Podcasts about regtech

Jo Ann sits down with her friend Brett King and M-Pesa founder Nick Hughes on this special crossover episode of Barefoot Innovation & Breaking Banks, recorded live at Virgin Unite's “Change: Fintech Leaders Gathering” on Necker Island.

Kimberley Cole interviews Elaine Mullan, Head of Marketing and Business Development at Corlytics, about her career journey and role. Elaine discusses her transition from fashion design to marketing in the FinTech and RegTech sectors, her passion for mentoring women in tech, and her involvement in the Risky Women Write competition, where she won for her article on GRC through the lens of pop culture. Elaine emphasizes the importance of diversity in GRC, the impact of AI on compliance, and the need for more women's voices in the industry. She also shares her experiences with networking and the challenges of balancing early and late-stage careers. SHOW NOTES01:12 Career Journey 05:45 Role at Corlytics and Industry Insights 08:16 Advocacy for Women in Tech 14:58 Elaine's Article on GRC and Pop Culture 20:40 Diversity and Innovation in the Industry Transcript and more GRC content: https://www.riskywomen.org/2025/04/podcast-s8e4-how-hollywood-turns-grc-into-a-story-worth-telling/

In our feature-length season finale, Matthew Vincent (Dir. MIFIR Reporting, Kaizen) and José Manuel Santamaría, (Head Regulatory Services, BME, SIX)  join our regular virtual studio crew to talk about the next huge wave of regulatory change - MIFIR 2024. With far-reaching implications for market participants in non-equity instruments and equities, could 2025 signal even more disruption than EMIR Refit last year? Join Andrew Keith Walker, Nick Bruce and John Kernan for another lively show going in-depth and under the hood of the latest Regtech news. 

In this episode, Jonny Fry (TeamBlockchain) sits down with Alex Bausch (2Tokens) to explore the real-world adoption of tokenization and blockchain technology. They discuss how 2Tokens has supported industries like finance, energy, and logistics in leveraging digital assets to solve funding challenges—without the hype of early ICOs.From the Port of Rotterdam's tokenized bills of lading to regulatory sandboxes and crowdfunding innovations, Alex and Jonny break down how blockchain is transforming traditional financial systems. They also highlight the 2Tokens masterclasses, which provide hands-on education for professionals looking to implement tokenization in their businesses.All in all, this episode offers valuable insights into the next wave of blockchain-powered finance.Participants: Alex Bausch: https://www.linkedin.com/in/alexbausch/Jonny Fry: https://www.linkedin.com/in/jonnyfry/Do you want to join one of the use cases? Contact us via info@2tokens.org Read more on our blog

Jo Ann briefly discusses the changes underway at the U.S. financial regulatory agencies, including thoughts on the new Department of Government Efficiency (DOGE) and potential impacts on the Consumer Financial Protection Bureau (CFPB).

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: CFTC to give credit for self-disclosure. (WSJ) The US is now the enemy of the West. (FT) GenAI in the legal industry. (Reuters) AI-powered RegTech. (PYMNTS) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Check out the FCPA Survival Guide on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices

Financial crime is surging. Hear Sardine CEO Soups Ranjan discuss AI-driven scams, deepfakes vs. KYC, and why traditional fraud controls fail. Listen and learn how to fight back. Watch this episode as a video here and check out the full show notes here. 

A Scamdemic is something we could have never imagined, but with the evolution of blockchain, crypto and AI we are right in the middle of the new age of fraud. The best people to share what is at the heart of this systematic shift by criminals into the world of web3 are Caitlin Barnett (Director of Regulation & Compliance, Chainalysis) and Trisha Kothari (CEO & Founder, Unit21). Trisha shares her journey from a Google intern to leading a successful Regtech startup that is at the intersection of AI and fraud prevention. The duo explore strategies from tech giants, the rise of AI in financial fraud and the increasing prevalence of scams in the crypto industry. Trisha shares Unit21's innovative approaches to data monitoring, fraud detection and leveraging AI to enhance compliance, while highlighting the challenges and innovations in fraud prevention and the focus on mission-driven solutions to combat financial crime. Minute-by-minute episode breakdown 2 | Trisha's early experimentation experience as an intern at Google  4 | The current state of fraud and the acceleration of it using AI 6 | Fraud detection and prevention in crypto and financial sectors 11 | $25 Million deepfake scam on hedge fund using AI 14 | How AI is changing the future of fraud and compliance work  17 | Traditional KYC is dead! 20 | Is 2025 the year of the SCAMDEMIC? 23 | Reducing false positives in fraud detection with AI 25 | Entrepreneurship, mission-driven work and building a team at Unit21 27 | AI integrations to combat elderly fraud Related resources Check out more resources provided by Chainalysis that perfectly complement this episode of the Public Key. Website: Unit21: The best place to build web3 products Demo: Unit21 for Crypto and Web3 Companies Webinar: Automating L1 Reviews With Unit21's AI Agent (Feb.12 - 1pm EST) Report: Annual State of Fraud and AML Report Blog: 35% Year-over-Year Decrease in Ransomware Payments, Less than Half of Recorded Incidents Resulted in Victim Payments Blog: Chainalysis Launches Enhancements to Help Organizations Know Your VASP Report: The Chainalysis 2025 Crypto Crime Report (Reserve Your Copy Today) YouTube: Chainalysis YouTube page Twitter: Chainalysis Twitter: Building trust in blockchain Speakers on today's episode Caitlin Barnett *Host* (Director of Regulation & Compliance, Chainalysis) Trisha Kothari (CEO & Founder, Unit21) This website may contain links to third-party sites that are not under the control of Chainalysis, Inc. or its affiliates (collectively “Chainalysis”). Access to such information does not imply association with, endorsement of, approval of, or recommendation by Chainalysis of the site or its operators, and Chainalysis is not responsible for the products, services, or other content hosted therein. Our podcasts are for informational purposes only, and are not intended to provide legal, tax, financial, or investment advice. Listeners should consult their own advisors before making these types of decisions. Chainalysis has no responsibility or liability for any decision made or any other acts or omissions in connection with your use of this material. Chainalysis does not guarantee or warrant the accuracy, completeness, timeliness, suitability or validity of the information in any particular podcast and will not be responsible for any claim attributable to errors, omissions, or other inaccuracies of any part of such material.  Unless stated otherwise, reference to any specific product or entity does not constitute an endorsement or recommendation by Chainalysis. The views expressed by guests are their own and their appearance on the program does not imply an endorsement of them or any entity they represent. Views and opinions expressed by Chainalysis employees are those of the employees and do not necessarily reflect the views of the company. 

