Podcasts about stoneturn

In der heutigen Folge spricht Dr. Christian Rosinus mit Julia Arbery über die Leitlinien des amerikanischen Justizministeriums (Department of Justice – DOJ) zu Malus- und Clawback-Klauseln. Nach einer kurzen Vorstellung ihrer Person und ihrer Tätigkeit, erläutert Frau Arbery zunächst, was unter den DOJ-Leitlinien und sogenannten Clawback-Klauseln zu verstehen ist. Sie erklärt, welche Anforderungen das DOJ an Unternehmen stellt, um Compliance und ethisches Verhalten der Mitarbeiter zu incentivieren. Dr. Rosinus und Frau Arbery sprechen über die Auswirkungen auf deutsche Unternehmen und welche Umsetzungsmöglichkeiten das deutsche (Arbeits-)Recht bietet. Dabei berichtet Frau Arbery über ihre Erfahrungen und praktische Schwierigkeiten bei der Umsetzung von Vergütungsanreizen und Rückforderungen. Hier geht's zur Folge Nr. 97 „U.S. Monitorship – Was die „Bewährungshilfe für Unternehmen“ in der Praxis bedeutet“: https://criminal-compliance.podigee.io/97-cr Hier geht's zu den DOJ-Leitlinien: https://www.justice.gov/criminal/criminal-fraud/page/file/937501/dl; https://www.justice.gov./opa/speech/file/1571906/download Dr. Rosinus im Gespräch mit: Julia Arbery, Partnerin bei StoneTurn, verfügt über mehr als 15 Jahre Erfahrung in den Bereichen Ethik und Compliance sowie bei der Prüfung von Compliance-Programmen multinationaler Unternehmen. Julia Arbery berät multinationale Organisationen zu globalen Compliance-Standards und ist unteranderem auf auf Untersuchungsprozesse sowie die HR Compliance und Governance spezialisiert. Bei StoneTurn ist Julia führend in der Compliance- und Monitoring-Praxis und leitet StoneTurn DACH, wo sie sich auf den gesamten Zyklus des Fehlverhaltens von Organen, Führungskräfte bis hin zu Mitarbeitern konzentriert. Ihre Erfahrungen gehen von der Vorbeugung von Fehlverhalten über die Durchführung effektiver Untersuchungen von mutmaßlichem Fehlverhalten bis hin zu Abhilfemaßnahmen, einschließlich Ursachenanalyse, Stärkung der Kontrollen und angemessener disziplinarischer Maßnahmen. Zuvor war sie bei in führenden Compliance Rollen bei internationalen Konzernen wie Siemens AG und BP PLC und zuletzt OSI Systems, wo sie für die Gestaltung und Überwachung der Einhaltung der Vorschriften in der EMEA-Region zuständig war, einschließlich der Verwaltung der Whistleblower-Hotline und der Durchführung von Untersuchungen. Julia ist außerdem Mitbegründerin der deutschen Women in White Collar Defense Association, welche die gemeinsamen geschäftlichen und beruflichen Interessen von Anwältinnen und anderen Fachleuten, die sich auf Wirtschaftsstrafrecht und andere Verteidigungs- und Compliance-Arbeiten spezialisiert haben, fördert. Frau Arbery ist telefonisch unter +49175 6838679 oder per E-Mail unter jarbery@stoneturn.com erreichbar. https://www.rosinus-on-air.com https://rosinus-partner.com

Luke Tenery from StoneTurn joins Dave to discuss the OPM breach, including a look back at this hack, what the fallout has been, and what has changed in the U.S.- Chinese cyber relationship. Ben shares an appeals court case on free speech rights and social media. Dave has a story of online health tracking services oversharing with the popular social media app, Facebook.  While this show covers legal topics, and Ben is a lawyer, the views expressed do not constitute legal advice. For official legal advice on any of the topics we cover, please contact your attorney.  Victory! Federal Court Upholds First Amendment Protections for Student's Off-Campus Social Media Post Digital Medical Companies Funnel Patient Data To Facebook For Advertising Got a question you'd like us to answer on our show? You can send your audio file to caveat@thecyberwire.com. Hope to hear from you. Learn more about your ad choices. Visit megaphone.fm/adchoices

Marcio El Kalay recebe Ian Cook, Managing Director da StoneTurn, para desvendar os desafios de conformidade no cenário das apostas esportivas. Prepare-se para obter insights valiosos sobre esse tema tão relevante.

