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15 episodes with kevin lacroix
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5 episodes with kevin lacroix
3 episodes with kevin lacroix
On this episode of @THEWWOMS Radio Podcast! Jordan & The American interview Kevin LaCroix, Wally breaks down his United Racing Series weekend at Delaware (Ont), & the boys recap the F1 weekend in Austria...all that & more, only here on The WWOMS! Bringing you news from the Track to your Community! Reach us on our social media handle @THEWWOMS / The Wide World Of Motorsports #radio #podcast Syndicated on 107.3 Local FM Saint John & Performance Motorsport Network. Just tell Siri or Alexa to put up The Wide World Of Motorsports on your Smart Device! Original Theme Song by The Boys & I
Race Time Radio Broadcast Was Live Sunday April 14th 2024 With Your Host Joe Chisholm To Watch This Broadcast Click Here: https://www.youtube.com/watch?v=q5SV1VNtSxQ Featuring: - Gary Elliott prepared for the Maritime Pro Stock Tour racing over 50 years. - Kyle Steckly No. 22 talks Hickory Motor Speedway, and ASA Stars National Tour No.30 - Tony Stevens will talk the wonderful world of live streaming live races Pit Row TV - Kevn Lacroix No.74 racing in the NASCAR Canada Series - Will Marche talks about the new purchase of Southern Ontario Motor Speedway (Race Time Radio Broadcast Will Also Air On RevTV Canada Tuesday 4pm ET.) See You Next Sunday Night 5pm ET on: https://www.youtube.com/@racetimeradiotv
Race Time Radio Sunday Sept. 3rd 2023 Featuring: Glenn Watson No.22 winner of the Ontario Super Late Model event at The Beach Rory Smith No.16 won the Canada 200 event at Saratoga Speedway we chat with 3rd place finisher Brandon Carlson. Grant Enfinger of GMS Racing No.23 won at Milwaukee in NASCAR CRAFTSMAN Truck Series Congratulations to No. 74 Kevin Lacroix winner of the NASCAR Pinty's Event at CTMP
On this episode of @THEWWOMS: We talk with NASCAR Pinty's Series Drivers L.P. Dumoulin, Alex Guenette, Kevin Lacroix, race winner Treyten Lapcevich and series GM Anthony Spiteri+ MORE Bringing you news from the Track to your Community! Reach us on our social media handle @THEWWOMS / The Wide World Of Motorsports #racing #podcast #KWAwesome Region of Waterloo #1 Motorsports Podcast. Syndicated on 102.7 Radio Waterloo, 107.3 Local FM Saint John & Performance Motorsport Network. Just tell Siri or Alexa to put up The Wide World Of Motorsports TV on your Smart Device! Original Theme Song by The Boys & I thewideworldofmotorsportspodcast.wordpress.com performancemotorsportsnetwork.com localfm.ca
In this episode, Wayne Pollock, the founder of the Law Firm Editorial Service, interviews Kevin LaCroix, an attorney and Executive Vice President, RT ProExec, a division of R-T Specialty, LLC. RT ProExec is an insurance intermediary focused exclusively on management liability issues. Kevin has been involved in directors' and officers' liability insurance for over 35 years. For the last decade and a half, Kevin has published The D&O Diary, a blog regarding directors and officers liability.In this episode, Kevin and Wayne discuss, among other things:- Why he started to experiment with blogging- Why he wants to set the D&O industry agenda with his blog instead of just covering industry news- The mistake law firms make all too often when blogging or curating content- How to build trust with your blog readership and the importance of not violating that trust- Why people have referred to him as the Pope and Tom Hanks of D&O insurance- How his blogging has evolved over time- The professional opportunities his blog has opened up for him About Kevin LaCroixD&O Diary blog: https://www.dandodiary.com/Kevin's LinkedIn: http://www.linkedin.com/in/kevinlacroixKevin's Twitter: https://twitter.com/kevinlacroix About Wayne Pollock/the Law Firm Editorial ServiceLearn more about Wayne Pollock, the host of Legally Contented: https://www.linkedin.com/in/waynepollockLearn more about the Law Firm Editorial Service: http://www.lawfirmeditorialservice.comDo you have any idea how much money your firm is losing when its lawyers write thought leadership marketing and business development content themselves? Learn how much with the Law Firm Editorial Service's Thought Leadership Cost Calculator: https://www.lawfirmeditorialservice.com/thought-leadership-cost-calculatorCheck out blog posts and videos designed to help you and your colleagues improve their content marketing and thought-leadership marketing efforts: https://www.lawfirmeditorialservice.com/bloghttps://www.lawfirmeditorialservice.com/videosDo you know a lawyer, law firm, or company serving the legal industry doing big things with their content marketing and/or thought leadership marketing that we should feature? Please email us at hello@legallycontented.com
In this special bonus episode of the Rising Edge D&O Podcast listeners hear from Kevin LaCroix, an attorney and Executive Vice President at RT ProExeca, as well as the author of the widely read blog, The D&O Diary. Kevin joins host Owen Dacey and Philppe Gouraud, Chief Exccutive Officer, and Yoel Brightman, Director, at Rising Edge to discuss the state of the D&O market on both sides of the pond, and What to Watch Now in the World of D&O. You can read Kevin's blogpost on this topic on his website: https://www.dandodiary.com/2022/09/articles/director-and-officer-liability/what-to-watch-now-in-the-world-of-do-11/ For more information on Rising Edge to sign up for updates and new episodes of the podcast, visit: https://risingedge.co/ You can subscribe to the Rising Edge D&O Podcast on iTunes, Apple Podcasts, Spotify or any other podcast app.