Happy New Year! In our first show of 2025, we have Maria Santos (MD, Regis-TR SA), John Kernan (CEO Regis-TR UK) and Laura Rodriguez (Head of Institutional Relations) setting the big Q1 goals for the TR & market participants. Plus, we look at DORA, upcoming milestones in the regulation space, events and some predictions for 2025. 

In our final conversation of the year, our SVP of Client Relations, Joanna Summers, sits down with Stefan Cassella, a former federal prosecutor with more than three decades of experience in international asset forfeiture who has authored over 50 law review articles and played a pivotal role in shaping and advancing federal asset forfeiture laws in the US and abroad.In this episode, Joanna and Stef explore the growing role of cryptocurrency in criminal investigations and asset forfeiture, highlighting its use in money laundering, investment fraud, and sanctions evasion. Together, they unpack the complexities of high-profile cases like Bitcoin Fog, the challenges posed by mixers and decentralised exchanges, and the significance of recent court rulings in legitimising blockchain analysis tools. Stefan also shares practical advice for law enforcement and attorneys navigating the crypto landscape, highlighting the need for enhanced training and resources to address these evolving threats and the critical role of non-conviction-based asset forfeiture, or civil asset forfeiture, as a key law enforcement tool.Timestamps02:00 - Stef's Background03:00 - The Growing Role of Cryptocurrency in Asset Forfeiture07:00 - Understanding Civil Asset Forfeiture11:00 - Regulatory Challenges and the Future of Crypto Laws14:30 - Complexities of Crypto Mixers and Decentralized Exchanges19:30 - The Legitimacy of Blockchain Analysis Tools in Court23:00 - Practical Advice for Law Enforcement and Attorneys in Crypto Forfeiture24:00 - Insights from Stefan's Money Laundering and Forfeiture Digest26:00 - Key Challenges in Crypto Asset ForfeitureResources Mentionedhttps://www.trmlabs.com/tackling-crypto-crime-2023-survey-of-law-enforcement https://assetforfeiturelaw.us/ https://www.fatf-gafi.org/en/publications/Fatfrecommendations/Bestpracticesonconfiscationrecommendations4and38andaframeworkforongoingworkonassetrecovery.html https://sherwood.news/crypto/momentum-builds-for-a-strategic-national-bitcoin-reserve-but-what-does-that/ https://academy.assetreality.com/student/page/149456-virtual-asset-transfer-fundamentals About our Guest:Stefan Cassella is a former federal prosecutor with more than three decades of experience in international asset forfeiture who has authored over 50 law review articles and played a pivotal role in shaping and advancing federal asset forfeiture laws in the USA and abroad.Today, as the founder of Asset Forfeiture Law, he continues to provide invaluable guidance to law enforcement, private law firms, and financial institutions by providing expert witness services, training, and legal guidance.DisclaimerOur podcasts are for informational purposes only. They are not intended to provide legal, tax, financial, and/or investment advice. Listeners must consult their own advisors before making decisions on the topics discussed. Asset Reality has no responsibility or liability for any decision made or any other acts or omissions in connection with your use of this material.The views expressed by guests are their own and their appearance on the program does not imply an endorsement of them or any entity they represent. Views and opinions expressed by Asset Reality employees are those of the employees and do not necessarily reflect the views of the company. Asset Reality does not guarantee or warrant the accuracy, completeness, timeliness, suitability or validity of the information in any particular podcast and will not be responsible for any claim attributable to errors, omissions, or other inaccuracies of any part of such material. Unless stated otherwise, reference to any specific product or entity does not constitute an endorsement or recommendation by Asset Reality.

2024 brachte uns viele Highlights in einer generell schwierigen Wirtschaftslage voller Pleiten und Rückschlägen. Einer, der ganz nah am Puls der Startup-Szene unterwegs ist, ist Kambis Kohansal, der Head of Startup-Services der Wirtschaftskammer sowie zuletzt unter den Top 3 Business Angels des Jahres. Kurz vor Jahresende also Zeit, ihn zu fragen, was der Status quo der Branche ist und vor allem - wie geht es 2025 weiter? Die Themen im Podcast: - Highlights 2024 - Internationale Vernetzung mit anderen Hubs - Zwischenfazit zur FlexCo - Pleitewelle: Wie schlimm ist es wirklich? - Finanzierungslage 2025 Wenn dir diese Folge gefallen hat, lass uns doch vier, fünf Sterne als Bewertung da und folge dem Podcast auf Spotify, Apple Music und Co. Für Anregungen, Kritik, Feedback oder Wünsche zu künftigen Gästen schick uns jederzeit gerne eine Mail an ⁠⁠⁠⁠⁠⁠⁠⁠feedback@trendingtopics.at⁠⁠⁠⁠⁠⁠⁠⁠.

