Podcast appearances and mentions of tom fox

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Latest podcast episodes about tom fox

Daily Compliance News
July 30, 2025, The Corruption Kill Business Edition

Daily Compliance News

Play Episode Listen Later Jul 30, 2025 6:48


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Bain & Co. leaves South Africa. (FT) The Trump Administration guts the Antitrust Division. (WSJ) Starbucks has a bad vibe. (BBC) Meta is under investigation in Italy (again). (Reuters) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
July 29, 2025, The Is CEO Conduct Ever Personal Edition

Daily Compliance News

Play Episode Listen Later Jul 29, 2025 6:48


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: US states are leading the charge to break up big pharma. (FT) What image does it have for profits: UnitedHealth. (NYT) Does any CEO have Personal Conduct? (Bloomberg) Of corruption and battlefield failures. (NYT) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance – Shout Outs and Rants
Episode 158, No To Ukraine Corruption

Everything Compliance – Shout Outs and Rants

Play Episode Listen Later Jul 29, 2025 11:48


Welcome to this Edition of award-winning Everything Compliance. In this episode, we have the quartet of Matt Kelly, Jonathan Marks,  and Jonathan Armstrong, with Tom Fox, the Compliance Evangelist, sitting in as both host and a guest this week. Matt Kelly shouts out to the people of Ukraine for fighting against corruption and rants about the DOJ cover-up of the Epstein files. Jonathan Marks shouts out to Alexsys Thompson and her book, The Power of a Graceful Leader. Jonathan Armstrong shouts out to the city of Berlin and the people of Germany, and how they have taken ownership of their role in WWII. Tom Fox shouts out to the Lincoln Center Starbucks in NYC for supporting the Texas Hill Country and making him a part of its 5:30 AM family. The members of Everything Compliance are: Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Armstrong@puntersouthall.law. Jonathan Marks can be reached at jtmarks@gmail.com Karen Moore is a principal at Sounding Board Compliance, and can be reached at moore@soundingboardcompliance.com The host, producer, and sometime panelist of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com.  The award-winning Everything Compliance is a part of the Compliance Podcast Network.

FCPA Compliance Report
10 Core Principles for Effective Internal Investigations with Michelle Peirce

FCPA Compliance Report

Play Episode Listen Later Jul 28, 2025 38:05


Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Michelle Peirce from Hinckley Allen, where she co-chairs the White Collar and Government Enforcement Group. They take a deep dive into Michelle's article on the 10 Core Principles Common to Internal Investigations, discussing topics such as the importance of understanding the investigation's purpose, maintaining privilege, the role of an engagement letter, deciding between written reports and verbal summaries, and the significance of billing and internal communications. Michelle also shares her insights from her professional background, including her experience as a special assistant district attorney, and touches on current pressures on compliance tied to self-disclosure to the DOJ. The conversation offers a comprehensive guide for organizations on conducting successful internal investigations. Key highlights: Role and Challenges in Internal Investigations Core Principles of Internal Investigations Importance of Privilege and Engagement Letters Written vs. Verbal Reports Order and Structure of Investigations Professionalism and Billing in Investigations Resources: Michelle Peirce on LinkedIn Michelle Peirce at Hinckley Allen 10 Core Principles Common to Internal Investigations Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in compliance programs, my new book is Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

All Things Investigations
Navigating Secondary Tariffs with Mike Huneke and Brent Carlson

All Things Investigations

Play Episode Listen Later Jul 28, 2025 22:53


Welcome to the Hughes Hubbard Anti-Corruption & Internal Investigations Practice Group's podcast, All Things Investigation. In this podcast, host Tom Fox is joined by HHR partner Mike Huneke and BRG Director Brent Carlson to discuss secondary tariffs. Mike Huneke and Brent Carlson are leading experts in trade compliance, with a particular focus on the intricacies and impacts of tariffs and secondary tariffs within the global economic landscape. Huneke emphasizes the existential threats tariffs pose to businesses, stressing the importance of understanding their effects on countries with significant economic ties to Russia, such as China, and advising companies to reassess trade relationships with nations like China, Brazil, Russia, and Iran. Carlson emphasizes the need for trade compliance officers to adapt to the rapidly evolving geopolitical landscape, advising companies to assess their suppliers and consider potential indirect transactions through transshipment countries to navigate imposed tariffs effectively. Both experts emphasize the importance of businesses adopting a dynamic, risk-based approach to compliance, anticipating challenges, and making informed decisions to mitigate financial impacts and maintain shareholder value amid shifting trade patterns and geopolitical tensions. Key highlights: Geopolitical Impact of Secondary Tariffs Global Trade Dynamics Amid Geopolitical Shifts Trade Compliance Risks: False Claims & Tariff Evasion Resilient Supply Chain Strategy Amid Global Trade Dynamics Negotiating Tactics in Geopolitical Tariff Strategy Resources: Mike Huneke Hughes Hubbard & Reed Website Brent Carlson BRG Website

Daily Compliance News
July 28, 2025, The Where is Grasshopper When You Need Him Edition

Daily Compliance News

Play Episode Listen Later Jul 28, 2025 6:48


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including those related to compliance, ethics, risk management, leadership, or general interest, that are relevant to the compliance professional. Top stories include: Meta to end Political Ads in the EU. (NYT) The EU cuts aid to Ukraine due to corruption issues. (NYT) Was bribery involved in the Skydance-Paramount deal? (Deadline) The head of the Shaolin Temple in China is in hot water over corruption allegations. (FT) You can donate to flood relief for victims of the Kerr County flooding by visiting the Hill Country Flood Relief website here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Sunday Book Review
July 27, 2025, The Best Books on Economics Edition

