: The Whole Brain Approach Will Win in forbes.com

Compliance Perspectives
Jason Reddish and Mark Ogunsusi on 340B Drug Pricing Program Compliance [Podcast]

Compliance Perspectives

Play Episode Listen Later May 2, 2024 13:20


By Adam Turteltaub The 340B Drug Pricing Program was created to protect safety net hospitals from rising drug prices. It allows them to purchase outpatient drugs, and pharma companies to sell those drugs, at a discount. In this podcast, Jason Reddish (LinkedIn), Principal and Mark Ogunsusi (LinkedIn), Associate, at Powers Pyles Sutter & Verville provide an overview of the program and the compliance requirements. They are also two of the authors of the chapter “Pharmacy:  340B Drug Pricing Program” in the Complete Healthcare Compliance Manual. The 340B program helps hospitals that are the last line of defense for underserved communities, including those with a large percentage of Medicaid patients. Often, they are the only hospital around in rural areas. Also helped by the program are federal grantees such as Ryan White clinics and those providing treatment for STDs. The program dictates which entities can buy discounted drugs and have very specific requirements including two very important ones. First, the drugs cannot be resold or transferred to anyone who is not a patient of the covered entity. Second, double billing of Medicaid is prohibited and must be monitored for. There are a number of typical compliance problem areas, but the good news is that there has been a decline in non-compliance. Listen in to learn more about what covered entities are doing right, and what you should be on the lookout for.

Great Women in Compliance
Jess Nall on Defending Tech Innovators

Great Women in Compliance

Play Episode Listen Later May 1, 2024 38:23


Welcome to the Great Women in Compliance Podcast. In this episode, Hemma visits with Jess Nall, a partner at Baker McKenzie. Jess is a leader of Baker McKenzie's AI and Cyber practice and leads the Firm's government defense practice in the US heart of technological innovation, the San Francisco Bay Area. For more than twenty years, Jess has defended technology innovators in high-profile federal and state government enforcement and investigations involving AI, cyber-security, algorithmic price-fixing, economic espionage, and trade sanctions. With two decades of tech law experience under her belt and playing a pivotal role in various global technology enforcement cases, Jess has a grounded understanding of the complexities surrounding AI compliance and enforcement. She highlights the rapidly evolving global regulation and the increasing pressure it places on compliance professionals. Jess advocates for a proactive approach to comprehension and readiness for the enforcement and governance aspects of AI, encouraging clients to have robust good faith narratives that illustrate their compliance efforts. This perspective is formed not only from her substantial professional experience but also her deep understanding of the potential risks and malpractices related to the use of AI technology. Key Highlights: AI Regulations: Impact on Businesses and Compliance Navigating Risks in AI Compliance and Enforcement Deceptive AI Marketing Practices in Industry Fostering Collaboration for AI Compliance Success Enhancing Regulatory Compliance with AI Analytics Enhancing Legal Access with AI Translation Resources: Join the Great Women in Compliance community on LinkedIn here. AI Strategy: The Whole Brain Approach Will Win in forbes.com

Great Women in Compliance
Nick Gallo on Being an Ally

Great Women in Compliance

Play Episode Listen Later Apr 24, 2024 28:52


Welcome to the Great Women in Compliance Podcast. In this episode, Lisa visits with a great friend of GWIC, Nick Gallo, co-CEO at Ethico. Welcome to the Great Women in Compliance Podcast. In this episode, Lisa visits with a Great Gentlemen in Compliance, Nick Gallo, co-CEO at Ethico. Nick started his career in private equity, and when he and his brother Gio wanted to grow a business together, they both saw the opportunity to build something that would benefit the compliance space.  Nick's view about being an ally was shaped when he was young and saw his mother's challenges as a woman in male-dominated industries and continues through today where he is an advocate for supporting women and diversity, particularly in Ethics and Compliance. Nick and Lisa discuss the importance of being proactive as an ally, and to constantly try to improve our workplaces, whether that is speaking up against injustice or supporting those who may not be heard.   They also speak about how unique and special this profession, and this community are, and the importance of building the next generation of compliance leaders and the women in the profession. Key Highlights ·      Advocacy for Equality and Workplace Support ·      Active Allyship for Positive Social Change ·      A Mentorship's Role in Professional Development Journeys ·      Fostering Inclusivity for Diverse Women in Compliance ·      Fostering Transparency and Fairness in Hiring Resources Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Amy Mertz Brown on Financial and Regulatory Compliance

Great Women in Compliance

Play Episode Listen Later Apr 16, 2024 23:00


Welcome to the Great Women in Compliance Podcast. In this episode, Lisa visits with Amy Mertz Brown, the SVP Chief Compliance and Privacy Officer at BECU. Amy Mertz Brown is a seasoned compliance training and monitoring professional. She has a rich background in leadership positions within regulatory compliance, including roles at the US Securities and Exchange Commission and the Consumer Financial Protection Bureau. Brown believes in the fundamental importance of compliance training, emphasizing the need for detailed work instructions and employee education on how to identify non-compliance within their specific job tasks. She also stresses on the significance of consistent monitoring and testing activities, particularly in the financial services industry. Her philosophy is shaped by her extensive career in working closely with financial institutions, bankers, and legal professionals, as well as her strategic approach to professional growth and development. Key Highlights ·      Regulatory Compliance Through Monitoring and Training ·      Regulatory Landscape Navigation Through Predictive Insights ·      Navigating Evolving Financial Regulations ·      Navigating Imposter Syndrome in Early Careers ·      Strengths and Interests Intersection in Job Search Resources Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Compliance Week 2024 Wrap Up

Great Women in Compliance

Play Episode Listen Later Apr 10, 2024 20:23


Welcome to the Great Women in Compliance Podcast. We are back and excited for the next set of podcasts.  We kick off with a discussion between #teamgwic – Hemma Lomax, Ellen Hunt, Sarah Hadden and Lisa Fine to talk about the recent Compliance Week 2024 conference and the upcoming podcast episodes.  Compliance Week started with the Women in Compliance brunch, where Ellen spoke and Lisa moderated. The focus of the brunch was on Board Service, and started a week of knowledge sharing, best practices, lessons learned, and building community in our profession   It was a great week in D.C. with phenomenal speakers and information sharing. Most of all there was a positive energy from being surrounded by so many smart, dedicated, and hard working compliance professionals who are creating ethical cultures where people can speak up and be heard. Other key highlights included:  Key Highlights It was a great week in D.C. with phenomenal speakers and information sharing. Most of all there was a positive energy from being surrounded by so many smart, dedicated, and hard working compliance professionals who are creating ethical cultures where people can speak up and be heard. Other key highlights included:  ·      Empowering Women and Compliance Professionals for Board Positions  ·      Ethical Empowerment for Compliance Culture Transformation ·      Empowering Ethical Decision-Making in Compliance Programs ·      Collaborative Experience: Compliance Professionals Uniting to Support Each Other   The #GWIC podcasts thanks #ComplianceWeek, all of the speakers, attendees, and all of the #Ethics and #Compliance Community for making this profession such a fulfilling career.   Resources Join the Great Women in Compliance community on LinkedIn here. 

Compliance Perspectives
Markus Funk on FCPA Enforcement and Compliance [Podcast]

Compliance Perspectives

Play Episode Listen Later Apr 9, 2024 9:25


By Adam Turteltaub The FCPA sure isn't what it used to be, or is it? While the headline grabbing Foreign Corrupt Practices Act cases are much less frequent than they once were, there is still substantial risk both for individuals and companies, as recent dispositions have shown. To understand where things are we sat down with Markus Funk, partner at Perkins Coie and author of the chapter “Anti-Bribery and Corruption Compliance Programs” in The Complete Compliance and Ethics Manual 2024. He explains that just because there aren't cases in the news, doesn't mean all is quiet. There may remain a steady stream of companies self-reporting violations and reaching less-formal agreements with the DOJ. Whatever the trend may be, third parties remain the greatest risk, and the prescription stays the same. You need to know who the third party is and hire them for the right reason: their expertise and track record for success in the right way. Hiring a government official's cousin to help get the deal remains a very bad idea. Another bad idea:  assuming your people are not a risk area. They are. Be sure to be sensitive to internal risks. Train the workforce and work with the finance team to help them serve as an extra sets of eyes when it comes to spotting misconduct. Above all, stay alert and be prepared to investigate possible incidents. Prosecutors still expect companies to bear the brunt of the investigative burden.  