In this episode of Trading Tomorrow – Navigating Trends in Capital Markets, host Jim Jockle sits down with Jennifer Arnold, co-founder and CEO of Minerva, to explore the future of compliance and the evolving role of technology in combating financial crime. Jennifer shares her journey from anti-money laundering expert to RegTech innovator and unveils how Minerva uses technology and automation to revolutionize financial crime detection. This episode delves into the intersection of innovation, regulatory challenges, and the human role in technology-driven compliance.

In Episode 122 of Living on Blockchain, we sit down with Saurabh Gupta, Co-Founder and CEO of VeriSmart AI, to explore how blockchain and AI are reshaping the landscape of data privacy and compliance. Saurabh shares his incredible journey as a three-time entrepreneur and a thought leader in blockchain and AI. We discuss: VeriSmart AI's innovative RegTech solutions like Digi Yatra ID and DigiPass. The role of blockchain in enabling data interoperability and enhancing privacy compliance. Key challenges and opportunities in building scalable blockchain-powered platforms. Insights into VeriSmart's recognition as a top RegTech platform by Forbes, Entrepreneur.com, and Visa. Get inspired by Saurabh's mission to democratize data intelligence and safeguard user privacy while revolutionizing industries like finance, travel, and e-commerce. Tune in now to discover how VeriSmart AI is tackling real-world compliance issues and shaping the future of RegTech! Connect with him here:  https://www.linkedin.com/in/saurabh-verismart/?originalSubdomain=in #Web3 #Blockchain #Podcast #RegTech #AI

Venture capital funding into Irish technology SMEs treaded water in the third quarter of this year, finishing at €192.5m, just 1% ahead of the same period last year, according to the Irish Venture Capital Association Venture Pulse survey, published today in association with William Fry. This compares to a global trend where VC funding in the third quarter fell by 15% year over year. VC funding in Ireland for the nine months to the end of September fell by 18% to €945.3m from €1.1bn in 2023. Globally, VC funding fell by 3.7% over the same period. International VC funding into Ireland fell by almost €200m or 24% for the year to the end of September. International funding for the third quarter of €85m amounted to 44% of the total for the period. Gerry Maguire, chairperson of the Irish Venture Capital Association, commented: "A positive feature of the third quarter is that the number of deals rose by 55% to 59. While there were no rounds in the €30m plus range, this was compensated for by an increase in deals under €10m, including seed funding. These underlying trends reflect a buoyant ecosystem in Ireland for early-stage companies, many of which are involved in cutting-edge technologies such as Artificial Intelligence (AI), Cyber Security, Quantum Computing, MedTech and Envirotech. "However, the potential for an isolationist-leaning incoming administration in the White House to implement policies that could be negative for Ireland emphasises the need for us to take these Indigenous companies to the next level and grow our own tech champions rather than rely on less committed overseas investment." Sarah-Jane Larkin, director general of the Irish Venture Capital Association, said that while there were no deals over €30m in this quarter, there was an encouraging bounce in smaller rounds. Deals in the €3-€5m range rose by 52% to €29m. €1m-€3m rounds grew by 16% to €26m, and deals under €1m rose by nearly a third to €9m. Seed funding, or first rounds raised by SMEs, more than doubled to €33.5m. Commenting on the opportunities for an incoming Government to enhance Ireland's competitiveness in an increasingly uncertain global market, Ms Larkin welcomed the small business provisions in a number of party manifestos, which emphasised the need for scaling up funding and, in particular, the backing of pension funds in this regard. She said that while the support for early-stage firms was a positive feature of the Irish economy, a warning signal was that the average deal size in Ireland has fallen since 2018 compared to comparative European countries. "Drip feeding of small rounds is not efficient. As a result, the proportion of Irish firms going out of business is higher than the European average." The largest deals in the third quarter were medtech company Neurent Medical (€18.2m); renewable energy firm Circal (€15m); EV and solar installation provider ePower (€15m); medical device company Luminate (€13.9m) and medtech firm, Loci Orthopaedics (€13.8m). Sarah-Jane Larkin added: "Access to public capital for VCs through the likes of EI (Enterprise Ireland) and ISIF (Ireland Strategic Investment Fund) in Ireland and EIF (European Investment Fund in Europe, has never been better. However, there is now a severe shortage of matching private capital in Ireland from investors such as pension funds, family offices and corporates. Government policy can have a significant impact in fixing this, as is happening in the UK, and in several EU countries such as Denmark and France." Life sciences were the leading sector in the nine months to the end of September raising 42% of the total (€392.8m), followed by Envirotech (13%), Regtech (10%), Fintech and Software (both 9%). In the third quarter, AI & Machine Learning was the third highest sector raising 11%.

We've Fintech, Regtech and now InsurTech or the new technologies being deployed in the insurance sector. A new report from the Irish startup InsTech suggests that there are 114 Insurtech companies based here with the potential to make the country a cluster of innovation in insurance. But will any of this drive down premiums? Joe asked Gary Leyden is the Chief Executive of InsTech.ie.

Jane Barratt, Chief Advocacy Officer and Head of Global Public Policy at MX Technologies, Inc., discusses the impending game-changing regulations from the Consumer Financial Protection Bureau to implement Section 1033 of the Dodd-Frank Act. 

Congressman and physicist Bill Foster returns to the podcast to talk about artificial intelligence (AI) and digital identity technologies, and how they present great potential and peril for consumers. 