By Adam Turteltaub There has been, to say the least, a great deal of controversy over the US Department of Justice's plan to require compliance officers to provide a certification as a part of corporate resolutions. Many fear that it could lead to significant legal risk for compliance teams and fewer individuals willing to assume compliance roles. Jonny Frank, Partner, and Kat Nolan, Senior Consultant, at StoneTurn are not concerned.  They point out that in the 20+ years since Sarbanes-Oxley, despite the predictions, there have not been the lawsuits and empty CFO and CEO chairs that some feared. Instead, they believe, these certifications could lead to increased power and prestige for chief compliance officers. In the podcast they lay out a five-step process for certification: Select a framework for the certification criteria that the organization will grade itself against. Conduct a scenario-based compliance risk assessment. Assess and design key control activities. Create a sub-certification waterfall: set accountable owners throughout organization to certify compliance effectiveness in their area. Arrange for a third party or internal audit to assess the program. Listen in to learn more, including the importance of documenting your processes.

Cybersecurity expert Luke Tenery joins David and Andrew to discuss Stoneturn's strategic shift towards specialty work and emerging threats, particularly in asset-focused cyber practices. He shares his background in the industry, from starting as an intern for a national investigations and network security practice to becoming a preeminent cyber expert. Luke, David, and Andrew also address the importance of cultivating cybersecurity expertise on a corporate board, the need for diverse resources and people in the industry, and the growing role of artificial intelligence (AI) in security.

Increasingly, independent third parties—better known as “corporate compliance monitors”--are appointed to oversee a company's compliance following the settlement of a criminal or, sometimes, civil enforcement case. Justin Savage of Sidley Austin LLP, speaks with Ike Adams, a Partner at Sidley Austin, and Michele Edwards and Brad Wilson, both with StoneTurn, a global advisory firm. The trio discuss corporate compliance monitorships, which has been a perennial hot topic in DOJ enforcement, particularly in the environmental space over the last 5 years. The episode is part of The Enforcement Angle series, featuring conversations about state and federal enforcement of environmental laws and regulations with senior enforcement officials and thought leaders on environmental enforcement in the United States and globally.  ★ Support this podcast ★

The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This month, my guest is Stephen Martin, CCO at Skillsoft on his path to the CCO Chair.  From the corporate world, Martin moves to the compliance consulting world, first at Baker & McKenzie and later moving to StoneTurn. Martin literally traveled the globe (multiple times) both investigating allegations of bribery and corruption and building out best practices compliance programs. He also began teaching a compliance course at the University of Denver and reflects on lessons from that experience. He concludes by talking about the need for a personal brand and how he created one.  Resources Stephen Martin LinkedIn Profile Learn more about your ad choices. Visit megaphone.fm/adchoices

Luke Tenery from StoneTurn joins Dave to discuss the OPM breach, including a look back at this hack, what the fallout has been, and what has changed in the U.S.- Chinese cyber relationship. Ben shares an appeals court case on free speech rights and social media. Dave has a story of online health tracking services oversharing with the popular social media app, Facebook.  While this show covers legal topics, and Ben is a lawyer, the views expressed do not constitute legal advice. For official legal advice on any of the topics we cover, please contact your attorney.  Victory! Federal Court Upholds First Amendment Protections for Student's Off-Campus Social Media Post Digital Medical Companies Funnel Patient Data To Facebook For Advertising Got a question you'd like us to answer on our show? You can send your audio file to caveat@thecyberwire.com. Hope to hear from you.

Tensions are ratcheting up incredibly quickly in the Russia-Ukraine conflict with many reports of the Ukrainian Defense Ministry, Ukrainian banks and other entities have been struck by a DDoS attack. Joining me to talk about the cyber threat landscape that this poses and what companies can do to watch out is Ross Rustici, managing director of cybersecurity at StoneTurn. 