Great Women in Compliance
Christina Marshall on Global Compliance Leadership

Great Women in Compliance

Play Episode Listen Later Mar 20, 2024 85:53


Welcome to the Great Women in Compliance Podcast. In this episode, visits with Christina Marshall, is an experienced Ethics and Compliance leader with extensive experience working with US and foreign regulators. Her expertise is in fraud and corruption investigations, risk assessments and operationalizing compliance in complex global organizations. She currently leads the Oracle EMEA Compliance team that is responsible for driving compliance through Europe, Middle East and Africa. She is a US trained litigator with a Juris Doctor from Fordham University School of Law. Christina has worked in private practice as well as a Senior Counsel within the Division of Enforcement at the Securities Exchange Commission which was responsible for investigating violations of the FCPA. Her extensive experience also includes teaching as professor of Securities Regulation, White Collar Crime, Corporations and American Law. Based on her extensive experience, Christina is highly skilled in investigating procurement fraud, money laundering and corruption, leading risk assessments, and creating preventative compliance practices. Christina's perspective on compliance best practices is that it should function as a partnership with the business, focusing significantly on transparency and support for business leaders, rather than acting as the 'police'. Her knowledge in this area has been shaped by her prior experience at the US Securities and Exchange Commission's Division of Enforcement and her extensive engagement with regulators worldwide. Additionally, her time spent teaching law in Russia has enriched her global perspective. She emphasizes the necessity of involving business partners in risk mitigation, with an emphasis on fostering trust and respect, particularly during challenging investigations. Key Highlights ·      Collaborative Approach to Achieving Compliance Goals ·      Efficient Risk Management Through Practical Prioritization ·      Fostering Trust Through Investigative Transparency ·      Encouraging Curiosity and Open Communication Culture ·      Global Compliance Strategies in Multinational Operations ·      Tailoring Compliance Programs for Regional Teams ·      Enhancing Compliance Practices Through Root Cause Analysis ·      Enhancing Efficiency Through Clear Communication Resources Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Alejandra Montenegro Almonte on Workplace Culture and Compliance

Great Women in Compliance

Play Episode Listen Later Mar 13, 2024 25:36


Welcome to the Great Women in Compliance Podcast. In this episode, Lisa visits with Alejandra Montenegro Almonte, who is a member at Miller & Chevalier, and is the Chair of their International Practice, and Practice Co-Lead, Workplace Culture. Prior to joining Miller & Chevalier, she was General Counsel for the North American and Latin American Division at Gategroup and an associate at Weil, Gotshal & Manges.  Alejandra has won awards and recognition from Chambers, Best Lawyers in America and Latin America, among others.  In this episode, Alejandra discusses her experience in global ethics and compliance programs, from advising on best practices to workplace investigations.  Alejandra has leveraged her experience in-house and in law firms to provide practical advice and explains her approach in advising clients.  Alejandra also provides insight on her experiences with monitorships, as she has advised clients in monitorships and acted as a monitor.  She talks about the importance of a proactive relationship between the monitor and the organization as well as some thoughts about best practices for communications and meetings. She applies a similar set of principles to all of her work, focusing on learning about a business including their market dynamics and risks as a part of building the best program for that organization.  She uses that as a foundation for her work on program enhancements and on how to conduct workplace investigations. As this is Women's History Month, Alejandra provides some ideas in how we can best support women – and diversity – in our workplaces. Key Highlights ·      Building Global Ethics & Compliance Programs ·      Experience in Monitorships as an Advisor and a Monitor ·      Providing Practical Advice on Compliance Risks  ·      Cultural Nuances in Global Workplace Dynamics ·      Insights During Women's History Month Resources Join the Great Women in Compliance community on LinkedIn here. 

Compliance Perspectives
Kimberly Lindsay and Tim Timmons on Behavioral Health Compliance [Podcast]

Compliance Perspectives

Play Episode Listen Later Mar 7, 2024 14:54


By Adam Turteltaub Behavioral health shares many of the same compliance challenges as the rest of healthcare, but it also has several of its own. To understand the risks, we sat down with Community Counseling Solutions' Executive Director Kimberly Lindsay and Compliance & Privacy Officer Tim Timmons. They will be leading the session “Developing an Ethics and Compliance Program in Behavioral Health” at the HCCA 28th Annual Compliance Institute, which will be in Nashville, April 14-17 and also offered in a virtual format. In this podcast they identify several typical compliance challenges in the behavioral health setting: Managers and supervisors who are well intentioned but busy, not holding staff accountable and not reporting in a timely manner. Incidents after hours when a patient is in crisis. This is a very difficult situation.  The team is eager to help the patient get better, but with lots of adrenaline flowing in a difficult situation, they may find themselves sharing more information about the patient than they should. Sharing PHI improperly when working with community partners. Mishandling of subpoenas and court ordered requests for records which may not comport with 42 CFR. Coding and dual diagnosis treatment Treatment plans that are not updated before providing services Overly verbose documentation Listen in as they outline these issues and ways to address them. Then, plan on joining us in Nashville for the 28th Annual Compliance Institute.

Great Women in Compliance
Rupert Evill on Prioritizing Employee Well-Being in Risk Management

Great Women in Compliance

Play Episode Listen Later Mar 6, 2024 64:31


Welcome to the Great Women in Compliance Podcast. How can you make risk management more relevant? In this episode, Hemma Lomax visits with Rupert Evill, a seasoned expert in human-centered risk management, with a diverse background spanning over 50 countries and 30 sectors, and a strong academic foundation in business, international relations, and sustainability. Rupert's perspective on human-centered risk management is deeply rooted in the importance of understanding and valuing the personal and human aspects of risk. He emphasizes the need to consider values, ethics, and beliefs when assessing and managing risks, and highlights the significance of empathy, compassion, and curiosity in the process. His belief is that making risk management relevant involves engaging with local perspectives and experiences, acknowledging the realities faced by individuals in different contexts, and building relationships based on mutual understanding and respect. This perspective has been shaped by his extensive experience in due diligence, intelligence gathering, and counter-espionage, as well as his work with mid-caps and SMEs through his company, Ethics Insight. Key Highlights Strength-Based Approach to Ethical Risk Management  Enhancing Employee Engagement through Simplified Communication Empathy-driven Approach to Addressing Systemic Challenges Fostering Ethical Culture Through Employee Engagement Strategic Alignment for Effective Compliance Functions Individual-Focused Risk Mitigation Strategies Fostering Psychological Safety for Informed Decision-Making Practical Risk Management Strategies for Businesses Resources Join the Great Women in Compliance community on LinkedIn here. 

Compliance Perspectives
Jan Sprafke on Supplier Compliance [Podcast]

Compliance Perspectives

Play Episode Listen Later Mar 5, 2024 12:01


By Adam Turteltaub While Ericsson is best known for its mobile phones, the company's reach in wireless is far greater. It is the creator of Bluetooth technology, owns patents on much of the critical IP that wireless systems depend on, and is active in more than 180 countries providing much of the hardware, and even cellphone towers, that enables all of us to talk, text, and surf the web wherever we are in the world. Jan Sprafke, Chief Compliance Officer at Ericsson, explains in this podcast that with that global reach – including operations in approximately 100 high risk countries – also comes a large network of suppliers. To manage the potential compliance challenges that go along with it, the company uses a risk-based approach to supplier management They assess the country risk, go to market approach and whether the supplier will be using subcontractors. Then they work closely with sourcing and other assurance functions on an ongoing basis. The company's supplier code of conduct is shared with their vendors. But, it is just the start. There is also training provided, supplier days, meetings with them to discuss FCPA, AML, health and safety and other topics. All of these efforts and more help suppliers understand what Ericsson's expectations are, not just in principle but also in practice. They even work with many of their contractors as they select their subcontractors. The goal is to create an end-to-end framework for managing third party compliance risk. Download the podcast (maybe even on your mobile device) to learn more.

Compliance Perspectives
Alison Taylor on a Higher Ground for Compliance [Podcast]

Compliance Perspectives

Play Episode Listen Later Feb 20, 2024 12:16


By Adam Turteltaub Compliance programs have come far over the last few decades, but there is still more that they could do to elevate their performance. In this podcast, Alison Taylor, Clinical Associate Professor at NYU Stern School of Business and author of the book Higher Ground shares some intriguing and provocative ideas for improvement. She is a strong believer in what she calls “firm foundations”. These foundations avoid having too many rules which can, inadvertently, have a negative impact, causing employees to abdicate responsibility for their action and grow overly reliant on following rules. Instead, she argues for simplifying and being attuned to human behavior and the role of incentives. Be wary too, she advises, of mixed messages and potentially pernicious effects when it appears, whether true or not, that the rules for the rank and file do not apply to leadership. It degrades trust and the culture. To get more employees to speak up when they see wrongdoing, she advises investing the time in understanding why they don't raise their hands more. When it comes to measuring the impact of the compliance program, she is a strong proponent of measuring the ethical culture. Do employees feel safe speaking up?  Whom do they speak to when there is a problem? Do they believe the whistleblower line is truly anonymous? Is leadership looking out for them? The answers to these questions, and how they change over time, can illuminate how well the program is working. Listen in to gain more insights, including how to build a common ethical foundation and the importance of adequate authority for the compliance and ethics program.