Sunday Book Review

Play Episode Listen Later Jul 27, 2025 5:05


In the Sunday Book Review, Tom Fox considers books that interest compliance professionals, business executives, or anyone curious about the subject. It could be books about business, compliance, history, leadership, current events, or any other topic that might interest Tom. For the month of July, we looked at the FT's recommendation for top books in the summer of 2025. In this episode, Tom reviews the FT's list of the top books on Economics from 2025. The Measure of Progress: Counting What Really Matters by Diane Coyle Capitalism and Its Critics: A History: From the Industrial Revolution to AI by John Cassidy Uncertainty and Enterprise: Venturing Beyond the Known by Amar Bhidé Stellar: A World Beyond Limits, and How to Get There by James Arbib and Tony Seba The Sunday Book Review was recently honored as one of the Top 100 Book Podcasts. Resources: FT's Best Books of Summer for 2025: Economics by Martin Wolf. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
July 25, 2025, The New Sheriff in Town Edition

Daily Compliance News

Play Episode Listen Later Jul 25, 2025 6:48


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including those related to compliance, ethics, risk management, leadership, or general interest, that are relevant to the compliance professional. Heathrow boss ‘slept through' the March fire emergency. (BBC) United Health says it is ‘cooperating' after reports of a DOJ criminal investigation. (NYT) BCG refuses to release the results of the external investigation. (FT) New ABC sheriff in town. (Reuters) You can donate to flood relief for victims of the Kerr County flooding by visiting the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
July 24, 2025, The In Phone Hell Edition

Daily Compliance News

Play Episode Listen Later Jul 24, 2025 6:54


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, that are relevant to the compliance professional. Top stories include: Morgan Stanley screening draws scrutiny. (WSJ) Carlos Ghosn finally faces justice. (Bloomberg) No ‘hello,' no answer? (FT) Megadeals are in the offing. (Reuters) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Life with GDPR
Navigating GDPR in Global Outsourcing with Inge Zwick

Life with GDPR

Play Episode Listen Later Jul 24, 2025 23:20


Tom Fox takes a solo turn as Jonathan Armstrong is on assignment. Today, Tom visits with Inge Zwick, Executive Director, Head of Europe, and ESG Lead at Emapta Global, a global outsourcing company. They discuss the company's operations, with a particular focus on managing GDPR compliance within the outsourcing framework. They also discuss common misconceptions about outsourcing under the GDPR, risk assessment processes, handling data subject access requests, and integrating compliance into business operations. Zwick also shares insights into how EMAPTA collaborates with clients to ensure compliance and offers advice to business leaders on future-proofing their outsourcing strategies in light of GDPR requirements. Additionally, the discussion explores the integration of ESG initiatives within the company's operations. Key takeaways: Outsourcing and GDPR Compliance Risk Assessment and Data Security Subject Access Requests (SAR) Outsourcing Contracts and GDPR Obligations Integrating Compliance into Operations Resources: Connect with Tom Fox LinkedIn Connect with Inge Zwick LinkedIn Connect with Emapta Global Website LinkedIn Life with GDPR was recently honored as a Top Data Security Podcast.   Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
Sanctions Compliance Failures: Lessons from Harman International and Interactive Brokers

Compliance into the Weeds

Play Episode Listen Later Jul 23, 2025 26:23


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Seeking insightful perspectives on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss two recent OFAC enforcement actions involving Harman International and Interactive Brokers and the lessons they provide for compliance professionals. Tom and Matt delve into the facts of both cases, finding under-resourced sanctions compliance programs in both companies. They highlight key issues, including inadequate personnel, misconfigured compliance tools, and a failure to conduct proper risk assessments. Despite self-disclosure and cooperation, both companies faced significant fines and were required to implement extensive remediation measures. The discussion highlights the growing importance of robust sanctions compliance programs in mitigating risks and preventing enforcement actions. Key highlights: Sanctions Enforcement Cases Overview Harman International's Compliance Failures Interactive Brokers' Compliance Issues Lessons and Final Thoughts Resources: Matt Kelly in Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred the Davey, Communicator, and W3 Awards for podcast excellence. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
July 23, 2025, The Pardon in the Wind Edition

Daily Compliance News

Play Episode Listen Later Jul 23, 2025 6:54


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Former ComEd CEO ordered to 24 months in prison. (abc7chicago) DAG wants to talk to Maxwell. (Reuters) Mike Lynch's estate ordered to pay $945 MM to HP. (NYT) Zelensky moves to defang Ukraine ABC commission. (WSJ) You can donate to flood relief for victims of the Kerr County flooding by visiting the Hill Country Flood Relief website here. Learn more about your ad choices. Visit megaphone.fm/adchoices

The Hill Country Podcast
Trey Atkission: Leadership, Service, and Community in Kerrville

The Hill Country Podcast

Play Episode Listen Later Jul 23, 2025 21:37


Welcome to award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this one of the most unique areas of Texas. This week, Tom welcomes Trey Atkission, the general manager of Cecil Atkission Motors in Kerrville. Trey shares insights about his professional journey from studying accounting and professional selling at Baylor to his various roles in the automotive industry, culminating in his current leadership position. They discuss the unique combination of skills that have benefited Trey in his career, highlighting the importance of communication and sales abilities for accountants. Trey also reflects on the responsibilities and rewards of running a business in a small town, emphasizing the importance of community involvement and support. The episode also touches on the impact of the COVID-19 pandemic and Trey's leadership during this challenging time. Key highlights: Trey Atkission's Early Life and Education Professional Journey: From Airplane Broker to Dealership Manager Community Involvement and Responsibilities Resources: Trey Atkission on LinkedIn Cecil Atkission Motors Website Other Hill Country Network Podcasts Hill Country Authors Podcast Hill Country Artists Podcast Texas Hill Country Podcast Network Artwork Nancy Huffman Fine Art

Innovation in Compliance with Tom Fox
The Power of Accountability and Team Culture with Gina Cotner