How long does it take to win a NFL playoff game? Patrick Maholmes says 13 seconds. After perhaps the most thrilling NFL playoff game ever,  Tom and Jay are back look at some of the week's top compliance and ethics stories this week in the 13 Seconds edition. Stories 1.     TI-CPI 2022 Report out. Results not good. TI-CPI Press Release. Rick Messick says make it useful in GAB. Jaclyn Jaeger is disheartened in Compliance Week (sub req'd). 2.     Compliance officer burnout? Dick Cassin explores in the FCPA Blog. 3.     Emphasizing the ‘G' in ESG. David Simon in LinkedIn.   4.     Investor demand driving ESG risk and compliance initiatives? Valerie Charles and Tracy Groves in CCI.  5.     Human Rights Due Diligence. James Reardon and Tomas Navarro look at Switzerland's new law  in FCPA Blog. Tom considers your corporate Human Rights strategy in a 2-part blog series in the FCPA Compliance and Ethics Blog.  6.     Monaco Speech and Compliance in 2022. Stephanie Yonekura and Rupinder Garcha  in CCI.   7.     DOJ announces shift in antitrust policy. DOJ Press Release. Matt Kelly in Radical Compliance. 8.     ESG and M&A in 2022. Wachtel lawyers in Harvard Law School forum on Corporate Governance.  9.     FTC compliance risk re: cyber and privacy. Debevoise lawyers in Compliance and Enforcement.  10.  Cultural and ESG to-do list for 2022 for CCO. Mike Volkov in Corruption Crime and Compliance. Podcasts and More 11.  In January on The Compliance Life, I visited with Valerie Charles, partner at StoneTurn. Val has one of the most interesting journeys in compliance. In Part 1, she discussed her academic background and early professional career. In Part 2, she discussed her move to ComTech. In Part 3, Valerie moved into the consulting world. In the concluding Part 4, Valerie looks down the road for what's ahead. 12.  The Everything Compliance gang took a deep dive into the Microsoft acquisition of Activision Blizzard in a special episode.  Check out the Shout Outs and Rants. Finally the gang had a special tribute to Meatloaf here.  13.  CCI releases new e-book from Tom “FCPA 2021 Year in Review”. Available free from CCI. 14.  Trial of the Century-the Enron Trial. This week, Tom premiered a 5-part podcast series on the Enron Trial with Loren Steffy, who covered the trial for the Houston Chronicle. In Part 1, run up to the trial. In Part 2, the trial begins. In Part 3, the star witnesses and key testimony. In Part 4, the Verdict comes in. In Part 5, what did it all mean. It is be available on the Compliance Podcast Network, Megaphone, iTunes, Spotify and all other top podcast platforms.  15.  Check out 31 Days to a More Effective Compliance Program returns, which runs for the month of January, from January 1 to January 31. Available on the Compliance Podcast Network, Megaphone, iTunes, and all other top podcast platforms.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.   Learn more about your ad choices. Visit megaphone.fm/adchoices

The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This month, my guest is Valerie Charles, partner at StoneTurn. We discuss Valerie's journey to the CCO chair, then to a ComTech start up, to her current role at StoneTurn and look down the road at where ComTech and compliance will be in 2025 and beyond. In this concluding episode, Valerie looks down the road at the compliance function. She believes there will be increased use of ComTech by compliance functions. Moreover, CCOs and compliance professionals will need learn how to use data and become more comfortable in leveraging data for insights to help prevent, detect and remediate corporate conduct. The corporate compliance function will become even more important in the corporate setting as it will bring together various corporate functions such as legal, HR and IT into collaborative actions. Resources Valerie Charles LinkedIn Profile Valerie Charles at StoneTurn Learn more about your ad choices. Visit megaphone.fm/adchoices