On this episode, we talk about the #WeatherTech200 at Canadian Tire Motorsport Park and hear from our podium Gark Klutt, Kevin Lacroix and Marc Antoine Camirand + MORE Bringing you news from the Track to your Community! Reach us on our social media handle @THEWWOMS / The Wide World Of Motorsports #racing #podcast #KWAwesome Region of Waterloo #1 Motorsports Podcast. Syndicated on 102.7 Radio Waterloo, 107.3 Local FM Saint John & Performance Motorsport Network. Just tell Siri or Alexa to put up The Wide World Of Motorsports TV on your Smart Device! https://anchor.fm/thewwoms/message Original Theme Song by The Boys & I thewideworldofmotorsportspodcast.wordpress.com performancemotorsportsnetwork.com localfm.ca
Race Time Radio Sunday Aug 28th 2022 Join Us Live RTR Live Stream 7 pm ET. or On SiriusXM Channel 167 Canada Talks With Your Host: Joe Chisholm and Co-Host Joe Chisholm Jr With Open Phone Lines: 1-519-371-7588 Tune-In Live Stream Via: http://www.racetimeradio.com/live_stream.htm Watch Video Of: August 28th 2022 - https://youtu.be/VmSE8PgjGDg Featuring: - Craig Slaunwhite No.99 Wins Maritime Pro Stock Tour at Petty International - Kevin Lacroix No.74 wins NASCAR Pinty's Event at ICAR - Rick Spencer Walt was victorious in the APC United Late Model 100 - Dario Capirchio No.03 super late model wins $10K at Laird International - John Casale talks $50K Pot Of Gold event Coming Sept. 4th at Flamboro - Sam Fellows talks Canadian Tire Motorsport Park Labour Day Weekend Access To Race Time Radio: Live Stream Via: http://racetimeradio.com/live_stream.htm Web: http://www.racetimeradio.com Twitter: https://twitter.com/Racetimeradio Facebook: https://www.facebook.com/race.timeradio iTunes: https://itunes.apple.com/ca/podcast/race-time-radio/id1368707581 RaceTimeRadioTV : https://www.youtube.com/channel/UCCC7oME93QKmB0VWRhcKySg Missed a Broadcast Catch Up Here:: https://racetimeradio.podbean.com Motorsports Links: - https://www.facebook.com/craig.slaunwhite.39 - https://twitter.com/Slaunwhite99 - https://twitter.com/ProStockTour - https://www.facebook.com/ProStockTour - https://www.maritimeprostocktour.com/news/2022/aug27.html - http://www.maritimeprostocktour.com/index.html - https://twitter.com/kevinlacroix74 - https://www.nascar.ca/ - https://www.facebook.com/nascarpintysseries - https://twitter.com/NASCARPintys - https://www.facebook.com/rick.walt - https://twitter.com/Rwalt31 - https://twitter.com/UnitedLMSeries - https://www.facebook.com/APCSeries - https://www.apcracingseries.com/ - https://twitter.com/CapirchioDario - https://www.facebook.com/dario.capirchio.3 - https://twitter.com/FlamboroSpdwy - https://www.facebook.com/profile.php?id=100057368052862 - https://www.flamborospeedway.ca/ - https://canadiantiremotorsportpark.com/ - https://canadiantiremotorsportpark.com/pages/ctmp-labour-day-weekend-sprints - https://twitter.com/CTMPOfficial Race Time Radio Fuelled By:: Visit: Qwick Wick https://www.qwickwick.com/ Save $ Use Promo Code: RTR https://www.qwickwick.com/collections/frontpage/products/fire-starters 'Limited Time Offer' Visit: Rev TV: http://revtv.ca/ Visit Napa Auto Parts: - New Glasgow https://www.napacanada.com/en/ns/new-glasgow/store/1006060 - Antigonish: https://www.napacanada.com/en/ns/antigonish/store/1001258 - Port Hawkesbury: https://www.napacanada.com/en/ns/port-hawkesbury/store/1007375 Visit: Bobbleheads Canada - http://bobbleheadscanada.ca Visit: VP Racing Fuels https://vpontario.com/ Visit: APX Racewear: https://www.facebook.com/APX-Racewear-241826969293535/?fref=ts Visit: Quality Inn Halifax Airport http://www.airporthotelhalifax.com/ Visit: Dawson Dental http://dawsondental.ca/ Visit: CTMP For Upcoming Race Events https://canadiantiremotorsportpark.com/ Visit: RPM Race Parts https://www.facebook.com/RPM-Race-Parts-103247914650387 Visit: Mister Transmission https://www.mistertransmission.com Visit: SiriusXM Ch 167 https://www.siriusxm.ca/channels/canada-talks/ Plus: Join Us Weekly Sunday Nights Live on RTR Live Stream at 7:00 pm ET or SiriusXM Ch 167 or: On Race Time Radio TV on YouTube: : https://www.youtube.com/channel/UCCC7oME93QKmB0VWRhcKySg `````````````````````````````````````````````````````````````````
2022 July 17th - Race Time Radio With Your Host: Joe Chisholm & Co-Host Joe Chisholm Jr Featuring: - Donald Chisholm owner of Riverside International talks #IWK250 2022 - Kevin Lacroix No.74 Wins NASCAR Pinty's Series event at Toronto Honda Indy - Kyle Steckly No.22 wins Back to Back Delaware & the APC Series at Flamboro - Matt Shirley just announced he's racing the NASCAR Pinty's Series at Saskatoon - Trevor Seibert talks RS1 Series heading to Penticton Speedway Access To Race Time Radio: Live Stream Via: http://racetimeradio.com/live_stream.htm Web: http://www.racetimeradio.com Twitter: https://twitter.com/Racetimeradio Facebook: https://www.facebook.com/race.timeradio iTunes: https://itunes.apple.com/ca/podcast/race-time-radio/id1368707581 Free App For Easy Listening: http://instantapp.com/racetimeradiolive/ Missed a Broadcast Catch Up Here:: https://racetimeradio.podbean.com Motorsports Links: - https://kevinlacroix.com/en/ - https://twitter.com/kevinlacroix74 - https://www.facebook.com/kevin.lacroix.31 - https://www.nascar.ca/ - https://www.facebook.com/nascarpintysseries - https://www.facebook.com/kyle.steckly.5 - https://www.facebook.com/profile.php?id=100057368052862 - https://www.flamborospeedway.ca/ - https://twitter.com/DelawareSpdway - https://twitter.com/UnitedLMSeries - https://www.facebook.com/APCSeries - https://www.apcracingseries.com/ - https://www.facebook.com/delawarespeedway - https://www.delawarespeedway.com/ - https://twitter.com/Donald_Chisholm - https://www.riversidespeedway.ca/ - https://www.facebook.com/riversidespeedwayns - https://twitter.com/Riverside_NS - https://twitter.com/MSTheGunslinger - https://mikeskinner.com/ - https://twitter.com/OhswekenSpdway - https://www.facebook.com/OHSWEKENSPEEDWAY - https://ohswekenspeedway.ca/ - https://www.pentictonspeedway.com/ - https://www.avionmotorsports.com/ Race Time Radio Fuelled By:: Visit: Qwick Wick https://www.qwickwick.com/ Save $ Use Promo Code: RTR https://www.qwickwick.com/collections/frontpage/products/fire-starters 'Limited Time Offer' Visit: Rev TV: http://revtv.ca/ Visit Napa Auto Parts: - New Glasgow https://www.napacanada.com/en/ns/new-glasgow/store/1006060 - Antigonish: https://www.napacanada.com/en/ns/antigonish/store/1001258 - Port Hawkesbury: https://www.napacanada.com/en/ns/port-hawkesbury/store/1007375 Visit: Bobbleheads Canada - http://bobbleheadscanada.ca Visit: VP Racing Fuels https://vpontario.com/ Visit: APX Racewear: https://www.facebook.com/APX-Racewear-241826969293535/?fref=ts Visit: Quality Inn Halifax Airport http://www.airporthotelhalifax.com/ Visit: Dawson Dental http://dawsondental.ca/ Visit: CTMP For Upcoming Race Events https://canadiantiremotorsportpark.com/ Visit: RPM Race Parts https://www.facebook.com/RPM-Race-Parts-103247914650387 Visit: Mister Transmission https://www.mistertransmission.com Visit: SiriusXM Ch 167 https://www.siriusxm.ca/channels/canada-talks/ Plus: Join Us Weekly Sunday Nights Live on RTR Live Stream at 7:00 pm ET With Open Phone Lines: 1-519-371-7588 Tune-In Live Stream Via: http://www.racetimeradio.com/live_stream.htm or on SiriusXM Ch 167 or: On RTR Facebook Page Live Feed Here: https://www.facebook.com/race.timeradio Also Visit: https://www.facebook.com/race.timeradio To Watch Live Stream Video Next Live Flag To Flag Event Sat. July 23rd 2022 - #IWK250 From Riverside International Speedway Plus A Live 1 Hour Pre-race Show From Ohsweken Speedway Tuesday Aug 16th 2022 - Before They Go Green Featuring NASCAR Pinty's Series Competitors on Dirt at the Big O Tune in Live 5 to 6 PM ET `````````````````````````````````````````````````````````````````
