Podcast appearances and mentions of tom fox

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Best podcasts about tom fox

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Latest podcast episodes about tom fox

Compliance into the Weeds
Boeing, a NPA and the End of Monitors

Compliance into the Weeds

Play Episode Listen Later May 28, 2025 25:46


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully and seeking insightful perspectives on compliance. Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly take a deep dive into the Department of Justice's recent proposal to grant Boeing a non-prosecution agreement. This decision stems from the 737 MAX crashes in the late 2010s that killed 346 people. They cover the history of Boeing's settlements, the details and leniency of the new agreement, the role and scope of the independent compliance consultant, and the implications for corporate compliance and the victims' families. The discussion highlights the potential end of compliance monitors and the broader impacts on corporate accountability. Key highlights: DOJ's Non-Prosecution Agreement with Boeing Changes in the Settlement Agreement Role and Scope of the Independent Compliance Consultant Implications for Compliance Monitorships Boeing's Whistleblower Program and Compliance Efforts Judicial and Victims' Family Reactions Resources: Radical Compliance  Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds, was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
Of Wal-Mart, Tariffs and Stakeholder Capitalism

Compliance into the Weeds

Play Episode Listen Later May 21, 2025 21:21


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! With a nod to Peter, Paul, Mary, and John Denver, in this episode of Compliance into the Weeds, Tom Fox and Matt Kelly deeply dive into a recent tweet by President Donald Trump targeting Walmart and their announced intention to raise prices based on increased tariff costs. The discussion explores the implications of Trump's demand that Walmart absorb tariff costs instead of passing them on to consumers. It examines the broader implications for stakeholder capitalism, the role of presidential influence on corporate governance, and the complexities of risk management in an unpredictable political climate. The episode also touches on ESG issues and the delicate balance companies must strike in navigating these challenges. Key highlights: Trump's Tweet and Walmart's Dilemma Stakeholder Capitalism vs. Shareholder Primacy Corporate Governance and Presidential Influence Legal Implications and Corporate Compensation Risk Management in Unpredictable Times Resources: Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds, was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, the Top 10 Business Law Podcasts, and the Top 12 Risk Management Podcasts. Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
The Power of Peer Support and Purpose Driven Leadership with Sarah Cole

FCPA Compliance Report

Play Episode Listen Later May 19, 2025 28:31


Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. This is a very special episode. Today, Tom Fox visited with Sarah Cole, a former solicitor turned founder of Integrity First Coaching and Cole Forums. Sarah shares her journey from litigation to running legal events and eventually founding her peer support organization for senior executives. She discusses the isolation leaders feel, the importance of embedding values into corporate behavior, and the critical need for purpose-driven leadership. Sarah emphasizes the complexities faced by modern leaders, including decision fatigue and the importance of self-care. She also discusses the benefits of safe, confidential peer support environments, which can provide truthful feedback and help leaders navigate ethical and emotional challenges. Key highlights: Sarah Cole's Professional Journey Founding Integrity First Coaching and Coal Forums The Power of Peer Support for Leaders Challenges and Complexities of Modern Leadership Purpose-Driven Leadership Resources Sarah Cole on LinkedIn coleforums.com (Company) integrityfirstcoaching.com (Company) coleforums.com/leaderspodcast (Podcast) Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, see Tom Fox's new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
May 16, 2025, The Ethics Nightmare Edition

Daily Compliance News

Play Episode Listen Later May 16, 2025 6:30


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: The Trump Administration wants to roll back EU protections for children. (WSJ) Pay to meet with the President. (WSJ) United Healthcare Group is under investigation for alleged Medicare fraud. (Forbes) The $100K in cash deposit.  (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
Innovative Approaches to Compliance and Training with Catherine Choe

Innovation in Compliance with Tom Fox

Play Episode Listen Later May 15, 2025 20:54


Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. This series is introduced by Tom Fox and hosted by Roxeanne Petraeus. Ethena sponsors this special five-part series on Innovation in Compliance. In this episode, Roxeanne Petraeus sits down with Catherine Choe, Chief of Staff to the Chief Legal Officer at Zendesk to discuss Choe's unique career path leading to her current role at Zendesk. The conversation delves into compliance best practices, highlighting Choe's insights on making training programs effective and engaging. They explore the implementation of innovative approaches like the ‘test out' feature and the potential impact of AI on compliance. The discussion underscores the importance of a customer-centric approach and adaptability in compliance training. Key highlights: Catherine Choe's Career Journey Best Practices in Compliance Operationalizing Compliance Training Innovative Approaches: Test Out AI's Impact on Compliance Feedback and Customization Resources: Catherine Choe on LinkedIn Zendesk Website Zendesk on LinkedIn Ethena Website Roxanne Petraeus on LinkedIn Ethena on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn

Daily Compliance News
May 15, 2025, The Downfall in Davos Edition

Daily Compliance News

Play Episode Listen Later May 15, 2025 6:14


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: The whistleblower brings claims to the World Economic Forum. (FT) The Office of Federal Contract Compliance will lay off 90% of the workforce. (Federal News Network) JBS to go public. (Forbes) The Trump Administration scraps AI Diffusion rules. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
Leaving on a (Qatari) Jet Plane