As both of their teams are unceremoniously knocked out of the playoffs, Tom and Jay are back looking at some of the week's top compliance and ethics stories this week in the Activision Blizzard Sold edition. Stories Activision Blizzard was sold to Microsoft. Check out articles on how the NYT happened, the parameters of the deal in the  WSJ, the compliance mess in Bloomberg, and legal issues in  Reuters. Did the pandemic undo corruption risk models? Dick Cassin explores in the FCPA Blog. KPMG spanked yet again in the UK. Jaclyn Jaeger in Compliance Week (sub req'd). Person of the Year in Compliance? ESG. Mike Volkov in Corruption Crime and Compliance.   Is Abby Normal next? Banks using behavioral science. Vera Cherepanova in FCPA Blog. Businesses and Strategy on Countering Corruption. Sara Paul, Andrea Gordon, and Dane Sowers in the CCI.   Climate change compliance. Jeff Kaplan in Conflicts of Interest Blog. Trust has its moment. Stewart Levine in Forbes.com.  Institutional investors on ESG voting. Lawrence Heim in PracticalESG. The virtual Board Room. Jeffrey Karpf and Fernando Martinez in Compliance and Enforcement.  Podcasts and More Tom and Matt Kelly conclude a 2-part podcast series on issues they are following in 2022. On Compliance into the Weeds, Part 1 and Part 2.  In January on The Compliance Life, I visited Valerie Charles, a partner at StoneTurn. Val has one of the most interesting journeys in compliance. In Part 1, she discussed her academic background and early professional career. In Part 2, she discusses her move to ComTech. In Part 3, Valerie moves into the consulting world.  What is the intersection of Joel Coen's Macbeth and organizational issues in compliance? Tom explores in a 4-part blog series on the FCPA Compliance and Ethics Blog.  CCI releases a new e-book from Tom, “FCPA 2021 Year in Review”. Available free from CCI. Trial of the Century-the Enron Trial. On Monday, January 4, Tom premiers a 5-part podcast series on the Enron Trial with Loren Steffy, who covered the trial for the Houston Chronicle. You can check out the preview here. It will be available on the Compliance Podcast Network, Megaphone, iTunes, and other top podcast platforms.  Check out 31 Days to a More Effective Compliance Program returns, which runs from January 1 to January 31. Available on the Compliance Podcast Network, Megaphone, iTunes, and other top podcast platforms.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.   Learn more about your ad choices. Visit megaphone.fm/adchoices

The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This month, my guest is Valerie Charles, partner at StoneTurn. We discuss Valerie's journey to the CCO chair, then to a ComTech start up, to her current role at StoneTurn and look down the road at where ComTech and compliance will be in 2025 and beyond.  From Gan Integrity, Valerie moved to StoneTurn where she saw an opportunity to leverage all the skill sets she had developed in her professional career or as she said “use all the tools in my toolbox”. In her work she is able to combine using data to provide insights into the continuous improvement of corporate compliance programs, such as using HR data together with traditional compliance data to prevent compliance violations before they arise. Resources Valerie Charles LinkedIn Profile Valerie Charles at StoneTurn Learn more about your ad choices. Visit megaphone.fm/adchoices