In this month's News From The Fintech Front, host Don Ginsel is joined by guests Alex Johnson and Gabriella Orille, marking a major milestone for the show: 500 unique guests! Key topics include the increasing role of Central Bank Digital Currencies (CBDCs) in transforming financial systems and how neobanks are strengthening ties with traditional banks to diversify their services. They also dive into the growth of Embedded Finance, reshaping consumer experiences by integrating financial services into everyday platforms, and innovations in RegTech and compliance technology to address regulatory challenges in fintech. The episode closes with the last Fintech Groove segment, promoting the upcoming Milan Fintech Summit, where Matteo Castelnuovo interviews Alberta Pelino. Pelino, herself a summit speaker, discusses gender equality in fintech, her experience founding We Are Fibi, and her mission to close the gender gap in finance through education and empowerment. Stay tuned as Breaking Banks Europe gears up to celebrate five years in two weeks! ‌ Connect with our guests: Alex Johnson - Founder, Fintech Takes https://www.linkedin.com/in/alexhjohnson Website: https://fintechtakes.com/ Subcribe now: https://newsletter.fintechtakes.com/ ‌ Gabriela Orille - Independent Board Member, Denarius https://www.linkedin.com/in/gabrielaorille Website: https://gabrielaorille.com/acerca-de/ ‌ Alberta Pelino - President, Young Ambassadors Society and CEO & Founder Fibi https://www.linkedin.com/in/albertapelino ‌

AIR's Nick Cook discusses the “Financial Regulators' Odyssey” — the journey that lies ahead for virtually every financial regulatory body in the world, in catching up their own technology and cultures to the age of digitized data and AI.

In this episode of the Risk Intel Podcast, SRA Watchtower CEO, Ed Vincent teams up with Niki White, Chief Growth Officer to explore the concept of "starting where you are" in risk management. This discussion sheds light on how organizations can overcome the common paralysis that can come with over-planning and how to take actionable steps toward effective risk management. Follow us to stay in the know!

It's easy to underestimate the importance of system-building in public policy, but Rep. Erin Houchin's bipartisan FUTURES Act would require financial regulators to self-assess their own tech readiness to oversee the tech transformation underway. 

Plus AI Detects Skin Cancer Like this? Get AIDAILY, delivered to your inbox, every weekday. Subscribe to our newsletter at https://aidaily.us Can AI Bring Back the Dead? AI is increasingly used to create "digital resurrections," allowing people to interact with deceased loved ones through AI-generated avatars. While some see this as a tool for closure, others worry about its psychological and ethical implications. Critics raise concerns over privacy, consent, and environmental impact, questioning whether AI resurrections exploit grieving individuals or offer genuine solace. AI Mole Mapping's Role in Skin Cancer Detection  AI mole mapping technology, available at London's OneWelbeck Clinic, significantly enhances skin cancer detection. This advanced service creates detailed 3D skin maps to track mole changes over time. While human dermatologists remain essential for interpreting results, AI assists in meticulous monitoring. Although currently private and costly, it highlights the potential for AI to transform healthcare and promote early cancer detection. 74% of Companies Using AI See ROI A Google Cloud survey reveals that 74% of large companies using generative AI have achieved significant returns, with 86% experiencing a revenue increase of over 6%. Companies are investing AI gains into further development, improving cybersecurity, and enhancing user engagement. Success hinges on strategic alignment, senior leadership support, and fostering a culture of experimentation. Will AI Transform Social Media into a Less Human Experience? Mark Zuckerberg suggests AI will transform social media from human-centered to AI-generated content. As AI creates more content, questions arise about the loss of genuine human connection on platforms like Facebook. Zuckerberg also highlights AI's potential in VR, envisioning immersive AI-generated experiences. The shift poses challenges to social media's roots in fostering human interaction. Banks Use AI to Combat Financial Crime Financial institutions and RegTech companies are employing AI to fight financial crime, including money laundering and fraud, by analyzing large data sets for suspicious patterns. This approach improves the detection of illicit activities and reduces false positives. Despite advancements, experts believe criminals are adopting AI faster than banks, posing challenges in keeping up with evolving threats and ensuring data quality. New AI Model DeepPBS Predicts Protein–DNA Binding Accuracy USC researchers developed DeepPBS, an AI model that predicts protein-DNA binding specificity, marking a significant advancement in drug development. Utilizing geometric deep learning, DeepPBS analyzes protein-DNA interactions, generating spatial graphs. Unlike traditional methods, it predicts binding across diverse proteins, offering potential applications in cancer treatment and synthetic biology .

In this episode of FinTech Layer Cake, host Reggie Young chats with Faraz Rana, founder and CEO of Affinity. Faraz shares his journey from being an M&A lawyer to becoming the Chief Legal Officer at Bread and eventually founding Affinity. He discusses the challenges of transitioning from big law to a startup environment, the nuances of the BNPL (Buy Now Pay Later) space, and the importance of compliance in FinTech. Faraz also dives into the concept of compliance co-pilots using generative AI and the future of RegTech.

The drive for modern financial regulation has transitioned rapidly to move beyond suptech. Sonny Hashmi, Head of Public Sector at Unqork, shares advice on how government leaders can transform their core technology infrastructure. 