Compliance into the Weeds

Play Episode Listen Later May 14, 2025 27:12


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! With a nod to Peter, Paul, Mary, and John Denver, in this Compliance into the Weeds episode, Tom Fox and Matt Kelly deeply dive into the potential gift of a luxury Qatari jetliner to President Trump. We discuss the launch of Trump's meme coins and the Qatari government's allegedly planned $400 million plane donation to Trump. The conversation examines the compliance and corruption risks these actions pose for U.S. and international businesses. Kelly emphasizes how these incidents challenge ethical standards and underscore the importance for companies to address new forms of corruption proactively within their anti-corruption programs. Key highlights: Trump's Alleged Corruption: An Overview The Meme Coins Controversy The Qatari Plane Donation Compliance and Integrity in the Face of Corruption Resources: Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds, was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, the Top 10 Business Law Podcasts, and the Top 12 Risk Management Podcasts. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
May 14, 2025, The Widened Whistleblower Program Edition

Daily Compliance News

Play Episode Listen Later May 14, 2025 6:14


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: The C-Suite wants to quantify AI's impact. (Forbes) General Dynamics in hot water over wage and hour compliance. (Reuters) Of dress codes and walkouts at Starbucks. (Bloomberg) Broader DOJ whistleblower program announced.  (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
Navigating Regulatory Changes and Compliance in Trade and Data Privacy with Stephanie Font

Innovation in Compliance with Tom Fox

Play Episode Listen Later May 13, 2025 19:52


Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. Today, we begin a 3-part podcast series sponsored by Diligent with Clint Palermo, Kristy Grant-Hart, and Stephanie Font. Part 2 discusses navigating regulatory changes and compliance in trade and data privacy. In this episode, host Tom Fox converses with Stephanie Font, Director for Operations Optimization Group at Diligent, to discuss the ever-evolving landscape of economic sanctions, trade policies, and data privacy. Font shares insights on how businesses can stay compliant amidst rapid regulatory changes, emphasizing the importance of continuous monitoring, thorough due diligence, and understanding one's business partners. The conversation also touches on new regulatory trends such as BIS address specifications, Mexican cartels being designated as FTOs, and the implications of the Uyghur Forced Labor Prevention Act. Key highlights: Economic Sanctions and Trade Policy Compliance and Business Operations Staying Updated on Regulatory Changes Cartels and Foreign Terrorist Organizations Data Privacy and Cybersecurity Human Rights and Business Culture Resources: Stephanie Font on LinkedIn Visit Diligent Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn

Daily Compliance News
May 13, 2025, The Leaving on a Jet Plane Edition

Daily Compliance News

Play Episode Listen Later May 13, 2025 6:25


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Is the gift of a jet plane corruption? (NYT) Will the SEC overturn bans and suspensions? (Reuters) GOP wants to ban state regulation of AI. (Bloomberg) What is risk paralysis? (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
Upping Your Game in Compliance

FCPA Compliance Report

Play Episode Listen Later May 12, 2025 57:19


Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. This is a very special episode. This podcast comes from a webinar hosted by KonaAI on Tom Fox's latest book, Ûpping Your Game. On this webinar, Tom is joined by Vince Walden, CEO of konaAI; Hemma Lomax, Deputy General Counsel, Vice President, Global Head of Ethics and Compliance at Docusign; and Carl Hahn and Matt Galvin, both from Gentic Global Advisors PLLC. The discussion revolves around compliance, with thought leaders delving into how organizations can enhance their performance by utilizing emerging technologies and compliance strategies. The conversation begins with a focus on the transformative role of AI in compliance, highlighting its ability to support continuous monitoring, predictive analytics, and embedding compliance into day-to-day business operations. The panel emphasizes the rise of “compliance as a service” and the growing need to prioritize user experience, particularly in third-party risk management and digital transformations. The panel addresses key challenges, such as overcoming resistance from business process owners, and emphasizes the importance of using data strategically to drive better compliance outcomes. The panel introduces the concept of the “Office of Unlock” as a collaborative model to break down silos and promote agility. They also discuss change management, AI governance, and tailoring compliance communications to specific audiences. The episode concludes with practical advice for compliance officers and a forward-looking discussion on aligning compliance programs with evolving organizational and regulatory landscapes. Key highlights: Upping Your Game Embedded Compliance What's the business value? What steps should you take right now Resources Hemma Lomax on LinkedIn Vince Walden on LinkedIn Matt Galvin on LinkedIn Carl Hahn on LinkedIn KonaAI Gentic Global Advisors Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in compliance programs, see Tom Fox's new book, Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Cornerstone Community Church - Sermons
Hosea 4:1-5:7 | Knowing God (Tom Fox)

Cornerstone Community Church - Sermons

Play Episode Listen Later May 12, 2025 49:08


Sermon 2 of 7 in series through Hosea

Daily Compliance News
May 12, 2025, The Corruption in the Broad Daylight Edition

Daily Compliance News

Play Episode Listen Later May 12, 2025 6:25


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Senator Mark Kelly calls out corruption in the Trump Administration. (AZ Central) Google faces a massive antitrust lawsuit in Italy. (WSJ) Apple says the punishment for its illegal acts is unfair. (BBC) Insurance coverage for chatbot-based losses. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