The college football season has ended with UGA finally defeating UA. Tom and Jay turn their full attention to the NFL playoffs now and also look at some of the week's top compliance and ethics stories this week in the Georgia Finally Beats Alabama edition. Stories 1.     Carnival and Princess Cruise Lines violated DPA yet again. Matt Kelly in Radical Compliance. DOJ Press Release.  2.     Prioritizing items from the Strategy on Countering Corruption. Worth McMurray in the FCPA Blog. 3.     DOJ to look at short sellers. Jaclyn Jaeger in Compliance Week (sub req'd). 4.     Proposed framework for CCO liability analysis. Mengqi Sun in WSJ Risk & Compliance Journal.    5.     Manipulation on timing of FCPA enforcement action? Matthew Stephenson debunks a new article in GAB. 6.     ComTech comes to financial institution compliance. Christian Wunderly in the FCPA Blog.   7.     Phil Tetlock and Superforecasting come to risk management. Jim DeLoach in CCI. 8.     Ethics and FCPA predictions for 2022. Mike Volkov with a double dose of Carnac the Magnificent. Ethics here. FCPA here.  9.     Banks develop climate risk consortium. Aaron Nicodemus in Compliance Week. (sub req'd) 10.  Liability of local representatives under GDPR. Kelly Hagedorn and Matthew Worby in Compliance and Enforcement.  Podcasts  11.  Tom and Matt Kelly conclude a 2-part podcast series on issues they are following in 2022.  On Compliance into the Weeds, Part 1 and Part 2.  12.  In January on The Compliance Life, I visit with Valerie Charles, partner at StoneTurn. Val has one of the most interesting journeys in compliance. In Part 1, she discussed her academic background and early professional career. In Part 2, she discusses her move to ComTech. 13.  The Compliance Podcast Network welcomes Professor Karen Woody and her new podcast, Classroom Insider. In this most unique pod, Karen interviews some of her student to tell the history of insider trading. In Episode 4, Colin Manchester discusses the evolution of the disclose or abstain rule.  14.  Mikhail Reider-Gordon returns in Lies, Spies & Corporate Crimes: The Wirecard Saga, with Season 2, Episode 3 Shell Games. 15.  Check out 31 Days to a More Effective Compliance Program returns, which runs for the month of January, from January 1 to January 31. Available on the Compliance Podcast Network, Megaphone, iTunes, and all other top podcast platforms.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.   Learn more about your ad choices. Visit megaphone.fm/adchoices

The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This month, my guest is Valerie Charles, partner at StoneTurn. We discuss Valerie's journey to the CCO chair, then to a ComTech start up, to her current role at StoneTurn and look down the road at where ComTech and compliance will be in 2025 and beyond.  Valerie made one very courageous move from an in-house position into the world of ComTech. She joined Gan Integrity. In this role she worked on the problem of the incredible inefficient way corporate compliance programs were managing data and set out to solve the problem. At Gan, she worked with 200+ global programs and helped to grow the company.  Resources Valerie Charles LinkedIn Profile Valerie Charles at StoneTurn Learn more about your ad choices. Visit megaphone.fm/adchoices

Jay returns from a lengthy holiday assignment to join Tom to look at some of the week's top compliance and ethics stories this week in the Holmes Found Guilty edition. Stories Elizabeth Holmes was found guilty. The Verdict (WSJ), What does it mean for Silicon Valley? (NYT), What about the victims? (Bloomberg), Will Holmes serve any time? (Fortune) 2022 to be a critical year in ESG reporting. Mike Munro and Guido Van Druen in a CCI. Top D&O stories from 2021. Kevin LaCroix in D&O Diary.  Airbnb spanked over Cuba. Mengqi Sun in WSJ Risk & Compliance Journal.   MorganStanley fined $60MM over a data breach? Aaron Nicodemus in Compliance Week (sub req'd). China's new ABC guidelines. Andrew Reeves and Rongxin Huang in the FCPA Blog.   The ‘G' in ESG. Lawrence Heim in PracticalESG.  Key areas for BOD oversight in 2022. Holly Gregory in Harvard Law School Forum on Corporate Governance.  Audrey Harris joins AMI. Broadcat sold. Broadcat Press Release. Podcasts  Want some fun? Join Tom and One Stone Creative co-founder Megan Dougherty to explore the full MCU. In their most recent posting, check out Episode 3, Iron Man.   In January on The Compliance Life, I visited Valerie Charles, a partner at StoneTurn. Val has one of the most interesting journeys in compliance. In Part 1, she discusses her academic background and early professional career.  The Compliance Podcast Network welcomes Professor Karen Woody and her new podcast, Classroom Insider. Karen interviews some of her students to tell insider trading history in this unique pod. Check out Episode 1, where they discuss the history of insider trading. In  Episode 2, the disclosure or abstain rule. Episode 3 will take up narrowing the scope of the disclose or abstain rule.  Mikhail Reider-Gordon returns in Lies, Spies & Corporate Crimes: The Wirecard Saga, with Season 2, Episode 2 The Vagabond Rapping At Your Door. Check out 31 Days to a More Effective Compliance Program returns, which runs from January 1 to January 31. Available on the Compliance Podcast Network, Megaphone, iTunes, and other top podcast platforms.  Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.   Learn more about your ad choices. Visit megaphone.fm/adchoices

The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This month, my guest is Valerie Charles, partner at StoneTurn. We discuss Valerie's journey to the CCO chair, then to a ComTech start up, to her current role at StoneTurn and look down the road at where ComTech and compliance will be in 2025 and beyond. Valerie was a dancer from a young age and this passion helped inform her early academic career. Her civil rights work out of college lead to her to law school and that led to work in Big Law in white collar defense. From there she moved in-house, heading up a corporate compliance function. In this role she saw the need for an integrated tech solution for the corporate compliance function.  Resources Valerie Charles LinkedIn Profile Valerie Charles at StoneTurn Learn more about your ad choices. Visit megaphone.fm/adchoices

This 60 minute workshop highlights the evolution of proactive compliance, present actual case studies of effective data analytics platforms and discusses the working dynamic between Compliance and Legal functions when establishing analytics programs.  (Nov, 10 2021)     Questions? Inquiries about program materials? Contact Alan I. Johnson at ajohnson@bostonbar.org

Alycia Inglis has been a mortgage broker for more than 15 years, and over that time has established her own award-winning broking business, Stoneturn, and won countless awards on an individual basis, including Best Customer Service (Individual) at this year's Better Business Awards NSW/ACT and is a finalist for mortgage and finance broker category at the upcoming Women in Finance Awards. As well as leading her own brokerage, the Sydney-based broker also runs the Make It Happen - Women in Broking community on Facebook and LinkedIn as a way for women to connect, network and support with each other.  In this episode of Elite Broker, tune in to find out How she runs her leading brokerage Why she's hoping to support and encourage more women in this industry What he thinks could be done to improve the mortgage market And much more!

Tom Fox is pleased to welcome Stephen Martin, Partner at StoneTurn, to this week's episode of the ESG Report. Stephen, an expert in ESG CSR, helps clients proactively improve their ESG programs so they can be better corporate citizens. He and Tom discuss the ESG framework he developed with his team, why mission and governance matter, and the exciting future of ESG. Mission and Governance at the Core Stephen believes that compliance professionals have the right skillset to help organizations understand their wider responsibility. It's more than just making money, he emphasizes; it's about making a positive impact on the communities you serve. Compliance officers can help companies make strategic moves to accomplish this goal. Stephen tells Tom that mission and governance are critical. Your mission - what your company is designed to do - would inform how you build out your ESG program and who you select to oversee it. Governance means that you assign the right people and resources to accomplish your objectives. “Until you define your mission and appropriately resource it,” Stephen points out, “you're never really going to be effective in moving forward on an ESG program front.”  5 Elements of ESG Framework Tom asks Stephen to outline the elements of the ESG framework he developed with his team. Stephen responds that the elements are: Risk and materiality assessment - what risks and material impact does your ESG initiative pose to the company and stakeholders? Policies, procedures, and controls - set these to streamline your processes to accomplish your goals. Reporting and communication - to educate internal and external stakeholders on why this is important and what your mission is and how you're going to execute on it. Verification and monitoring - ensuring the data you put out is accurate and that you're delivering on your mission. Response and enhancement - making refinements over time to improve the program. The Future of ESG Stephen has seen compliance evolve into the robust infrastructure it is today. Tom asks him what he envisions as the future of ESG. “We're very much at the early stages of ESG and CSR,” Stephen replies, “but I'm very excited because this is going to be a game-changer on having corporations do more than just make money... You want to have strong economics, you want to have capitalism-driving things. But I think you really can be an organization that cares about the broader areas than just money; and more importantly, the companies that do it the right way, that really embrace this, can really maximize the performance of the entity in all ways.” Resources Stephen Martin on LinkedIn | Email StoneTurn.com

Yven Heine is the Managing Director of StoneTurn. A risk professional with over 20 years of experience, he has worked as US CPA in all three lines of defense. He joins Tom Fox on this episode of the ESG Report to discuss a new German law on supply chain that has significant implications for ESG.  Germany's New Supply Chain Law Any company with over 3000 employees that is based in or has a branch in Germany is subject to the new Supply Chain Act, Yven tells Tom. The law defines supply chain as all steps required to manufacture products and provide services. As of January 1, 2023, companies and their suppliers will be legally obligated by law to observe human rights and environmental due diligence along the supply chain or be fined up to 2% of their annual revenue. This is why companies need to prepare for this law from now, he says. ESG in the EU Tom asks Yven what he thinks about the state of ESG in the EU. Yven responds that companies are slowly starting to establish ESG reporting and define risks for inclusion in their risk assessment process. It's important to establish an ESG risk management system from now to safeguard your company and to ensure that you're protecting human rights and the environment in your business operations, he emphasizes. This system should include your direct and indirect suppliers. He sees the new Supply Chain Act as a significant step towards human rights protection which has global impact. It effectively mandates that companies must ensure human rights and environmental protection wherever they do business, even in China or Bangladesh. He and Tom discuss ESG reporting by corporations in the EU. The financial services sector must now take ESG factors into account when making investment decisions.  Into The Future Tom asks, “Do you see ESG evolving or changing in the EU?” Yven responds it is evolving and because of this new law, companies have to act sooner rather than later. Resources StoneTurn Yven Heine on LinkedIn

Guest Luke Tenery, Partner at StoneTurn, joins Dave to discuss the recent confirmation of Jen Easterly as director of US Cybersecurity and Infrastructure Security Agency, Ben looks at increased scepticism over the use of gunshot sensing technology, Dave digs into class action lawsuits on the heels of ransomware.  While this show covers legal topics, and Ben is a lawyer, the views expressed do not constitute legal advice. For official legal advice on any of the topics we cover, please contact your attorney.  Links to stories: Police Are Telling ShotSpotter to Alter Evidence From Gunshot-Detecting AI First came the ransomware attacks, now come the lawsuits Got a question you'd like us to answer on our show? You can send your audio file to caveat@thecyberwire.com or simply leave us a message at (410) 618-3720. Hope to hear from you. 

To leave a legacy of operational excellence in compliance is what Global Chief Compliance Officer, Strategic Leader, and Partner at StoneTurn Jonathon Kellerman hopes to achieve in this dynamic industry.  He has been at the forefront of the evolution of compliance programs in health care, life sciences, and pharmaceuticals with over 25 years of experience in compliance strategy, program development and execution; controls design; operational excellence; risk assessment and mitigation; complex investigations; and negotiating and managing government settlements.  Major takeaways discussed in the episode: ✔️ Glean lessons from Jonathon's unique journey starting a health care compliance practice that served as the first in the industry. His experience in a consulting practice helped health care providers with complex compliance challenges.  ✔️ Traditional compliance has been limited by the rigid standards around an audit mentality. Jonathon shares that the focus on looking at transactions in silos instead of the holistic approach of looking at data over time is what's made compliance programs from being truly effective. ✔️ Compliance programs limiting themselves to the standard practice of risk management will risk being irrelevant in future companies.  ✔️ The COVID-19 pandemic broke barriers and accelerated digital transformation. Every company does it to some extent in utilizing digital platforms and data that opens up new ways of rethinking our traditional engagements.  ✔️ Advanced technologies use data and digital platforms that create a new type of risk. But it also means that more than ever, there's a lot of pressure put on companies to operate quickly and very efficiently. ✔️ The skills needed for the compliance professionals of the future is something never taught in law school. Jonathon emphasizes that an individual in the compliance space must speak business language, have trust and credibility, and be willing to think outside the box.  ____________________________________________________________________ Jonathon L. Kellerman is a Partner with StoneTurn, brings over 25 years of experience in compliance strategy, program development, and execution; controls design; operational excellence; risk assessment and mitigation; complex investigations; and negotiating and managing government settlements.  A former Global Chief Compliance Officer in the heavily regulated pharmaceuticals industry, Jonathon draws on his in-house career, as well as 20 years as a trusted adviser, to counsel executives and Board members on evolving compliance risk and to help clients design innovative, data-enabled, and business-friendly compliance solutions to proactively and reactively manage risk. Jonathon has deep experience pioneering technology and data-driven compliance solution innovation, operational improvement, and business protection/enablement in the pharmaceutical, life sciences, and healthcare industries, including his prior role as Global Chief Compliance Officer of Allergan. LinkedIn: https://www.linkedin.com/in/jonathonkellerman/ Email: jkellerman@stoneturn.com ____________________________________________________________________ About Thomas Fox: Thomas Fox, the Compliance Evangelist®, is one of the leading writers, thinkers, and commentators on anti-bribery and anti-corruption compliance. In this latest edition of The Compliance Handbook, he continues to arm seasoned compliance professionals and those new to the realm with the practical, actionable guidance and tools needed to design, create, implement and continually enhance a best practices compliance program. Order your copy OR copies of The Compliance Handbook: A Guide to Operationalizing Your Compliance Program.  http://www.lexisnexis.com/fox25  