Regulatory technology (or regtech) is expected to be worth over USD 87 billion by 2028, but it is an underdeveloped fintech segment in the Caribbean region. However, as regulatory oversight increases in areas such as cybersecurity and data protection, increasingly, regtech will not be limited to the banking and fintech sectors. Circling back to a 2022 episode, regtech expert, Jennifer Potter, gives us a primer on regtech, and discusses, among other things:     *  the other industries, besides banking and financial services, in which regtech can be applied;    *  how regtech can improve the customer experience regarding the Know-Your-Customer (KYC) rules and anti-money laundering (AML) compliance obligation; and   *  key things organisations should consider before they decide to integrate regtech into their operations.   The episode, show notes and links to some of the things mentioned during the episode can be found on the ICT Pulse Podcast Page (www.ict-pulse.com/category/podcast/)    Enjoyed the episode?  Do rate the show and leave us a review!     Also, connect with us on: Facebook – https://www.facebook.com/ICTPulse/  Instagram –  https://www.instagram.com/ictpulse/  Twitter –  https://twitter.com/ICTPulse  LinkedIn –  https://www.linkedin.com/company/3745954/admin/  Join our mailing list: http://eepurl.com/qnUtj    Music credit: The Last Word (Oui Ma Chérie), by Andy Narrell Podcast editing support:  Mayra Bonilla Lopez   ---------------- Also, Sponsorship Opportunities! The ICT Pulse Podcast is accepting sponsors! Would you like to partner with us to produce an episode of the podcast, or highlight a product or service to our audience? Do get in touch at info@ict-pulse.com with “Podcast Sponsorship” as the subject, or via social media @ictpulse, for more details.   _______________  

In this episode of the Risk Intel Podcast, host Ed Vincent invites Shawn Ryan back to the show to dive deeper into the recent Interagency Third-Party Risk Management (TPRM) Guidance released in May 2024. The guidance from the Federal Reserve, FDIC, and the OCC included five critical aspects of third-party risk management: planning, due diligence, contract negotiation, ongoing monitoring, and termination.  In Part 1 of this series, Shawn discussed in detail the Planning and Termination stages of third-party engagement. In this episode, Shawn covers the critical aspects of due diligence, contracting, and monitoring that financial institutions must navigate, especially when dealing with FinTech and RegTech firms. Follow SRA to Learn More.Follow us to stay in the know!

In the fast-paced world of FinTech, navigating regulatory landscapes requires a keen understanding of evolving standards and proactive collaboration. Listen as we explore insights from a recent Risk Intel episode featuring Phil Goldfeder, CEO of the American Fintech Council, and Ed Vincent, CEO of SRA Watchtower as they discuss regulations around third-party risk management and how the new Guide for Community Banks can be leveraged.  Let's dive into three key themes: continuous adaptation, the importance of regulatory guidance and best practices, and the need for collaboration and communication. Follow SRA to Learn More.Follow us to stay in the know!

Hoy en Empresas con Identidad una tecnológica española que desarrolla robots que mejoran la vida de las personas: Star Robotics. En digital Business hablamos sobre el nuevo paquete normativo de la UE para luchar contra el blanqueo de capitales con Soraya de Caso, representante de la vertical de RegTech de AEFI y Manager en Consultoría Legal de Negocio de Customer Comms. Y por último le tomamos entrevistamos a Gorka Jiménez, Ceo de Var Group España.

Welcome back!Today on the episode we welcome Itai Damti, CEO of Unit. If you're in the know, you're probably aware of alllll the drama going on in BaaS, and if you're finding for more on what's happening. You've come to the right place. Enjoy! Remember, you can watch our beautiful faces doing the video show over on YouTube! Links:UnitItai on LinkedInSponsor:SkipifyTopics:(00:00:00) - Intro(00:01:53) - Itai's journey in embedded finance(00:04:56) - Learning experiences from past startups(00:08:29) - How Unit was built & inside the crazy world of banking regulations(0:35:15) - Embedded Finance theories(00:40:22) - Will embedded finance move in a RegTech direction?(00:44:51) - Has the conversation cadence between regulators and partners increased?(00:51:26) - What is the most exciting future for Fintech?(00:58:57) - What has it been like emotionally going through the ups and downs of running a business in embedded finance?(01:09:46) - How do you stay functional in such a complex industry?

From ballet to blockchain, this unique episode of the Extrology podcast has it all!Tune in to hear the journey of eflow Global Founder, Ben Parker - from outback Aussie to Oxford Philosopher to RegTech revolutionary. Discover how Ben overcame resistance to move Wall Street to the cloud and learn his unconventional leadership tactics that made FinTech giants follow his lead. He also weighs in on the future of finance - will crypto crash the system or change it for good? There's only one way to find out what's next for this entrepreneur as his empire continues to expand - tune in to episode 88 of Extrology now on all major podcasting platforms. Lee Cooper and Ben Parker explore:Ben's unlikely journey from religious studies to ruling the compliance game. How eflow took opportunities ahead of the industryBalancing maintaining culture with scaling operations Implications of decentralisation and cryptocurrency on today's financial worldLee Cooper: https://www.linkedin.com/in/leecooperrecruiter/Ben Parker: https://www.linkedin.com/in/ben-parker-1a72069/Eflow global: https://eflowglobal.com/https://www.linkedin.com/company/eflow-uk-ltd/Get in touch: lee@extrology.com

Change is essential to survive and thrive in any enterprise. As we narrow in on the world of AML and KYC, the adaptation of sophisticated criminals is evident, so the question arises: what disruptions are needed to outsmart these bad actors? In this episode of KYC Decoded, Head of Strategy & Content at Sardine, Simon Taylor, lends us his astute and perceptive expertise as we explore this questions further. You won't want to miss this energetic and educational conversation with host, Alex Pillow. Their wide-ranging discussion covers topics like:The different areas of KYC and AML that have the greatest opportunities for disruptionThe role of advancing technologies and how they might be used in particular use casesHow change could impact industry professionalsIf you enjoyed listening to this episode, be sure to check out the recommended resources mentioned in the show:Sardine.ai webinarsSardine.ai blogFollow Soups Ranjan on LinkedInIf you are a change-maker looking to disrupt the KYC and AML processes in your organization, be sure to visit our website and get in touch – we would love to hear from you. 

Itai Damti and Alex Acree delve into Unit's design as a "technology operating system" for bank-fintech partnerships, the legal framework they establish between partners, and their view that compliance must be built into these systems from the start.

Connect with the host:LinkedIn: https://www.linkedin.com/in/brandon-e-jenkins/Website: https://www.birchprosper.com/ --About the guest:Oscar is a Co-Founder of KoreConX, an all-in-one platform for private capital markets that brings the infrastructure of the public markets to streamline the global private markets. He is a globally recognized, top-10 thought leader in equity crowdfunding, and is sought after for his perspective on blockchain, FinTech, compliance, shareholder management, alternative finance, and RegTech. Oscar also founded The BabelFish Corp, a software-as-a-service multilingual translation portal. Connect with Oscar Jofre: Email: oscar@koreconx.com Episode Highlights:✔️ Leveraging blockchain tech to raise capital✔️ How legislation increased investment accessibility✔️ The role of regulations and securities law✔️ The JOBS Act✔️ Bringing transparency and efficiency to the capital raising world--

My last discussion with Charlie was four years ago. What a joy it was to speak with him again and to hear about all the ground they've covered. We cover the journey of this unique RegTech entrepreneur who began his journey solo, discussing the early days and his vision for the company. We delve into his journey as CEO, exploring how his role has evolved and helped shape ComplyAdvantage into what it is today. We also cover the transition of leadership to Vatsa and his new role as Executive Chairman. Simply brilliant! Enjoy the show! And make sure you don't miss the next episode, where I'll be chatting with the current CEO about the company's comprehensive value proposition.

Kwame is the charismatic head of innovation at the Bank of Ghana. He shares advice for regulators on how to adapt to tech transformation and emphasizes collaboration to break down silos and  foster innovation

Jonathan Lee, Senior Regulatory Reporting Specialist and Matthew Vincent, Managing Director from RegTech firm Kaizen, talk about the innovation they are seeing in compliance and regulatory reporting as the space continues to evolve. With all the challenges and complexities that firms face, Jonathan and Matthew explain the various solutions that Kaizen offers to help firms fulfil their compliance obligations, whether it be regulatory reporting assurance, shareholding disclosure, trade and communications surveillance, research management or regulatory rules management on Single Rulebook.

Michael talks about the global evolution of financial inclusion and the Bill & Melinda Gates Foundation's ongoing efforts. Learn about digital financial inclusion, consumer protection, digital public infrastructure, and barriers to fair finance. 

Kelly serves on the White House National Economic Council and helped lead the executive order issued in 2023 on AI. She discusses what the order requires, the challenges it aims to address and the upside opportunity of the technology.  

In this WealthTech Unwrapped episode, Ned and Stephanie delve into the realm of RegTech, with a specific focus on escheatment. The conversation unveils the challenges posed by outdated state laws and explores innovative tech solutions designed to streamline the escheatment process, enhancing overall efficiency.The episode signals a shift in the industry's approach, prioritizing tangible customer pain points over theoretical problems. Beyond customer acquisition, there's a growing emphasis on customer engagement and retention, leveraging tech innovations to simplify complex compliance processes amid evolving regulatory landscapes.Stephanie draws parallels between her past experiences in the airport space, highlighting the indispensable roles of sales and organizational partnerships in solving complex problems. The discussion explores the concept of tech resilience, underlining the continuous need for investment and updates, mirroring the maintenance of critical infrastructure.Key TakeawaysAn iterative and agile approach to problem-solving and product development is beneficial to harness adaptability and the ability to make swift adjustments.Strategic customer engagement is important. Rather than adopting a "build it, and they will come" mindset, the focus is on identifying and partnering with the right customers, addressing their specific needs.Given the rapid obsolescence of technology, ongoing investment is crucial to staying relevant and effective in the ever-evolving landscape.

In this special episode recorded live at the Annual Conference of the National Bankers Association in Washington, D.C., Jo Ann speaks with three innovators working to help Minority Depository Institutions modernize their technology to continue serving communities of color.

In This Episode Join Jason Henrichs as he speaks with Matt Wilcox, President, Digital Payments and Data Aggregation, Fiserv; Raja Chakravorti, Universal Access Lead, Plaid and Aly Yarris, Financial Access, Partnerships at Plaid about Open Banking today, how banks might want to approach it. Our guests give a quick lay of the land in digital finance right now, talking about data, data sharing and privacy, ownership, the importance of secure connectivity, access points and APIs, Addressing growing consumer demand to access their financial information when, where and how they want, Fiserv and Plaid recently announced an agreement to enable secure connectivity to allow consumers to do just that -- share their financial information with the third-party financial apps and services of their choice working with established connections and key infrastructure. It's an informative segment with relevancy for banks of all sizes. Then JP Nicols connects with Scarlett Sieber, Chief Strategy & Growth Officer at M20/20 to talk about themes and highlights from this year's gathering. The duo, and the event, cover a wide range of topics from AI (no surprise!) to RegTech,specifically Open or Connected Banking under the CFPBs 1033, Digital Wallets and Small Business Payments while touching upon keynotes and fireside chats with Regulators, ex-Regulators and Senators. Another epic event! Be sure to move this episode to the top of your list! https://youtu.be/0Q17TGMhl10