Innovation in Compliance with Tom Fox

Play Episode Listen Later Jul 22, 2025 27:19


Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this engaging episode, Tom Fox sits down with Gina Cotner, the founder and CEO & Founder of Athena Executive Services, to explore the importance of team culture and accountability in corporate settings. Cotner delves into her professional background and the organic development of a strong team culture at Athena. She emphasizes the critical role of accountability as a cultural standard and provides actionable insights for leaders on how to instill this within their organizations. Key takeaways include the significance of consistency, the balance between compassion and accountability, and the role of follow-up as a leadership tool. With real-world examples and practical advice, Cotner provides a comprehensive guide to building and maintaining a high-performing, accountable team. Key highlights: Gina Cotner's Professional Background The Importance of Team Culture Accountability in High-Performing Teams Misunderstandings About Accountability Building a Culture of Accountability Consistency and Psychological Safety Follow-Up as a Leadership Tool Compassion in Leadership Resources: Follow Athena Executive Services on: Company's Website LinkedIn Instagram Tom Fox Instagram Facebook YouTube Twitter LinkedIn

Daily Compliance News
July 22, 2025, The I-9 Hell Edition

Daily Compliance News

Play Episode Listen Later Jul 22, 2025 6:54


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top stories include: What is the cost of culture of silence at NASA? (WSJ) Corruption tainting Milan skyline. (Bloomberg) Companies stuck in ‘I-9 hell' of paperwork. (FT) Credit Suisse flagged Sanjeev Gupta for corruption, but the bank ignored it. (Bloomberg) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
The Impact of Secondary Tariffs on Global Trade with Mike Huneke and Brent Carlson

FCPA Compliance Report

Play Episode Listen Later Jul 21, 2025 24:29


Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes back Mike Huneke and Brent Carlson, who help us navigate the implications of secondary tariffs, focusing on recent developments following the President's announcement. They explore why secondary tariffs could be considered the 'nuclear bomb' of trade sanctions, examining their potential impacts on various countries, particularly those doing business with Russia, such as China and India, as well as the broader geopolitical shifts affecting global trade patterns. The conversation emphasizes the need for multinational companies to reassess their supply chains and compliance strategies to mitigate potential risks associated with these tariffs. The episode underscores the importance of companies adapting to a rapidly evolving geopolitical landscape to ensure compliance and maintain their business operations. Key highlights include: Understanding Secondary Tariffs Implications of Secondary Tariffs on Global Trade Corporate Response to Secondary Tariffs Geopolitical Realities and Trade Compliance False Claims Act and Enforcement Risks Resources: Brent Carlson on LinkedIn Mike Huneke on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, see Tom Fox's new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
July 21, 2025, The More Reasons Not to Go to China Edition

Daily Compliance News

Play Episode Listen Later Jul 21, 2025 6:54


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top stories include: Astronomer CEO resigns. (BBC) Wells Fargo employee under investigation, 2 more can't leave. (NYT) Meta refuses to agree to EU Code of AI Practice. (WSJ) X to fight French investigation. (Reuters) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
July 18, 2025, The Don't Alter Docs Edition

Daily Compliance News

Play Episode Listen Later Jul 18, 2025 6:54


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top compliance stories: SEC sanctions CCO who altered documents. (SEC Order) The SEC grants $5 million in whistleblower awards. (Law360) Meta settles shareholder claims on data privacy violations. (WSJ) A Wells Fargo employee was denied departure from China. (WSJ)  You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
July 17, 2025, The COSO Yanked Edition

Daily Compliance News

Play Episode Listen Later Jul 17, 2025 6:54


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top compliance stories: DOJ fires Maxwell prosecutor. (WSJ) ABC heads to the BVI to find out why it is dragging its feet. (The Guardian) COSO pulls its Corporate Governance Framework (Radical Compliance) Samsung boss cleared of fraud charges. (BBC) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
Agentic Misalignment and AI Ethics: Analyzing AI Behavior Under Pressure

Compliance into the Weeds

Play Episode Listen Later Jul 16, 2025 28:34


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Seeking insightful perspectives on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss a recent Anthropic report that highlights “agentic misalignment in AI systems.” The discussion addresses the unsettling, independent, and unethical behaviors exhibited by AI systems in extreme scenarios. The conversation explores the implications for corporate risk management, AI governance, and compliance, drawing parallels between AI behavior and human behavior using concepts such as the fraud triangle. The episode also explores how traditional anti-fraud mechanisms may be adapted for monitoring AI agents while reflecting on lessons from science fiction portrayals of AI ethics and risks. Key highlights: AI's Unethical Behaviors Comparing AI to Human Behavior Fraud Triangle, the Anti-Fraud Triangle, and AI Science Fiction Parallels Resources: Matt Kelly in Radical Compliance  Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred the Davey, Communicator, and W3 Awards for podcast excellence. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
July 16, 2025, The Corruption Comes to Cannes' Edition

Daily Compliance News

Play Episode Listen Later Jul 16, 2025 4:54


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top compliance stories: Corruption comes to the Cannes Film Festival. (Ad Age) New risks in mining. (FT) He who forgets the past… (WSJ) SEC drops case against former Cognizant execs. (SEC Press Release) Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
Allison Lagosh on Proactive Compliance Planning for Regulatory Changes

Innovation in Compliance with Tom Fox

Play Episode Listen Later Jul 15, 2025 24:01


Innovation is present in many areas, and compliance professionals must not only be prepared for it but also actively embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Allison Lagosh, Head of Compliance at Saifr.ai, to discuss the current and future landscape of regulatory compliance. With over two decades of experience in asset management, compliance, and regulatory affairs, Lagosh anticipates a pivotal shift towards AI and cryptocurrency regulations. She predicts a lighter enforcement landscape but stresses the importance of a conservative, informed approach to compliance, encouraging firms to future-proof their programs by staying abreast of regulatory changes and engaging in cross-team collaboration. Her insights, shared on platforms like the “Innovation in Compliance” podcast, highlight the necessity of strong leadership support and continuous learning to effectively navigate the dynamic regulatory environment, particularly in the realm of emerging technologies. Key highlights: Regulatory Futurism: AI and Crypto Compliance “Colorado's Groundbreaking AI Safety Legislation” Proactive Compliance Planning for Regulatory Changes Navigating Compliance Uncertainties with AI Integration Regulatory Insights on Safer.AI Website Resources: Allison Lagosh on LinkedIn Saifr.ai Tom Fox Instagram Facebook YouTube Twitter LinkedIn Check out my latest book, Upping Your Game—How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com. Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.

