Podcasts about fca

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Latest podcast episodes about fca

The Bid
238: Jim Cramer on Investing – How To Make Money In Any Market

The Bid

Play Episode Listen Later Oct 31, 2025 22:51


Investing in any market can feel daunting — but it doesn't have to. In this episode of The Bid, host Oscar Pulido sits down with Jim Cramer, investor, author, and host of Mad Money, to explore what it really takes to build wealth and confidence over time.Cramer's latest book, How to Make Money in Any Market, continues his mission of empowering everyday investors to take control of their financial futures. From lessons learned running a hedge fund to insights from decades in media, Cramer's message is clear: you don't need to be a professional to succeed - you just need discipline, curiosity, and patience. From the birth of the “FAANG” concept to the story behind naming his dog Nvidia, Cramer shares personal stories that illuminate his broader philosophy — that investing is about persistence, not prediction. He and Oscar also discuss long-term trends in capital markets, the role of index investing, and why hope and participation remain central to a healthy investing mindset.This episode covers:· Why Cramer believes this is the right moment for a new playbook on investing.· The power of compounding and why saving regularly still works in today's capital markets.· How technology — from online research to tools like ChatGPT — has transformed access to information.· Why he encourages investors to “do the homework” or choose a diversified index approach if they can't.· His pyramid-style investing framework: build positions slowly, remove emotion, and let time work for you.· What he's learned from mistakes, like overconfidence or losing faith too soon.· How curiosity, observation, and understanding the “craft” can help investors find opportunities all around them.Key timestamps in this episode:00:00 Introduction to Investing with Jim Cramer00:50 Jim Cramer's Journey and New Book02:37 The Importance of Saving and Investing04:12 How to Analyze Stocks and Develop Market Strategies06:10 Jim's Investment Ethos and Practical Advice19:16 Personal Insights and Lightning Round21:57 Conclusion and Next Episode PreviewMad Money, Investing in any market, Stock market trends, Capital markets, Long-term investing, Financial education, Retail investors, Compounding, AI investingThis content is for informational purposes only and is not an offer or a solicitation. Reliance upon information in this material is at the sole discretion of the listener. Reference to any company or investment strategy mentioned is for illustrative purposes only and not investment advice. In the UK and Non-EEA countries, this is authorized and regulated by the FCA. In the EEA, it is authorized and regulated by the AFM. For full disclosures, visit blackrock.com/corporate/compliance/bid-disclosures.See Privacy Policy at https://art19.com/privacy and California Privacy Notice at https://art19.com/privacy#do-not-sell-my-info.

DACOM Digital
Compliance Champions: The Future Is Regulated: UK Crypto Compliance Unpacked

DACOM Digital

Play Episode Listen Later Oct 29, 2025 59:34


Azariah Nukajam, Head of Regulation and Compliance (UK) at Gemini explores the UK's evolving crypto regulatory landscape. From AML registration and Travel Rule implementation to FinProm's UX impact and FCA's 2026 future licensing regime, Azariah offers a masterclass in compliance strategy, policy engagement, and what's ahead for crypto in the UK and beyond.

AI Lawyer Talking Tech
October 29, 2025 - The AI Imperative: Legal Risk, Revenue, and the Future of Practice

AI Lawyer Talking Tech

Play Episode Listen Later Oct 29, 2025 50:04


This week on 'AI Lawyer Talking Tech,' we examine a profession fundamentally remaking its foundation, driven by exponential advances in artificial intelligence. Legal tech giants, including Harvey, showcase massive financial backing, with over $800 million raised, demonstrating AI's power to automate traditional junior lawyer tasks like drafting and contract analysis, thereby accelerating workflows and promising substantial time and cost savings. However, this swift adoption coexists with mounting professional risks; we explore hundreds of reported instances where AI "hallucinations" led to fabricated case citations, resulting in sanctions for attorneys and retracted court rulings by judges across the globe. This tension emphasizes the crucial need for rigorous governance, demanding that attorneys rely only on professional-grade AI tools built on authoritative, vetted content and adhere to a strict verification imperative to uphold professional credibility and ethics. AHarvey, OpenAI, and the race to use AI to revolutionize Big Law2025-10-29 | Fast CompanyInsig AI leaps after winning first contract with law firm2025-10-29 | Proactive Investors.co.uk11 Nov Legal Research Skills2025-10-29 | Law Society of Northern IrelandThe Importance of Verification of Identity Storage in Sydney's Digital Future2025-10-29 | TechBullionBrazil's Digital Betting Platforms Ignite Debate Over State Boundaries2025-10-29 | Casino GuardianThe Unique Challenges of Marketing Legal Services in 20252025-10-29 | World Financial ReviewLaw Punx: 'Legal AI vs The Space Race' - Tara Waters2025-10-29 | Artificial LawyerNew client win: new vertical market breakthrough2025-10-29 | This is MoneyLaw in Silico: Simulating Legal Society with LLM-Based Agents2025-10-29 | arXiv.orgDefinitive 2026 Guide to U.S. Attorney Salaries2025-10-29 | JDJournalRichest Law Firms Bulk Up Litigation Teams as Demand Spikes2025-10-29 | JDJournalBeyond the Great Wall: Entering and Succeeding in China's MedTech Market2025-10-29 | Arnold & Porter[Podcast] Non-Financial Misconduct Miniseries: Episode 1 - Navigating the FCA's Regulatory Framework2025-10-29 | JD SupraWhy Lawyer-Entrepreneurs Often Thrive: Conquering the “Double Whammy”2025-10-29 | JDJournalLargest law firms raise rates by 10% but cut staff2025-10-29 | Legal FuturesWhen AI hallucinations hit the courtroom: Why content quality determines AI reliability in legal practice2025-10-28 | Legal.ThomsonReuters.comPioneers and Pathfinders: David Freeman Engstrom and Natalie Knowlton2025-10-28 | Stanford Law SchoolSQUARY AI Legal Revolutionizes Legal Practice with AI Tools2025-10-28 | InvestorsHangout.comAIO for Law Firm Leadership: Why Your Partners Need to Understand AI Overviews (Before Your Competitors Do)2025-10-28 | Attorney at Law MagazineAs more lawyers fall for AI hallucinations, ChatGPT says: Check my work2025-10-28 | Cronkite News Arizona PBSQ&A: Old Town tech firm founder wary of labor paradox posed by AI2025-10-28 | ALXnowARDC's Guide for Illinois Lawyers on Implementing AI Responsibly2025-10-28 | 2CivilityResponding faster with AI2025-10-28 | Thomson ReutersBloomberg Law's Dashboard Legal Wins Prestigious Industry Award2025-10-28 | InvestorsHangout.comBeyond Design: The AI Advantage Built Into Justia Elevate Websites2025-10-28 | Legal Marketing & Technology BlogRobin AI listed for distressed sale nine months after making the Sunday Times 100 Tech list2025-10-28 | Legal IT InsiderElevate Acquires Legadex, Expanding Legal Innovation Footprint in Europe2025-10-28 | Legal Technology News - Legal IT Professionals | Everything legal technologyExclusive: Aderant acquires Virtual Pricing Director2025-10-28 | Legal IT InsiderThe AI Law Professor: When you need AI governance that just works2025-10-28 | Thomson Reuters InstituteRobin AI Seeks Buyer / Emergency Investors2025-10-28 | Artificial Lawyer

Mortgage Broker Broadcast
How The FCA's New Rules Reshape Mortgage Advice And Broker Relationships

Mortgage Broker Broadcast

Play Episode Listen Later Oct 29, 2025 8:56 Transcription Available


Send us a textThe ground just shifted for UK mortgages, and the ripple effects will hit every broker-client relationship. The FCA has removed the automatic “advice trigger,” allowing consumers to receive personalised information and still choose execution-only—if they actively opt out of suitability protections. That sounds like frictionless choice, but it also raises the stakes on clarity, risk, and long-term fit. We dig into what this means for brokers and borrowers, and why the smartest response is not panic—it's a sharper value proposition.We unpack the core risks: borrower confusion between information and advice, the temptation to chase “cheap” over suitable, and the reality that life events—job loss, a new child, rate shocks—turn neat products into complex decisions. We explore the new responsibilities on lenders to identify vulnerability and prevent foreseeable harm, and how advisors can position themselves as the human guardrail: context, stress testing, and ongoing support that a website or call centre can't replicate. You'll hear practical tactics to protect clients under Consumer Duty while proving why advice is worth paying for.From retention strategies to tech-enabled service, we share a playbook you can put to work now: year-round touchpoints with market updates, proactive mortgage reviews, clear education on information versus advice, and digital journeys that match speed without sacrificing suitability. We talk CRM, automation, secure document portals, milestone messaging, and early outreach to clients likely to opt for execution-only or showing signs of financial stress. The theme is simple: compete on expertise, empathy, and outcomes—not just on price.If you're ready to future-proof your pipeline and grow a resilient, client-first business, this conversation is your map. Subscribe, share with a fellow broker, and leave a review to tell us how you're adapting your retention and advice strategy.I help employed mortgage brokers go self-employed with clarity, confidence and one-to-one mentoring. Find out how Pathways or Coaching works at craigskelton.co.uk The Broker Foundry – Where Mortgage Brokers Become Business Owners Subscribe on YouTube: https://www.youtube.com/@TheBrokerFoundry #mortgagebroker #mortgagebrokers #mortgagebrokeruk #mortgagebrokercoaching #coaching #mortgagebrokerage #mortgagebrokerbusiness #mortgagebrokermarketing #mortgagebrokertips #mortgageadvisor #mortgageadviser #mortgagecoach ...

Titelkrampf
FOLGE 10 - Eintracht Krankfurt leidet unter der Defensivgrippe

Titelkrampf

Play Episode Listen Later Oct 28, 2025 54:28


Die Themen dieser Folge: - Frankfurts Abwehrprobleme: Woran liegt's? - Niemand interessiert sich für Wolfsburg - Leipzig schiesst Wagner ab: Wie lange macht das der FCA noch mit? - Lennart Karl beflügelt - und abgehoben?

Schlusskonferenz - Der Fußball-Podcast zu Bundesliga & Co.

Während sich der FCA verrennt, schiebt ein Talent den Hypetrain bei Bayern an. Constantin Eckner und Kieran Franke über Fragezeichen im BVB-Matchplan, Pech für den HSV und eine neue, alte, Stärke in Leverkusen.

WTFinance
Liquidity Shortage Squeezing the Economy with Michael Howell

WTFinance

Play Episode Listen Later Oct 27, 2025 33:33


Interview recorded - 17th of October, 2025On this episode of the WTFinance podcast I had the pleasure of welcoming back Michael Howell. Michael is the Founder & Managing Director of CrossBorder Capital.During our conversation we spoke about the current liquidity outlook, what is happening in China, whether Main Street and Equities can continue to go up and more. 0:00 - Introduction0:19 - Current outlook on liquidity markets25:20 - China31:14 - Cycles speeding up? 32:50 - Main Street and equities going up? 36:50 - One message to takeaway?Michael Howell is CEO of CrossBorder Capital, a London-based FCA registered, independent research and investment company that he founded in 1996. Previously he was Head of Research for Baring Securities and Research Director of Salomon Brothers Inc, the US investment bank. The liquidity methodology he pioneered monitors cross-border flows and Central Bank behaviour across some 80 countries world-wide. Liquidity flows are a central part of CrossBorder Capital's asset allocation advice, which is currently provided to major global investors, including institutional asset managers, government agencies, Central Banks and endowment funds. Michael has been in financial markets since 1981 and is a regular conference speaker and media commentator. He graduated from Bristol and London Universities with a finance doctorate, specialising in Fixed Income.Michael Howell -Website - https://crossbordercapital.com/X - https://twitter.com/crossbordercapLinkedIn - https://www.linkedin.com/in/michael-howell-357b1416/?originalSubdomain=ukWTFinance -Instagram - https://www.instagram.com/wtfinancee/Spotify - https://open.spotify.com/show/67rpmjG92PNBW0doLyPvfniTunes - https://podcasts.apple.com/us/podcast/wtfinance/id1554934665?uo=4X - https://twitter.com/AnthonyFatseas

EUVC
E641 | This Week in European Tech with Dan, Mads, Lomax & Andrew – AI, Robots & Regulation

EUVC

Play Episode Listen Later Oct 27, 2025 60:26


Welcome to a new episode of the EUVC Podcast, where our good friends Dan Bowyer, Mads Jensen, Lomax Ward, and Andrew Beebe (Managing Director at Obvious Ventures) dig into the headlines shaping Europe's venture, policy, and tech future.This week, the crew dives deep into automation and AI's real-world impact:Amazon's plans to replace half a million jobs with robots, the question of whether AI can truly spark a new industrial revolution in Europe, the UK's new AI sandbox experiment, and an update on the long-awaited 28th Regime—the EU's bid for a unified startup entity.They also unpack China's automation surge, Europe's productivity crisis, and whether policy and politics are keeping pace with the technology curve.

Regulation Tomorrow Podcast
Global Regulation Tomorrow Plus: Let's Talk Asset Management – Episode 20 – FCA consultation on progressing fund tokenisation

Regulation Tomorrow Podcast

Play Episode Listen Later Oct 27, 2025 18:03


In the latest episode of our Let's talk asset management series, Hannah Meakin, Lucy Dodson and Charlotte Carnegie discuss the FCA's recent consultation paper (CP25/28) in relation to encouraging the adoption of tokenisation and tokenised funds in the UK asset management sector.

kicker Daily
“Dann wird es ungemütlich”: Worum es für Wagners FCA im Pokal geht

kicker Daily

Play Episode Listen Later Oct 27, 2025 15:24 Transcription Available


Der FC Augsburg muss zu Hause eine 0:6-Klatsche gegen Leipzig hinnehmen. Wie viele Ausrutscher kann sich Trainer Sandro Wagner noch erlauben? Außerdem: St. Pauli hat seine letzten fünf Ligaspiele allesamt verloren. Welche Gründe gibt es für den plötzlichen Leistungsabfall nach dem dritten Spieltag?

Solid Steps Radio
#506 Steve Wiggington Talks About the Fellowship of Christian Athletes and Young People 10/27/25

Solid Steps Radio

Play Episode Listen Later Oct 26, 2025 45:33


On this weeks show, Steve Wiggington talks about Fellowship of Christian Athletes and the impact it has had on him and young student athletes in the Kentuckiana area over the years. Next weekend they are having the annual FCA banquet. If you are interested, please visit their website for more information. https://www.fcalou.org

A Celtic State of Mind
Hearts v CELTIC // LIVE Full-Time Reaction // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 26, 2025 52:43


► Vote for ACSOM in the BEST PODCAST (INTERNATIONAL) category at this year's FCA finals: https://footballcontentawards.com/voting/

A Celtic State of Mind
Hearts v CELTIC // LIVE Half-Time Analysis // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 26, 2025 19:11


► Vote for ACSOM in the BEST PODCAST (INTERNATIONAL) category at this year's FCA finals: https://footballcontentawards.com/voting/

Immer wieder VfL
Alle Wege führen nach Rom ° Immer wieder VfL

Immer wieder VfL

Play Episode Listen Later Oct 26, 2025 33:59


Es geht Schlag auf Schlag beim VfL. Nach dem Remis gegen Kiel und dem erneuten Last-Minute Kampf geht es jetzt vom hohen Norden in den Süden zum FCA. Die Augsburger empfangen den VfL nach einem durchwachsenen Saisonstart unter Neu-Coach Sandro Wagner. Um genauer zu verstehen, was gerade bei unserem kommenden Gegner los ist, hat sich Moritz mit Jonas vom "Zwischen Lech und Wertachstrand" Podcast unterhalten. Klar wurde hier, worauf Sandro Wagner Wert legt und wo der VfL dem FCA gefährlich werden könnte.Zu unserem Gast:https://x.com/moelder1907https://open.spotify.com/show/7MSY5qBCjxLm8jrYj35ICk?si=ab1601f63a4644d2&nd=1&dlsi=6d3a4884c08d4203https://www.instagram.com/lechundwertach.podcast

Financial Crime Weekly Podcast
Financial Crime Weekly Episode 196

Financial Crime Weekly Podcast

Play Episode Listen Later Oct 26, 2025 15:17


Welcome to episode 196 of the Financial Crime Weekly Podcast, I'm Chris Kirkbride. This episode highlights major sanctions, including US actions against Rosneft and Lukoil for war financing, and new UK sanctions on Balkan crime networks involved in people smuggling. We discuss regulatory changes in the form of the UK's Interim Necessities General Licence for listed Iranian entities, significant enforcement actions with FINTRAC's record fine on Cryptomus, and the UK Gambling Commission's penalty for Platinum Gaming. Also covered are the £1.9 billion Jaguar Land Rover cyberattack, the FCA's call to integrate finance into UK security strategy, EU AML oversight changes, and a large-scale subsidy fraud case in Greece.A transcript of this podcast, with links to the stories, will be available at www.crimes.financial.

A Celtic State of Mind
Does Celtic's recruitment record stand up? // A Celtic State of Mind // ACSOM // Celtic World Order

A Celtic State of Mind

Play Episode Listen Later Oct 25, 2025 73:45


► Vote for ACSOM in the BEST PODCAST (INTERNATIONAL) category at this year's FCA finals: https://footballcontentawards.com/voting/

A Celtic State of Mind
Has Brendan Rodgers finally taken Celtic's handbrake off? // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 24, 2025 67:22


► Vote for ACSOM in the BEST PODCAST (INTERNATIONAL) category at this year's FCA finals: https://footballcontentawards.com/voting/

A Celtic State of Mind
CELTIC v SK Sturm Graz // LIVE Europa League Full-Time Reaction // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 24, 2025 35:28


► Vote for ACSOM in the BEST PODCAST (INTERNATIONAL) category at this year's FCA finals: https://footballcontentawards.com/voting/

A Celtic State of Mind
CELTIC v SK Sturm Graz // LIVE Europa League Half-Time Analysis // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 24, 2025 69:00


► Vote for ACSOM in the BEST PODCAST (INTERNATIONAL) category at this year's FCA finals: https://footballcontentawards.com/voting/

A Celtic State of Mind
CELTIC v SK Sturm Graz // LIVE Europa League Match Preview // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 24, 2025 34:26


► Vote for ACSOM in the BEST PODCAST (INTERNATIONAL) category at this year's FCA finals: https://footballcontentawards.com/voting/

Heart of the Athlete
Gracie Tentinger talks softball and God

Heart of the Athlete

Play Episode Listen Later Oct 24, 2025 25:00


The Fellowship of Christian Athletes' exciting local radio program, Heart of the Athlete, airs Saturdays at 9:30 am MST on 94.5 FM and 790 AM Boise's Solid Talk. The show is hosted by local FCA Director, Ken Lewis. This program is a great opportunity to listen to local athletes and coaches share their lives, combining sports with their faith in Jesus Christ each week!Our relationships will demonstrate steadfast commitment to Jesus Christ and His Word through Integrity, Serving, Teamwork and Excellence.NNU Box 3359 623 S University Blvd Nampa, ID 83686 United States (208) 697-1051 klewis@fca.orghttps://www.fcaidaho.org/Podcast Website: https://www.790kspd.com/podcast-heart-of-the-athlete/

A Celtic State of Mind
It's time for Rodgers to step things up a gear & maximise his squad // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 23, 2025 82:08


► Vote for ACSOM in the BEST PODCAST (INTERNATIONAL) category at this year's FCA finals: https://footballcontentawards.com/voting/

CFA UK
Episode 15: Navigating Bitcoin cycles with insights from Jonathan Bier

CFA UK

Play Episode Listen Later Oct 23, 2025 40:02


In this episode of CFA UK's Future Proofing Finance podcast, Ben Ashby and Tom Threlfall meet Jonathan Bier, Chief Investment Officer, Farsight Investors. A prominent figure in the world of crypto investing, Jonathan shares his journey from traditional finance to launching a crypto equity fund, discussing the challenges and opportunities emerging from the FCA's retail ban lift. Explore insights on Bitcoin cycles, the difference between regulatory approaches in the UK and US and take a deep dive into the intersection of traditional finance and the dynamic world of crypto - start listening now!

A Celtic State of Mind
A timely reminder: There are no free passes in the dugout or on the park // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 22, 2025 71:22


► Vote for ACSOM in the BEST PODCAST (INTERNATIONAL) category at this year's FCA finals: https://footballcontentawards.com/voting/

Noisy Narratives
Kip Bledsoe Talks FCA and Fields of Faith

Noisy Narratives

Play Episode Listen Later Oct 22, 2025 62:28


Fellowship of Christian Athletes representative and Frisco First member, Kip Bledsoe, sits down with Noisy Narratives to talk about the origins of FCA and some amazing stories that have come out of that ministry.

Beyond the Benchmark by EFG
EP 128: Credit, debt cycles and bubbles with Michael Leithead

Beyond the Benchmark by EFG

Play Episode Listen Later Oct 22, 2025 27:18


As the US economy eagerly awaits labour market data and whisperings of an AI bubble grow, Moz talks to Michael Leithead, Head of Fixed Income at EFGAM about the path ahead. In the spotlight are Fed rate cuts, the economic impacts of Artificial Intelligence and what some of the idiosyncratic risks are to be aware of in the current cycle.Our host, Moz Afzal:https://bit.ly/31XbkTROur guest:Michael Leitheadhttps://bit.ly/47hK4APEFGAM:https://www.newcapital.com/Important disclaimersThe value of investments and the income derived from them can fall as well as rise, and past performance is no indicator of future performance. Investment products may be subject to investment risks involving, but not limited to, possible loss of all or part of the principal invested. This document does not constitute and shall not be construed as a prospectus, advertisement, public offering or placement of, nor a recommendation to buy, sell, hold or solicit, any investment, security, other financial instrument or other product or service. It is not intended to be a final representation of the terms and conditions of any investment, security, other financial instrument or other product or service. This document is for general information only and is not intended as investment advice or any other specific recommendation as to any particular course of action or inaction. The information in this document does not take into account the specific investment objectives, financial situation or particular needs of the recipient. You should seek your own professional advice suitable to your particular circumstances prior to making any investment or if you are in doubt as to the information in this document.Although information in this document has been obtained from sources believed to be reliable, no member of the EFG group represents or warrants its accuracy, and such information may be incomplete or condensed. Any opinions in this document are subject to change without notice. This document may contain personal opinions which do not necessarily reflect the position of any member of the EFG group. To the fullest extent permissible by law, no member of the EFG group shall be responsible for the consequences of any errors or omissions herein, or reliance upon any opinion or statement contained herein, and each member of the EFG group expressly disclaims any liability, including (without limitation) liability for incidental or consequential damages, arising from the same or resulting from any action or inaction on the part of the recipient in reliance on this document.The availability of this document in any jurisdiction or country may be contrary to local law or regulation and persons who come into possession of this document should inform themselves of and observe any restrictions. This document may not be reproduced, disclosed or distributed (in whole or in part) to any other person without prior written permission from an authorised member of the EFG group.This document has been produced by EFG Asset Management (UK) Limited for use by the EFG group and the worldwide subsidiaries and affiliates within the EFG group. EFG Asset Management (UK) Limited is authorised and regulated by the UK Financial Conduct Authority, registered no.7389746. Registered address: EFG Asset Management (UK) Limited, 116 Park Street, London W1K 6AP, United Kingdom, telephone +44 (0)207 491 9111.Independent Asset Managers: in case this document is provided to Independent Asset Managers (“IAMs“), it is strictly forbidden to be reproduced, disclosed or distributed (in whole or in part) by IAMs and made available to their clients and/or third parties. By receiving this document IAMs confirm that they will need to make their own decisions/judgements about how to proceed and it is the responsibility of IAMs to ensure that the information provided is in line with their own clients' circumstances with regard to any investment, legal, regulatory, tax or other consequences. No liability is accepted by EFG for any damages, losses or costs (whether direct, indirect or consequential) that may arise from any use of this document by the IAMs, their clients or any third parties.If you have received this document from any affiliate or branch referred to below, please note the following:Australia: This document has been prepared and issued by EFG Asset Management (UK) Limited, a private limited company with registered number 7389746 and with its registered office address at 116 Park Street, London W1K 6AP (telephone number +44 (0)207 491 9111). EFG Asset Management (UK) Limited is regulated and authorized by the Financial Conduct Authority No. 536771. EFG Asset Management (UK) Limited is exempt from the requirement to hold an Australian financial services licence in respect of the financial services it provides to wholesale clients in Australia and is authorised and regulated by the Financial Conduct Authority of the United Kingdom (FCA Registration No. 536771) under the laws of the United Kingdom which differ from Australian laws.ASIC Class Order CO03/1099EFG Asset Management (UK) Limited notifies you that it is relying on the Australian Securities & Investments Commission (ASIC) Class Order CO03/1099 (Class Order) exemption (as extended in operation by ASIC Corporations (Repeal and Transitional Instrument 2016/396) for UK Financial Conduct Authority (FCA) regulated firms which exempts it from the requirement to hold an Australian financial services licence (AFSL) under the Corporations Act 2001 (Cth) (Corporations Act) in respect of the financial services we provide to you.The financial services that we provide to you are regulated by the FCA under the laws and regulatory requirements of the United Kingdom which are different to Australia. Consequently any offer or other documentation that you receive from us in the course of us providing financial services to you will be prepared in accordance with those laws and regulatory requirements. The UK regulatory requirements refer to legislation, rules enacted pursuant to the legislation and any other relevant policies or documents issued by the FCA.Your Status as a Wholesale ClientIn order that we may provide financial services to you, and for us to comply with the Class Order, you must be a ‘wholesale client' within the meaning given by section 761G of the Corporations Act. Accordingly, by accepting any documentation from us prior to the commencement of or in the course of us providing financial services to you, you:• warrant to us that you are a ‘wholesale client';• agree to provide such information or evidence that we may request from time to time to confirm your status as a wholesale client;• agree that we may cease providing financial services to you if you are no longer a wholesale client or do not provide us with information or evidence satisfactory to us to confirm your status as a wholesale client; and• agree to notify us in writing within5 business days if you cease to be a ‘wholesale client' for the purposes of the financial services that we provide to you.Bahamas: EFG Bank & Trust (Bahamas) Ltd. is licensed by the Securities Commission of the Bahamas pursuant to the Securities Industry Act, 2011 and Securities Industry Regulations, 2012 and is authorised to conduct securities business in and from The Bahamas including dealing in securities, arranging dealing in securities, managing securities and advising on securities. EFG Bank & Trust (Bahamas) Ltd. is also licensed by the Central Bank of The Bahamas pursuant to the Banks and Trust Companies Regulation Act, 2000 as a Bank and Trust company. Registered office: Goodman‘s Bay Corporate Centre West Bay Street an...

Compliance Perspectives
Josh Drew on What's New with the False Claims Act [Podcast]

Compliance Perspectives

Play Episode Listen Later Oct 21, 2025 11:55


By Adam Turteltaub Despite being a Civil War era statute, the False Claims Act (FCA) always has something new going on.  To find out what's hot these days, we spoke with Joshua Drew (LinkedIn), a former federal prosecutor and chief compliance officer and currently a Member at Miller & Chevalier. Lately, he explains, there has been a steady stream of activity. May:  The Civil Rights Fraud Initiative was announced by the administration and proposes to use the FCA against any federal funding recipient that it believes are operating DEI initiatives that violate antidiscrimination laws. July:  A new working group was created between the DOJ and HHS to focus on healthcare and life sciences.  It encouraged whistleblowers to file action in areas such as Medicare Advantage, drug device and biologics pricing and barriers to patient access, amongst others. August:  A trade task force was created to encourage whistleblowing against tariff violators. All of this occurs against a backdrop of activity by the Administration to identify and fight waste, fraud and abuse. Listen in to learn more about where the Administration is focusing and what compliance teams can learn from recent actions.

A Celtic State of Mind
Celtic stands on the precipice of change, but who has the stomach for it? // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 21, 2025 73:34


► Vote for ACSOM in the BEST PODCAST (INTERNATIONAL) category at this year's FCA finals: https://footballcontentawards.com/voting/

Taxbytes for Expats
Residency, Relationships & the Realities of Expat Tax with Peter Ferrigno (Part 2)

Taxbytes for Expats

Play Episode Listen Later Oct 21, 2025 27:07


This episode is Part 2 of Stephanie's conversation with Peter Ferrigno. For the full conversation, make sure you listen to Part 1 before you begin this episode.In Part 2 of this conversation, I'm joined again by Peter Ferrigno, a UK expat tax veteran (CTA, FCA, CIPD) whose career spans Big Four leadership, immigration and relocation, and hands-on advisory across Europe. Peter has lived the expat life himself—Poland, the Czech Republic, and now Spain—so he understands the human side of cross-border moves as much as the numbers.We get practical about how residency and citizenship planning intersects with tax. We talk candidly about “Plan B” residencies, why some clients only need clarity rather than action, and where the Ireland–UK rules can be optimised (or tripped over!) if you don't plan ahead.We also cover Americans relocating to the UK after the abolition of the remittance basis and how the new foreign income & gains regime can be used in the first four years. Peter shares sensible guardrails for digital nomads (including a risk-based approach to day counting), the difference between income tax and VAT sourcing on remote advice, and why long-range planning needs flexibility when life and legislation change.The key thing to note here is: if you're serious about changing tax residence, you actually have to move - company structures alone won't save you and Peter can be the right person to lean on if you need support.Main Topics Discussed in this Episode:Residency and Citizenship Planning at Henley & Partners: Peter explains how tax advice integrates into residency and citizenship planning, especially for clients seeking a “Plan B” residency for flexibility or future relocation options.Cross-Border Planning Between Ireland and the UK: We discuss how careful timing and awareness of residency rules can prevent unintended tax exposure when moving between Ireland and the UK, and why long-term planning needs to stay adaptable.U.S. Citizens Moving to the UK Post-Remittance Basis: Peter outlines the implications for Americans relocating to the UK following the abolition of the remittance basis, and how the UK's new foreign income and gains regime offers short-term opportunities.Digital Nomads and Global Mobility Challenges: We unpack the realities of digital nomadism—how tax treaties and day-count rules apply when you work remotely across borders, and why a risk-based, practical approach is essential.The Human Side of Expat Tax Advice: Peter reflects on his decades in international tax, sharing why personal connection, empathy, and calm professionalism matter just as much as technical expertise when helping clients navigate major life changes.Get in touch with Peter Ferrigno:LinkedIn: https://www.linkedin.com/in/peterferrigno1Instagram: https://www.instagram.com/peter.ferrigno/Chapters:(00:00) Welcome & Introduction(00:33) How Tax Fits into Residency and Citizenship Planning(01:45) When Clients Need Clarity, Not Action(03:18) Navigating Residency Rules Between Ireland and the UK(05:16) Long-Term Tax Planning and Timing Moves(06:00) The Myth of “Tax-Free” Moves and Corporate Structures(07:00) Plan B Residencies and Citizenship for Families(09:04) U.S. Citizens Moving to the UK and the End of the Remittance Basis(12:07) Competing Tax Regimes and Attracting High-Net-Worth Individuals(12:52) The Rise of Digital Nomads and Remote Working Challenges(17:34) Practical...

Thinking Crypto Interviews & News

Thinking Crypto Interviews & News

Play Episode Listen Later Oct 20, 2025 14:53 Transcription Available


Crypto News: Ripple vets and crypto heavyweights back $1 billion Evernorth to build largest public XRP treasury. 21Shares, Bitwise and WisdomTree open UK retail access to Bitcoin and Ethereum ETPs following FCA approval.Brought to you by

A Celtic State of Mind
Blinkers, blind spots & Brendan. It's time to take the handbrake off // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 20, 2025 71:52


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A Celtic State of Mind
Dundee v CELTIC // LIVE Full-Time Reaction // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 19, 2025 37:48


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A Celtic State of Mind
Dundee v CELTIC // LIVE Match Preview // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 19, 2025 34:08


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A Celtic State of Mind
Dundee v CELTIC // LIVE Half-Time Analysis // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 19, 2025 19:57


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A Celtic State of Mind
PART 2 // How Celtic Board must change to match fan ambition // A Celtic State of Mind // ACSOM with The Celtic Exchange

A Celtic State of Mind

Play Episode Listen Later Oct 18, 2025 38:40


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A Celtic State of Mind
How Celtic Board must change to match fan ambition // A Celtic State of Mind // ACSOM // The Celtic Exchange

A Celtic State of Mind

Play Episode Listen Later Oct 18, 2025 35:35


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Woman's Hour
Tilda Swinton, Homelessness, Gwenda's Garage Musical, Romance Scams

Woman's Hour

Play Episode Listen Later Oct 17, 2025 54:01


Tilda Swinton is one of the UK's most singular and celebrated performers. Over four decades she has delivered unforgettable and varied screen performances, notably Orlando, The Chronicles of Narnia, Michael Clayton and Asteroid City and collaborated with artists and filmmakers. She joins Anita Rani to talk about a new exhibition in Amsterdam celebrating her work and the enduring relationships that have inspired her.According to the latest data, homelessness is rising. Over 130,000 households were in temporary accommodation in June, up 7.6% from last year. Charities warn that women are underrepresented in the data, as they often face different challenges to men. The Women's Rough Sleeping Census, now in its fourth year, aims to address this. Rebecca Goshawk, Director of Business Development at Solace Women's Aid, joins Anita to discuss it. Named after pioneering racing driver Gwenda Stewart, Gwenda's Garage was a real place: where three female mechanics defied the odds by setting up their own garage in Sheffield in the 1980s. Their inspiring story is now a musical on stage in Sheffield which is based on these true events, of women fighting everyday sexism, homophobia and Section 28. Anita is joined by Roz Wollen, one of the co-founders of the original Gwenda's Garage and Val Regan, the production's composer and musical director.The FCA has called on banks and payment firms to bring in stricter controls protecting customers from romance fraud after a study showed a number of missed “red flags” that led to people losing huge sums of money to people creating fake online profiles. They found that women tended to sustain these relationships for longer which could mean a bigger scam. Anita speaks to Beth Harris, Head of Financial Crime at the Financial Conduct Authority to ask how we can be aware of these scams and avoid them, and what banks should be doing to assist.Presenter: Anita Rani Producer: Corinna Jones

The Bid
236: Investing in AI – From Its Origins to What Lies Ahead for Energy, Geopolitics, and Markets

The Bid

Play Episode Listen Later Oct 17, 2025 17:27


Artificial intelligence is one of the most powerful forces reshaping the global economy, technology, and investing. But understanding AI requires looking at the full story — where it began, how it is unfolding, and where it is headed next.With recent headlines in OpenAI from its $100bn Nvidia investment to its release of Sora, this special in-depth episode of The Bid brings together highlights from across our conversations with BlackRock experts to trace the arc of AI's evolution: its origins, today's massive infrastructure build-out, the unprecedented power demand it creates, its adoption across industries, its geopolitical stakes, and what lies ahead for investors.Key themes:The history and milestones that shaped AI as an investment themeThe massive infrastructure and capital fueling the AI build-outWhy AI's energy demands could reshape global power consumptionHow AI adoption is boosting productivity and changing workAI as a geopolitical competition between nationsWhat the exponential future of AI may bring for marketsKey moments in this episode:00:00 Introduction to a reflection on AI00:20 The Evolution of AI: From Theory to Practice00:56 The Investment Landscape of AI01:45 Historical Milestones in AI05:08 The Build-Out Phase of AI Infrastructure07:25 Energy Demands of AI09:43 Adoption and Transformation of AI10:57 AI in Geopolitical Competition12:09 The Future of AI: Layers of Opportunity16:16 Conclusion and Investor InsightsCheck out this playlist to learn more about AI investing: https://open.spotify.com/playlist/1rt6kLl0fzg9D7puEkAupq

A Celtic State of Mind
Fans Boycott Shoulder-Shrugging, Fan-Mugging, Champagne-Glugging Board // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 17, 2025 75:35


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The Moscow Murders and More
Mega Edition: Jes Staley And The Fall Out After His True Ties To Epstein Were Revealed (10/15/25)

The Moscow Murders and More

Play Episode Listen Later Oct 17, 2025 30:54 Transcription Available


Jes Staley, the former CEO of Barclays, has seen his reputation and career unravel after revelations of a deeper-than-declared relationship with Jeffrey Epstein surfaced. Regulators found that Staley had misled both Barclays' board and the UK's Financial Conduct Authority (FCA) by characterizing his bond with Epstein as merely professional, when a trove of emails and correspondence suggested otherwise. The FCA banned Staley from holding senior roles in the UK financial sector and fined him—punishments he challenged in court but largely failed to overturn.Beyond regulatory action, Staley and Barclays now face class-action lawsuits in the U.S. alleging investor deception: shareholders claim the bank and Staley downplayed Epstein links to protect stock prices. A judge recently rejected efforts to dismiss the case, allowing it to proceed. Meanwhile, Staley has publicly accused the FCA of trying to “destroy” him, insisting he mostly had a professional relationship with Epstein and that he was transparent with regulatorsto contact me:bobbycapucci@protonmail.comBecome a supporter of this podcast: https://www.spreaker.com/podcast/the-moscow-murders-and-more--5852883/support.

The Epstein Chronicles
Mega Edition: Jes Staley And The Fall Out After His True Tie To Epstein Were Revealed (10/15/25)

The Epstein Chronicles

Play Episode Listen Later Oct 16, 2025 30:54 Transcription Available


Jes Staley, the former CEO of Barclays, has seen his reputation and career unravel after revelations of a deeper-than-declared relationship with Jeffrey Epstein surfaced. Regulators found that Staley had misled both Barclays' board and the UK's Financial Conduct Authority (FCA) by characterizing his bond with Epstein as merely professional, when a trove of emails and correspondence suggested otherwise. The FCA banned Staley from holding senior roles in the UK financial sector and fined him—punishments he challenged in court but largely failed to overturn.Beyond regulatory action, Staley and Barclays now face class-action lawsuits in the U.S. alleging investor deception: shareholders claim the bank and Staley downplayed Epstein links to protect stock prices. A judge recently rejected efforts to dismiss the case, allowing it to proceed. Meanwhile, Staley has publicly accused the FCA of trying to “destroy” him, insisting he mostly had a professional relationship with Epstein and that he was transparent with regulatorsto contact me:bobbycapucci@protonmail.comBecome a supporter of this podcast: https://www.spreaker.com/podcast/the-epstein-chronicles--5003294/support.

A Celtic State of Mind
DES MCLEAN // This is ACSOM // A Celtic State of Mind // How I became Lisbon Lion Bertie Auld

A Celtic State of Mind

Play Episode Listen Later Oct 16, 2025 64:30


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A Celtic State of Mind
Why the same tired voices will always stand up for Desmond & Lawwell // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 16, 2025 74:43


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A Celtic State of Mind
A vision of Paradise - When & why did the Board & fans disconnect? // ACSOM // A Celtic State of Mind

A Celtic State of Mind

Play Episode Listen Later Oct 15, 2025 69:46


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Merryn Talks Money
Crypto ETNs: How Dangerous Are They?

Merryn Talks Money

Play Episode Listen Later Oct 15, 2025 14:41 Transcription Available


In this episode of Merryn Talks Your Money, Merryn Somerset Webb and John Stepek unpack the FCA’s decision to lift its ban on retail access to crypto exchange-traded notes (ETNs). They discuss what ETNs are, how investors can buy them, and whether these regulated products really make crypto investing safer—or simply more accessible. Along the way, they debate crypto’s place in a portfolio, regulatory motivations, and the ongoing risks behind this “innovative finance” frontier.See omnystudio.com/listener for privacy information.

ICMA Podcast
ICMA Quarterly Briefing, Q4 2025: Changes to the non-equity SI regime EU and UK and ICMA response to FCA consultation

ICMA Podcast

Play Episode Listen Later Oct 15, 2025 4:36


Nina Suhaib-Wolf, Director, Market Practice and Regulatory Policy sums up the changes to the non-equity SI regime in the EU and UK, as well as ICMA's response to the FCA consultation

The Epstein Chronicles
Jes Staley And The Financial Penalties He Was Slapped With In The UK

The Epstein Chronicles

Play Episode Listen Later Oct 14, 2025 12:35 Transcription Available


The UK's Financial Conduct Authority (FCA) concluded that former Barclays CEO Jes Staley misled regulators about the depth of his relationship with Jeffrey Epstein. The FCA determined that Staley “recklessly approved” misleading statements in a 2019 letter sent by Barclays, which downplayed his contact with Epstein and suggested their relationship had ended long before his tenure at the bank. In reality, correspondence revealed an ongoing relationship that continued for years after Epstein's first conviction. The FCA ruled that Staley's conduct demonstrated a lack of integrity and transparency expected of senior banking officials and issued a penalty totaling £1.8 million alongside a ban preventing him from holding any senior management or key function roles in the UK financial sector.After a lengthy appeal process, the UK Upper Tribunal upheld the FCA's decision in mid-2025, describing Staley's behavior as a “serious failure of judgment” and noting his lack of contrition throughout proceedings. While the tribunal slightly reduced the fine to £1.1 million, it agreed that Staley's conduct warranted a permanent ban from leadership positions within financial services. The ruling effectively ends Staley's career in banking and cements his downfall from one of the UK's most prominent financial figures to a cautionary tale of hubris, poor judgment, and the enduring fallout from his ties to Epstein.to contact me:bobbycapucci@protonmail.comBecome a supporter of this podcast: https://www.spreaker.com/podcast/the-epstein-chronicles--5003294/support.

A Celtic State of Mind
PAUL SLUDDEN // This is ACSOM // Celtic State of Mind // We remember ex-Celtic striker JOHN SLUDDEN

A Celtic State of Mind

Play Episode Listen Later Oct 14, 2025 65:48


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The Bid
235: Gold and Bitcoin as Portfolio Diversifiers: Why Interest Is Rising Now

The Bid

Play Episode Listen Later Oct 10, 2025 19:00


Gold and bitcoin are in the spotlight again - and for good reason. In this special narrative format episode of The Bid, host Oscar Pulido weaves together expert insights from previous Bid episodes to explain why interest in gold and bitcoin is rising now and what investors should consider before treating them as portfolio diversifiers.You'll hear from BlackRock experts about gold's enduring role and how growth fears, geopolitics, the U.S. dollar and real interest rates shape demand; and about bitcoin's design - digital assets, blockchain, cross-border payments - and engineered scarcity, plus the reality of cycles and operational considerations and how both can fit into a portfolio alongside traditional holdings.Check out the previous episodes in full:133. The Next Gold Rush - original air date June 16th 2023: https://open.spotify.com/episode/7IWodwijM5Ybq1QvwOQBkw161. Crypto Currency Decoded - original air date Jan 19th 2024: https://open.spotify.com/episode/6Rcxfg9rci1ZXniqRKbtRp?si=HnSkLmPsTyeSrK2LXLbwVAKey moments in this episode00:00 Introduction: Gold and Bitcoin in Focus02:14 The Role of Gold in Portfolios02:58 Gold's Relationship with Economic Factors05:49 Gold as a Diversifier and Inflation Hedge09:02 Transition to Bitcoin: Digital Scarcity09:42 Understanding Bitcoin and Digital Assets12:19 Bitcoin's Volatility and Market Cycles13:37 Bitcoin's Growing Accessibility15:30 Comparing Gold and Bitcoin as Diversifiers17:11 Conclusion: Preparing Portfolios with Gold and BitcoinFeatured experts:Gargi Pal Chaudhuri —Chief Investment & portfolio Strategist (gold)Robbie Mitchnick — Head of Digital Assets (bitcoin & blockchain)Samara Cohen — Global Head of Market Development for BlackRock , and formerly Chief Investment Officer, ETF and Index Investments (bitcoin)Jay Jacobs — U.S. Head of Equity ETFs (portfolio construction)Sources: CFA Institute report "Gen Z and Investing: Social Media, Crypto, FOMO, and Family," May 2023; Coin Metrics, as of Aug. 2023. Bitcoin predominance based on its market cap of $530B which accounts for 50% of the total market cap of all crypto-assets excluding stable coins; The Global Findex Database 2021 identifies opportunities for increasing financial inclusion, July 2022; CoinGecko, as of Jan. 2. 2023. Bitcoin predominance based on its market cap of $860 billion, which accounts for 51% of the $1.7 trillion total market cap of all cryptoassets, excluding stablecoinsgold; bitcoin; diversification; portfolio diversifiers; real interest rates; U.S. dollar; central bank buying; stagflation; digital assets; blockchain; cross-border payments; fixed supply; volatility; correlation; ETFs; access & integration; risk management; rebalancing; inflationThis content is for informational purposes only and is not an offer or a solicitation. Reliance upon information in this material is at the sole discretion of the listener. Reference to any company or investment strategy mentioned is for illustrative purposes only and not investment advice. In the UK and Non-EEA countries, this is authorized and regulated by the FCA. In the EEA, it is authorized and regulated by the AFM. For full disclosures, visit blackrock.com/corporate/compliance/bid-disclosures.See Privacy Policy at https://art19.com/privacy and California Privacy Notice at https://art19.com/privacy#do-not-sell-my-info.

The 30 Minute Hour™
#397 -- The Best Kept Secret To BOOST Your Return on Investment

The 30 Minute Hour™

Play Episode Listen Later Oct 10, 2025 49:00


Arun Mathur, FCPA, FCA, is the owner and lead instructor at UltimQuest Knowledge. He has over 40 years' experience as a professional accountant, trainer, board member and community leader. He has presented to thousands of accounting and business professionals around the world on business ethics, improving governance, ESG and related topics. Tune in as he reveals, The Best Kept Secret To Boost Your Return on Investment!