Great Women in Compliance
Sabrina Segal on Reimagining Risk Management

Great Women in Compliance

Play Episode Listen Later Feb 14, 2024 62:23


Welcome to the Great Women in Compliance Podcast. How can we reimagine risk management? In this episode, Hemma Lomax visits with Sabrina Segal, a seasoned third sector integrity risk and compliance advisor with a legal background. Sabrina is currently based in Rwanda as part of an international development and humanitarian assistance team. She is the host of Tolerable Risk, a podcast about integrity and compliance in the third sector. Sabrina shares her perspective on compliance and risk management in the third sector, which is inherently high risk, in large part due to its operation in areas where the private sector may not see value and where government regulation has failed. Sabrinal believes that traditional approaches to risk management, which are quantitative-heavy and designed for industries like finance and oil and gas, are not suitable for the third sector, which requires a more accessible qualitative approach for a diverse set of stakeholders. Drawing from an array of global experiences, Sabrina emphasizes the need for bespoke approaches tailored to the specific needs and constraints of small and medium-sized charities and nonprofits. Sabrinal has developed an approach called objective-centered risk management for the third sector based on work from her mentor, Timothy Leech. Objective-centered risk management focuses on facilitating the achievement of organizational objectives, collaborating to identify both threats and opportunities, and directly influencing decision-making. Sabrina's work in compliance and risk management is designed to improve the overall programming and impact of organizations in the third sector, but also has many applications in private sector and corporate compliance Key Highlights: Tolerable Risk Podcast on Tailored Risk Management for Nonprofits Navigating High-Risk Environments: Third Sector Compliance Objective-Driven Risk Analysis and Decision-Making Comprehensive Risk Management Strategy with Active Monitoring The Importance of Involving Stakeholders in Risk Management Quantitative tools and trust in data for risk management Advocacy and Inclusion in Restorative Justice Resources: Join the Great Women in Compliance community on LinkedIn here.

Great Women in Compliance
Gitanjali Sakhuja on Dancing and Diplomacy in Compliance

Great Women in Compliance

Play Episode Listen Later Feb 7, 2024 41:00


Welcome to the Great Women in Compliance Podcast. In this episode, Hemma Lomax visits with Gitanjali Sakhuja, a Fractional Chief Compliance and Ethics Officer based in Washington, D.C. In her current role, Gitanjali works with small to mid-cap companies and nonprofits in the strategic implementation and management of their ethics and compliance programs. Gitanjali mentors regularly with StreetWise Partners, hosts Compliance Socials, a DMV-based community for ethics and compliance professionals and is currently also founding a path for Eyesea, an app mapping pollution in the oceans. She previously worked for the United Nations Development Programme in New York, Geneva and Jakarta and both UNICEF and Maersk in Copenhagen. Gitanjali received her J.D. from the Santa Clara University, School of Law and is CCEP certified. Gitanjali is a passionate lawyer with a unique approach to compliance and diplomacy, known for her creative infusion of dance into her work. Gitanjali's perspective on the "dancing lawyer's unique approach to compliance and diplomacy" is rooted in her belief that her passion for dance enhances her compliance skills and fosters a positive collaborative atmosphere. She likens the unique rhythm and movement of every dance to the tailored approach required in her compliance work, seeing a synergy between the two. Gitanjali's experiences in diverse communities and international organizations have shaped her belief that all complex problems can be solved by understanding the intricacies of the business and finding creative, practical solutions with business partners. Join Hemma Lomax and Gitanjali Sakhuja on this episode of Great Women in Compliance to delve deeper into her unique approach. Key Highlights ·      The Vibrant Connection: Dance and Compliance ·      The Dance of Diplomacy: A UN Career ·      Creative Problem Solving for Compliance Success ·      Leveraging relationships for impactful influence ·      Leveraging diverse experiences for diplomatic superpowers ·      Harnessing Influence: Empowering Change Through Collaboration Resources Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Asha Palmer and Jason Meyer on Neurodivergent Learners

Great Women in Compliance

Play Episode Listen Later Jan 31, 2024 42:47


Welcome to the Great Women in Compliance Podcast. In this #GWIC episode, Ellen Hunt and Sarah Hadden visit with Asha Palmer and Jason Meyer about their experiences with neurodiversity and neurodivergent workers. You can hear this episode on Corporate Compliance Insights or wherever you hear podcasts. https://lnkd.in/d9VGcfw We live in a neurodiverse world, but what should Compliance do to reach neurodivergent workers? In this roundtable discussion with Asha Palmer, SVP of Compliance Solutions at Skillsoft and Jason Meyer, founder of the NeuRO Inclusion Initiative, we explore this question and talk about how Compliance can get its critical messages out in a way that they are understood by all. With an estimated 20% of the workforce being neurodivergent, now is the time to adapt and adjust how we are presenting compliance information so that it is neuroinclusive. Listen in to learn more about: How to create easy-to-digest bite-sized learnings to avoid cognitive overload not only for neuro divergent workers but for everyone; Methods other than “separate but equal” to include the neuro divergent; and Getting the feedback that you need to meet your learners where they are.  Additional Resources  Neurodiversity Network | Learn. Connect. Work. Achieve.  Neurodiversity at Work (hbr.org)  ‘Critical for Some and Good for All': Neurodiversity Calls for New Compliance-Program Thinking | COSMOS Compliance Universe (compliancecosmos.org) (SCCE subscription or membership required) 

Great Women in Compliance
Bets Lillo on Compliance and Boards of Directors

Great Women in Compliance

Play Episode Listen Later Jan 24, 2024 30:05


Welcome to the Great Women in Compliance Podcast. In this episode, Lisa Fine visits with Bets Lillo about her experience on corporate Boards of Directors and how to utilize an ethics and compliance background to maximize your opportunities to serve on a Board of Directors. Bets is an engineer and corporate executive with a rich background in sales, technology, finance, operations, and M&A. She is a recognized expert in risk management. She brings a unique perspective on the role and value of compliance professionals in enterprise transformation, believing that they can bring extraordinary value to boards due to their broad understanding of business operations. She emphasizes the importance of compliance professionals being effective because of their experience in an influence and collaboration context, as they focus on being creative, recognizing ethical decision-making, and reducing risk. She also encourages compliance professionals to enhance their qualifications by obtaining a board certification from a credible organization. Join Lisa Fine and Bets Lillo on this episode of the Great Women in Compliance podcast for her insights into how to become a viable candidate for board service and how to succeed in that role. Key Highlights Maintaining Operations and Compliance During Transformation The Strategic Value of Compliance Professionals Elevating Compliance Professionals on Board: Expert Listeners and Observers Building Relationships for Board Opportunities Transitioning to Corporate Boards through Nonprofit Experience Resources Join the Great Women in Compliance community on LinkedIn here.

Great Women in Compliance
Marlene Olsavsky and Kim White on Working with Stakeholders

Great Women in Compliance

Play Episode Listen Later Jan 17, 2024 35:51


Welcome to the Great Women in Compliance Podcast. Today Lisa Fine and Ellen Hunt visited Marlene Olsavsky and Kim White. Kim White and Marlene Olsavsky are both seasoned professionals with extensive experience in the ethics, compliance, and business leadership fields. Kim, with over 20 years of experience in the ethics and compliance field, believes in promoting collaboration, compliance, and diversity through proactive communication and building strong relationships with business leaders. She emphasizes the importance of understanding the strategies and goals of business leaders and involving all parts of the team in driving them forward. Marlene, with 27 years of experience at Marlene Olsavsky's Global Leadership, views compliance as essential for the success of a business. She emphasizes the importance of education, ownership, and accountability in promoting compliance within the organization and believes in setting expectations with leaders across the organization and acting on compliance issues with a sense of urgency and trust. Join Lisa Fine and Ellen Hunt as they delve deeper into these perspectives with Kim White and Marlene Olsavsky on this episode of Great Women in Compliance. Key Highlights: Kimberly White's Leadership in Ethics and Compliance Marlene Olsavsky's Global Leadership at Pearson The Crucial Partnership for Organizational Success The Crucial Partnership Between Compliance and Business Real-World Examples: A Tactical Approach to Compliance Creating an Inclusive and Equitable Workplace Embracing Growth Through Lifelong Learning Resources: Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Hayley Tozeski-From Big Law to Big Compliance