Daily Compliance News
July 15, 2025, The Fighting Workplace Bullying Edition

Daily Compliance News

Play Episode Listen Later Jul 15, 2025 6:54


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top compliance stories: When was the last time you checked your fuel switches? (Reuters) FCA to take on workplace bullying. (FT) Of tariff fraud and tipsters. (WSJ) Ramaphosa opens corruption investigation. (NYT) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
Ethical Challenges in AI, Data Protection, and Sports with André Paris

FCPA Compliance Report

Play Episode Listen Later Jul 14, 2025 30:13


Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. Today, Tom Fox welcomes back André Paris for an insightful discussion on various ethical challenges in today's world. André revisits his role in compliance and ethics and provides updates on his work since the pandemic and delves into the issues of algorithmic bias, transparency, and the ethical ramifications of AI systems, particularly in surveillance and privacy. André also shares his experience as a PhD candidate researching AI's impact on civil liberties. The episode further explores the ethical challenges in the sports industry, including corruption, doping, and harassment. Lastly, André talks about his book ETHICS & TRANSPARENCY: A Path To Compliance on Amazon and its practical applications in fostering an ethical corporate culture. Key highlights include: André‘s Role in Compliance and Ethics Ethics and Transparency: André's Book The Rise of AI and Ethical Challenges AI in Business and Research Applications Data Protection as a Civil Liberty Ethical Challenges in Sports Resources: André Paris on LinkedIn ETHICS & TRANSPARENCY: A Path To Compliance on Amazon André Paris Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
July 14, 2025, The Secret Business Sauce-Reading Edition

Daily Compliance News

Play Episode Listen Later Jul 14, 2025 4:54


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top compliance stories: BCG paid approximately $1MM for its moving out Gazans project. (FT) Indonesia detains former Trafigura employees in corruption probe. (Bloomberg) Dubai and the offshoring of corruption. (The Conversation) Amazon uses reading as its secret business tool. (Business Insider) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

All Things Investigations
Due Diligence and Drama: A Deep Dive into Art World with Daniel Weiner

All Things Investigations

Play Episode Listen Later Jul 14, 2025 18:46


Welcome to the Hughes Hubbard Anti-Corruption & Internal Investigations Practice Group's podcast, All Things Investigation. In this podcast, host Tom Fox is joined by Daniel Weiner to discuss a complex legal case involving a valuable Picasso painting. Weiner is the Chair of Hughes Hubbard & Reed's Litigation Department, Chair of the Complex Business Disputes practice, and a partner in the International & Domestic Arbitration and Intellectual Property Disputes groups. Daniel and Tom take a deep dive into the intricate details of how a series of fraudulent transactions led to a multimillion-dollar dispute over Picasso's ‘Le Peintre.‘ The podcast highlights the importance of thorough due diligence in the art world and examines the legal complexities involved in resolving such cases. As they unravel the story, they highlight the crucial role of investigations in preventing art fraud and safeguarding ownership rights. Key highlights: The Fascinating Picasso Case The Fraud Unveiled Legal Issues and Investigations Discovery Disputes and Court Proceedings Consulting and Due Diligence in Art Law Resources: Daniel Weiner Hughes Hubbard & Reed website HHR Client Alert: Firm Obtains Discovery Win in Dispute Over Sale of Pablo Picasso Painting

Daily Compliance News
July 11, 2025, The What is a COI Edition

Daily Compliance News

Play Episode Listen Later Jul 11, 2025 6:54


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News, all from the Compliance Podcast Network. Every day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top compliance stories: NFLPA head works for private equity. (ESPN) UK to ban NDAs. (Bloomberg) Turkey uses corruption claims to arrest opponents. (Reuters) Bid-rigging in stadium development. (WSJ) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
July 10, 2025, The Loyalty Oath Edition

Daily Compliance News

Play Episode Listen Later Jul 10, 2025 6:52


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top compliance stories: Fired officers accuse the NYC Mayor of all PD corruption. (NYT) Goldman to demand loyalty oaths. (Bloomberg) Linda Yaccarino leaving X. (CNN) Measles is at its highest in the US since 1992. (FT) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
July 9, 2025, The TACO Don Caves Again Edition

Daily Compliance News

Play Episode Listen Later Jul 9, 2025 4:55


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top compliance stories: What happens when your bot goes antisemitic? (⁠NYT⁠) Spanish PM announces new ABC laws amid graft probe. (⁠Bloomberg)⁠ Trump pushes back on tariff dates yet again. (⁠WSJ⁠) Vibe coding for compliance. (⁠WSJ⁠) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief ⁠here⁠.  Learn more about your ad choices. Visit megaphone.fm/adchoices

The Hill Country Podcast
Lessons from Kerrville and Kerr County's July 4th Disaster

The Hill Country Podcast

Play Episode Listen Later Jul 9, 2025 29:04


Welcome to the award-winning The Hill Country Podcast. In this episode, Tom Fox is joined by Marc Duncan, a disaster recovery and prevention expert, and they take a deep dive into the details of what happened in Kerr County and Kerrville over the July 4th weekend. They discuss the similarities between frameworks used in the public sector and corporate risk management, exploring the complexities of coordinating multiple stakeholders during a disaster, the importance of training and awareness, and the crucial role of effective communication. They also discuss the integrated response of public and private organizations, as well as the ongoing efforts to manage both immediate and long-term recovery after a natural disaster. This episode offers valuable insights into the multifaceted field of emergency management, as well as the practical steps involved in responding to and recovering from major weather-related events. Key highlights: Understanding Risk Management Challenges in Emergency Management Training and Awareness Handling Weather-Related Disasters Post-Disaster Coordination and Recovery Role of Private and Nonprofit Organizations Resources: Other Hill Country Network Podcasts Hill Country Authors Podcast Hill Country Artists Podcast Texas Hill Country Podcast Network Artwork Nancy Huffman Fine Art Please consider donating to support the rebuilding efforts that will be necessary following this tragic event. You can donate to flood relief for victims of the Kerr County flooding by visiting the Hill Country Flood Relief here: https://bit.ly/4klTYpz.