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Talking anything across The Wide World Of Motorsports! On this episode we break down the NASCAR Pinty's Series at CTMP & we chat with Kevin Lacroix! Bringing you news from the Track to your Community! Reach us on our social media handle @THEWWOMS / The Wide World Of Motorsports #racing #podcast #KWAwesome Region of Waterloo #1 Motorsports Podcast. Syndicated on 102.7 Radio Waterloo, 107.3 Local FM Saint John & Performance Motorsport Network. Just tell Siri or Alexa to put up The Wide World Of Motorsports TV on your Smart Device! https://anchor.fm/thewwoms/message Original Theme Song by The Boys & I thewideworldofmotorsportspodcast.wordpress.com performancemotorsportsnetwork.com localfm.ca
2022 May 22nd - Race Time Radio With Your Host: Joe Chisholm & Joe Chisholm Jr Featuring: - Craig Slaunwhite wins East Coast Int'n Pro Stock Tour opener at Scotia - Mike Hryniuk Jr wins Famboro event, season opener in Ontario Sportsman Series - Rick Spencer-Walt wins APC United Late Model Series opener at Sunset - Alex Labbe No.36 ran NASCAR XFINITY Series event at Texas - Bill Zardo at 80 years of age returns to racing, now in OSCAAR Hot Rod Series - Will try and catch up with NASCAR Pinty's series winner from Sunset Speedway To Watch This Broadcast in Video See: https://fb.watch/daEgcPCig8/ Access To Race Time Radio: Live Stream Via: http://racetimeradio.com/live_stream.htm Web: http://www.racetimeradio.com Twitter: https://twitter.com/Racetimeradio Facebook: https://www.facebook.com/race.timeradio iTunes: https://itunes.apple.com/ca/podcast/race-time-radio/id1368707581 Free App For Easy Listening: http://instantapp.com/racetimeradiolive/ Missed a Broadcast Catch Up Here:: https://racetimeradio.podbean.com Motorsports Links: - https://www.facebook.com/craig.slaunwhite.39 - https://twitter.com/Slaunwhite99 - https://twitter.com/EIntl - https://twitter.com/ProStockTour - https://www.facebook.com/ProStockTour - https://www.facebook.com/rick.walt - https://twitter.com/Rwalt31 - https://twitter.com/UnitedLMSeries - https://www.facebook.com/APCSeries - http://www.apcracingseries.com/ - https://twitter.com/Sunset_Speedway - https://www.facebook.com/sunsetspeedway - https://www.sunsetspeedway.ca/ - https://oscaar.ca/ - https://twitter.com/OSCAARRacing - https://www.facebook.com/oscaarracing - https://www.facebook.com/groups/881545921944272 - https://twitter.com/NASCARPintys - https://www.facebook.com/nascarpintysseries - https://www.facebook.com/CanadianTireMotorsportPark - https://twitter.com/CTMPOfficial - https://twitter.com/FlamboroSpdwy - https://www.facebook.com/pages/Flamboro-Speedway/104028876300357 - https://www.facebook.com/mike.hryniuk.5 - https://www.facebook.com/NationalStockCarAssociation - https://ontariosportsmanseries.ca/ Race Time Radio Fuelled By:: Visit Napa Auto Parts: - New Glasgow https://www.napacanada.com/en/ns/new-glasgow/store/1006060 - Antigonish: https://www.napacanada.com/en/ns/antigonish/store/1001258 - Port Hawkesbury: https://www.napacanada.com/en/ns/port-hawkesbury/store/1007375 Visit: VP Racing Fuels https://vpontario.com/ Visit: APX Racewear: https://www.facebook.com/APX-Racewear-241826969293535/?fref=ts Visit: Quality Inn Halifax Airport http://www.airporthotelhalifax.com/ Visit: Dawson Dental http://dawsondental.ca/ Visit: Holiday Inn Express - New Glasgow https://www.ihg.com/holidayinnexpress/hotels/us/en/stellarton/ytrst/hoteldetail?cm_mmc=GoogleMaps-_-EX-_-CA-_-YTRST Visit: Atlantic Tiltload http://www.atlantictiltload.com/ Visit: CTMP For Upcoming Race Events https://canadiantiremotorsportpark.com/ Visit: RPM Race Parts https://www.facebook.com/RPM-Race-Parts-103247914650387 Visit: Mister Transmission Owen Sound, ON https://www.mistertransmission.com/owen-sound/ Visit: SiriusXM Ch 167 https://www.siriusxm.ca/channels/canada-talks/ Plus: Join Us Weekly Sunday Nights Live on RTR Live Stream at 7:00 pm ET or SiriusXM Ch 167 or: On RTR Facebook Page Live Feed Here: https://www.facebook.com/race.timeradio With Open Phone Lines: 1-519-372-2544 Tune-In Live Stream Via: http://www.racetimeradio.com/live_stream.htm `````````````````````````````````````````````````````````````````
Jay returns from a lengthy holiday assignment to join Tom to look at some of the week's top compliance and ethics stories this week in the Holmes Found Guilty edition. Stories Elizabeth Holmes was found guilty. The Verdict (WSJ), What does it mean for Silicon Valley? (NYT), What about the victims? (Bloomberg), Will Holmes serve any time? (Fortune) 2022 to be a critical year in ESG reporting. Mike Munro and Guido Van Druen in a CCI. Top D&O stories from 2021. Kevin LaCroix in D&O Diary. Airbnb spanked over Cuba. Mengqi Sun in WSJ Risk & Compliance Journal. MorganStanley fined $60MM over a data breach? Aaron Nicodemus in Compliance Week (sub req'd). China's new ABC guidelines. Andrew Reeves and Rongxin Huang in the FCPA Blog. The ‘G' in ESG. Lawrence Heim in PracticalESG. Key areas for BOD oversight in 2022. Holly Gregory in Harvard Law School Forum on Corporate Governance. Audrey Harris joins AMI. Broadcat sold. Broadcat Press Release. Podcasts Want some fun? Join Tom and One Stone Creative co-founder Megan Dougherty to explore the full MCU. In their most recent posting, check out Episode 3, Iron Man. In January on The Compliance Life, I visited Valerie Charles, a partner at StoneTurn. Val has one of the most interesting journeys in compliance. In Part 1, she discusses her academic background and early professional career. The Compliance Podcast Network welcomes Professor Karen Woody and her new podcast, Classroom Insider. Karen interviews some of her students to tell insider trading history in this unique pod. Check out Episode 1, where they discuss the history of insider trading. In Episode 2, the disclosure or abstain rule. Episode 3 will take up narrowing the scope of the disclose or abstain rule. Mikhail Reider-Gordon returns in Lies, Spies & Corporate Crimes: The Wirecard Saga, with Season 2, Episode 2 The Vagabond Rapping At Your Door. Check out 31 Days to a More Effective Compliance Program returns, which runs from January 1 to January 31. Available on the Compliance Podcast Network, Megaphone, iTunes, and other top podcast platforms. Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
