Podcasts about chief auditor

Play Episode Listen Later Mar 2, 2021 40:16

In today's episode we speak with Mike Joyce. We learn about volunteer opportunities that can gain you useful knowledge in your audit career, along with interdepartmental symbiosis that can allow for a much smoother audit process. If you still want even more. Then you will definitely want to tune in to hear Mike's advice to newer auditors, or his pointers for auditors that are aspiring to become CAEs. Mike Joyce is the Chief Auditor and Compliance Officer with Blue Cross & Blue Shield Association in Chicago. He also served as the Chairman of the Board for the Institute of Internal Auditors.

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Flashback Friday: Lessons from a Chief Audit Executive (CAE) with Steve Goepfert

Play Episode Listen Later Oct 9, 2020 52:57

In this week's episode I speak with Steve Goepfert about lessons he learned from being a CAE. We discuss various topics including the difference between being a Chief Auditor, and being a Chief Audit Executive; what it really takes to be a CAE; how to provide those moments of head snap (you'll have to listen to learn more); how to prove and communicate the value internal audit provides; and not getting so engrained in the mechanics that we don't focus on the big picture. Steve Goepfert was the Vice President - Internal Audit (Chief Auditor) for United Airlines in Chicago, Illinois. He assumed the role after the merger of United and Continental. He had previously been Chief Auditor at Continental Airlines for 21 years. He was the 2006-2007 Chairman of the Board for the Institute of Internal Auditors, Inc. (IIA). At the Global level, Steve served on the IIA's Executive Committee for 6 years (2003-09) and on the IIA Board for 7 years. He previously served as Senior Vice Chairman and Vice Chairman – Professional Services and is a past President of the Houston Chapter (1999-2000), and served on its Board for 17 years. In 2012, Steve was inducted into the inaugural class of the IIA's American Hall of Distinguished Audit Practitioners. He was recognized in 2013 with the Victor Brink award for distinguished service to the IIA. He is now enjoying retirement in Tennessee. I am very grateful to have one of the legends in the internal audit profession on the show.

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How COVID-19 Has Changed the Audit Landscape

GARP Risk Podcast

Play Episode Listen Later Oct 5, 2020 26:16

The pandemic has certainly had a significant impact on the third line of defense in risk management, presenting audit with significant challenges in areas like credit risk modeling, emerging risk evaluation, internal controls and remote working. In this podcast, Citi’s Chief Auditor for risk, Andy Blight, discusses the fallout from COVID-19, the changes Citi’s audit team made in response to the crisis, and the audit adaptations we may see post-pandemic. Andy Blight, Chief Auditor – Risk, Citi Andy Blight is the Chief Auditor for Risk, responsible for Internal Audit’s coverage of Citi’s global independent risk management including Market Risk, Credit Risk, Operational Risk and Model Risk. Andy has over 20 years of experience in the banking industry in a number of Internal Audit and Risk Management roles. Prior to this role, Andy was Citi’s Regional Chief Auditor for EMEA. Andy originally joined Citi Internal Audit in 2014 from JPMorgan, where he was Executive Director, EMEA Corporate Audit. Prior to JPMorgan, Andy spent 7 years at Standard Chartered in various positions in London and Singapore, including Head of Audit for Consumer Banking and Head of Audit for Group Functions & Risk. In addition to his audit experience, Andy has worked in Market Risk Management and Operational Risk Management functions at ING and Barclays Capital. Andy is a Chartered Member of the Institute of Internal Auditors (CMIIA), Fellow of the Institute of Chartered Accountants in England and Wales (FCA), Qualified in Internal Audit Leadership (QIAL) and a Certified Internal Auditor (CIA).

Ep 20: PPP forgiveness engagements — Ethics Qs&As

Ethically Speaking

Play Episode Listen Later Sep 1, 2020 13:58

This second of two Ethically Speaking episodes on PPP forgiveness engagements covers some questions we've had on the ethics hotline. Toni Lee-Andrews, Director of the AICPA Professional Ethics Division, takes a dive into specifics with Jim Brackens, AICPA Vice President of Ethics and Practice Quality, and Bob Dohrer, Chief Auditor of the AICPA Audit and Attest Standards team. Resources mentioned in this episode will be available soon on the show notes page at aicpa.org/ethicallyspeaking.

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Ep. 19: PPP forgiveness engagements — Ethics and other considerations

Ethically Speaking

Play Episode Listen Later Sep 1, 2020 14:33

In this first of two episodes on forgiveness engagements, you'll hear about areas of the AICPA professional standards you need to be aware of when helping your clients with loan forgiveness, including the code of conduct. Listen, as Toni Lee-Andrews, Director of the AICPA Professional Ethics Division hosts a discussion with Jim Brackens AICPA, Vice President of Ethics and Practice Quality and Bob Dohrer, Chief Auditor of the AICPA Audit and Attest Standards team. Resources mentioned in this episode will be available soon on the show notes page at aicpa.org/ethicallyspeaking.

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A Fireside Chat with Bob Dohrer, AICPA Chief Auditor

Audit Talks

Play Episode Listen Later Aug 31, 2020 23:55

Listen as AICPA Chief Auditor Bob Doher discusses how auditors are affected by recent ASB standards and active agendas including ongoing efforts to modernize auditing and attestation standards, enhance outreach to stakeholders regarding proposed standards, and post-implementation reviews of issued standards and revisions to Audit Evidence (AU-C 500), a core auditing standard, that make it more relevant and effective in today's business environment. Also, hear what this industry expert considers to be relevant lessons-learned around auditors working remotely during COVID‑19.

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Catherine Melvin

All Girls Considered

Play Episode Listen Later Apr 28, 2020 19:59

Welcome to Season 4, Ep. 22! In this episode, the girls at Wiley Middle School in Leander, Texas speak with Catherine Melvin, Chief Auditor of Texas Department of Public Safety. The girls and Catherine discuss the importance of family, hard work, and perseverance.

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E65 Best of: Lessons from a CAE with Steve Goepfert

Corruption Crime & Compliance

Play Episode Listen Later Mar 27, 2020 52:57

In this week's episode I speak with Steve Goepfert about lessons he learned from being a CAE. We discuss various topics including the difference between being a Chief Auditor, and being a Chief Audit Executive; what it really takes to be a CAE; how to provide those moments of head snap (you'll have to listen to learn more); how to prove and communicate the value internal audit provides; and not getting so engrained in the mechanics that we don't focus on the big picture. Steve Goepfert was the Vice President - Internal Audit (Chief Auditor) for United Airlines in Chicago, Illinois. He assumed the role after the merger of United and Continental. He had previously been Chief Auditor at Continental Airlines for 21 years. He was the 2006-2007 Chairman of the Board for the Institute of Internal Auditors, Inc. (IIA). At the Global level, Steve served on the IIA's Executive Committee for 6 years (2003-09) and on the IIA Board for 7 years. He previously served as Senior Vice Chairman and Vice Chairman – Professional Services and is a past President of the Houston Chapter (1999-2000), and served on its Board for 17 years. In 2012, Steve was inducted into the inaugural class of the IIA's American Hall of Distinguished Audit Practitioners. He was recognized in 2013 with the Victor Brink award for distinguished service to the IIA. He is now enjoying retirement in Tennessee. I am very grateful to have one of the legends in the internal audit profession on the show.

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Episode 127 -- Deep Dive into the Office of the Comptroller of Currency's Enforcement Action Against Former Wells Fargo Executives

Play Episode Listen Later Feb 16, 2020

In a comprehensive enforcement action, the Office of the Comptroller of Currency (OCC) announced a $17.5 million settlement with former Wells Fargo Bank CEO John Stumpf for his role in the sales practices misconduct scandal. In addition, the OCC announced settlements with two other Wells Fargo executives: (1) Hope Hardison, former Chief Administrative Officer and Director of Human Resources, Cease and Desist Order and $2.25 million civil money penalty; and (2) Michael Loughlin, Chief Risk Officer, Cease and Desist Order and $1.25 million civil money order. In addition to the specific settlements, the OCC initiated penalty notices against five former Wells Fargo officials, including: (1) Carrie Tolstedt, Head of the Community Bank, Prohibition Order and $25 million civil money penalty; (2) Claudia Russ Anderson, Community Bank Group Risk Officer, Prohibition Order and $5 million civil money penalty; (3) James Strother, General Counsel, Personal Cease and Desist Order and $5 million civil money penalty; (4) David Julian, Chief Auditor, PC&D Order and $2 million civil money penalty; and (5) Paul McLinko, Executive Audit Director, PC&D Order and $500,000 civil money penalty. The facts outlined by the OCC in the enforcement actions paint a damning picture of misconduct. In this Episode, Michael Volkov takes a deep dive into the scandal and the OCC's enforcement action.

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Phil Pakes, Group Chief Risk Officer for AMP

Three Lines of Defence

Play Episode Listen Later Feb 14, 2020 36:42

In this episode of The Three Lines of Defence Podcast, I’m interviewing Phil Pakes who is the Chief Audit Executive at AMP. Phil has an extensive career in internal audit and that’s what we’re going to talk about today. He will give us a glimpse on how he came to work as an auditor, his experience as a leader and mentor and his life after the banking role commission.Phil holds an extensive pedigree in audit, holding several key leadership positions in big companies such as Managing Director and Chief Auditor at Citi Private Bank and Country Head of North Asia (excluding Japan) Group Audit at Deutsche Bank.In this episode:Phil’s childhood and where he grew upThe reason he decided to pursue a career in banking and financial services - specifically in internal auditWhy Phil continued to work in audit and eventually in internal auditA mentor that has helped develop his leadership styleA significant turning point in his careerA key challenge Phil went through and how he overcame itKey attributes of an effective leaderThe impact of the evolution of audit on the type of people he hiresHow the robotics component ties into auditPhil’s insight on life post-banking royal commissionImpacts on the future of auditHow much the expansion in audit is driven by regulatorsPhil’s talks about his other passions.Links:● AMP Website● AMP Facebook● AMP Twitter● AMP YouTube● Phil Pakes LinkedIn

Lessons from a CAE with Steve Goepfert

Play Episode Listen Later Dec 10, 2019 52:57

In this week's episode I speak with Steve Goepfert about lessons he learned from being a CAE. We discuss various topics including the difference between being a Chief Auditor, and being a Chief Audit Executive; what it really takes to be a CAE; how to provide those moments of head snap (you'll have to listen to learn more); how to prove and communicate the value internal audit provides; and not getting so engrained in the mechanics that we don't focus on the big picture. Steve Goepfert was the Vice President - Internal Audit (Chief Auditor) for United Airlines in Chicago, Illinois. He assumed the role after the merger of United and Continental. He had previously been Chief Auditor at Continental Airlines for 21 years. He was the 2006-2007 Chairman of the Board for the Institute of Internal Auditors, Inc. (IIA). At the Global level, Steve served on the IIA's Executive Committee for 6 years (2003-09) and on the IIA Board for 7 years. He previously served as Senior Vice Chairman and Vice Chairman – Professional Services and is a past President of the Houston Chapter (1999-2000), and served on its Board for 17 years. In 2012, Steve was inducted into the inaugural class of the IIA's American Hall of Distinguished Audit Practitioners. He was recognized in 2013 with the Victor Brink award for distinguished service to the IIA. He is now enjoying retirement in Tennessee. I am very grateful to have one of the legends in the internal audit profession on the show.

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Jahan Marcu - CBD School Podcast #9

CBD School

Play Episode Listen Later Dec 19, 2017 60:19

Support our channel by purchasing your CBD oil here: NuLeaf Naturals: http://bit.ly/2utFxuf NuLeaf Discount - Use code NEW10 for 10% off your first order! Show Notes On this episode of the CBD School Podcast, I was delighted to be joined by Jahan Marcu, Ph.D. Jahan currently serves as the Chief Scientific Officer and Chief Auditor for Americans For Safe Access and the Patient Focused Certification Program. The mission of Americans for Safe Access (ASA) is to ensure safe and legal access to cannabis (marijuana) for therapeutic use and research. Jahan is one of the top minds working in the cannabis space. His past achievements include: - Receiving a Ph.D for significant contributions to the study of the structure and function of the CB1 receptor and the role of the ECS in bone - Working at the California Pacific Medical Center Research Institute studying the anti-cancer properties of cannabinoids. - Jahan's work has been featured in Forbes, Vice, Nature, Philly Inquirer, CannabisNow, and many others - He is an author for the American Herbal Pharmacopoeia Cannabis Monograph - Jahan is a court-qualified synthetic cannabinoid and cannabis expert In this hour long interview we discussed topics like: - His research on the anti-cancer effects of cannabinoids - Vaping cannabis - what you might want to avoid - The future of legal cannabis access - Advice for cannabis entrepreneurs - Quality control in the cannabis world - And much, much more! If you want to get in touch with Jahan, use the links below: Jahan's Twitter: @jahanmarcu Americans For Safe Access Twitter: @safeaccessnow Jahan also wanted me to share the following links with you. Use them to find out more about Americans For Safe Access and get in touch. safeaccessnow.org/reports info@patientcenteredfocus.org Affiliate Disclosure. My channel and website are supported through affiliate marketing, whereby for referral traffic I receive a small commission from select vendors, at no extra cost to you. This post contains affiliate links. Thanks for your support.

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The Third Annual Financial Reporting Conference (2004) (Part 2)

Play Episode Listen Later Aug 31, 2012 94:50

Developments in corporate financial reporting standards and issues of corporate governance are discussed in the third annual conference hosted by the Center for Financial Integrity. The event took place on April 29, 2004 at the Vertical Campus on the 14th floor. [Part I -- 130 min.] The event is inroduced by Ned Regan, President of Baruch College and Norman N. Strauss, former National Director of Accounting at Ernst & Young/ Executive Professor-in-Residence at Baruch College. Don Nicolaisen, Chief Accountant of the Securities Exchange Commission (SEC) and Robert Herz, Chairman of the Financial Accounting Standards Board (FASB) make opening remarks and answer questions from the audience. A panel discussion about current developments at the SEC follows featuring: Carol Stacey, Chief Accountant at the SEC's Division of Corporate Finance; and Thomas C. Newkirk, Associate Director of Enforcement at the SEC. [Part II -- 94 min.] Norman N. Strauss introduces another panel focused on current developments in the private sector featuring: Edward W. Trott, Board Member at FASB; Mark Beilstein, Partner at KMPG and Chairman at AcSEC; James Johnson, Partner at Deloitte & Touche LLC; and Connie McDaniel, Controller at Coca-Cola, Ltd. [Part III -- 40 min.] Luncheon Address by Douglas Carmichael, Chief Auditor, Public Company Accounting Oversight Board.

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The Sixth Annual Financial Reporting Conference (2007) (Part 5)

Play Episode Listen Later Aug 31, 2012 74:56

The Sixth Annual Financial Reporting Conference provides a forum for interaction between business and accounting executives and policy setters from the U.S. Securities and Exchange Commission (SEC) and the Financial Accounting Standards Board (FASB). The event takes place on May 3, 2007, at Baruch College Vertical Campus, Room 14-220. Norman N. Strauss, Ernst and Young Executive Professor-in-Residence of Baruch College, moderates the conference. [Part I -- 63 min.] Introduction and Welcome Norman N. Strauss, Ernst and Young Executive Professor-in-Residence, Baruch College Kathleen M. Waldron, President, Baruch College Opening Remarks Robert Herz, Chairman, Financial Accounting Standards Board (FASB) Conrad Hewitt, Chief Accountant, Securities and Exchange Commission (SEC) [Part II -- 81 min.] Panel 1: Current Developments at the SEC James L. Kroeker, Deputy Chief Accountant, SEC Carol Stacey, Chief Accountant, Division of Corporation Finance, SEC Susan G. Markel, Chief Accountant, Division of Enforcement, SEC [Part III -- 81 min.] Panel 2: Current Private Sector Developments Leslie Seidman, Board Member, FASB James Johnson, Partner, Deloitte & Touche LLP, Member EITF Michael P. Cangemi, President and CEO, Financial Executive International (FEI) [Part IV -- 135 min.] Luncheon Address by Thomas Ray, Chief Auditor, Public Company Accounting Oversight Board (PCAOB), introduced by Masako Darrough, Professor and Chair of the Stan Ross Department of Accountancy Panel 3: Complexity in Financial Reporting Robert Herz, Chairman, FASB Greg Jonas, Managing Director, Moody's Investors Service Jan Hauser, PricewaterhouseCoopers LLP Scott Taub, Partner, Financial Reporting Advisors Robert Laux,Director of Financial Accounting and Reporting, Microsoft, Inc. [Part V -- 75 min.] Panel 4: Fair Value Implementation Leslie Seidman, Board Member, FASB Don Charles, Partner, Ernst & Young LLP James W. Barge, Senior Vice President and Controller, Time Warner Marc Northam, Partner, KPMG LLP Greg Jonas, Managing Director, Moody's Investors Service

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The Sixth Annual Financial Reporting Conference (2007) (Part 3)

Play Episode Listen Later Aug 31, 2012 80:53

The Sixth Annual Financial Reporting Conference provides a forum for interaction between business and accounting executives and policy setters from the U.S. Securities and Exchange Commission (SEC) and the Financial Accounting Standards Board (FASB). The event takes place on May 3, 2007, at Baruch College Vertical Campus, Room 14-220. Norman N. Strauss, Ernst and Young Executive Professor-in-Residence of Baruch College, moderates the conference. [Part I -- 63 min.] Introduction and Welcome Norman N. Strauss, Ernst and Young Executive Professor-in-Residence, Baruch College Kathleen M. Waldron, President, Baruch College Opening Remarks Robert Herz, Chairman, Financial Accounting Standards Board (FASB) Conrad Hewitt, Chief Accountant, Securities and Exchange Commission (SEC) [Part II -- 81 min.] Panel 1: Current Developments at the SEC James L. Kroeker, Deputy Chief Accountant, SEC Carol Stacey, Chief Accountant, Division of Corporation Finance, SEC Susan G. Markel, Chief Accountant, Division of Enforcement, SEC [Part III -- 81 min.] Panel 2: Current Private Sector Developments Leslie Seidman, Board Member, FASB James Johnson, Partner, Deloitte & Touche LLP, Member EITF Michael P. Cangemi, President and CEO, Financial Executive International (FEI) [Part IV -- 135 min.] Luncheon Address by Thomas Ray, Chief Auditor, Public Company Accounting Oversight Board (PCAOB), introduced by Masako Darrough, Professor and Chair of the Stan Ross Department of Accountancy Panel 3: Complexity in Financial Reporting Robert Herz, Chairman, FASB Greg Jonas, Managing Director, Moody's Investors Service Jan Hauser, PricewaterhouseCoopers LLP Scott Taub, Partner, Financial Reporting Advisors Robert Laux,Director of Financial Accounting and Reporting, Microsoft, Inc. [Part V -- 75 min.] Panel 4: Fair Value Implementation Leslie Seidman, Board Member, FASB Don Charles, Partner, Ernst & Young LLP James W. Barge, Senior Vice President and Controller, Time Warner Marc Northam, Partner, KPMG LLP Greg Jonas, Managing Director, Moody's Investors Service

ceo director president professor partner microsoft conference managing directors panel sec senior vice president reporting board members residence complexity ernst deloitte moody sixth securities controller enforcement baruch college exchange commission sec financial reporting investors service fasb financial accounting financial accounting standards board touche llp chief accountant corporation finance thomas ray chief auditor baruch college vertical campus

The Sixth Annual Financial Reporting Conference (2007) (Part 4)

Play Episode Listen Later Aug 31, 2012 134:56

The Sixth Annual Financial Reporting Conference provides a forum for interaction between business and accounting executives and policy setters from the U.S. Securities and Exchange Commission (SEC) and the Financial Accounting Standards Board (FASB). The event takes place on May 3, 2007, at Baruch College Vertical Campus, Room 14-220. Norman N. Strauss, Ernst and Young Executive Professor-in-Residence of Baruch College, moderates the conference. [Part I -- 63 min.] Introduction and Welcome Norman N. Strauss, Ernst and Young Executive Professor-in-Residence, Baruch College Kathleen M. Waldron, President, Baruch College Opening Remarks Robert Herz, Chairman, Financial Accounting Standards Board (FASB) Conrad Hewitt, Chief Accountant, Securities and Exchange Commission (SEC) [Part II -- 81 min.] Panel 1: Current Developments at the SEC James L. Kroeker, Deputy Chief Accountant, SEC Carol Stacey, Chief Accountant, Division of Corporation Finance, SEC Susan G. Markel, Chief Accountant, Division of Enforcement, SEC [Part III -- 81 min.] Panel 2: Current Private Sector Developments Leslie Seidman, Board Member, FASB James Johnson, Partner, Deloitte & Touche LLP, Member EITF Michael P. Cangemi, President and CEO, Financial Executive International (FEI) [Part IV -- 135 min.] Luncheon Address by Thomas Ray, Chief Auditor, Public Company Accounting Oversight Board (PCAOB), introduced by Masako Darrough, Professor and Chair of the Stan Ross Department of Accountancy Panel 3: Complexity in Financial Reporting Robert Herz, Chairman, FASB Greg Jonas, Managing Director, Moody's Investors Service Jan Hauser, PricewaterhouseCoopers LLP Scott Taub, Partner, Financial Reporting Advisors Robert Laux,Director of Financial Accounting and Reporting, Microsoft, Inc. [Part V -- 75 min.] Panel 4: Fair Value Implementation Leslie Seidman, Board Member, FASB Don Charles, Partner, Ernst & Young LLP James W. Barge, Senior Vice President and Controller, Time Warner Marc Northam, Partner, KPMG LLP Greg Jonas, Managing Director, Moody's Investors Service

ceo director president professor partner microsoft conference managing directors panel sec senior vice president reporting board members residence complexity ernst deloitte moody sixth securities controller enforcement baruch college exchange commission sec financial reporting investors service fasb financial accounting financial accounting standards board touche llp chief accountant corporation finance thomas ray chief auditor baruch college vertical campus

The Sixth Annual Financial Reporting Conference (2007) (Part 1)

Play Episode Listen Later Aug 31, 2012 62:39

The Sixth Annual Financial Reporting Conference provides a forum for interaction between business and accounting executives and policy setters from the U.S. Securities and Exchange Commission (SEC) and the Financial Accounting Standards Board (FASB). The event takes place on May 3, 2007, at Baruch College Vertical Campus, Room 14-220. Norman N. Strauss, Ernst and Young Executive Professor-in-Residence of Baruch College, moderates the conference. [Part I -- 63 min.] Introduction and Welcome Norman N. Strauss, Ernst and Young Executive Professor-in-Residence, Baruch College Kathleen M. Waldron, President, Baruch College Opening Remarks Robert Herz, Chairman, Financial Accounting Standards Board (FASB) Conrad Hewitt, Chief Accountant, Securities and Exchange Commission (SEC) [Part II -- 81 min.] Panel 1: Current Developments at the SEC James L. Kroeker, Deputy Chief Accountant, SEC Carol Stacey, Chief Accountant, Division of Corporation Finance, SEC Susan G. Markel, Chief Accountant, Division of Enforcement, SEC [Part III -- 81 min.] Panel 2: Current Private Sector Developments Leslie Seidman, Board Member, FASB James Johnson, Partner, Deloitte & Touche LLP, Member EITF Michael P. Cangemi, President and CEO, Financial Executive International (FEI) [Part IV -- 135 min.] Luncheon Address by Thomas Ray, Chief Auditor, Public Company Accounting Oversight Board (PCAOB), introduced by Masako Darrough, Professor and Chair of the Stan Ross Department of Accountancy Panel 3: Complexity in Financial Reporting Robert Herz, Chairman, FASB Greg Jonas, Managing Director, Moody's Investors Service Jan Hauser, PricewaterhouseCoopers LLP Scott Taub, Partner, Financial Reporting Advisors Robert Laux,Director of Financial Accounting and Reporting, Microsoft, Inc. [Part V -- 75 min.] Panel 4: Fair Value Implementation Leslie Seidman, Board Member, FASB Don Charles, Partner, Ernst & Young LLP James W. Barge, Senior Vice President and Controller, Time Warner Marc Northam, Partner, KPMG LLP Greg Jonas, Managing Director, Moody's Investors Service

ceo director president professor partner microsoft conference managing directors panel sec senior vice president reporting board members residence complexity ernst deloitte moody sixth securities controller enforcement baruch college exchange commission sec financial reporting investors service fasb financial accounting financial accounting standards board touche llp chief accountant corporation finance thomas ray chief auditor baruch college vertical campus

The Sixth Annual Financial Reporting Conference (2007) (Part 2)

Play Episode Listen Later Aug 31, 2012 80:47

The Sixth Annual Financial Reporting Conference provides a forum for interaction between business and accounting executives and policy setters from the U.S. Securities and Exchange Commission (SEC) and the Financial Accounting Standards Board (FASB). The event takes place on May 3, 2007, at Baruch College Vertical Campus, Room 14-220. Norman N. Strauss, Ernst and Young Executive Professor-in-Residence of Baruch College, moderates the conference. [Part I -- 63 min.] Introduction and Welcome Norman N. Strauss, Ernst and Young Executive Professor-in-Residence, Baruch College Kathleen M. Waldron, President, Baruch College Opening Remarks Robert Herz, Chairman, Financial Accounting Standards Board (FASB) Conrad Hewitt, Chief Accountant, Securities and Exchange Commission (SEC) [Part II -- 81 min.] Panel 1: Current Developments at the SEC James L. Kroeker, Deputy Chief Accountant, SEC Carol Stacey, Chief Accountant, Division of Corporation Finance, SEC Susan G. Markel, Chief Accountant, Division of Enforcement, SEC [Part III -- 81 min.] Panel 2: Current Private Sector Developments Leslie Seidman, Board Member, FASB James Johnson, Partner, Deloitte & Touche LLP, Member EITF Michael P. Cangemi, President and CEO, Financial Executive International (FEI) [Part IV -- 135 min.] Luncheon Address by Thomas Ray, Chief Auditor, Public Company Accounting Oversight Board (PCAOB), introduced by Masako Darrough, Professor and Chair of the Stan Ross Department of Accountancy Panel 3: Complexity in Financial Reporting Robert Herz, Chairman, FASB Greg Jonas, Managing Director, Moody's Investors Service Jan Hauser, PricewaterhouseCoopers LLP Scott Taub, Partner, Financial Reporting Advisors Robert Laux,Director of Financial Accounting and Reporting, Microsoft, Inc. [Part V -- 75 min.] Panel 4: Fair Value Implementation Leslie Seidman, Board Member, FASB Don Charles, Partner, Ernst & Young LLP James W. Barge, Senior Vice President and Controller, Time Warner Marc Northam, Partner, KPMG LLP Greg Jonas, Managing Director, Moody's Investors Service

ceo director president professor partner microsoft conference managing directors panel sec senior vice president reporting board members residence complexity ernst deloitte moody sixth securities controller enforcement baruch college exchange commission sec financial reporting investors service fasb financial accounting financial accounting standards board touche llp chief accountant corporation finance thomas ray chief auditor baruch college vertical campus

The Third Annual Financial Reporting Conference (2004)

Play Episode Listen Later Aug 31, 2012 39:46

Developments in corporate financial reporting standards and issues of corporate governance are discussed in the third annual conference hosted by the Center for Financial Integrity. The event took place on April 29, 2004 at the Vertical Campus on the 14th floor. [Part I -- 130 min.] The event is inroduced by Ned Regan, President of Baruch College and Norman N. Strauss, former National Director of Accounting at Ernst & Young/ Executive Professor-in-Residence at Baruch College. Don Nicolaisen, Chief Accountant of the Securities Exchange Commission (SEC) and Robert Herz, Chairman of the Financial Accounting Standards Board (FASB) make opening remarks and answer questions from the audience. A panel discussion about current developments at the SEC follows featuring: Carol Stacey, Chief Accountant at the SEC's Division of Corporate Finance; and Thomas C. Newkirk, Associate Director of Enforcement at the SEC. [Part II -- 94 min.] Norman N. Strauss introduces another panel focused on current developments in the private sector featuring: Edward W. Trott, Board Member at FASB; Mark Beilstein, Partner at KMPG and Chairman at AcSEC; James Johnson, Partner at Deloitte & Touche LLC; and Connie McDaniel, Controller at Coca-Cola, Ltd. [Part III -- 40 min.] Luncheon Address by Douglas Carmichael, Chief Auditor, Public Company Accounting Oversight Board.

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The Third Annual Financial Reporting Conference (2004) (Part 1)

Play Episode Listen Later Aug 31, 2012 130:37

Developments in corporate financial reporting standards and issues of corporate governance are discussed in the third annual conference hosted by the Center for Financial Integrity. The event took place on April 29, 2004 at the Vertical Campus on the 14th floor. [Part I -- 130 min.] The event is inroduced by Ned Regan, President of Baruch College and Norman N. Strauss, former National Director of Accounting at Ernst & Young/ Executive Professor-in-Residence at Baruch College. Don Nicolaisen, Chief Accountant of the Securities Exchange Commission (SEC) and Robert Herz, Chairman of the Financial Accounting Standards Board (FASB) make opening remarks and answer questions from the audience. A panel discussion about current developments at the SEC follows featuring: Carol Stacey, Chief Accountant at the SEC's Division of Corporate Finance; and Thomas C. Newkirk, Associate Director of Enforcement at the SEC. [Part II -- 94 min.] Norman N. Strauss introduces another panel focused on current developments in the private sector featuring: Edward W. Trott, Board Member at FASB; Mark Beilstein, Partner at KMPG and Chairman at AcSEC; James Johnson, Partner at Deloitte & Touche LLC; and Connie McDaniel, Controller at Coca-Cola, Ltd. [Part III -- 40 min.] Luncheon Address by Douglas Carmichael, Chief Auditor, Public Company Accounting Oversight Board.