Innovation in Compliance with Tom Fox
Maximizing LinkedIn for Personal and Professional Branding with Carol Kaemmerer

Innovation in Compliance with Tom Fox

Play Episode Listen Later Jul 8, 2025 31:40


Innovation is present in many areas, and compliance professionals must not only be prepared for it but also actively embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Carol Kaemmerer, a renowned executive branding expert and author of ‘LinkedIn for the Savvy Executive.' Carol shares her professional journey, from marketing communications expert to LinkedIn branding specialist. They discuss the significance of LinkedIn in today's digital landscape, focusing on its role in establishing a professional brand, the importance of a deliberate and cohesive personal brand, and effective strategies for leveraging LinkedIn's digital presence. Carol also elaborates on her five-point LinkedIn Brilliance Framework and the ‘rule of three' to enhance clarity and retention of personal branding messages. This insightful conversation highlights how professionals, particularly young graduates and executives, can utilize LinkedIn to improve their careers and individual brands. Key highlights: The Power of LinkedIn for Branding Personal Branding for Young Professionals LinkedIn as a Professional Storefront The Rule of Three for Effective Messaging Maximizing LinkedIn's Digital Real Estate The LinkedIn Brilliance Framework Resources: Carol Kaemmerer on  ⁠LinkedIn⁠ Carol Kaemmerer ⁠Website⁠  Tom Fox ⁠Instagram⁠ ⁠Facebook⁠ ⁠YouTube⁠ ⁠Twitter⁠ ⁠LinkedIn

Daily Compliance News
July 8, 2025, The Learning on the Job Edition

Daily Compliance News

Play Episode Listen Later Jul 8, 2025 7:01


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional. Top compliance stories: Learning on the job is getting harder. (FT) FT Ed Board weighs in on BCG scandal. (FT) Leaders need to get behind AI, or else. (Business Insider) The Netherlands is behind in ABC efforts. (NL Times) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
Stay the Course: Ellen Lafferty on Navigating Anti-Corruption Compliance in 2025

FCPA Compliance Report

Play Episode Listen Later Jul 7, 2025 29:08


Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. Today, Tom Fox welcomes Ellen Lafferty, a well-known figure in the compliance community with a distinguished career in both financial and educational institutions. Ellen discusses her new book, ‘Anti-Bribery and Corruption Law and Compliance In a Nutshell,' detailing what inspired her to write it and how it can serve as a comprehensive reference for both legal and compliance professionals. They explore Ellen's transition from litigator to in-house compliance officer, emphasizing the importance of understanding the ultimate audience in legal advice. They also discuss the implications of recent changes in FCPA enforcement priorities by the U.S. government as of 2025 and how compliance professionals should adapt. Ellen emphasizes the importance of maintaining rigorous compliance programs and provides practical guidance on conducting self-assessments and gap analyses to ensure robust anti-bribery and corruption measures. Key highlights: Ellen Lafferty's Career and Book Inspiration Transition from Litigator to Compliance Officer Scope and Audience of the Book Current Compliance Landscape in 2025 Advice for Compliance Professionals Resources: Ellen Lafferty on LinkedIn West Academic Publishing Anti-Bribery and Corruption Law and Compliance in a Nutshell on Amazon Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
July 7, 2025, The Disaster on the River Edition

Daily Compliance News

Play Episode Listen Later Jul 7, 2025 7:06


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest that are relevant to the compliance professional. Top compliance stories: Where does BRIC go? (NYT) BCG modeled a plan to settle Palestinians. (FT) Tony Blair, BCG, and the Palestinians. (FT) SEC and SolarWinds settle. (Reuters) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices

Cornerstone Community Church - Sermons
Hosea 6:11b-7:16 | Lessons on [Not] Returning to God (Tom Fox)

Cornerstone Community Church - Sermons

Play Episode Listen Later Jul 6, 2025 48:25


4 of 7 in a series through Hosea

Daily Compliance News
June 27, 2025, The ABB Gets Out of DPA Edition

Daily Compliance News

Play Episode Listen Later Jun 27, 2025 6:35


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, and general interest, all of which are relevant to the compliance professional. Top compliance stories: Is it a lawsuit settlement or a bribe? (WSJ) Staley ban upheld by British court. (FT) Data and shareholder capitalism. (Bloomberg) ABB was released from its DPA early. (Lexology) Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
June 26, 2025, The⁠ Matt Galvin Honored Edition

Daily Compliance News

Play Episode Listen Later Jun 26, 2025 4:32


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, and general interest, all of which are relevant to the compliance professional. Top compliance stories: The Trump Administration sues the entire federal bench in Maryland. (NYT) Matt Galvin was honored as an FT Top 20 Innovative Lawyer. (FT) Will BP buy Shell? (WSJ) OpenAI can train on copyrighted material. (BBC) Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance
Episode 156, To Document or Not Edition

Everything Compliance

Play Episode Listen Later Jun 26, 2025 75:23


Welcome to this edition of the award-winning Everything Compliance. In this episode, we have the full quintet of Matt Kelly, Jonathan Marks,  Jonathan Armstrong, Karen Moore, and Karen Woody, all hosted by Tom Fox, the Compliance Evangelist. Karen Moore delves into a Phoenix Community Theatre that fell victim to a social media backlash. She shouts out to beleaguered college grads and their difficulties in job searches. Matt Kelly looks at the White Deer export control enforcement action. He shouts out to Netflix shareholders to vote off the board a recalcitrant member. Jonathan Marks examines how a root cause analysis can serve as a foundational tool. He shouts out to the graceful leaders and singles out Princess Kate. Karen Woody considers the politics of the Caremark Doctrine. She shouts out to the Indiana Pacers for defying all the odds. Jonathan Armstrong considers the new UK Data Protection Law and shouts out to cricket great Jimmy Anderson. Tom Fox shouts out the 7 most famous words in American history, “When in the course of human events…” and asks you to think about what they mean in 2025. The members of Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/).  He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
Boeing's New Safety Initiatives and Compliance Reforms