As Texas' Governor-Mr. Personal Responsibility-himself comes down with Covid after refusing to engage in ‘personal responsibility', Tom and Jay are back to look at some of this week's top compliance and ethics stories which caught their interest on This Week in FCPA in the Personal Responsibility edition. Stories Corruption led to the fall of Afghanistan. Dick Cassin in the FCPA Blog. Does HSBC facilitate cybercrime. Elfriede Sixt in Risk and Compliance Journal Europe. The Pearson SEC enforcement action. Matt Kelly in Radical Compliance. Tom and Matt on Compliance into the Weeds. Kevin Lacroix in the D&O Diary. Trust and the CCO? Jeff Kaplan in Conflict of Interest Fraud during the pandemic. James Ruotolo in CCI. Inefficiency in AML enforcement. Maria Evstropova in CCI. SEC coming after cryptocurrencies. Aaron Nicodemus in Compliance Week. What Boards need to know before, during and after M&A. Maria Castanon Moats and Leah Malone in Harvard Law School Forum on Corporate Governance. Who is on your crisis management team? Eden Gillott in com. CFIUS publishes 2020 report. K2 Integrity Client Alert. Podcasts and Events On Innovation in Compliance this week I interview Dennis Kucinich about his latest book, The Division of Light and Power. Check out the show here. On The Compliance Life, in August I visit with Kortney Nordrum CCO at Deluxe. In Episode 1, from Red Wing to Israel. In Episode 2, From Freddie Mac to the law. How do the Greek Eumenes and the Roman Sertorius inform compliance leadership today? Find out as Tom and Richard Lummis continue their exploration of Plutarch's Lives in this episode of 12 O'Clock High, a podcast on business leadership. Compliance Week is having an open house this month as they have dropped their firewall. You can check out the entire publication for no charge. Check it out here. Breaking News features The Compliance Handbook, 2nd edition. Check out the Breaking News feature here. Purchase The Compliance Handbook, 2nd edition here. Find out more about The Compliance Handbook, 2ndedition in an upcoming Zoom webinar, on Wednesday, September 1 at 8:30 AM ET; hosted by the Azevedo Sette law firm and Charles River Associates. To RSVP email tcintra@azevedosette.br Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
Tom and Jay are back to take a look at this week's stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Design Thinking in Compliance edition. Stories Design Thinking returns to compliance as Carsten Tams begins a 5-part series on LinkedIn. Check out Part 1. Ex-Goldman Sachs banker settles FCPA matter. Dylan Tokar in WSJ Risk and Compliance Journal. Want a refresher in red flags, check out this FBI-produced multipart series, all available on YouTube. Red Flag Fraud Signs, Part 1, Red Flag Fraud Signs, Part 2, Red Flag Fraud Signs, Part 3, Red Flag Fraud Signs, Part 4, Red Flag Fraud Signs, Part 5, Red Flag Fraud Signs, Part 6 Tricky Dicky lives in FCPA enforcement. Dick Cassin explains why in the FCPA Blog. Using captives to provide FCPA D&O Coverage? Daniel Chefitz and Sergio Oehninger in the FCPA Blog. Do we need to ban high-value currency? Sam Magaram in GAB. Compliance opportunities in and after Covid. Stephen Naughton in Compliance Law Journal. Building an effective AML action plan. Peter Fitzgerald, Scott Zucker and Tristan Souness-Wilson in CCI. SEC settles pre-taliation case with Guggenheim Partners. Matt Kelly in Radical Compliance. Will laws requiring Board diversity survive court scrutiny? Kevin LaCroix in the D&O Diary. Podcasts and Events Microsoft Week on Innovation in Compliance. Alan Gibson on Legal Compliance for the Future, Abbas Kudration Innovation Through Info Security, Joseph Davis on A Progressive and Humble Leadership to Cybersecurity, Erica Toelle on Records Management and Information Governance, Jesus Fernandez on the Digital Transformation of Compliance. How does history inform compliance? What are the leadership lessons from ancient Greeks and Romans? Find out in this special 10 part podcast series on famous Greeks and Romans from Plutarch's Lives this week on 12 O'Clock High, a podcast on business leadership, hosted by Richard Lummis and Tom Fox. In Episode 1, they mined Plutarch about the lives of and leadership lessons from Themistocles and Camillus. In Episode 2, they looked at Solon and Popsicola. In Episode 3, Pericles and Fabius Maximus. Trekking Through Compliance Returns! Tom reviews all 79 episodes of Star Trek, the Original Series beginning June 1. Each day at 3 PM on the Compliance Podcast Network. This week's offerings included Space Seed, Return of the Archons, This Side of Paradise, Devil in the Dark and Errand of Mercy. On July 1, join K2 Integrity's Snezana Gebauer and Darren Matthews will present a webinar on asset tracing at the IBA Global Influencer Forum. Learn more and register here. On July 13, join K2 Integrity for its Virtual Compliance Conference on Environment, Social, and Governance Compliance Risks for Financial Institutions. Information and Registration here. Compliance Week is looking at 3rd risk management in 2021 in a two-day virtual event on June 29 & 30. For information and registration click here. Use the Code Dave100 for a free ticket. Tom announces his latest book, The Compliance Handbook, 2nd edition is available for presale purchase. Use the code FOX25 and go here. The Compliance Handbook 2ndedition will be available in both print and eBook editions. Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
The amount and cost of D&O coverage is a matter of basic concern to the healthcare director. There is a direct link to the commitment with which the board and individual directors approach their fiduciary duties, and the scope and effectiveness of D&O coverage. This episode of the Governing Health podcast features special, real-world questions from healthcare chief legal officers for D&O expert, attorney, and Executive Vice President of R-T Specialty, LLC Kevin LaCroix. Kevin and Michael talk us through: > The increasing cost of D&O coverage during the current “hard market” > The relationship between effective governance and mitigation of D&O costs > The D&O benefits of thoughtful post-pandemic return-to-work protocols > Coverage issues relating to the definition of “claim” and the impact of a conduct exclusion > The importance of maintaining corporate formalities at the board level > D&O coverage issues arising from cybersecurity breaches > Impact on D&O coverage from claims arising from inferior PPE offerings during the pandemic > Privacy issues as a major looming D&O coverage concern
NASCAR Pinty's Series star Kevin Lacroix was on the show! Thanks to Mike Sullivan for the audio work, and Craig Robertson for the intros/exits.
As we move from the worst and most corrupt President of all time to the Biden Administration and Jay and Rebecca celebrate their daughters ascension to womanhood, Tom and Jay are back to look at some of the top compliance articles and stories which caught their eye this week. What does the FinCEN enforcement action against Capital One mean for compliance? Jaclyn Jaeger in Compliance Week. (sub req’d) Matt Kelly explores on Radical Compliance. Tom and Matt take a deep dive on Compliance into the Weeds. The OFAC year in review. Mike Volkov takes a deep dive in Corruption Crime and Compliance. The Boeing Fraud enforcement action? Tom take a deep dive in the FCPA Compliance and Ethics Blog. Dylan Tokar in the WSJ Risk and Compliance Journal. Poaching now legal? Paul Weiss lawyers on NYU’s Compliance and Enforcement Blog. Wells Fargo ex-GC spanked. Jaclyn Jaeger in Compliance Week. (sub req’d) UAE to fight money-laundering. Jon Rausch (returns) in Dipping Through Geomotries. More Caremark claims coming? Kevin LaCroix in the D&O Diary. Are you an introverted compliance professional? Now may be the time for you. Dick Cassin explores on the FCPA Blog. A new month is here and a new guest on The Compliance Life. Gwen Hassan- Director of Compliance at CNH Industrial. In this month’s third episode, Gwen explains why every compliance professional needs to stay culturally curious. Check out the episode here. This month, on 31 Days to a More Effective Compliance Program, I look back over 2020 and set out some of the key enhancements you need to do for your compliance program in 2021. Day 16 | 3Rd Party Risk Management Process; Day 17 | Managing Your 3rd parties; Day 18 | Levels of Due Diligence; Day 19 | The Investigation Protocol; Day 20 | Responding to Investigative Findings; Day 21 | Continuous Improvement; Day 22 | Internal Reporting. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. Join K2 Integrity on January 27 to hear Olivia Allison and Joanne Taylor discuss the latest E U regulatory developments in whistleblowing programs and investigations. Information and Registration here. Compliance Week is accepting nominations for its Excellence in Compliance Award. Submit your nominee here. Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
We come to this episode as somber as we have ever been. President Trump incited insurrection against America, the American people and America’s Democracy on Wednesday. Tom and Jay join the call of Senators and Representative of both political parties to remove President Trump via the 25th Amendment or impeachment. We also have our first look in 2021 at some of the top compliance articles and stories which caught their eye this week. A game-changer in compliance-the AMLA Law of 2020. Tom takes a deep dive in a 5-part blog post series and podcast series on the FCPA Compliance Report. Why you need a compliance ‘Victory Plan’ for 2021. Dick Cassin explains in the FCPA Blog. CFTC’s foray into FCPA enforcement creates new risk factors. Aaron Nicodemus in Compliance Week (sub req’d) Was the Goldman Sachs FCPA resolution ‘just and appropriate’? Jenny Kline in GAB. Is your digital culture mature? Jim DeLoach in CCI. What are your compliance resolutions for 2021? Andrew Burt in Navex Global’s Risk & Compliance Matters First SolarWinds shareholder action filed. Kevin LaCroix in the D&O Diary. Rethinking corporate enforcement. John Coffee in Harvard Law School Forum on Corporate Goverance. A new month is here and a new guest on The Compliance Life. Gwen Hassan- Director of Compliance at CNH Industrial. In this month’s first episode, Gwen talks about the twisting road which introduced her to compliance. Check out the episode here. This month, on 31 Days to a More Effective Compliance Program, I look back over 2020 and set out some of the key enhancements you need to do for your compliance program in 2021. Day 1 | What 2020 Brought To Compliance Programs; Day 2 | Continuous Monitoring and Continuous Improvement; Day 3 | Leadership’s Conduct At The Top; Day 4 | Moving Compliance Tone Down Through An Organization; Day 5 | The Board and Operationalizing Compliance; Day 6 | The Code of Conduct; Day 7 | Policies and Procedures; and Day 8 | Internal Controls and Compliance. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. Join Tom on the Convercent event, “Future-proof your compliance program for 2021”, on Wednesday, January 20th | 11:00 am -:00 pm ET. For details and registration, click here. Join K2 Integrity on Thursday, January 14, 2021 at 10 AM ET, when financial crimes compliance experts respond to your AML/CFT, sanctions, and other financial integrity-related questions. Submit your questions and register here. Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
D&O authority figure Kevin LaCroix has been an expert on the topic for over a decade and joined us on This Week in Legal Blogging. He sits down with Bob Ambrogi and covers topics ranging from formulating blog posts to generating ideas.
As the Trump Administration backtracks from its avowed goal to destroy the USPS, Tom and Jay brave the surge in Covid cases by staying safe at home. They are back to look at top compliance articles and stories which caught their eye this week. 1. First DOJ Opinion Release in 6 years. What is the significance? Tom explains it all in the FCPA Compliance and Ethics Blog. 2. FCPA enforcement action involving international adoptions. Harry Cassin in the FCPA Blog. 3. Bank/government partnership to fight financial crime. Dylan Tokar in WSJ Risk and Compliance Journal. 4. Once a cheater, always a cheater? Daimler pays $2bn fine. Aaron Nicodemus in Compliance Week(sub req’d) 5. At the one year anniversary of the Business Roundtable’s Statement on the Purpose of a Corporation, Mike Volkov reviews Board performance in a 4-part series on Corruption, Crime and Compliance. Part 1, Accountability. Part 2, diversity. Part 3, challenges for Board decision-making. Part 4, steps to advance corp governance. 6. Is ‘Failure to Prevent’ the next big crime in the UK? Cordery Compliance alert. 7. When can you use a corruption defense in litigation? VE lawyers in the State Bar of Texas Int’l Law Journal. 8. Does the McDonald’s suit against its former CEO implicate D&O coverage? Kevin LaCroix opines in the D&O Diary. 9. This month on The Compliance Life, I am joined by Louis Sapirman. In Part 1, we looked at Louis personal and professional journey into compliance. In Part 2, we discussed the qualities of a successful CCO. In this week’s Part 3, communication as a driver of compliance. 10. On Compliance and Coronavirus we had a week of AMI. Tuesday had Eric Feldman discussing culture and compliance during Covid-19, Vin DiCianni on using compliance ambassadors during Covid; and Deb Waugh on challenges in the health care profession. 11. On the Compliance Podcast Network, on 31 Days to a More Effective Compliance Program, this month focuses on the role of the Board in compliance. This week saw the following offerings: Monday-what leads to a successful BOD investigation; Tuesday- Board metrics for compliance;Wednesday-BOD failures with special guest Vin Dicianni; Thursday- BOD & doing business in China; and Friday-the Board’s role in hiring. The month of August is being sponsored by Affiliated Monitors. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. If you want to binge out and listen to only these episodes, click here. 12. Join Jay and Tom at Converge20. Convercent’s top compliance conference is going virtual this year. Check at the agenda and register here. 13. Join Tom and Vince Walden (host of The Walden Pond) for a webinar on the ROI of Compliance, Tuesday August 25, 10 AM CT. Registration and Information here. 14. Join Tom and AMI’s Don Stern for a review of the 2020 Update to the Evaluation of Corporate Compliance Programs as a part of Navex Global’s quarterly MasterClass on Thursday, August 27. Information and registration here. 15. Join K2 Intelligence FIN’s Bernard Factor for a webinar entitled “Examining the Nuances of Correspondent Banking to Address BSA/AML Compliance Risk”. Registation and Information here. 16. Join Tom next week on the FCPA Compliance Report, as he leads up to the 500th episode. All next week some of the top commentators in compliance will join Tom to discuss some of the top developments in compliance over the past 8 year. It is all leading up to the 500th anniversary episode which will run Monday, August 31. Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
Tom and Jay brave the surge in Covid cases by staying safe at home. They are back to look at top compliance articles and stories which caught their eye this week. World Acceptance bribed with bags of cash. Mike Volkov in Crime Corruption & Compliance. Implications from the end of Privacy Shield. Lawyers from Debevoise & Plimpton in NYU’s Compliance and Enforcement blog. NRA shoots itself in foot over non-compliance? Kyle Brausser in Compliance Week. (sub req’d) Using lessons learned. Jeff Kaplan and Rebecca Walker in CCI. Dick Cassin asks ‘are agents ever legal under the FCPA?’ in the FCPA Blog. Applying 2020 Updates to anti-trust compliance. Matt Kelly writing in Navex Global’s Ethics and Compliance Matters. What is a metric’s inventory and why do you need one? Tom explains in the FCPA Complaince and Ethics Blog. Follow on corruption litigation is expensive. Kevin LaCroix in the D&O Diary. This month on The Compliance Life, I am joined by Louis Sapirman. In Part 1, we looked at Louis personal and professional journey into compliance. In this week’s Part 2, we discussed the qualities of a successful CCO. On Compliance and Coronavirus this week, we had John Fanning discusses the increased need for due diligence during Covid-19, Andy Goldstrom on compliance adaptations during Covid; and Jed Gardner on business as usual. On the Compliance Podcast Network, on 31 Days to a More Effective Compliance Program, this month focuses on the role of the Board in compliance. This week saw the following offerings: Monday-BOD’s inquiring up and down; Tuesday- the BOD’s role in internal controls; Wednesday-BOD as an internal control; Thursday- BOD governance and risk oversight; and Friday-what is your Board’s investigative protocol. The month of August is being sponsored by Affiliated Monitors. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. If you want to binge out and listen to only these episodes, click here. Join Jay and Tom at Converge20. Convercent’s top compliance conference is going virtual this year. Check at the agenda and register here. Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
In addition to not following President Trump’s advice to have having bleach for breakfast and UV light for lunch, we now add Blue Bell Ice Cream to the “No-Eat” list for their criminal behavior leading to three deaths from listeria. Sad for this loss but determined to persevere, self-distancing Tom and Jay are back to consider some of the top compliance articles and stories which caught their collective eye this week. Blue Bell Ice Cream pleads guilty to two misdemeanor counts of distributing adulterated ice cream products. Mike Volkov blogs and podcasts about it in on Corruption Crime and Compliance. Tom intones on the FCPA Compliance and Ethics Blog. Jon Rausch on Dipping Through Geometries. More from Tom on the former CEO and Chairman of the Board criminally indicted for lying about it. Tom further reports with a two-part blog on the Board’s corporate governance failures, Part-1 COIs and Part 2-Caremark failures. Rough sailing ahead for CCOs in cruise line industry. Matt Kelly weighs in on Radical Compliance. Tom and Matt take a deep dive in this week’s Compliance into the Weeds The SEC responds to criticism and ramps up its whistleblower awards. Dave Michaels reports in the WSJ. Moro resigns in Brazil, setting off a political crisis. Jessie Bullock In the Global Anti-corruption Blog. NY DFS files action against opioid mfg for insurance fraud. Lawyers from Paul Weiss in NYU’s Compliance and Enforcement blog. Lost in a sea of regulations? Kristy Grant-Hart explains how to navigate it in a guest post on Ethics and Compliance Matters. Another Caremark case survives in Delaware. Kevin LaCroix in the D&O Diary. Did US gov purchase from sanctioned entity? Geert Vermuelean in Risk and Compliance Platform Europe. Should it be decision-making instead of risk management? Norman Marks in Governance, Risk Management and Audit. Interested in moving to the CCO chair? Check in on this month’s edition of The Compliance Life where Tom visits with Ellen Hunt, CCO at AARP. In this Part 1, Hunt discusses the start of your journey. New episodes appear each Tuesday in May at 1 PM CST. The Compliance Life is now available on iTunes. Tom has a wide ranging discussion with Nick Gallow on Compliance Lines’ new podcast, The Ethics Experts. Available on the Complaince Podcast Network. On Compliance and Coronavirus this week: James Gellert on financial health of 3rd parties as a key DD inquiry; Ben Wolf on the new normal of doing business after Covid-19; Fry Wernick on ephemeral messaging and video conferencing under the FCPA. Compliance and Coronavirus in sponsored by SAI Global. On the Compliance Podcast Network, Tom explores written standards; all on 31 Days to a More Effective Compliance Program. This week’s offerings: Monday-Clearly articulated written standards; Tuesday-the Code of Conduct; Wednesday-Code of Conduct: Structure and Format; Thursday- Design of your Code of Conduct; Friday- Training on your Code of Conduct. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
As the coronavirus pandemic impacts companies around the globe, the landscape of Directors & Officers (D&O) Insurance is changing. Carolyn Rosenberg, a partner in Reed Smith’s Insurance Recovery Group and one of the nation's leading D&O liability insurance lawyers, and Kevin LaCroix, executive vice president at RT ProExec and author of the influential blog The D&O Diary, discuss anticipated D&O claims and underwriting issues in light of COVID-19; and they offer practical suggestions for renewal.For more information, please visit Reed Smith's Insurance Recovery page.For more information on the legal and business implications of COVID-19, visit the Reed Smith Coronavirus (COVID-19) Resource Center.