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Douglas Carmichael: Luncheon Address at the Third Annual Financial Reporting Conference (2004)

Play Episode Listen Later Aug 15, 2012 39:46

This video is the luncheon address by Douglas Carmichael, Chief Auditor, Public Company Accounting Oversight Board, at the Third Annual Financial Reporting Conference hosted by the Center for Financial Integrity. The event takes place on April 29, 2004, at the Vertical Campus on the 14th floor.

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Working in the Banking Industry: Insights from Leading Professionals

Play Episode Listen Later Aug 15, 2012 61:33

"Diane D'Erasmo, Executive Vice President, Commercial Banking, HSBC Bank USA and Mark Martinelli, Executive Vice President & Chief Auditor, HSBC Bank USA, talk about their educational background, career paths, and offer tips and advices on working in the banking industry at the Executives On Campus Program's JobSmart Career Hour. The event takes place on November 13, 2007, at the Baruch College Vertical Campus, Room 14-235, and is moderated by Baruch College student Anantshree Bubna."

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JobSmart Career Hour (2009): New Career Paths for Accounting Students

Baruch Community

Play Episode Listen Later Aug 15, 2012 56:27

Brian Newman, C.P.A., Partner-in-Charge of the Tax Department, Kostin, Ruffkess & Company, LLC and Mark Martinelli, C.P.A., Executive Vice President & Chief Auditor of HSBC Bank USA, talk about new career paths for accounting careers at the JobSmart Career Hour, the Executives On Campus Program. The event takes place on February 24, 2009, at the Baruch College Vertical Campus, Room 14-245.

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JobSmart Career Hour (2009): New Career Paths for Accounting Students

Play Episode Listen Later Aug 15, 2012 56:27

Brian Newman, C.P.A., Partner-in-Charge of the Tax Department, Kostin, Ruffkess & Company, LLC and Mark Martinelli, C.P.A., Executive Vice President & Chief Auditor of HSBC Bank USA, talk about new career paths for accounting careers at the JobSmart Career Hour, the Executives On Campus Program. The event takes place on February 24, 2009, at the Baruch College Vertical Campus, Room 14-245.

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JobSmart Career Hour (2009): New Career Paths for Accounting Students

Baruch Community

Play Episode Listen Later Aug 15, 2012 56:27

Brian Newman, C.P.A., Partner-in-Charge of the Tax Department, Kostin, Ruffkess & Company, LLC and Mark Martinelli, C.P.A., Executive Vice President & Chief Auditor of HSBC Bank USA, talk about new career paths for accounting careers at the JobSmart Career Hour, the Executives On Campus Program. The event takes place on February 24, 2009, at the Baruch College Vertical Campus, Room 14-245.

partner students llc charge accounting paths newman career path new career martinelli brian newman tax department chief auditor hsbc bank usa baruch college vertical campus jobsmart career hour

JobSmart Career Hour (2009): New Career Paths for Accounting Students

Baruch Community

Play Episode Listen Later Aug 14, 2012 56:27

Brian Newman, C.P.A., Partner-in-Charge of the Tax Department, Kostin, Ruffkess & Company, LLC and Mark Martinelli, C.P.A., Executive Vice President & Chief Auditor of HSBC Bank USA, talk about new career paths for accounting careers at the JobSmart Career Hour, the Executives On Campus Program. The event takes place on February 24, 2009, at the Baruch College Vertical Campus, Room 14-245.

partner students llc charge accounting newman career path new career martinelli brian newman tax department chief auditor hsbc bank usa baruch college vertical campus jobsmart career hour

Working in the Banking Industry: Insights from Leading Professionals

Play Episode Listen Later Aug 14, 2012 61:33

"Diane D’Erasmo, Executive Vice President, Commercial Banking, HSBC Bank USA and Mark Martinelli, Executive Vice President & Chief Auditor, HSBC Bank USA, talk about their educational background, career paths, and offer tips and advices on working in the banking industry at the Executives On Campus Program's JobSmart Career Hour. The event takes place on November 13, 2007, at the Baruch College Vertical Campus, Room 14-235, and is moderated by Baruch College student Anantshree Bubna."

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JobSmart Career Hour (2009): New Career Paths for Accounting Students