Compliance into the Weeds

Play Episode Listen Later Jun 25, 2025 25:01


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you seeking insightful perspectives on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss Boeing's recent safety initiatives and reforms, as outlined in their annual aerospace safety report. They explore Boeing's efforts to improve its speak-up culture, internal reporting systems, and the introduction of an expansive Safety Champions Program. The episode explores the procedural changes Boeing has implemented, including the handling of third-party reports and increased transparency for employees. Additionally, they examine the challenges and necessities of manager training in fostering an ethical corporate culture. The conversation concludes with insights on the recent Federal District Court hearing regarding Boeing's non-prosecution agreement and the implications for transparency and accountability. Key highlights: Speak Up Culture Enhancements Ambassador Program Expansion Manager Training and Corporate Culture Court Hearing on Boeing's Non-Prosecution Agreement Resources: Matt Kelly in Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds, was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
LeadHERship with Linda Fisk

Innovation in Compliance with Tom Fox

Play Episode Listen Later Jun 24, 2025 26:46


Innovation is present in many areas, and compliance professionals must not only be prepared for it but also actively embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits Linda Fisk, the leader of LeadHERship Global, to discuss the challenges and opportunities faced by female entrepreneurs. Linda shares her extensive professional journey, from serving as a CMO at notable media companies to founding LeadHERship Global. They discuss the impressive yet under-recognized contributions of women entrepreneurs in the U.S. economy, highlighting stats and trends around new business ventures led by women, especially women of color. Linda emphasizes the ongoing difficulties women face in accessing capital and offers practical steps for success, including addressing stereotypes, learning from each other, and creating supportive networks. The conversation closes with insights on how LeadHERship Global helps women thrive professionally and how men can support this movement. Linda also mentions her recent anthology, “LeadHERship Unveiled,” which features inspiring stories from women leaders. Key highlights: Current Landscape for Female Entrepreneurs Challenges in Funding for Women Entrepreneurs Practical Steps for Women Entrepreneurs The Vision Behind LeadHERship Global Resources:  Facebook Twitter Instagram LinkedIn LeadHERship Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn

The Real News Podcast
Inti Raymi returns as an act of resistance | Stories of Resistance

The Real News Podcast

Play Episode Listen Later Jun 23, 2025 6:45


For hundreds of years, the Spanish banned the Incan Festival of the Sun—the Andean New Year. But since the middle of the 20th century, Inti Raymi has been back. Today, communities, cities, towns and even universities hold Inti Raymi celebrations. They make offerings, light fires and incense. They say prayers to Pachamama and Inti, the sun. They sing and dance. And it's not just a celebration. It is an act of resistance.This is episode 50 of Stories of Resistance—a podcast co-produced by The Real News and Global Exchange. Independent investigative journalism, supported by Global Exchange's Human Rights in Action program. Each week, we'll bring you stories of resistance like this. Inspiration for dark times.If you like what you hear, please subscribe, like, share, comment, or leave a review. And please consider signing up for the Stories of Resistance podcast feed, either in Spotify, Apple Podcasts, Spreaker, or wherever you listen.To see exclusive pictures and video of Inti Raymi celebrations in Quito, Ecuador, you can visit Michael Fox's Patreon: patreon.com/mfox. There you can also follow his reporting and support his work and this podcast.Written and produced by Michael Fox.In honor of the 50th episode of Stories of Resistance, we would like to take a moment to thank everyone who has worked hard to make this podcast happen and to all of those who have supported this podcast series. In particular, Michael and Nadia Murphy, Sam Dodge, Ben Dangl, Kevin Zolitor, Hallo Pip!, Marc Becker, Jennifer from ASAP Manufacturing, Todd Haydel, Phil and Sue Cortese, Supapan Kanti, Michael and Maryann Fox, Josh Weinberg, Dot Goodman, Gary Tempus Jr, Tom Fox, Eric Kinzler, Jim Chomas, and Greg Wilpert. Also, a particularly huge shout out to Grahame Russell, Cara Orscheln, Judy Hughes, and Global Exchange for your tremendous support.Subscribe to Stories of Resistance podcast hereBecome a member and join the Stories of Resistance Supporters Club today!Sign up for our newsletterFollow us on BlueskyLike us on FacebookFollow us on TwitterDonate to support this podcast

FCPA Compliance Report
Fraud Risk Management: Insights and Experiences with Peter Schablik

FCPA Compliance Report

Play Episode Listen Later Jun 23, 2025 25:13


Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. Today, Tom Fox welcomes Peter Schablik, a seasoned professional in risk consulting and fraud detection. Peter shares his extensive background, including his transitions from consulting to audit and his experiences across various industries. The discussion explores the significance of fraud detection, critical thinking, and strategic fraud mitigation. Key topics include the role of management in fraud prevention, common misconceptions about fraud controls, technological and management overrides, and industry-specific fraud patterns. Peter also emphasizes the importance of basic controls, such as the segregation of duties, the need for a clear tone at the top, the effective use of hotlines, and thorough third-party risk assessments. Peter emphasizes the value of instinctual and behavioral analysis in fraud investigations, providing actionable advice for strengthening an organization's fraud prevention program. Key highlights: The Importance of Fraud Detection and Mitigation Common Misconceptions About Fraud Patterns of Fraud Across Industries Segregation of Duties and Basic Controls Investigative Strategies and Behavioral Cues Strengthening Fraud Prevention Programs Resources: Peter Schablik on LinkedIn Want to Catch a Fraudster? Think Like a Cop Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, see my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
#Risk New York Speaker Series – Inside Behavioral Insights: Tom Hardin on Compliance at #RiskNYC