Welcome to The Ethics Movement, special podcast series highlighting Converge21 The Workshop Edition. This podcast series will feature some of the speakers at the event. You can find out more information about the event and register here. In this podcast, I visit with Julia Arbery, a partner at StoneTurn who will help the discussion on the Workshop, Demystifying Data & Analytics: Leverage What you Have for Effective Risk Management. You have collected this data from my program, now what? The panel will use sample data sets to outline a foundation for data driven risk management. Join us for a dynamic Workshop.

The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This month, my guest is Jonathan Kellerman, Partner at StoneTurn and former CCO at Allergan. In this final episode, Kellerman and myself look down the road for what's next for Compliance.  Kellerman sees compliance at a cross-roads today. He believes it needs to evolve from a critical support function while controlling the narrative on how compliance wants to define the functionality, value and relevance of the profession Compliance needs to become a real-time provider of not only compliance insights but also business performance. The compliance function needs new skill sets (new muscles) such as data analytics, digital engagement, advance adult learning and other skills to help change the tune about compliance.  Resources  Jonathan Kellerman LinkedIn Profile Jonathan Kellerman StoneTurn Profile StoneTurn Learn more about your ad choices. Visit megaphone.fm/adchoices

The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This month, my guest is Jonathan Kellerman, Partner at StoneTurn and former CCO at Allergan. In this Episode 3, we details Kellerman's move to the CCO chair at the company which became Allergan.  Kellerman was recruited by Saunders, who by then had moved to the company which became Allergan. Kellerman took over as the Global Chief Compliance Officer and served on the Executive Leadership Team. He had to engage “new muscles” for both of there roles. He led the design, creation and implementation of a risk management function that brought a singular focus to ethics and accountability, while serving on the ELT. Resources Jonathan Kellerman LinkedIn Profile Jonathan Kellerman StoneTurn Profile StoneTurn Learn more about your ad choices. Visit megaphone.fm/adchoices

The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This month, my guest is Jonathan Kellerman, Partner at StoneTurn and former CCO at Allergan.  When Coopers merged with PriceWaterhouse to form PwC, Kellerman continued his health care consulting work. He worked under John Dugan, a health care industry, compliance veteran. While at PwC, he launched two industry leading global advisory practices for compliance management in health care, pharmaceuticals and life sciences. He also worked with Brent Saunders, another health care industry, compliance veteran. Resources  Jonathan Kellerman LinkedIn Profile Jonathan Kellerman StoneTurn Profile StoneTurn Learn more about your ad choices. Visit megaphone.fm/adchoices

The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This month, my guest is Jonathan Kellerman, Partner at StoneTurn and former CCO at Allergan.  Kellerman grew up in a family of doctors. In college he realized he did not want to practice medicine. After college, he took a job in a consulting practice focusing on health care. There he learned about how the health care delivery model works and focused his professional work in this area ever since, moving to Coopers & Lybrand. Resources  Jonathan Kellerman LinkedIn Profile Jonathan Kellerman StoneTurn Profile StoneTurn Learn more about your ad choices. Visit megaphone.fm/adchoices