Sunday Book Review
May 11, 2025, The Celebrating Texas Writer's Month Edition

Sunday Book Review

Play Episode Listen Later May 11, 2025 5:05


In the Sunday Book Review, Tom Fox considers books that would interest the compliance professional, the business executive, or anyone who might be curious. These could be books about business, compliance, history, leadership, current events, or anything else that might interest Tom. Today, we look at five books that have been honored for Texas Writers Month. The Call of Wonder by Bryan Cranley You Cannot Mess This Up by Amy Weinland Daughters The Editors by Stephen Harrison The IVF Blueprint by Abby Eblen MD MSHS, Carrie Bedient MD, and   Susan Hudson MD, MBA Sunrise by Kristin Abello Resources: Texas Writer's Month in Texas Lifestyle Magazine. Recently, The Sunday Book Review received recognition as one of the Top 100 Book Podcasts. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
May 9, 2025 - The Bring Out Your Dead Pardon Edition

Daily Compliance News

Play Episode Listen Later May 9, 2025 6:25


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Credit Suisse whistleblowers will share in a $150MM bounty. (WSJ) Corpses for cash = corruption. (WSJ) CZ to ask for a Presidential pardon. (CoinDesk) OpenAI governance issues still exist. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
Exploring the Intersection of Compliance, Technology, and AI with Ben Sperry

Innovation in Compliance with Tom Fox

Play Episode Listen Later May 8, 2025 23:54


Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. This series is introduced by Tom Fox and hosted by Roxeanne Petraeus. Ethena sponsors this special five-part series on Innovation in Compliance. In this episode, Roxanne Petraeus explores the intersection of compliance, technology, and AI with Ben Sperry, Deputy Chief Compliance Officer at Bestow. Sperry is a tech-driven life insurance provider that shares its journey from political science and legislative analysis to its current compliance role. The discussion delves into Bestow's innovative approach to making life insurance accessible through technology and the challenges and strategies of implementing effective compliance training programs. Sperry highlights the importance of employee engagement and specific training tailored to different roles and departments. He also discusses the increasing significance of AI in the compliance landscape, both in terms of governance and practical application, and shares insights on using AI to enhance training effectiveness. The episode discusses the value of close vendor support and technical integration to streamline compliance processes. Key highlights: Bestow's Unique Approach to Life Insurance Challenges and Strategies in Compliance Training Leveraging AI in Compliance Future Trends and Final Thoughts Resources: Ben Sperry on LinkedIn Bestow on LinkedIn Bestow Website Ethena Website Roxanne Petraeus on LinkedIn Ethena on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn

Everything Compliance
Episode 153, The CW 25 Edition

Everything Compliance

Play Episode Listen Later May 8, 2025 67:00


Welcome to this edition of the award-winning Everything Compliance. In this episode, the quartet of Matt Kelly, Jonathan Armstrong, Karen Moore, and Karen Woody is hosted by Tom Fox, the Compliance Evangelist. Karen Moore looks at state, international, and private prosecutions of various ABC laws. She rants at the Department of Education for setting up a 1984-style anonymous reporting line for students to report on their teachers. Matt Kelly reviews the Glencore DPA record. He has a shout-out to Microsoft for picking up Jenner & Block as counsel and rants about the GOP effort to abolish the PCAOB. Jonathan Armstrong reviews changes at the UK SFO. He shouts out to the compliance community for their support of Diana Trevley and encourages her continuing recovery now that she is back in the US. Karen Woody considers tariffs as a new source for FCA claims and shouts out to the movie Conclave. Tom Fox shouts out to former San Antonio Spurs coach Gregg Popovich, who announced his retirement on May 1. The members of Everything Compliance are: Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at kwoody@wlu.edu Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/).  He adds an international focus and can be reached at Jonathan.Armstrong@puntersouthall.law. Jonathan Marks – can be reached at jtmarks@gmail.com Karen Moore – is a principal at Sounding Board Compliance and can be reached at karen.moore@soundingboardcompliance.com Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
May 8, 2025 the $1MM for a Pardon Edition

Daily Compliance News

Play Episode Listen Later May 8, 2025 6:25


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.  ·      Malaysia wants Tim Leissner. (WSJ) ·      Aussie regulator goes after Macquarie Bank for corruption. (Reuters) ·      Only $1MM for a Presidential pardon. (Bloomberg) ·      United Health sued over response to exec's death.  (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
USRA Declination Case Study: Self-Disclosure Best Practices

Compliance into the Weeds

Play Episode Listen Later May 7, 2025 18:33


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this Compliance into the Weeds episode, Tom Fox and Matt Kelly take a deep dive into the declination recently given by the DOJ to the Universities Space Research Association (USRA). In this episode, Tom and Matt dive deeply into a recent decline issued by the Department of Justice (DOJ) to the University Space Research Association (USRA). The discussion focuses on the organization's exemplary behavior in self-disclosure and cooperation during an investigation into an employee's misconduct. This misconduct included unauthorized export of software to Beijing University. The hosts highlight the case as a textbook example of effective compliance practices, self-reporting, and cooperation with regulators. They also explore the DOJ's guidelines on self-disclosure and the importance of internal controls in high-risk areas. Key highlights: Case Overview: USRA Declination DOJ Press Release Insights Details of the Misconduct USRA's Response and Cooperation Resources: DOJ Press Release on Universities Space Research Association Declination Tom Instagram Facebook YouTube Twitter LinkedIn Compliance into the Weeds was recently honored as one of a Top 25 Regulatory Compliance Podcast and a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
May 7, 2025, The Private Lives Edition

Daily Compliance News

Play Episode Listen Later May 7, 2025 6:25


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: UBS will pay over $500MM to settle the tax fraud case. (WSJ) Mike Jeffries was found incompetent to stand trial. (BBC) Do CEOs have private lives? (Bloomberg) Fighting Trump's tariffs. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
May 6, 2025, The Made in China Edition

Daily Compliance News

Play Episode Listen Later May 6, 2025 6:30


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Made in China, gaining traction. (WSJ) The EU Parliament cracks down on lobbyists. (Politico) Adani tries to settle the corruption case. (Bloomberg) Albemarle gets out of NPA early. (ComplianceWeek) Learn more about your ad choices. Visit megaphone.fm/adchoices

FCPA Compliance Report
Ethical Decision-Making in Times of Change

FCPA Compliance Report

Play Episode Listen Later May 5, 2025 28:11


Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. This is a very special episode. Tom Fox is joined by Lisa Fine, Ellen Hunt, and Hemma Lomax from the Great Women in Compliance podcast for our annual GWIC/FCPA Compliance Report cross-post podcast. We recorded this at Compliance Week 2025. In this year of uncertainty and change in compliance, we discussed the need to revisit and emphasize foundational ethics amid the evolving compliance landscape, seeing uncertainty as a chance for professional growth and deeper ethical reflection. We also discussed integrating ethics into compliance functions and advocating for a community-oriented approach that respects diverse viewpoints and fosters global perspectives; highlighted the importance of innovative strategies and understanding human behavior, advocating for creative approaches like podcasts to foster a speak-up culture and stressing the use of technology and coaching to enhance ethical decision-making, ultimately contributing to a robust corporate culture capable of navigating international compliance challenges. Key highlights: Ethical Decision-Making in Times of Change and in a Global Business Arena Global Training Program for Anti-Corruption Enforcement Promoting Ethical Culture and Fair Treatment Harnessing Collective Energy for Compliance Excellence Resources: Lisa Fine on LinkedIn Ellen Hunt on LinkedIn Hemma Lomax on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, see my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
May 5, 2025, The Washing Edition

Daily Compliance News

Play Episode Listen Later May 5, 2025 6:30


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: China is washing exports through 3rd party countries. (FT) Whistleblower payments coming to the UK? (FT) Amtrak is under corruption scrutiny. (Railway Supply) China likens ABC to preparing for war. (South China Morning Post) Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
Settlement of OCC Charges for Wells Fargo Internal Auditors

Compliance into the Weeds

Play Episode Listen Later May 2, 2025 20:57


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly take a deep dive into the settlement of charges by the OCC with two former top audit executives at Wells Fargo for their oversight failures during the bank's fake accounts scandal. The Wells Fargo banking scandal is a cautionary tale of unchecked corporate misconduct and the critical role of auditor accountability. This scandal, which erupted due to Wells Fargo's creation of fake accounts driven by unrealistic sales targets, exposed the bank's dysfunctional corporate culture and raised questions about the efficacy of internal audits and the broader implications of regulatory actions. They discuss the scandal as emblematic of the broader issues stemming from repealing the Glass-Steagall Act, which blurs the lines between investment and consumer banking, fostering an environment where misconduct could thrive. Kelly points to the enormity of banks' post-Glass-Steagall repeal as a breeding ground for potential misconduct and highlights the negligence of Wells Fargo's leadership in failing to curb unethical practices. Both Fox and Kelly underscore the necessity for a comprehensive reevaluation of compliance and audit roles to prevent future scandals of this magnitude. Key highlights: Settlement of OCC Charges in Wells Fargo Impact of Regulatory Actions on Auditors Unethical Sales Goals Impacting Corporate Culture Glass Steagall Act Repeal: Wells Fargo Impact Resources: Matt in Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
May 2, 2025, The Law Firm Dumped Edition

Daily Compliance News

Play Episode Listen Later May 2, 2025 6:30


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Kohl's CEO fired for sending business to a romantic partner. (WSJ) Microsoft dropped the law firm that had settled with Trump. (NYT) Wells Fargo sees compliance results. (Reuters) Apple was referred for criminal charges. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

Great Women in Compliance
Exploring the Future of Compliance: Key Takeaways from Compliance Week 2025

Great Women in Compliance

Play Episode Listen Later May 1, 2025 25:44


In this episode of Great Women in Compliance, we have a very special episode. Tom Fox joins Lisa Fine, Ellen Hunt and Hemma Lomax for our annual GWIC/FCPA Compliance Report cross-post podcast. We recorded this at Compliance Week 2025.   Our discussion centers around the current state of compliance, emphasizing the importance of community and collaboration. The panelists reflect on the vibe of Compliance Week 2025, highlighting keynotes and sessions that underscore the need for ethical decision-making, innovation, and professional growth amidst regulatory changes and uncertainties.  We took a deep dive into practical advice and creative ideas from the conference, such as compliance chronicles and internal podcasts, to foster a strong compliance culture. We discussed the global perspective on anti-corruption enforcement and the potential role of state attorneys general in the U.S. With a focus on community support and continuous improvement, this episode provides valuable insights and inspiration for compliance professionals.  Key Highlights ·      The Vibe at Compliance Week 2025 ·      Opportunities for Growth in Compliance ·      The Importance of Ethical Decision Making ·      Global Perspectives on Compliance ·      Practical Advice and Takeaways

Innovation in Compliance with Tom Fox
Training Synergy: Insights from Compliance and HR Integration with Lori Stahl

Innovation in Compliance with Tom Fox

Play Episode Listen Later May 1, 2025 24:35


Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. This series is introduced by Tom Fox and hosted by Roxanne Petraeus.  The sponsor of this special five-part series on Innovation in Compliance is Ethena. In this episode, Roxanne Petraeus visits with Lori Stahl, Chief People Officer at Synaptics Incorporated. Stahl discusses the intersection of HR and compliance training and covers the importance of a seamless, non-siloed approach to training; the challenges of staying current with compliance laws; and the benefits of using an external platform like Ethena for consistency and ease. Stahl also highlights the value of tailored, role-specific training and real-time microlearning to enhance employee engagement and effectiveness. The conversation concludes with a discussion on future innovations, including the potential of AI and adaptive learning in compliance training. Key highlights: HR and Compliance Training Overlaps Challenges of Siloed Training Effective Compliance Strategy Choosing Athena for Compliance Training The Importance of Customer Success Future of Compliance Training Resources: Lori Stahl on LinkedIn Synaptics Incorporated on LinkedIn Synaptics Incorporated Website Ethena Website Roxanne Petraeus on LinkedIn Ethena on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn

Daily Compliance News
May 1, 2025, The 100 Days of Corruption Edition

Daily Compliance News

Play Episode Listen Later May 1, 2025 4:30


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Elizabeth Warren with 100 days of Trump corruption. (HuffPost) CW 25 wrap-up. The House wants to strip the FTC of antitrust work. (Reuters) Google CEO criticizes DOJ's proposal to break up the company. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

The Hill Country Podcast
From Car Audio to Coins: Mike Russ's Entrepreneurial Journey

The Hill Country Podcast

Play Episode Listen Later Apr 30, 2025 18:13


Welcome to award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique areas of Texas. This week Tom sits down with Kerrville-based entrepreneur Mike Russ, owner of Mr. Mint Coins and Collectibles.   Mike shares his journey from starting a car audio business at 19 to eventually transitioning into the collectibles market. He details his experience in buying and selling gold, silver, collectible coins, and sports memorabilia. Mike discusses the importance of educating new collectors, his passion for coins, and how he has managed to build a successful business around his lifelong hobby. The conversation also touches on the challenges and rewards of running a small business, the impact of market trends on gold and silver prices, and Mike's plans for the future of his shop. Listeners will get insights into the unique world of collectible trading and the practical aspects of managing such a venture.  Key Highlights  ·       Mike's Business in Kerrville ·       Mike's Journey as an Entrepreneur ·       Transition to Coin and Collectibles Business ·       Details on Collectibles and Coins ·       Buying and Selling Gold     Resources MR Mint Coins and Collectables   Other Hill Country Focused Podcasts Hill Country Authors Podcast Hill Country Artists Podcast Texas Hill Country Podcast Network  Cover Art Nancy Huffman Fine Art

Daily Compliance News
April 30, 2025, The 4 AM Wake-Up Call Edition

Daily Compliance News

Play Episode Listen Later Apr 30, 2025 6:30


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: China will support ‘normal' business relations with US companies. (WSJ) Don't yell at your staff. (FT) SFO issues corporate cooperation guidance. (SFO Press Release) Waking up at 4 AM gains traction. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
Exploring the Fractional COO Model with La Tonya Roberts

Innovation in Compliance with Tom Fox

Play Episode Listen Later Apr 29, 2025 22:34


Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with La Tonya Roberts to discuss the concept of the fractional COO and how it can benefit organizations of all sizes. Roberts shares her professional journey, including transitioning from working for a major consulting firm to becoming an entrepreneur and fractional COO. She emphasizes the importance of strategic planning, relationship building, and effective change management in achieving business success. She also highlights how fractional COOs can provide valuable expertise to visionary founders and smaller companies, ensuring operations run smoothly and effectively. They explore the critical role of a fractional COO in supporting business growth, optimizing processes, and leveraging AI to enhance efficiency. Roberts introduces her Operations Gold Mine Framework, an eight-part process that helps businesses develop sustainable and scalable operations. Listeners will gain insights into the unique challenges and opportunities presented by the fractional COO model and practical tips for fostering resilience and creativity in the entrepreneurial space. Key highlights: • Roberts's Professional Journey• The Fractional COO Model• Leveraging AI in Business• CEO and COO Relationship Dynamics• Operations Gold Mine Framework Resources La Tonya Roberts on LinkedIn Harmony Consulting Tom Fox Instagram Facebook YouTube Twitter LinkedIn Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.

Daily Compliance News
April 29, 2025, The GenZ/RTO Edition

Daily Compliance News

Play Episode Listen Later Apr 29, 2025 6:30


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Wells Fargo nears full regulatory relief. (Reuters) Gen Z wants RTO. (FT) The man who posed as CCO was found guilty of fraud. (Bloomberg) Can the Feds win a bribery trial? (Chicago Sun-Times) Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
April 28, 2025, The Santos Sobs Edition

Daily Compliance News

Play Episode Listen Later Apr 28, 2025 6:23


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: George Santos sobs at sentencing. (The Daily Beast) The FCPA pause is a boon to corrupt companies. (Bloomberg) Congress wants to kill PCAOB. (FT) Multiple errors led to a catastrophic crash. (⁠NYT⁠) Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
April 25, 2025, The Trouble in Travel Edition

Daily Compliance News

Play Episode Listen Later Apr 25, 2025 6:12


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Will Paramount have to drop diversity to merge with SkyDance? (WSJ) Don't vouch for Huawei at the EU Commission. (WSJ) Trump is now suing law firms for representing clients or issues he does not approve of. (Reuters) Americans are afraid to travel outside the US. (Business Insider) Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
Design-Centric Compliance Training with Karen Oddo

Innovation in Compliance with Tom Fox

Play Episode Listen Later Apr 24, 2025 20:26


Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. This series is introduced by Tom Fox and hosted by Roxanne Petraeus. Ethena sponsors this special five-part series on Innovation in Compliance. In this episode, Roxanne Petraeus welcomes Karen Oddo, Senior Managing Counsel and Legal Compliance at Unity Technologies. Karen shares insights on Unity's software platform, which is predominantly known for video game development, and its expansive global footprint. The discussion dives into best practices for compliance training, emphasizing the importance of user experience and personalized content to engage employees effectively. Karen highlights the significance of targeted risk-based training and the benefits of leveraging advanced analytics to improve compliance programs. With anecdotes from her experience and her value in working with Ethena's customizable and responsive platform, Karen offers practical advice for compliance leaders looking to enhance their training efforts. Key highlights: Compliance Training Best Practices The Importance of User Experience in Compliance Training Customizing Compliance Training with Ethena Leveraging Analytics for Targeted Training The Value of Strong Vendor Support Resources: Karen Oddo on LinkedIn Unity Technologies on LinkedIn Unity Technologies  Ethena  Roxanne Petraeus on LinkedIn Ethena on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn

Daily Compliance News
April 24, 2025, The Made in Malaysia Edition

Daily Compliance News

Play Episode Listen Later Apr 24, 2025 6:12


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: The EU fines Meta and Apple for anti-trust violations. (FT) Law firms gear up to fight shareholder activism. (WSJ) How to evade tariffs (or not). (Bloomberg) Who will get CITGO? (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
April 23, 2025, The R-E-S-P-E-C-T Edition

Daily Compliance News

Play Episode Listen Later Apr 23, 2025 6:23


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Yesterday, Trump rolled back almost all tariffs he had imposed 48 hours earlier. We look at four stories on that issue from the compliance angle. Top stories include: Show some respect in meetings. (FT) What is the Administration's Anti-Trust policy? (WSJ) 3 Adams prosecutors resign rather than lie. (NYT) In UAE, AI writes the laws. (CIO) Learn more about your ad choices. Visit megaphone.fm/adchoices

The Hill Country Podcast
Overcoming Adversity: Kiara Garza's Journey

The Hill Country Podcast

Play Episode Listen Later Apr 23, 2025 26:50


Welcome to award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique areas of Texas. This week we have our first guest host from Schreiner University, RJ Ochoa who visits with Kiara Garza, a junior from the Class of 2026 and a guard on the Schreiner Women's basketball team, to discuss her journey from Rio Grande City, TX, to pursuing a degree in exercise science.  Garza shares her experiences growing up in a small, close-knit community and how it influenced her personality and aspirations. She delves into her high school basketball career, reaching the Thousand Point Club, and transitioning to college basketball with its higher level of competition and maturity. The discussion takes a poignant turn as she recounts her freshman year injury, a severe ankle fracture and the subsequent challenging recovery period. Despite the setback, her determination, buttressed by a strong support system of family, friends, and teammates, kept her motivated to return to the court. Garza talks about the emotional and physical hurdles she had to overcome and emphasizes the importance of resilience, teamwork, and never giving up on oneself. She also shares her future goals in basketball, plans for PT school, and a personal dream of opening a cafe with karaoke. The episode concludes with Rabell giving heartfelt advice to younger athletes facing setbacks or doubts. Key Highlights ·      Introduction and Guest Introduction ·      Growing Up in Rio Grande City ·      Transition to College Basketball and Freshman Year Injury-Recovery and Mental Struggles ·      Return to the Court and New Coach ·      Balancing Life as a Student Athlete ·      Advice for Young Athletes Resources Other Hill Country Focused Podcasts Hill Country Authors Podcast Hill Country Artists Podcast Texas Hill Country Podcast Network Reel Creators of the Texas Hill Country Rotary Voices of Kerrville Cover Art Nancy Huffman Fine Art

Daily Compliance News
April 22, 2025, The Upping Your Game Edition

Daily Compliance News

Play Episode Listen Later Apr 22, 2025 6:23


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Yesterday, Trump rolled back almost all tariffs he had imposed 48 hours earlier. We look at four stories on that issue from the compliance angle. Top stories include: On the use of AI in a compliance program. (LinkedIn) Nadine Menendez was convicted. (WSJ) Why do you need a tariffs chaos playbook? (NYT) SEC awards whistle-blowing tipsters. (Bloomberg) Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
April 21, 2025, The Tribute to Pope Francis Edition

Daily Compliance News

Play Episode Listen Later Apr 21, 2025 6:23


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Yesterday, Trump rolled back almost all tariffs he had imposed 48 hours earlier. We look at four stories on that issue from the compliance angle. Top stories include: China built a Nepali airport through corruption. (NYT) US banks urged to pull from Chinese securities offerings. (WSJ) Binance gets compliance. (Bitcoin.com) Jaime Dimon says to tighten up meetings. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
Part 3: Mastering Stress Communication with the C.A.R.E.S. Framework

Innovation in Compliance with Tom Fox

Play Episode Listen Later Apr 17, 2025 35:25


Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this concluding episode of a three-part series, Tom Fox visits with Jen Hardy, Chief Operations Officer at the Academy Of MotivAction, to discuss how stress affects communication and delve into why communication often breaks down under stress. They highlight the role of psychological safety and emotional regulation. Jen shares a personal story illustrating the importance of self-awareness and self-regulation in maintaining effective communication during stressful times. She also introduced the C.A.R.E.S. framework, which provides practical tools for managing tough conversations and establishing trust. Irina Alexander, founder & CEO of the Academy of MotivAction, joins to give a call to action, emphasizing the significance of their approach to improving professional and personal relationships through enhanced communication strategies. Key highlights: Understanding Communication Breakdown Personal Story: Handling Stressful Conversations The Importance of Psychological Safety The C.A.R.E.S. Framework for Effective Communication Practical Tips for Better Conversations Corporate Communication: Speak Up and Listen Up Resources: Academy Of MotivAction Website Academy Of MotivAction on LinkedIn Jen Hardy on LinkedIn Irina Alexander on LinkedIn Tom Fox Instagram Facebook YouTube X LinkedIn

Daily Compliance News
April 17, 2025, The Musk Fights BEEs Edition

Daily Compliance News

Play Episode Listen Later Apr 17, 2025 6:23


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Yesterday, Trump rolled back almost all tariffs he had imposed 48 hours earlier. We look at four stories on that issue from the compliance angle. Top stories include: ICE to flood the workplace. (Bloomberg) PwC exits high-risk countries. (FT) Musk fights against South African Black empowerment laws. (BBC) DNI releases report on Chinese corruption. (The American Prospect) Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
The Uncertain Future of Compliance Monitors under the Trump Administration

Compliance into the Weeds

Play Episode Listen Later Apr 16, 2025 21:51


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this Compliance into the Weeds episode, Tom Fox and Matt Kelly take a deep dive into the future role of compliance monitors in the corporate world under the Trump administration. Despite the potential for changes, federal prosecutors are expected to continue using compliance monitors as a critical tool. However, the criteria for assigning these monitors may become more limited. The episode critically examines the trustworthiness of statements from the Trump administration and its Justice Department, emphasizing the uncertainty facing corporations and compliance professionals moving forward. Key highlights: Trump Administration's Stance on Monitors Criteria for Assigning Monitors Skepticism Towards Statements Resources: Matt in Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn Compliance into the Weeds was recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
Part 2: Tactical Resilience: Mastering Stress and Self-Awareness

Innovation in Compliance with Tom Fox

Play Episode Listen Later Apr 16, 2025 35:25


Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this part 2 of the 3-part series, Tom Fox and Irina Alexander, founder & CEO of the Academy of MotivAction, explore tactical resilience and how awareness and self-mastery shape performance. They use the metaphor of stress 'driving the bus' to highlight the various ways unmanaged stress manifests, from irritability to substance abuse and eventual burnout. Irina also distinguishes between burnout and breakdown, noting that while burnout is cumulative stress, a breakdown is a singular event. The discussion extends to the corporate world's awareness of the costs of stress and the importance of self-awareness in improving performance and emotional well-being. Irina shares actionable steps to cultivate self-awareness and sheds light on the pitfalls of equating control with strength. She emphasizes that authentic leadership requires flexibility and adaptation. The episode concludes with a teaser for the next episode, covering emotional regulation and trust rebuilding in high-pressure situations. Join us tomorrow, where we conclude our 3-part series by visiting with Jen Hardy on Communication, Emotional Stability & the Power of Trust. Key highlights: Understanding Stress and Burnout Corporate Stress and Productivity Self-Awareness and Emotional Wellbeing High Performers and Burnout Indicators Personal Rituals for Grounding Resources: Academy Of MotivAction Website Academy Of MotivAction on LinkedIn Jen Hardy on LinkedIn Irina Alexander on LinkedIn Tom Fox Instagram Facebook YouTube X LinkedIn

The Hill Country Podcast
Addressing Alcohol and Substance Abuse Prevention and Recovery in the Hill Country

The Hill Country Podcast

Play Episode Listen Later Apr 16, 2025 23:10


Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique area of Texas. This week, Tom welcomes back Abby Filyaw and Phil Taylor from the Hill Country Council on Alcohol and Drug Abuse. Together, they take a deep dive into the pressing issues of alcohol abuse and recovery in the Hill Country. They discuss the continuing prevalence of alcohol abuse, particularly among teenagers, and emphasize the importance of prevention, education, and recovery support services. The discussion highlights the critical role of building individual recovery plans and the need for person-centered care. Additionally, they touch on the importance of forming networks with other healthcare providers to offer comprehensive support to individuals facing substance abuse and mental health challenges. The episode concludes with the introduction of the Recovery Bill of Rights, which advocates for the dignity and respect of individuals in recovery. Key highlights: Alcohol Abuse and Recovery in 2025 Teenage Alcohol Abuse and Prevention Person-Centered Care in Recovery Mental Health and Substance Use Community and Healthcare Network Recovery Bill of Rights Resources: Check out the Hill Country Council on Alcohol and Drug Abuse (HCCADA) for further information on services, programs, and resources. Other Hill Country Focused Podcasts Hill Country Authors Podcast Hill Country Artists Podcast Texas Hill Country Podcast Network