Great Women in Compliance

Play Episode Listen Later Jan 10, 2024 37:44


Welcome to the Great Women in Compliance Podcast. Today Hemma visits with Hayley Tozeski on her career in compliance. Hayley Tozeski is a seasoned professional in strategic compliance and risk management in business conduct, with a rich background in big law and financial crime enforcement. Hayley's perspective on the subject is that it is vital to prioritize and allocate resources effectively, advising companies on strategic investment of money, time, and resources in managing risks. She believes that a clear strategy is essential for the company and its stakeholders to understand the timeline and pace of development in managing ethics and compliance risks. Additionally, Hayley emphasizes the importance of addressing underlying business processes and building a solid foundation before implementing an ethics and compliance program, viewing strategy as the key to connecting different pieces of the program and ensuring that they are aligned and effective. Join Hemma Lomax and Hayley Tozeski on this episode of Great Women in Compliance to delve deeper into these insights. Key Highlights ·      Strategic Resource Allocation in Compliance Management ·      Building Strong Ethics and Compliance Programs ·      Effective Risk Management through Data Analytics ·      Strategic Risk Management for Ethical Business Conduct ·      Driving integrity through values, leaders, and champions ·      Supporting Youth Transitioning from Foster Care ·      Connecting and Learning Through Mentoring Resources Join the Great Women in Compliance community on LinkedIn here. 

Compliance Perspectives
Ricardo Weffer on a Global Career in Compliance [Podcast]

Compliance Perspectives

Play Episode Listen Later Jan 9, 2024 14:57


By Adam Turteltaub Decades ago, while at a bit of a career crossroads, I was thinking of making a dramatic change and moving halfway around the world. I was talking it through with a friend who said that one day he asked himself whether he wanted to have a successful career or an interesting one. He realized that interesting was more important to him. That decision led him from Missouri to New York to Hong Kong, Singapore and Thailand, where he ended up enjoying great success. Ricardo Weffer, Group Ethics and Compliance Head of Al Dahra, has had a similar career journey that ranged from Venezuela to Dubai with countless points in between. In this podcast he shares his almost two decades of work in compliance and anticorruption in Latin America, the Middle East, Sub-Saharan Africa, Central Europe and Asia. A lawyer by training, he has worked in energy, banking, tobacco, logistics and agriculture. Despite all this variety, both in geography and industry, he shares that there are professional commonalities wherever he has gone. These include great compliance and business leaders who stand for what is right and are willing to fight for it. He has also found, happily, that, no matter what the industry, companies are mostly made up of real, hard-working, well-intentioned people driven by values who want to do the right thing. What wisdom does he have for those thinking of having a global career?  He offers three pieces of advice: Be adventurous and open to new experiences. Be willing to be taught. Enjoy it. Working and living abroad can be tough, but the rewards are worth it. Listen in to learn more, including some inspiring words about the impact of compliance professionals.

Telecom Reseller
BroadSource SecureCall help merchants get PCI compliance, Podcast

Telecom Reseller

Play Episode Listen Later Dec 20, 2023


BroadSource SecureCall help merchants get PCI compliance, Podcast, the sanctions are devastating, including losing your ability to receive payment by card, which today can be a death blow Everybody has done it: been on a call where a credit card's details were given. Your organization at some point might have called to collect on an account, or otherwise receive payment. You might have, voluntarily offered card information, possibly to a trusted merchant, especially a small company, or even a charity. But such transactions are likely outside of the compliance set by the credit card giants. And merchants (and that's simply defined as anyone that has been granted the privilege of accepting cards), could be in violation of their merchant agreement, might be outside of security complaisance by doing what may have become, common place. The sanctions are devastating, including losing your ability to receive payment by card, which today can be a death blow. BroadSource SecureCall help merchants get PCI compliance In this podcast, BroadSource's Haydn Faltyn and Jason Thals discuss SecureCall. Featured at a recent CiscoLive event, SecureCall allows a business to better manage risk and escalating costs by 'outsourcing' PCI-DSS compliance to the BroadSource Cloud. The business benefits by reducing, annual PCI-DSS compliance audit costs, Cyber security insurance premiums, Costly (MOTO) processing transaction fees. The technology ensures that no customer card details enter the business. Visit www.broadsource.com.au BroadSource News

Great Women in Compliance
Mary Shirley Checks in with a GWIC Year End Wrap Up

Great Women in Compliance

Play Episode Listen Later Dec 20, 2023 31:16


Welcome to the Great Women in Compliance Podcast. Today Lisa and Hemma visit with GWIC co-founder Mary Shirley on her move to the West Coast, her new role and what she sees down the road for compliance in 2024 and beyond. Most recently, she wrote “Living Your Best Compliance Life: 65 Hacks & Cheat Codes to Level Up Your Ethics & Compliance Program (CCI Press 2023).” In “Level Up,” Mary utilized many of her experiences and others in putting together practical and insightful hacks to help new and experience compliance professionals going forward.  Mary also shares some new “hacks” that were shared with her since the book was published. Mary is known for “sending the elevator back down,” as well as lifting our ethics and compliance community up. She emphasizes the importance of incorporating diverse perspectives into compliance programs and building a culture of compliance. She did that in the book by crowdsourcing ideas from the compliance community and sharing these ideas with all of us. By leveraging the knowledge and experiences of others, Mary helps compliance professionals to continuously enhance their compliance programs.  Join Lisa Fine, Hemma Lomax and Mary Shirley on this episode of the Great Women in Compliance podcast to delve deeper into these insights. Key Highlights ·      Practical Tools for Compliance Leadership ·      The Power of Collaboration for Personal Growth ·      Expanding Incentives for Team Recognition ·      Embracing New Challenges in Teaching ·      The Vibrant and Active Lifestyle of California Resources Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Lisa Beth Lentini Walker on Compliance Career Connections

Great Women in Compliance

Play Episode Listen Later Dec 13, 2023 25:20


Welcome to the Great Women in Compliance Podcast. Today Lisa Fine visits with Lisa Beth Lentini Walker on her career in compliance and how compliance career connections can help one's journey in compliance. Lisa Beth Lentini Walker is a renowned figure in the ethics and compliance field, currently serving as the Associate General Counsel, Corporate Legal and Assistant Secretary at Marqeta, and the CEO and founder of Lumen Worldwide Endeavors. With a rich background as a securities lawyer and a Chief Compliance Officer, Lisa Beth has a unique perspective on ethics and compliance. She believes in the power of values and intentions in shaping one's professional journey and emphasizes the importance of networking and connections in the compliance industry. Her philosophy revolves around putting values into action and helping organizations align their actions with their ethical principles. She has made a significant impact in the field through her work and the Compliance Career Connection, a platform she started to support and connect professionals in the field. Join Lisa Fine and Lisa Beth Lentini Walker on this episode of the Great Women in Compliance podcast to learn more about her insights and experiences. Key Highlights Lisa Beth's Impact on Ethics and Compliance Lisa Beth's Journey in Ethics and Compliance Embracing Pauses for Personal Growth and Success Aligning Choices with Core Values and Goals Designing a Fulfilling Life through Reflection Resources Join the Great Women in Compliance community on LinkedIn here.

Great Women in Compliance
Jessica Hayden on Sliding Doors

Great Women in Compliance

Play Episode Listen Later Dec 6, 2023 27:20


Welcome to the Great Women in Compliance Podcast. Today Hemma Lomax visits with Jessica Hayden, a graduate of Georgetown University Law Center and held senior compliance roles at 21st Century Fox, Disney and Comcast Corporation. This past year she took a step back from corporate life to work on refugee assistance, writing, and moving her family (once again) overseas. Jessica is a seasoned compliance professional with a diverse background in global ethics and international living experiences, having honed her skills in the compliance function through a career in law, including expertise in litigation and the FCPA world. Her perspective on her global ethics career and international living experiences is one of adaptability and seizing opportunities. She has navigated her career alongside her husband's Foreign Service career, finding unique opportunities in each country they have lived in, such as working on freedom of speech and freelance journalism in Azerbaijan. Hayden sees her international experiences to open doors and explore different areas of law. She also recognizes the challenges and hardships that come with living in different countries, such as the evacuation from Ukraine, and has used these experiences to gain perspective and find her purpose in helping others through pro bono immigration cases. Join Hemma Lomax and Jessica Hayden on this episode of the Great Women in Compliance podcast to learn more about her fascinating journey. Key Highlights Navigating International Compliance Careers with Cultural Awareness The Power of Choice: Navigating Living Abroad Building Trust in Global Professional Relationships Finding Purpose Through Evacuation and Resilience Balancing Motherhood and Career Growth Discovering Hidden Gems in Every Job Resources Join the Great Women in Compliance community on LinkedIn here.

Great Women in Compliance
The Art and Sciences of Story-Building

Great Women in Compliance

Play Episode Listen Later Nov 29, 2023 45:35


Come join us for a story or two and tap the shoulder of the storyteller in you. Sarah Hadden and Hemma Lomax were simply enchanted by a presentation by Michelle Beistle and Ashley Dubriwny on the art of story building at the SCCE Compliance and Ethics Institute in Chicago earlier this year and couldn't wait to share this experience with the GWIC community. Michelle and Ashley literally wake up every day to save the planet in their roles as compliance professionals at The Nature Conservancy (TNC). They have a magnificent talent not only for spinning together an engaging story that awakens the senses, and achieves impact, connection and relevance, but also for helping others to recognize that we all have it in us to create inspiring and poignant stories. With the help of some simple building blocks and concrete steps, Michelle and Ashley show us that all humans are innately capable of using everyday experiences to build relevant and engaging stories and to share powerful and memorable messages. Inspiration is everywhere. You won't want to miss this masterclass opportunity to unlock the power of story building for your compliance program and beyond. Michelle Beistle joined TNC in April 2019 as the Chief Ethics & Compliance. She is responsible for implementing and managing TNC's global Ethics program. Michelle leads a global team who work to promote and foster a culture of integrity across the organization. Michelle is an experienced leader known for collaboration, problem-solving and strategic business acumen. She is a Certified International Compliance and Ethics Professional (CCEP-I), has years of experience creating and sustaining ethical cultures, and speaks frequently on ethics. Ashley Dubriwny is the Director of Ethics & Compliance for North America and Micronesia at the Nature Conservancy. Her areas of professional focus include global communications, Code of Conduct, and partnership building with staff and leaders. Ashley has been part of the Conservancy's North America Staff Enrichment Planning team since 2014 and is a High Impact Conversations Coach. Ashley has 20+ years of human resources experience with specialized training in performance management, leadership development, and coaching. She holds an M.Ed. in Curriculum Design and Adult Instruction and a graduate certificate in Leadership from eCornell. The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance related offerings. GWIC is also sponsored by Corporate Compliance Insights, where we have a page where you can hear every episode. If you are enjoying this episode, please rate it and/or provide a review.   Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Audrey Harris - The Woman in the Arena

Great Women in Compliance

Play Episode Listen Later Nov 15, 2023 31:45


Audrey Harris, this week's guest, shared a quote with us that is very meaningful to her. It is from Theodore Roosevelt, about “The Man in the Arena. Since this is #GWIC, we have expanded this to the women in the arena. That is the woman who is actually in the arena, not the critic or the person who waits to offer suggestions or say what can be done better after the hard calls are made and who strives to do the work and…spends herself on a worthy cause; who at the best knows, in the end, the triumph of high achievement, and who at the worst, if she fails, at least fails while daring greatly, so that her place shall never be with those cold and timid souls who neither knows victory nor defeat.” Audrey Harris is the woman in the arena. She is Managing Director, of Global Anticorruption, Compliance, Ethics & Non–Financial Risk at Affiliated Monitors, Inc., was formerly at two world-class law firms, and has also been a Chief Compliance Officer. She has made hard decisions in real-time and now helps organizations do the same. In this episode, Lisa and Audrey talk more about what the woman in the arena does and why Ethics and Compliance Officers are truly the people in the arena. Audrey will also provide insight on the most recent US Department of Justice statement, whether it really is the “Monaco Memo 3.0,” and her views about what is significant in the memo and the guidance it provides.  The arena for GWIC next week is US Thanksgiving, so we are off but will see you with a great episode on November 29. The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance-related offerings. GWIC is also sponsored by Corporate Compliance Insights, where we have a page where you can hear every episode. If you are enjoying this episode, please rate it and/or provide a review. Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat.

Great Women in Compliance
The State of the Profession

Great Women in Compliance

Play Episode Listen Later Nov 8, 2023 37:12


As we move towards the end of 2023, and after the major conferences of the year, it seemed like a good time to reflect on the state of the profession. Gwen Hassan, Deputy Chief Compliance Officer at Unisys and host of the #HiddenTraffic podcast, and Kim Yapchai, member of the Board of Directors for DirectWomen and former Senior Vice President, Chief Environmental, Social and Governance Officer at Tenneco joined Ellen Hunt and Lisa Fine talk about where the ethics and compliance profession has been, where we are today, and where we are going. They discuss what makes them optimistic, and what gives them pause. The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance-related offerings. GWIC is also sponsored by Corporate Compliance Insights, where we have a page where you can hear every episode. If you are enjoying this episode, please rate it and/or provide a review.   Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review. Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review. Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Renee Rajkumar-the Heart of Compliance

Great Women in Compliance

Play Episode Listen Later Nov 1, 2023 52:54


Today's episode features Renee Rajkumar, a Risk and Compliance Manager at the University of Arts, London. Hemma was very excited to host her long-time friend and compliance mentor to talk about how compliance is the conscience of the organization. Renee shares tips on how to overcome negative perceptions of the compliance function, how to build trust, motivate risk awareness and compliance, and leverage the strengths of your business partners while doing so. Learn about a new form of AI in compliance called "Added Intelligence" - first coined here. Grab a blanket and a cup of tea and tune in to hear how with a little love and care, compliance can be the heart and pulse of an organization - and create the conditions where our internal business partners are the best source of compliance intelligence and risk management. Hailing from the warm island of Trinidad and Tobago, Renee is enthusiastic about life and the happiness of people. She believes in the value of genuinely caring for others. This is the basis of Renee's career background. Indecisive in the earlier days of her career Renee worked in process operations, quality, marketing and advertising health and fire safety has now ended up in risk and compliance. Renee's unique skill set and approach bring a fresh and easy energy to risk and compliance. Renee is also the founder of Portal Coaching Limited which she launched at the start of the Covid lockdown and is trained in NLP, solution-based coaching, business coaching and hypnotherapy. Renee started Portal Coaching Limited to work with companies and individuals to help them gain clarity on who they are, their purpose , work situations and relationship issues. She calls herself a Liberator and has set many people free of their worries and negative thought patterns. Renee draws on these principles in her various training with a seamless cross-application into coaching and compliance. The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance related offerings. GWIC is also sponsored by Corporate Compliance Insights, where we have a page where you can hear every episode. If you are enjoying this episode, please rate it and/or provide a review.   Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
A Roundtable on Leveraging Compliance Connections

Great Women in Compliance

Play Episode Listen Later Oct 25, 2023 31:24


Welcome back to the Great Women in Compliance podcast. In today's episode, we kick off our new roundtable format with two special guests joining Hemma and Lisa in discussing leveraging our connections to have an impact at scale in our work. As compliance professionals, we take on more and more and are often involved in complex and novel issues that are difficult to solve alone with confidence. Tune in to hear how Fatema Merchant and Karin Johnson have navigated this during their professional journeys and how they not only send the elevator back down but also help each other ensure they support each other when they are on their way up. Tune in to hear how Karin and Fatema have prioritized connection in their compliance work both from an in-house and outside counsel perspective. We acknowledge that we are in an incredibly challenging moment as we watch with deep sadness and emotion what is happening in Israel, Gaza, and beyond. These events were very much on our minds during the recording of this podcast. Karin Johnson is the VP of Ethics and Compliance at VF Corporation. VF is the parent company of iconic brands such as The North Face ®, Vans®, Timberland®, and Smartwool ®. Prior to joining VF, Karin was Vice President, Deputy General Counsel, and Chief Compliance Officer for 21st Century Fox. Fatema Merchant is a partner in the law firm Sheppard Mullin, where she is co-managing partner of the Washington, D.C. office. Fatema leads the sanctions team at the firm and is a partner in the Governmental and Corporate Investigations Practice Groups. Prior to joining the firm, Fatema seconded as a Special Assistant Attorney General with the District of Columbia Office of the Attorney General. The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance-related offerings. GWIC is also sponsored by Corporate Compliance Insights, where we have a page where you can hear every episode. If you are enjoying this episode, please rate it and/or provide a review. Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press, publishing the related book, “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review. Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review. Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it, and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Lizette Arias – Speaking Out About Speaking Out

Great Women in Compliance

Play Episode Listen Later Oct 18, 2023 29:22


Welcome back to the Great Women in Compliance podcast. In today's episode, Lisa talks with Lizette Arias, who went through this and is now thriving. Today, she is the Director of Ethics and Compliance at Conagra and was recognized as an Emerging Leader in this year's Diversity MBA Top 100 Under 50. Providing a safe environment for people to raise concerns is a priority for any Ethics & Compliance officer, but what happens when that person learns first-hand that the safe space does not exist? Like many of us, she raised concerns about an individual's expenses. However, her experience was one where she was stonewalled, told to stop investigating, and then suffered from retaliation. During all this, she stood up for what she believed was right, and the lessons she learned made her better understand what a whistleblower goes through. She talks about how she brings that insight and empathy into all her investigations. Lizette hopes that her willingness to “speak out about speaking out” will inspire others to feel comfortable doing the same, and Lizette and Lisa (as well as Hemma, Sarah, and Ellen) all want to support anyone who has or is going through this and to connect you all. The Great Women in Compliance Podcast is on the Compliance Podcast Network with other Compliance-related offerings. GWIC is also sponsored by Corporate Compliance Insights, where we have a page where you can hear every episode. If you enjoy this episode, please rate it and/or review it. Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press, publishing the related book, “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it, and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here.