Cory Roberson serves as the Founder/CEO of FIN Compliance (FinCompliance.io), a comprehensive consortium specializing in compliance, consulting, and training management solutions tailored to assist boutique investment firms in structuring, maintaining, and enhancing their internal regulatory review programs.In collaboration with partner brands like FIN Disclosure, Lancer, and Auditor, Cory addresses compliance, consulting, disclosure, and training challenges within the broader financial services ecosystem. This ecosystem encompasses investment advisors, Broker-Dealer (hybrids), auditors, and financial service consultants.Cory is a member of the National Association of Insurance and Financial Advisors (NAIFA). His firm, FIN Compliance, has earned recognition with the National Association of Personal Financial Planners (NAPFA), the Association of African American Advisors (ÁAAA), Kitces.Com Advisor Tech Directory, and has been featured in various articles in Financial Planning Magazine.Cory has also been a featured speaker at notable events, where he has engaged in discussions such as “RegTech & The Current State of the Compliance Ecosystem” at the FinTech Diaspora Forum, sponsored by Prohaus VC, The Fintech School, and Innovate the Next. Additionally, he has spoken on “RegTech: Re-Engineering Compliance for Wealth Managers and Financial Advisors” during the ICO4Impact Virtual Summit, sponsored by Beyond Capital Markets. His previous publications include an article titled “Raising the Bar for Compliance: 10 Tips for Practice Management,” which was featured in a Financial Planning Association – Silicon Valley (FPA) newsletter in 2014.Impact:Over the course of 15 years, Cory has devoted his time to volunteering with three church ministries, school programs, and currently a youth-based organization in Fairfield (“Leaders of Men”). As a part his past global projects, Cory has held business sessions and classroom instruction for students in South Korea, China, South Africa, Thailand, Peru, and India. In alignment with his book, “From Student to Entrepreneur: Making the Transition to Business,” Cory is a dedicated design strategist with a fervent commitment to creating a space for innovation, ministry, creativity, and business.Learn more:https://fincompliance.io/Influential Entrepreneurs with Mike Saundershttps://businessinnovatorsradio.com/influential-entrepreneurs-with-mike-saunders/Source: https://businessinnovatorsradio.com/interview-with-cory-roberson-founder-and-ceo-with-fin-compliance

Cory Roberson serves as the Founder/CEO of FIN Compliance (FinCompliance.io), a comprehensive consortium specializing in compliance, consulting, and training management solutions tailored to assist boutique investment firms in structuring, maintaining, and enhancing their internal regulatory review programs.In collaboration with partner brands like FIN Disclosure, Lancer, and Auditor, Cory addresses compliance, consulting, disclosure, and training challenges within the broader financial services ecosystem. This ecosystem encompasses investment advisors, Broker-Dealer (hybrids), auditors, and financial service consultants.Cory is a member of the National Association of Insurance and Financial Advisors (NAIFA). His firm, FIN Compliance, has earned recognition with the National Association of Personal Financial Planners (NAPFA), the Association of African American Advisors (ÁAAA), Kitces.Com Advisor Tech Directory, and has been featured in various articles in Financial Planning Magazine.Cory has also been a featured speaker at notable events, where he has engaged in discussions such as “RegTech & The Current State of the Compliance Ecosystem” at the FinTech Diaspora Forum, sponsored by Prohaus VC, The Fintech School, and Innovate the Next. Additionally, he has spoken on “RegTech: Re-Engineering Compliance for Wealth Managers and Financial Advisors” during the ICO4Impact Virtual Summit, sponsored by Beyond Capital Markets. His previous publications include an article titled “Raising the Bar for Compliance: 10 Tips for Practice Management,” which was featured in a Financial Planning Association – Silicon Valley (FPA) newsletter in 2014.Impact:Over the course of 15 years, Cory has devoted his time to volunteering with three church ministries, school programs, and currently a youth-based organization in Fairfield (“Leaders of Men”). As a part his past global projects, Cory has held business sessions and classroom instruction for students in South Korea, China, South Africa, Thailand, Peru, and India. In alignment with his book, “From Student to Entrepreneur: Making the Transition to Business,” Cory is a dedicated design strategist with a fervent commitment to creating a space for innovation, ministry, creativity, and business.Learn more:https://fincompliance.io/Influential Entrepreneurs with Mike Saundershttps://businessinnovatorsradio.com/influential-entrepreneurs-with-mike-saunders/Source: https://businessinnovatorsradio.com/interview-with-cory-roberson-founder-and-ceo-with-fin-compliance

Kimberley Cole speaks with Emma Parry of Novafin Consulting about her journey from banking COO to conduct risk and culture advisor – what's trending in tech, regulators and how to use your transferable skills.   Emma Parry is a C suite and board advisor with broad international investment banking experience. Following a successful career in financial services working for firms such as HSBC, and JP Morgan Chase, she is now building a portfolio career with a specialist focus on conduct risk. Emma has held various roles from COO to program management to leading global client service teams through to conduct and product governance. Her client base includes regtechs, fintechs, wholesale banks and occasionally law firms as an expert witness. Show Notes 01:16 Career Journey 03:51 Transferable Skills 14:39 Regtech Investment Trends 16:53 Technology Trends 17:47 Conduct Regulator Trends 20:02 Key Takeaways for Conduct Risk   Transcripts, membership & more > https://www.riskywomen.org/2023/09/podcast-s6e8-conduct-unbecoming-emma-parry/

Following the Federal Housing Finance Agency's Velocity TechSprint, the official leading the agency's conservatorship and fintech strategies joins Jo Ann to discuss all the ways the mortgage market is ripe for a technology overhaul. 

Brandon Daniels and Joe Lynch discuss modernizing supply chains. Brandon is the CEO of Exiger, a global risk and regulatory intelligence company that helps organizations build resilience and achieve sustainable growth. About Brandon Daniels Brandon Daniels is the CEO at Exiger, where he's pioneering the development and scaling of the innovative AI applications to solve complex supply chain challenges for Fortune 500 companies and 40+ government agencies. The seasoned tech executive has been tapped by the world's most influential organizations to resolve high-profile crises, navigate complicated risk environments, and respond to urgent business problems with cutting edge technology – from the mid-2000s financial markets regulatory overhaul to supply chain management for the COVID-19 Joint Acquisition Task Force. Prior to Exiger, Brandon served as President of Clutch Group and Vice President of CPA Global. Throughout his career, he's appeared in virtually every major business outlet, including CNBC, Fox Business, Financial Times, The New York Times and The Wall Street Journal. About Exiger Exiger is revolutionizing the way corporations, government agencies and banks navigate risk and compliance in their third-parties, supply chains and customers through its software and tech-enabled solutions. Exiger's mission is to make the world a safer and more transparent place to succeed. Emboldening its 550 customers across the globe, including 150 in the Fortune 500 and over 50 government agencies, with award-winning AI technology, Exiger leads the way in ESG, cyber, financial crime, third-party and supply chain management. Its work has been recognized by 40+ AI, RegTech and Supply Chain partner awards. Key Takeaways: Modernizing Supply Chains Exiger is a team of risk and regulatory experts who help organizations navigate the complex and ever-changing world of compliance. The company is a global risk and regulatory intelligence company that helps organizations build resilience and achieve sustainable growth. It was founded in 2003 and is headquartered in New York City, with offices in London, Dublin, Singapore, and Tokyo. Exiger helps organizations build resilience and achieve sustainable growth. Exiger's services include due diligence, compliance, intelligence, and investigations. Exiger has over 1,000 employees and provides services to a wide range of clients, including Fortune 500 companies, financial institutions, government agencies, and non-profit organizations. Exiger is the parent company of several subsidiaries, including Dow Jones Risk & Compliance, Exiger Analytics, and Exiger Diligence. Exiger has been recognized as one of the fastest-growing companies in the United States by Inc. magazine. Learn More About Modernizing Supply Chains Exiger Brandon, Exiger Brandon, LinkedIn Profile Exiger, LinkedIn Profile Episode Sponsor: Wreaths Across America Wreaths Across America Radio - Wreaths Across America Episode Sponsor: Greenscreens.ai Greenscreens.ai's dynamic pricing infrastructure built to grow and protect margins. The Greenscreens.ai solution combines aggregated market data and customer data with advanced machine learning techniques to deliver short-term predictive freight market pricing specific to a company's individual buy and sell behavior. The Logistics of Logistics Podcast If you enjoy the podcast, please leave a positive review, subscribe, and share it with your friends and colleagues. The Logistics of Logistics Podcast: Google, Apple, Castbox, Spotify, Stitcher, PlayerFM, Tunein, Podbean, Owltail, Libsyn, Overcast Check out The Logistics of Logistics on Youtube  

Oscar A Jofre Co-founder, President, and CEO Oscar Jofre is a globally-recognized top-10 thought leader in equity crowdfunding and the Current co-founder of KoreConX, an all-in-one platform for private capital markets. He is also recognized as a top-10 fintech & blockchain influencer and a top-50 InsureTech influencer. As a sought-after speaker, Oscar is known for his innovative ideas and cutting insights into equity crowdfunding, blockchain, FinTech, compliance, shareholder management, alternative finance, and RegTech. Oscar also founded The BabelFish Corp, a SaaS-based multilingual translation portal, where he led a team of more than 135 individuals to provide multilingual solutions to 7,600 contractors worldwide. In 2012, he was awarded the Vision Businessman of the Year by the Toronto Hispanic Chamber of Commerce. Key Talking Points: * From automation to AI: How technology is disrupting the private equity ecosystem. * Master the fundraising alphabet soup: From RegA+ to RegD, what's right for you? * Compliance 2.0: What a new era of compliance means for small to mid-market enterprises. * A tale of two markets: The evolving dynamics of public and private finance. https://www.koreconx.com/download-paper/?paper_url=https://www.koreconx.com/wp-content/uploads/2022/04/Equity-Crowdfunding-101.pdf   KoreChain - Bringing Trust to the Private Capital Markets

Most agencies focus largely on how technology affects the industries they oversee, but the U.K.'s Financial Conduct Authority's innovation approach is also inward-focused. Jessica Rusu and Nathalie Lowe, two leaders driving the FCA's strategy, discuss the regulator's achievements.

Subscribe to my newsletter to learn from the best entrepreneurs and VCs. https://newsletter.prodcircle.com/profileEpisode 13:  In this episode of Prodcircle, we talked everything about entrepreneurship. How to build a team, how to raise funds, build a company, mistakes founder make and a lot more. Oscar A Jofre Co-founder, President, and CEO of KoreCon X. Oscar Jofre is a globally-recognized top-10 thought leader in equity crowdfunding and the Current co-founder of KoreConX, an all-in-one platform for private capital markets. He is also recognized as a top-10 fintech & blockchain influencer and a top-50 InsureTech influencer. As a sought-after speaker, Oscar is known for his innovative ideas and cutting insights into equity crowdfunding, blockchain, FinTech, compliance, shareholder management, alternative finance, and RegTech. Oscar also founded The BabelFish Corp, a SaaS-based multilingual translation portal, where he led a team of more than 135 individuals to provide multilingual solutions to 7,600 contractors worldwide. In 2012, he was awarded the Vision Businessman of the Year by the Toronto Hispanic Chamber of Commerce.Enjoy :)