Daily Compliance News
April 16, 2025, The Fired by AI Edition

Daily Compliance News

Play Episode Listen Later Apr 16, 2025 6:12


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Yesterday, Trump rolled back almost all tariffs he had imposed 48 hours earlier. We look at four stories on that issue from the compliance angle. Top stories include: China accuses the US of hacking the Winter Olympics. (WSJ) Cyber compliance is the biggest challenge for UK financial firms. (InfoSecurity Magazine) What happens when AI fires you? (FT) Bank of America to pay $540MM. (Bloomberg) Learn more about your ad choices. Visit megaphone.fm/adchoices

Daily Compliance News
April 15, 2025, The Redefining Corruption Edition

Daily Compliance News

Play Episode Listen Later Apr 15, 2025 6:18


Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy your morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Yesterday, Trump rolled back almost all tariffs he had imposed 48 hours earlier. We look at four stories on that issue from the compliance angle. Top stories include: Trump Administration retreating from white-collar enforcement. (WSJ) GAO to probe SEC changes. (Reuters) Trump is redefining what corruption is. (Axios) The pain of doing business with the Trump Administration. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds
Unsexy Keys to Data Analytics for Compliance Programs

Compliance into the Weeds

Play Episode Listen Later Apr 9, 2025 22:59


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this Compliance into the Weeds episode, Tom Fox and Matt Kelly take a deep dive into the critical yet often overlooked aspects of data analytics. They discuss Matt's recent blog post on the ‘Unsexy Keys to Data Analytics,' emphasizing the importance of foundational infrastructure over flashy visualizations. The conversation covers the need for robust data validation, the cooperation between compliance, business units, and IT departments, and the challenges faced by compliance officers in smaller companies. Highlights include real-world examples, the role of data governance, and how to align compliance risk management with corporate objectives amid ever-changing business landscapes. Key highlights: The Importance of Data Infrastructure Compliance vs. Enterprise Data Analytics Collaboration Across Departments Data Governance and Change Management Aligning Compliance with Corporate Risk Management Resources: Matt in Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn Compliance into the Weeds was recently honored as one of the Top 25 Regulatory Compliance Podcast. Learn more about your ad choices. Visit megaphone.fm/adchoices

Innovation in Compliance with Tom Fox
Data Collection & Cybersecurity with ModeOne's Matt Rasmussen and Ryan Frye

Innovation in Compliance with Tom Fox

Play Episode Listen Later Apr 8, 2025 28:21


Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits Matt Rasmussen and Ryan Frye from ModeOne and their innovative approach to compliance data collection and cybersecurity. They discuss their professional backgrounds, the founding of ModeOne, and their solutions to common challenges in data collection for compliance purposes. The conversation covers the shift from full data extraction to targeted data collection, navigating the complexities of encrypted communications, and the evolution of cloud compliance and AI integration. Key takeaways include the importance of targeted data collection, the use of AI in compliance monitoring, and strategies for balancing data privacy and protection. Key highlights: Founding ModeOne: The Journey Innovation in Compliance and Cybersecurity Role of the Chief Innovation Officer Risk Management Frameworks Future of Cloud Compliance and AI Top Action Items for Compliance Officers Preparing for the Future: 2030 and Beyond Resources Matt Rasmussen on LinkedIn Ryan Frye on LinkedIn ModeOne Technologies in LinkedIn ModeOne Website Mobile Device Data Collection: What You Need to Know in 2025 ModeOne News Tom Fox Instagram Facebook YouTube Twitter LinkedIn

Compliance into the Weeds
The Role of Compliance Going Forward

Compliance into the Weeds

Play Episode Listen Later Apr 2, 2025 22:34


The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly take a deep dive into the intricate future of corporate compliance amidst changes brought by the presidential executive order suspending FCPA investigation and enforcement. Matt shares insights from a recent Compliance Week event in Boston, highlighting concerns among compliance professionals about the potential obsolescence of their roles. The discussion covers two primary scenarios: regulatory relaxation, making dedicated compliance roles redundant, and technological advancements, particularly AI, potentially replacing human compliance officers. However, both agree on the enduring importance of robust compliance functions integrated within corporate structures, emphasizing the strategic value of compliance in risk management and business operations. They explore the dual excitement and anxiety surrounding AI's role in compliance. Matt and Tom caution against shortsighted management decisions to decentralize compliance functions and highlight how AI can be harnessed to enhance rather than replace human oversight. They argue for proactive measures from compliance officers to demonstrate their value and leverage AI to improve compliance programs. As Matt eloquently puts it, this is a challenging yet opportune time for compliance professionals to up their game and secure their vital role in ensuring corporate integrity and efficiency. Key highlights: The Future of Compliance Post-Executive Order The Role of Technology in Compliance AI's Impact on Compliance Officers Strategic Imperatives for Compliance Resources: Matt in Radical Compliance Tom in the FCPA Compliance and Ethics Blog Hui Chen A Pause in FCPA Enforcement: Crisis or Opportunity Tom Instagram Facebook YouTube Twitter LinkedIn Compliance into the Weeds was recently honored as one of a Top 25 Regulatory Compliance Podcast Learn more about your ad choices. Visit megaphone.fm/adchoices