As Gronk ends his self-imposed isolation from the Pats to rejoin the Golden Boy in Tampa Bay, self-distancing Tom and Jay are back to consider some of the top compliance articles and stories which caught their collective eye this week. For the SEC drops a Friday Happy Hour FCPA enforcement action involving ENI. Matt Kelly breaks the story in Radical Compliance. Tom provides lessons learned in the FCPA Compliance and Ethics Blog. Tom and Matt take a deep dive in their podcast Compliance into the Weeds. Harry Cassin in the FCPA Blog. Dylan Tokar reports in the WSK Risk and Compliance Journal. Tenacious whistleblower awarded $27MM. Kevin LaCroix in the D&O Diary. Some post COVID-19 scenarios. Gemma Aiolfi explores in the FCPA Blog. Leaders, dirty hands and COVID-19. Muel Kaptien in Risk and Compliance Platform Europe. Data and security requirements are here to stay. William Schildknecht in NYU’s Compliance and Enforcement Blog. Why companies should leave compliance alone. Jenna Voss, Christina Arianna and Chase Goldstein In CCI. EY takes a brand beating. Martin Woods in Compliance Week. (Sub Req’d) Where was, and is, and will be your Board? Carrie Penman asks in Navex Global’s Ethics and Compliance Matters Can the government forgfeit a defense lawyers fees? Sara Kropf explores in Part 2 on Grand Jury Target. On Compliance and Coronavirus this week: Fizza Khan on financial regulation during COVID-19; Gordon Firemark on force majeure; Sundar Narayanan on a CCO using empathy during the coronavirus crisis. On the Compliance Podcast Network, Tom continues his month of exploring continuous improvement, all on 31 Days to a More Effective Compliance Program. This week saw the following offerings:Monday-keeping track of current events for continuous improvement; Tuesday-big data and continuous improvement; Wednesday-using big data; Thursday-measuring the effectiveness of a compliance program; Friday-Proactive monitoring for continuous improvement. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. If you want to binge out and listen to only these episodes, click here. This month’s sponsor is Affiliated Monitors, Inc. Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
Kitchen Windows is a side-project of the Sunday Night Dinner podcast. In this time of Covid-19 and social isolation, it’s a chance to have a brief look into the kitchens of writers, musicians, chefs, artists and health-care superstars. What can they see out their window? What are they cooking for comfort? Who are they with? How do they spend their days? Claudia Dey is a writer and the co-founder of the design studio and clothing brand Horses Atelier. Her latest novel is Heartbreaker. Don Kerr is a musician and record producer. He played in the Rheostatics for a number of years, and he’s the drummer and lead singer of the band, Communism. Their song, Take Care of Each Other should be the anthem of the pandemic. Dove and Austin are their sons. You can find Claudia’s gorgeous store, Horses Atelier, at: horsesatelier.com The song “Take Care of Each Other” is from Communism’s album Get Down Get Together, and features Don on drums and vocals; Kevin Lacroix on bass and vocals; and Paul Linklater on guitar and vocals. Kurt Swinghammer rocks the guitar in their live shows. You can find more information about Sistering, a shelter that supports under-housed women at: sistering.org All other music written and performed by JJ Ipsen.
As the lads fire up to celebrate their 200th show, they mourn the passing of John Prine, self-distancing Tom and Jay are back to consider some of the top compliance articles and stories which caught their eye this week. 1. Mike Volkov with a two-part tribute to his great mentor, Stanley Sporkin. On Corruption Crime and Compliance, Part 1 and Part 2. 2. How beliefs impact mindset. Linda Henman in CCI. 3. Some coronavirus considerations. For Board, on the D&O Diary and from the front lines on the FCPA Blog. 4. Stepping up your DD game during coronavirus. Jason Chang in the FCPA Blog. 5. FINMA reports highlights AML risk. Jonathan Rusch in Dipping Through Geometries. 6. Don’t be a Covidiot engaging in Covidocity. Matt Kelly in Radical Compliance. Tom and Matt take a deep dive in Compliance into the Weeds. 7. Compliance Week announces finalists for Excellence in Compliance Awards. Round One and Round Two. Special congrats to Carrie Penman. 8. Man update on COVID-19 and D&O Insurance. Kevin LaCroix on the D&O Diary. 9. Be careful out there, the bad guys are watching. Ahsan Habib in Risk and Compliance Platform Europe. 10. On Compliance and Coronavirus this week: Peter Eyre on navigating the choppy legal and regulatory waters; Eric Feldman on the importance of culture assessments during COVID-19; Mike Cherkasky on why coronavirus truly is a crisis; Mary Shirley and Lisa Fine ruminate on their professional and personal lives. 11. The Compliance Life premiers on the Compliance Podcast Network. 12. On the Compliance Podcast Network, Tom concludes a month of looking at the role of innovation in compliance And opens a month of exploring continuous improvement, all on 31 Days to a More Effective Compliance Program. This week saw the following offerings: Monday-designing a process for continuous monitoring; Tuesday-Auditing of 3rd Parties; Wednesday-Continuous Improvement in Compliance; Thursday-the Compliance Audit; Friday-Supply Chain audits. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. If you want to binge out and listen to only these episodes, click here. This month’s sponsor is Affiliated Monitors, Inc. Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
Jay and I take things in a different direction this week. We consider some of the year end wrap ups and pontifications of the future that recently caught our collective eyes. Jay reflects on the greatest pro football dynasty of alltime, how it got there and where it may be going. Tom goes all in on looking back and looking forward. DOJ year in review. SEC year in review. Issues for compliance professionals for 2020. Bribery schemes from 2019, and responses to these bribery schemes. Matt Kelly provides his take on 7 issues for 2020. Tom and Matt go into the weeds for Part 1 on a 2-part podcast series on the veiled land of the future in Compliance into the Weeds. Mike Volkov does a podcast on the FCPA review in review. He also has three blog post, -1-a record setting year, 2-FCPA Enforcement Highlights and 3-Carnac the Magnificent. Ten top D&O stories from 2019. Kevin LaCroix on the D&O Diary. 2020 will see the convergence of ABC and human rights compliance. Allison Taylor in the FCPA Blog. The year in export trade control (and a look forward). Dave Lefort weighs in from the EIC perspective. In Complaince Week (sub req’d) The Gibson Dunn 2019 FCPA Review is out. On the Compliance Podcast Network, Tom continues his 31 Days to a More Effective Compliance Program series.This week saw the following offerings: Day 6 details the Code of Conduct ; Day 7considers policies and procedures; Day 8 looks at internal controls; Day 9 looks at 360 degrees of compliance communications; Day 10looks at the use of social media in compliance. Is the Patriots Dynasty over? Does Jay come to mourn TB12 or to praise him. Our thoughts on the greatest professional football dynasty of all time. Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
SEC Chair Jay Clayton is reduced to having a PR firm create fake investor letters to support a SEC rule change. The Astros cheating scandal gets worse. As Tom worries MLB might take away his replica World Series Championship Trophy and Jay consoles him about when a team cheats and wins, they turn to some other of this week’s top compliance and ethics stories which caught their collective eyes. 1. Using the same defense as Hoskins, Boustani admits bribery and corruption in Mozambique Tuna Boat case. Will it work out any better for him? Law360. 2. SEC whistleblower tips go down for the first time. Kristen Broughton reports. Kevin LaCroix sees it otherwise. 3. Jay Clayton gins up fake written comments to support regulation change. Zachary Mider and Ben Elgin report. 4. Former Keppel Offshore lawyer sentenced to time served. Dick Cassin reports. 5. Why punishing the bribe takers is equally important as punishing the bribe payors? Matthew Stephenson explains it all. 6. Does an aggressive position in a Wells submission hurt a company in a SEC enforcement action? Lawyers from Simpson Thatcher explore. 7. What is ‘enforcement fatigue’ and how did Alstom overcome it? Dylan Tokar reports. 8. Dept. of Treasury bringing more sanctions cases against shipping companies. Kristin Broughton reports. 9. What will risk and compliance look like in 2020? David Banks considers. 10. How does M&A benefit from an independent assessment? Jay continues his series. 11. What are the implications of Gen Z on the front lines of compliance? Gaurov Kapoor explores. 12. Recent FCPA enforcement actions shows the SEC will use FCPA Accounting Provisions to hold a company liable for ineffective AML controls. Clay Porter. 13. Navex’s Loren Johnson joins the podcast to talk about Navex Global’s 2020 Benchmarking Survey. You can participate in Navex Global’s annual survey by clicking here. Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
As Tom watches the Astros inexorable march towards the World Series, he and Jay reflect on the difficulty of the NBA in navigating their Chinese waters, they then discuss some of this week’s top compliance and ethics stories which caught their collective eyes. 1. DOJ announced new guidelines for determination of inability of a company to pay a fine or penalty. 2. NBA steps in it in China. Chris Mannix on Daryl Morey’s original tweet that set off the firestorm. 3. Named in a FCPA investigation? No defamation case for you. Hailey Connath reports.4. A new way to calculate SEC whistleblower awards. Amanda Rose discusses. 5. What is the intersection of compliance and tech? (Answer-it’s all about culture). Mike Volkov opines. 6. What is the CCO’s role in culture? Jay continues his 5-part series.7. Caremark duties extend to monitoring, not simply oversight. Kevin LaCroix explains.8. What is the interest group theory of anticorruption enforcement? Sean Griffin and Thomas Lee in a new article. 9. What is the reverse agency problem for corp officers and directors? Asaf Eckstein and Gideon Parchomovsky opine. 10. Listen in next week, where Jay joins Tom in a five-part podcast series exploring ethical culture in a corporation, sponsored by AMI. The lineup will be the following: Monday-What is Ethical Culture; Tuesday-Factors Influencing Ethical Culture; Wednesday-The Role of the CCO; Thursday Assessing Ethical Culture Friday- the Role of Ethical Culture in an Overall E&C Program. The podcast will be available on multiple sites: the FCPA Compliance Report, iTunes, JDSupra, Megaphone, YouTube, Spotify and the Compliance Podcast Network. Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
While Facebook announces a settlement with the FTC and Microsoft settles an outstanding FCPA enforcement action, Tom and Jay return to discuss both events and some of this week’s top compliance and ethics stories which caught their collective eyes. 1. Facebook settles with the FTC for $5bn. Does it matter? Mike Issac and Natasha Singer in the NYT. Kevin LaCroix on why data privacy is such a high corporate risk. SEC piles on with another $100MM. 2. Microsoft settles FCPA enforcement action for $25MM. 3. Can an ethical culture be measured? Vera Cherepanova says yes. 4. What is a ‘pulse check’ for compliance? Mary Shirely explains. 5. What is the intersection of FCPA enforcement and suspension and debarment? Jay explains.6. What are the 5 complaince takeaways from the Walmart FCPA enforcement action? Jaclyn Jaeger weighs in. (sub req’d)7. Is Santa Claus real? Jonathan Rusch on the Chinese anti-corruption efforts around Belt and Road. 8. Are there too many cooks in the FCPA enforcement kitchen? Helen Jiang says no. 9. Trade sanction fines hit alltime high. Mengqi Sun reports. 10. The week’s notable milestone-Mike Volkov celebrates his 100thanniversary show. 11. This week Tom had a special 5-part podcast series sponsored by AMI on the use of monitors by State AGs, with Jerry Coyne. Check out the following: Part 1-Introduction to the Role of State AGs; Part 2-Big Tobacco litigation; Part 3- Litigation in the post-tobacco era; Part 4-Current Multistate litigation challenges; Part 5-the Road Ahead. The podcast is available on multiple sites: the FCPA Compliance Report, iTunes, JDSupra, Megaphone,YouTube, Spotifyand Corporate Compliance Insights. The Compliance Podcast Networkjoins C-Suite Radio. Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
The DOJ announces a new compliance initiative from the antitrust division. Tom and Jay consider it and some of this week’s top compliance and ethics stories which caught their collective eyes. 1. What can companies learn from FIFA’s ongoing corruption scandals? Vera Cherepanova takes a look. 2. A close look at FCPA related securities litigation. Kevin Lacroix explores.3. What is the new DOJ Antitrust Evaluation of Corporate Compliance Programs? Mike Volkov takes a deep dive.4. How much does a steak and lobster dinner really cost you? Jonathan Rusch considers.5. What does it take to be a great Board of Director? Henry Wolfe considers.6. How should you evaluate ESG factors in a business analysis? Todd Northman and Savannah Fox (no relation) explore. 7. SEC says 7 years not enough time to evaluate whistleblower information to make an Dodd-Frank whistleblower award (or deny it). Kristin Broughton reports. 8. Another DPA in the UK. Another set of not guilty verdicts for individuals. Dylan Toklar explains.9. Matt Kelly travels and considers All Things Compliance. 10. Tom hosts Affilated Monitors in Houston! The AMI gang will be discussing the 2019 Guidance on Monday July 22, from 4:30 to 6 PM at Goode Company Seafood, 10211 Katy Freeway. Questions and RSVP to jrosen@affiliatedmonitors.com. Best of all, there is no charge to attend.. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
Woody Pitkat and Kevin Lacroix join Hannah Newhouse and Kyle Rickey
Perry Mason catches up with #74 NASCAR Pintys driver Kevin Lacroix who is looking for some luck at CTMP
Communism is a remarkable three-piece pop-rock band from Toronto, Ontario. Featuring Paul Linklater and Kevin Lacroix, the band’s the brainchild of well-respected producer, drummer, singer, songwriter, and multi-instrumentalist Don Kerr, who has worked with Ron Sexsmith, Rheostatics, Gord Downie, Leslie Feist, and many, many other people. Communism’s new record, Get Down Get Together came out this past […]
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