Great Women in Compliance
SCCE Recap...and GWIC's plans for Q3

Great Women in Compliance

Play Episode Listen Later Oct 11, 2023 22:51


Welcome back to the Great Women in Compliance podcast. Today's episode was recorded by the full GWIC 2.0 team, Lisa, Hemma, Ellen Hunt and Sarah Hadden during the Society for Corporate Compliance and Ethics conference (CEI) in Chicago. It was a fantastic event, and all four women valued the opportunity to connect with friends and meet some new people as well. The episode was recorded before Deputy Attorney General Lisa Monaco spoke, but all were looking forward to hearing that. In this episode, each one of the group mentioned some highlights from the beginning of the conference, and their advice about how to get the most out of the SCCE (or any conference). They also discussed things that they are looking forward to discussing on the podcast this fall - in particular, Ellen mentioned how to make the investigation process better for reporters and people involved in investigations, and Sarah is excited to bring her perspective as a business leader and publisher to the discussions.  The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance related offerings. GWIC is also sponsored by Corporate Compliance Insights, where we have a page where you can hear every episode. If you are enjoying this episode, please rate it and/or provide a review. Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here.

Compliance Perspectives
Scott Young on Taking a Behavioral Approach to Compliance [Podcast]

Compliance Perspectives

Play Episode Listen Later Oct 5, 2023 14:48


By Adam Turteltaub Much of the day to day of compliance isn't about understanding laws. It's about influencing human behavior and steering people in the right direction. In this podcast, Scott Young, Principal Advisor and Head of Private Sector at Behavior Insights Team, Americas shares that understanding how people make decisions can help compliance teams be more effective. To do so, he advocates for using behavioral science to gain a broader perspective for thinking about human behavior. The field has shown, for example, that the classic economics model of rational thinking doesn't always apply. Too often we operate in a semi-automatic mode, making decisions quickly, not really aware we are even making them. So what do compliance teams do? Adopt what he describes as the EAST Framework. Easy. Make sure the proper choice is the default choice. Attractive. Make compliance fun and engaging. Embrace gamification and other ways to make compliance more attractive to people. Social. Humans are social being and we are curious what others are doing. Thinking about tapping into the power of the group, such as leveraging social norms. Timely. Having reminders and controls in place when they are timely is difficult but not impossible. Look for the right moments of intervention and the right, often quick, reminder of what is the right thing to do. Listen in to learn more to learn how you put a behavioral approach to work for your compliance program.

Great Women in Compliance
GWIC 2.0-A New Era

Great Women in Compliance

Play Episode Listen Later Sep 27, 2023 30:15


Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Hemma Lomax. GWIC is back to start the 2.0 era! We are very excited to be back, and to start out our new format and hear your views. One consistent thing about the GWIC community is how much you all accomplish and that happened with Lloydette. As you will hear, Lloydette has been offered an amazing government appointment. One of the downsides is that she needed to re-evaluate some of her public commitments. It made the most sense for her to step down from GWIC. During the hiatus, the inaugural Women in Compliance Summit took place, and it was a huge success. Hemma has also been a guest of the podcast (Episode 145), and an advocate of “Sending the Elevator Back Down, “ and was already helping behind the scenes. We are thrilled to have Hemma as a co-host, and Ellen Hunt of Spark Compliance and Sarah Hadden of Corporate Compliance Insights as part of the GWIC team and supporting our larger discussions. All four of us will be in Chicago at the SCCE CEI the first week in October, and then the 4 of us will recap the conference for the October 10 episode and to officially kick off this semester. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here.

women chicago compliance new era hemma great women compliance podcast lisa fine ellen hunt corporate compliance insights
Great Women in Compliance
GWIC 2.0-A New Era

Great Women in Compliance

Play Episode Listen Later Sep 27, 2023 30:15


Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Hemma Lomax.  GWIC is back to start the 2.0 era! We are very excited to be back, and to start out our new format and hear your views. One consistent thing about the GWIC community is how much you all accomplish and that happened with Lloydette. As you will hear, Lloydette has been offered an amazing government appointment. One of the downsides is that she needed to re-evaluate some of her public commitments. It made the most sense for her to step down from GWIC. During the hiatus, the inaugural Women in Compliance Summit took place, and Hemma Ramrattan Lomax was the Chair. Hemma has also been a guest of the podcast (Episode 145), and an advocate of “Sending the Elevator Back Down, “ and was already helping behind the scenes.  We are thrilled to have Hemma as a co-host, and Ellen Hunt of Spark Compliance and Sarah Hadden of Corporate Compliance Insights as part of the GWIC team and supporting our larger discussions. All four of us will be in Chicago at the SCCE CEI the first week in October, and then the 4 of us will recap the conference for the October 10 episode and to officially kick off this semester. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

women chicago compliance new era hemma great women compliance podcast lisa fine ellen hunt corporate compliance insights
Compliance Perspectives
Mark Schreiber on PCI 4.0 Compliance [Podcast]

Compliance Perspectives

Play Episode Listen Later Sep 12, 2023 15:04


By Adam Turteltaub Payment Card Industry (PCI) compliance is driven by a set of rules that set a standard of security for any entity that takes, stores or processes credit card data. Any time you or I make a credit card purchase, we rely on PCI compliance by all involved to keep our information safe. Now, the standard is evolving to PCI 4.0, explains Mark Schreiber, Senior Counsel at McDermott Will & Emery. PCI 4.0 is far more robust and clarifies the misunderstandings in the previous standard. It also imposes more than 50 new obligations. Most notable of the changes is the new emphasis on third parties and the need to monitor them. Now, merchants must maintain lists and descriptions of all third-party providers, have written agreements with them that accounts for security standards and includes a process for due diligence before engaging with them. Central to the process is a responsibility matrix, which outlines which party is responsible for each aspect of credit card security. Perhaps needless to say, this is not likely to be a quick process. Also likely to be time consuming is the mandatary self-assessment questionnaire. Listen in to learn all that PCI 4.0 requires and to hear an important warning: just because you outsource your credit card processing, doesn't mean you outsource the risk.

Compliance Perspectives
Ami Simunovich on Growth, Risk and Compliance [Podcast]

Compliance Perspectives

Play Episode Listen Later Aug 10, 2023 13:06


By Adam Turteltaub Compliance professionals are trained to point out downsides, identify risks and educate others on what can go wrong. But, points out, Ami Simunovich, Executive Vice President, Chief Quality, Regulatory Officer & Public Affairs for BD, they need to balance that with a need to see and encourage others to take the right risks. A compliance officer who can do that earns credibility with business leaders. So, how do compliance professionals get there? She recommends reorienting thinking to focus on how to advance the business in the right way. That begins with tying decisions back to the purpose of the company. This can help enable the right leadership mindset and avoid reckless decision making. Grounding decisions in the code of ethics, along with a focus on the business's purpose, helps create a framework for better decision making. Next, make sure business leaders are keeping up with the regulations. Also, encourage them to ask gut-check questions such as: Are we making the right decision? Would our partners be proud of what we have done?  Is this who we are? Along the way, embrace open conversations that ask whether the decision or initiative is the right one. At the same time, be sure that, as the business proceeds, there are controls in place that are fit for purpose for the risks at hand. Listen in to learn more about how the compliance team can help the business grow.

Compliance Perspectives
Bill Piwonka on Privacy, Consent and Compliance [Podcast]

Compliance Perspectives

Play Episode Listen Later Jul 25, 2023 13:42


By Adam Turteltaub With the consent requirements built into privacy regimes, you can't help but focus on them. Bill Piwonka, Chief Marketing Officer at Exterro, cautions, though, that there is much more than consent to worry about. Consent is very specific around whether people you are interacting with giving you permission to have and use their data for specific purposes. Much focus is given to the pop-up warnings on websites and cookies. Compliance teams, he advises, need to look at all the places where the organization collects data and uses data, including apps, to ensure proper consent is obtained. One other area not to be overlooked: Data subject access requests. It can be an enormous undertaking when a consumer demands to know what information you have on her or him. Even more daunting are similar requests by departing employees. Think of the hundreds of thousands if not millions, of documents that contain data from an employee, everything from HR records to emails to conversation on Teams. So great is the challenge of tracking them all down that employees are starting to use the threat of requiring all this data as a way to leverage a better severance package. Listen in to learn more about these issues and what you need to do to prepare to meet your privacy compliance obligations.

Sheppard Mullin's Nota Bene
Nota Bene Episode 165: Great Concepts in Compliance with Lisa Fine of the Great Women in Compliance Podcast

Sheppard Mullin's Nota Bene

Play Episode Listen Later Jul 12, 2023 29:57


In this episode, we speak with Lisa Fine of Pearson PLC, and co-host of the Great Women in Compliance podcast. We discuss how companies can maintain vibrant compliance programs in an increasingly complex world.   What We Discussed in This Episode: How do the best companies assess business risk and legal risk together? How does a deep understanding of the organization's culture help in creating the compliance program? How do compliance professionals stand their ground even while empathizing with the business? What are the pros and cons of using outside counsel for compliance investigations? How can outside attorneys add value and help with business strategy? How do you ensure compliance training programs are effective? How do you empower ethical decision-making in an organization? What are some takeaways from your book, “Sending the Elevator Back Down: What We've Learned From Great Women in Compliance”? What should we all be doing to help others in our professional communities?   About Lisa Fine Lisa Fine is a compliance leader with extensive experience in compliance strategy, including risk management and mitigation, internal investigations, and implementing and growing compliance programs.  As Global Head of Investigations and Fraud for Pearson, the world's leading learning company, she is involved in all aspects of the ethics and compliance program, including developing policies, risk assessment training, communications, and due diligence.   In addition to co-hosting the “Great Women in Compliance” podcast, where women compliance practitioners are interviewed and discuss their experiences, advice and substantive expertise, Lisa also co-authored “Sending the Elevator Back Down: What We've Learned From Great Women in Compliance.” She has spoken at conferences in the United States and Europe and regularly consults with and mentors other women in the field of compliance and those starting their careers   About Scott Maberry As an international trade partner in Governmental Practice, J. Scott Maberry counsels clients on global risk, international trade, and regulation. He is also a past co-chair of the Diversity and Inclusion Working Group for the Washington D.C. office, serves on the firm's pro bono committee, and is a founding member of the Sheppard Mullin Organizational Integrity Group.  Scott's practice includes representing clients before the U.S. government agencies and international U.S. Department of Treasury's Office of Foreign Assets Control (OFAC), the Department of Commerce's Bureau of Industry & Security (BIS), the Department of Commerce Import Administration, the Department of Homeland Security (DHS), the Department of State Directorate of Defense Trade Controls (DDTC), the U.S. Department of Justice (DOJ), the International Trade Commission (ITC), and the Committee on Foreign Investment in the U.S. (CFIUS). He also represents clients in federal court and grand jury proceedings, as well as those pursuing negotiations and dispute resolution under the World Trade Organization (WTO), North American Free Trade Agreement (NAFTA) and other multilateral and bilateral agreements.  A member of the World Economic Forum Expert Network, Scott also advises the WEF community in the areas of global risk, international trade, artificial intelligence and values.   Contact Information  Lisa Fine  J. Scott Maberry   Resources:   Great Women in Compliance  Sending the Elevator Back Down: What We've Learned From Great Women in Compliance.   Thank you for listening! Don't forget to SUBSCRIBE to the show to receive two new episodes delivered straight to your podcast player every month. If you enjoyed this episode, please help us get the word out about this podcast. Rate and Review this show on Apple Podcasts, Amazon Music, Google Podcasts, Stitcher or Spotify. It helps other listeners find this show. This podcast is for informational and educational purposes only. It is not to be construed as legal advice specific to your circumstances. If you need help with any legal matter, be sure to consult with an attorney regarding your specific needs.  

Great Women in Compliance
GWICies and Thank You Mary

Great Women in Compliance

Play Episode Listen Later Jul 5, 2023 37:07


Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. It all started with a casual conversation between friends in October 2018 at an evening event in Las Vegas, and shortly thereafter, the Great Women in Compliance podcast was born, the first podcast on the Compliance Podcast Network that was not hosted by Tom Fox. For the last 4.5 years, Lisa Fine and Mary Shirley have worked on developing the podcast to best bring listeners quality content and this week, they reach their 200th episode. At this juncture, Mary passes the baton to Lloydette Bai-Marrow, who will be joining Lisa Fine as the newest #GWIC co-host. Join them after a summer break to tune in to the new iteration of the podcast. In the meantime, this episode features mini interviews between Lisa and Mary, as well another round of the GWICies - the recognition (sometimes tongue in cheek) that Lisa and Mary have given during certain milestones since their 100th episode. As she puts down the microphone, Mary extends gratitude to all of the listeners and guests who made the podcast what it is today. She also voices her huge appreciation for Lisa and the fruitful partnership over the last several years and looks forward to what is to come for the podcast, as the number one cheerleader for GWIC 2.0 Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here.

Great Women in Compliance
Mary's Last Soliloquy

Great Women in Compliance

Play Episode Listen Later Jun 28, 2023 23:33


Join Mary Shirley, co-founder of The Great Women and Compliance podcast, as she reflects on the difficulties of finding the perfect guest for the show without it becoming a paid infomercial in her latest hosted episode. She also shares some fun behind-the-scenes information and announces her departure from the show. But don't fret, because the remaining episodes are packed with compelling discussions on self-awareness, promoting diversity and inclusion in the workplace, and implementing off-channel communication policies. You'll gain valuable insights and tips from experts that will challenge your ideas and provoke your thinking. So don't miss out, tune in now! You can find the Great Women in Compliance Podcast on the Compliance Podcast Network where you can find several other resources and podcasts to keep you up to date in the Ethics and Compliance world. You can also find the GWIC podcast on Corporate Compliance Insights where you can learn more about the podcast, stream prior episodes and catch up on Mary's monthly column "Living Your Best Compliance Life.”  Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
GWIC 2.0- Introducing Lisa's New Co-Host Lloydette Bai-Marrow

Great Women in Compliance

Play Episode Listen Later Jun 21, 2023 21:40


Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine.   As part of the countdown to 200, Lisa and Mary have their last two episodes before the GWICies and the summer hiatus before GWIC 2.0.  Today, we get to announce our new co-host, Lloydette Bai-Marrow, who was featured in Episode 110.  She is the founding partner of Parametric Global Consulting ,a former prosecutor at the UK's Serious Fraud Office, is a member of the Board of Spotlight on Corruption, a UK-based anti-corruption charity that tracks how the UK implements its anti-corruption laws and has a commitment to anti-corruption in Africa and particularly Sierra Leone. She is also committed to sending the elevator back down and our community.  In the episode, she discusses how she decided to make time to add co-hosting this podcast to her full plate, and some of her ideas for GWIC 2.0.  Lloydette also talks about the impact that Mary has had in the E&C world, and how that inspired her to join Lisa on the journey. We are very excited about this next phase for all of us, including Mary's upcoming book and her ongoing column at Corporate Compliance Insights! You can find the Great Women in Compliance Podcast on the Compliance Podcast Network where you can find several other resources and podcasts to keep you up to date in the Ethics and Compliance world. You can also find the GWIC podcast on Corporate Compliance Insights where you can learn more about the podcast, stream prior episodes and catch up on Mary's monthly column "Living Your Best Compliance Life.”  Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Principled Podcast X GWIC – A Discussion with Meredith Hunt