FCPA Compliance Report

Play Episode Listen Later Jun 20, 2025 6:45


Join Tom Fox and hundreds of other GRC professionals in the city that never sleeps, New York City, on July 9 & 10 for one of the top conferences around, #Risk New York. The current US landscape, shaped by evolving policies, rapid advancements in AI, and shifting global dynamics, demands adaptive strategies and cross-functional collaboration. At #RISK New York, you will master the New Regulatory Reality by getting ahead of US regulatory shifts and their impact. Conquer AI and Tech Risk by Safeguarding Your Organization in an AI-Driven World and Understanding the Implications of Major Tech Investments. Navigate Financial and Crypto Volatility by Protecting Your Assets and Exploring Solutions in a Dynamic Market. Strengthen Your GRC Framework by Leveraging Governance, Risk, and Compliance for Strategic Advantage. Protect Digital Trust by addressing challenges in cybersecurity and data privacy, and combating misinformation. All while meeting with the country's top #Risk management professionals. In this episode, Tom Fox is joined by Tom Hardin, a former hedge fund analyst known as Tipper X, who shares his unique journey from insider trading informant to a global speaker on compliance and risk. Hardin previews his upcoming panel on applying behavioral science to design effective GRC programs at the #RiskNYC conference. He discusses topics such as cognitive biases, social norms, and rationalizations in decision-making, emphasizing the enduring nature of human behavior despite technological advancements. The episode highlights Hardin's goal of fostering deeper connections between psychology, technology, and regulation to build more proactive and resilient risk cultures. Resources: #Risk Conference Series #RiskNYC—Tickets and Information Tom Hardin on LinkedIn Visit Tipper X Website Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
#Risk New York Speaker Series - Upping Your Game with Tom Fox

FCPA Compliance Report

Play Episode Listen Later Jun 19, 2025 6:09


Join Tom Fox and hundreds of other GRC professionals in the city that never sleeps, New York City, on July 9 & 10 for one of the top conferences around, #Risk New York. The current US landscape, shaped by evolving policies, rapid advancements in AI, and shifting global dynamics, demands adaptive strategies and cross-functional collaboration. At #RISK New York, you will master the New Regulatory Reality by getting ahead of US regulatory shifts and their impact. Conquer AI and Tech Risk by Safeguarding Your Organization in an AI-Driven World and Understanding the Implications of Major Tech Investments. Navigate Financial and Crypto Volatility by Protecting Your Assets and Exploring Solutions in a Dynamic Market. Strengthen Your GRC Framework by Leveraging Governance, Risk, and Compliance for Strategic Advantage. Protect Digital Trust by addressing challenges in cybersecurity and data privacy and combating misinformation. All while meeting with the country's top #Risk management professionals. In this episode of the Risk New York podcast series, Tom Fox introduces the upcoming Risk New York Conference, scheduled for July 9-10 at Fordham Law School. The conference, hosted by GRC World Forums, will focus on various aspects of risk management, including AI, tech risk, financial and crypto risk, and GRC frameworks. Tom discusses his keynote based on his book ‘Upping the Game' and highlights key speakers and exhibitors, including Robert Clark from Howard University, Bill Coffin and Erica Alburn from Ecosphere, and Michael Rasmussen, known as the father of GRC. The episode highlights the importance of the conference and provides details on discounted tickets, as well as other information available in the show notes. Resources: #Risk Conference Series #RiskNYC—Tickets and Information Compliance Podcast Network Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
#Risk New York Speaker Series- Ethicast Reacts: Unpacking Compliance Challenges with Erica Salmon Bryne and Bill Coffin

FCPA Compliance Report

Play Episode Listen Later Jun 18, 2025 10:53


Join Tom Fox and hundreds of other GRC professionals in the city that never sleeps, New York City, on July 9 & 10 for one of the top conferences around, #Risk New York. The current US landscape, shaped by evolving policies, rapid advancements in AI, and shifting global dynamics, demands adaptive strategies and cross-functional collaboration. At #RISK New York, you will master the New Regulatory Reality by getting ahead of US regulatory shifts and their impact. Conquer AI and Tech Risk by Safeguarding Your Organization in an AI-Driven World and Understanding the Implications of Major Tech Investments. Navigate Financial and Crypto Volatility by Protecting Your Assets and Exploring Solutions in a Dynamic Market. Strengthen Your GRC Framework by Leveraging Governance, Risk, and Compliance for Strategic Advantage. Protect Digital Trust by addressing challenges in cybersecurity and data privacy and combating misinformation. All while meeting with the country's top #Risk management professionals. In this episode, Tom Fox is joined by Erica Salmon Byrne, Chief Strategy Officer and Executive Chair at Ethisphere, and Bill Coffin, Editor-in-Chief at Ethisphere. The conversation delves into their roles in the compliance community, focusing on their work with the Ethicast Reacts series. They discuss how they analyze news stories to extract compliance lessons, help organizations understand and mitigate risks, and create storytelling opportunities to advance compliance programs. They also share their excitement for their upcoming presentation at the Risk New York City conference, where they'll engage with professionals from diverse backgrounds. Resources: #Risk Conference Series #RiskNYC—Tickets and Information Erica Salmon Byrne on LinkedIn Bill Coffin on LinkedIn Ethisphere Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
The COSO Governance Framework

Compliance into the Weeds

Play Episode Listen Later Jun 18, 2025 25:01


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you seeking insightful perspectives on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss the recently released COSO Corporate Governance Framework. Tom and Matt take a deep dive into the new COSO Corporate Governance Framework draft. They discuss the importance of public comment on the draft, which is open until July 11, and explore the framework's six key components. The framework aims to provide discipline in achieving good governance within organizations, covering areas such as strategy, culture, human resources, and resilience. Kelly highlights the significance of culture in compliance and the role of information quality in the future, providing practical tips on implementing and testing the framework. The episode highlights the importance of this framework for various stakeholders, encouraging practitioners to review and provide feedback on the draft. Key highlights: Overview of COSO's Draft Corporate Governance Framework The Six Objectives of the Framework Importance of Culture in Compliance Principles and Points of Focus Resilience in Corporate Governance Resources: Matt Kelly in Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds, was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Learn more about your ad choices. Visit megaphone.fm/adchoices