Great Women in Compliance

Play Episode Listen Later Jun 14, 2023 25:49


Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine.   Today's Great Women in Compliance episode is a crossover one with LRN's Principled Podcast. Meredith Hunt, Ethics and Compliance Specialist at LRN, makes her podcast debut hosting, #GWIC Co-host, Mary Shirley. Change is hard; we fight to hold on, yet we fight to let go, and deciding which direction to go in can have a huge impact for not only your journey, but of those around you. Meredith interviews Mary about some critical coaching questions to ask yourself when at a crossroads that are particularly helpful if you're questioning whether you should stay or go from the status quo.    They also discuss favorite ways to send the elevator back down to those around them and share tips for leveling up your Compliance program, including a spoiler idea from Mary's soon-to-be released book on innovative and trail blazing ways to level up your Compliance program, called Living Your Best Compliance Life. Look out for the e-book soon and the later hard copy launch, coinciding with the Society of Corporate Compliance and Ethics Compliance and Ethics Institute.  You can find the a written transcript of the episode and more information at the Principled Podcast here: https://blog.lrn.com/how-ethics-and-compliance-professionals-can-send-the-elevator-back-down You can find the Great Women in Compliance Podcast on the Compliance Podcast Network where you can find several other resources and podcasts to keep you up to date in the Ethics and Compliance world. You can also find the GWIC podcast on Corporate Compliance Insights where you can learn more about the podcast, stream prior episodes and catch up on Mary's monthly column "Living Your Best Compliance Life.”  Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Carolyn Renzin on Compliance at FanDuel

Great Women in Compliance

Play Episode Listen Later Jun 7, 2023 21:40


Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine.   Over the past few years, it seems like fantasy sports and online gaming have a higher profile than ever, and they are part of a rapidly growing industry. Today's guest, Carolyn Renzin, is the Chief Legal and Compliance Officer at FanDuel, which is one of the leaders in that space. In a wide-ranging discussion, Carolyn and Lisa discuss building a compliance function at the same time an industry framework is being built, and how she has grown her team. She also talks about FanDuel's commitment to integrity - both as an organization and for professional sports in general. Her analogy between sports and her role is one we can all keep in mind - "you play offense, we play defense, and we need each other."   You can find the Great Women in Compliance Podcast on the Compliance Podcast Network where you can find several other resources and podcasts to keep you up to date in the Ethics and Compliance world. You can also find the GWIC podcast on Corporate Compliance Insights where you can learn more about the podcast, stream prior episodes and catch up on Mary's monthly column "Living Your Best Compliance Life.”  Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Reflections from Lisa and Mary

Great Women in Compliance

Play Episode Listen Later May 31, 2023 25:41


Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine.  Today, however producer Tom Fox guest hosts Mary and Lisa.  The Great Women in Compliance podcast is not quite at 200 episodes. However Lisa, Mary and Tom wanted to do special joint episode, looking back on the last 4.5 years of #GWIC. Tom leads this episode by putting questions to Lisa and Mary while sharing his own perceptions and observations about the journey so far.  The team discusses some behind-the scenes content about how the episodes were put together in light of the goals Lisa and Mary had for their audience.  They discuss the lighter moments and memorable times from various perspectives and what the community support has meant to them. This episode sets the stage for the 200th episode which we invite you to join us for on 5 July 2023. Some of the highlights include: ·      How the kernel of GWIC began and how it still resonates today.  ·      How Mary and Lisa helped several guests overcome the imposter syndrome by coming on the podcast as guests. ·      How the podcast led to the book.  ·      How Mary and Lisa have built upon their GWIC experiences.  ·      Lisa previews GWIC 2.0. ·      Some favorite memories.  ·      Some funny memories.  You can find the Great Women in Compliance Podcast on the Compliance Podcast Network where you can find several other resources and podcasts to keep you up to date in the Ethics and Compliance world. You can also find the GWIC podcast on Corporate Compliance Insights where you can learn more about the podcast, stream prior episodes and catch up on Mary's monthly column "Living Your Best Compliance Life.”  Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

Compliance Perspectives
Valerie Rock and Kristen Lilly-Davidson on Private Equity, Healthcare and Compliance [Podcast]

Compliance Perspectives

Play Episode Listen Later May 25, 2023 12:44


By Adam Turteltaub Over the last decade private equity has discovered healthcare, and with that discovery has come a rush of money and compliance nightmares.  Valerie Rock (LinkedIn), Principal, and Kristen Lilly-Davidson (LinkedIn), Consulting Senior Manager, at PYA explain that there has also come a growing awareness of the importance of compliance due diligence. Five to seven years ago, they explain, private equity (PE) firms were focused on business valuations and financial reviews.  Over the years, though, they have learned to appreciate the importance of compliance and coding reviews, including clinical compliance.  The shift was the result of too many instances of finding significant non-compliance issues post-acquisition.  These, of course, can be very expensive. Firms today need to take the time to do site reviews to examine everything from the culture to the business practices to the condition of the building to the devices used.  Often paperwork doesn't match what actual practices are, and a dysfunctional culture can't be identified by looking at a spreadsheet. Risks include the revenue cycle but also operational processes.  If they are poor, the potential for fines and other penalties is substantial. Listen in to learn more about what PE firms are, or should be, doing as they enter the healthcare market.  Plus, pick up some tips that can be useful for non-PE firms that are making acquisitions and conducting their own due diligence.

Great Women in Compliance
Nicole Di Schino - The Compliance Education Fanatic

Great Women in Compliance

Play Episode Listen Later May 24, 2023 25:15


Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine.   Most E&C professionals know that you can have the best practices and policies, but if they are not understood by your employees and teams, they cannot be effective. And some of us, like today's guest, Nicole Di Schino, help us with that next step in our training programs. She calls herself the "Compliance Education Fanatic," and you will understand why after hearing this episode. Nicole discusses the importance of having creative and interactive training, and also how using training with a choice of a "best" answer is better than letting people pick a clear right answer. Nicole and Lisa also talk about how different ways to communicate with and provide training for those in different generations, particularly with Gen Z. You can find the Great Women in Compliance Podcast on the Compliance Podcast Network where you can find several other resources and podcasts to keep you up to date in the Ethics and Compliance world. You can also find the GWIC podcast on Corporate Compliance Insights where you can learn more about the podcast, stream prior episodes, and catch up on Mary's monthly column "Living Your Best Compliance Life.”  Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Elaine Pretorius- the Sage Leader

Great Women in Compliance

Play Episode Listen Later May 17, 2023 33:06


Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine.   Elaine Pretorius is even more of an international citizen than Mary.  She shares her fascinating journey to today where she is a leader at McKinsey & Company's Compliance function to the #GWIC audience.  Elaine gives some sage advice to listeners about implementing transformational change, being an extremely well-respected leader and diplomacy in the workplace.  Mary and Elaine shout out one of Elaine's former team members, Melissa Lempa because they are huge fans of Melissa's for being a true Great Woman in Compliance and legendary at her job.  Elaine shares some great personal anecdotes in this episode, join us to benefit from her wise advice. You can find the Great Women in Compliance Podcast on the Compliance Podcast Network where you can find several other resources and podcasts to keep you up to date in the Ethics and Compliance world. You can also find the GWIC podcast on Corporate Compliance Insights where you can learn more about the podcast, stream prior episodes and catch up on Mary's monthly column "Living Your Best Compliance Life.”  Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Lisa Fine on Change, Culture and Community

Great Women in Compliance

Play Episode Listen Later May 10, 2023 25:42


Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine.   A few years ago, Lisa committed to doing one solo episode a year, and here is the 2023 episode.  As she prepared (which is always a strange experience as it isn't for a conversation with someone else, but a soliloquy), this became a theme of "threes" - she talks about 3 topics, all of which start with "C" the third letter of the alphabet.   These are change, culture and community. In the change section, she gives some spoiler updates on the GWIC 2.0 format, among other things.  She also talks about some of the things on her mind about organizational culture and how that has changed - and not changed - as we continue into a post-pandemic life.  Lastly, in terms of community, she reflects on our E&C community, some exciting upcoming events and her appreciation of all of the support in moving forward from Mary and so many #GWICs. Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here. 

Great Women in Compliance
Vera Cherepanova - From Italy with Integrity

Great Women in Compliance

Play Episode Listen Later May 3, 2023 30:24


Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine.   Mary has known of Vera Cherepanova for a long time due to her contributions on the FCPABlog but they only just met in person for the first time at the Society of Corporate Compliance and Ethics ECEI in Amsterdam at the conference in March 2023. Mary was delighted to invite Vera to the #GWIC podcast to talk about her specialty subjects matter areas of behavioral change, behavioral risk and speaking up. We're pleased to feature Vera who is very accomplished as the author of the first book on corporate compliance in Russian. You can find the Great Women in Compliance Podcast on the Compliance Podcast Network where you can find several other resources and podcasts to keep you up to date in the Ethics and Compliance world. You can also find the GWIC podcast on Corporate Compliance Insights where you can learn more about the podcast, stream prior episodes and catch up on Mary's monthly column "Living Your Best Compliance Life.”  Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We've Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don't forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you're done, or if you can't bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat. You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast. Join the Great Women in Compliance community on LinkedIn here.