The Tina Ramsay Show and Podcast
Ep 329 Podcasting Power & Profit How to uses Compliance, Culture & Content to Grow Business w/ Tom Fox

The Tina Ramsay Show and Podcast

Play Episode Listen Later Jun 17, 2025 38:56


In this dynamic episode of CTR Media Network TV, Dr. Tina J. Ramsay interviews Tom Fox, the globally recognized Compliance Evangelist. Tom reveals how compliance isn't just about regulations—it's a business advantage. With over 30 published books, 33 podcast awards, and two successful podcast networks, Tom breaks down how culture, leadership, and content creation can drive profitability and brand trust.Discover why every business needs a podcast, how to start one that thrives, and what it takes to stay ahead in today's global economy. Whether you're an entrepreneur, coach, or content creator—this episode is your blueprint for making compliance and podcasting work for YOU.Link to send listeners to: http://compliancepodcastnetwork.netSubscribe to the Compliance Podcast Networkwww.ctrmedianetwork.com

FCPA Compliance Report
#Risk New York Speaker Series- AI Investments and Political Uncertainty with Chris Mason

FCPA Compliance Report

Play Episode Listen Later Jun 16, 2025 6:48


Join myself and hundreds of other GRC professionals in the city that never sleeps, New York City on July 9 & 10 for one of the top conferences around #Risk New York. current US landscape – shaped by evolving policies, rapid AI advancements, and shifting global dynamics – demands adaptive strategies and cross-functional collaboration. At #RISK New York you will master the New Regulatory Reality by Getting ahead of US regulatory shifts and their impact. Conquer AI & Tech Risk by Safeguarding your organization in an AI-driven world and understand the implications of major tech investments. Navigate Financial & Crypto Volatility by Protecting assets and explore solutions in a dynamic market. Strengthen Your GRC Framework by Leverage governance, risk, and compliance for strategic advantage. Protect Digital Trust by Addressing challenges in cybersecurity, data privacy, and combating misinformation. All while meeting  In this episode, Tom Fox talks with Chris Mason, who recently launched his risk advisory practice, Woodhorn Global, focusing on due diligence investigations. Chris shares insights about his upcoming presentations at the #RiskGRC conference in July, focusing on AI investments and political uncertainty affecting the GRC (Governance, Risk, and Compliance) community. They discuss the significance of AI in the field and the importance of adapting to political changes. Chris also highlights the value of in-person events to understand best practices and navigate the evolving risk landscape. Resources #Risk Conference Series #RiskNYC-Tickets and Information Chris Mason on Linkedin Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
#Risk New York Speaker Series - Exploring AI Risks in Compliance with Gwen Hassan

FCPA Compliance Report

Play Episode Listen Later Jun 13, 2025 5:47


Join Tom Fox and hundreds of other GRC professionals in the city that never sleeps, New York City, on July 9 & 10 for one of the top conferences around, #Risk New York. The current US landscape, shaped by evolving policies, rapid advancements in AI, and shifting global dynamics, demands adaptive strategies and cross-functional collaboration. At #RISK New York, you will master the New Regulatory Reality by getting ahead of US regulatory shifts and their impact. Conquer AI and Tech Risk by Safeguarding Your Organization in an AI-Driven World and Understanding the Implications of Major Tech Investments. Navigate Financial and Crypto Volatility by Protecting Your Assets and Exploring Solutions in a Dynamic Market. Strengthen Your GRC Framework by Leveraging Governance, Risk, and Compliance for Strategic Advantage. Protect Digital Trust by addressing challenges in cybersecurity and data privacy, and combating misinformation. All while meeting with the country's top #Risk management professionals. In this episode, Tom Fox talks with Gwen Hassan, the Chief Compliance Officer for Unisys Corporation, about her role and the upcoming #RiskNYC conference. Gwen shares insights into Unisys' operations, including the various technologies and services they provide, and highlights her responsibilities in managing global ethics, compliance, and trade compliance risks. She also gives a teaser about her panel presentation on the compliance and ethics risks associated with artificial intelligence, stressing the importance of understanding AI's impact on company culture and regulatory compliance. Gwen expresses her excitement about the conference, emphasizing the value of engaging with fellow risk management experts. Resources: #Risk Conference Series #RiskNYC—Tickets and Information Gwen Hassan on LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
#Risk New York Speaker Series - Exploring the Future of GRC with Michael Rasmussen

FCPA Compliance Report

Play Episode Listen Later Jun 12, 2025 6:01


Join Tom Fox and hundreds of other GRC professionals in the city that never sleeps, New York City, on July 9 & 10 for one of the top conferences around, #Risk New York. The current US landscape, shaped by evolving policies, rapid advancements in AI, and shifting global dynamics, demands adaptive strategies and cross-functional collaboration. At #RISK New York, you will master the New Regulatory Reality by getting ahead of US regulatory shifts and their impact. Conquer AI and Tech Risk by Safeguarding Your Organization in an AI-Driven World and Understanding the Implications of Major Tech Investments. Navigate Financial and Crypto Volatility by Protecting Your Assets and Exploring Solutions in a Dynamic Market. Strengthen Your GRC Framework by Leveraging Governance, Risk, and Compliance for Strategic Advantage. Protect Digital Trust by addressing challenges in cybersecurity and data privacy and combating misinformation. All while meeting with the country's top #Risk management professionals. In this episode, Tom Fox welcomes Michael Rasmussen, a renowned expert in Governance, Risk Management, and Compliance (GRC), often referred to as the ‘father of GRC.' Michael shares insights into his contributions to the field, including his work with the SEG GRC Capability Model. The conversation highlights Michael's anticipated presentation on ‘The Future of GRC' at the upcoming risk conference in New York City. Drawing inspiration from Star Trek (TOS, and how can you not love that?), Michael emphasizes the importance of managing business risks effectively. The discussion also touches on the benefits of face-to-face interactions and networking opportunities at such conferences. Resources: #Risk Conference Series #RiskNYC—Tickets and Information Michael Rasmussen on LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices