Podcasts about finra series

Channing Hamlet, Managing Director and Co-Founder of Objective, Investment Banking & Valuation, joins Amanda Ma, CEO & Founder of Innovate Marketing Group, to discuss the rising "flight to quality" in the event industry. Learn how consolidation is transforming the landscape — and how event businesses can adapt, scale, and thrive in a shifting market.About the guest:Channing Hamlet is the Managing Director and Co-Founder of Objective, Investment Banking & Valuation. He leads the firm's Business Services & Life Sciences Practice. With over 25 years of experience in investment banking and business valuation, Channing brings deep expertise and strategic insight to Objective's clients. His recent notable transactions include the sale of 360 Destination Management to H.I.G. Capital and Supreme to Trinity Hunt Partners. An active member of the Los Angeles advisor community, Channing has served on the boards of the Exit Planning Institute, ACG LA, and EO LA. He is also passionate about philanthropy, particularly through his involvement with Reality Changers.  Prior to joining Objective, Mr. Hamlet served as a Managing Director of Cabrillo Advisors, where he was instrumental in both leading their M&A execution and growing the valuation practice from inception into a national entity serving more than 700 clients in five years. Previously, he served as a Director at Vistage; Principal at LLR Partners, a $260 million private-equity firm; and member of Legg Mason's Investment Banking group. He has a Master's Degree in Operations Research and a Bachelor of Science in Mechanical Engineering from Cornell University. He holds FINRA Series 7, 63 and 79 licenses and is a Registered Representative of BA Securities LLC, Member FINRA SIPC.Connect with Channing Hamlet on LinkedIn hereRead about the sale of 360 Destination Management Group hereDownload the The Introspective CEO's Guide to Selling a Business, a high-level workbook covering key considerations for those contemplating a sale here.Objective, Investment Banking & Valuation is a leading firm serving middle market companies across key industries including Business Services, Consumer, Healthcare Tech, Life Sciences, Manufacturing, and Technology. We offer M&A advisory through our investment banking group and a full suite of valuation services for tax, financial reporting, and strategic planning. Since 2006, our team has completed over 500 M&A deals and thousands of valuations. Learn more at objectiveibv.comThis podcast episode is for informational purposes only and does not constitute investment, legal, or tax advice. Securities offered through BA Securities, LLC, Member FINRA, SIPC. Objective and BA Securities, LLC are separate, unaffiliated entities.EventUp is brought to you by Innovate Marketing Group. An award-winning Corporate Event and Experiential Marketing Agency based in Los Angeles, California. Creating Nationwide Immersive Event Experiences to help brands connect with people. To learn more, click here⁠⁠.Follow us!Find us on ⁠⁠LinkedIn, ⁠⁠⁠⁠EventUp Podcast LinkedIn⁠⁠ , and ⁠⁠Instagram

Learn how to sell a business from an M&A expert who shares insider strategies on mergers and acquisitions, due diligence, and integration. Get insights from an expert M&A advisor on selling businesses and investment banking strategies in this informative conversation. Whether you're a business owner looking to sell or an investor seeking strategies, this conversation has you covered.SCOTT WEAVIL is the founder of Sierra Pacific Partners, a lower middle market investment bank focused on sell-side mergers and acquisitions (M&A) advisory services. Sierra Pacific Partners functions like a real estate agent, but in the complex world of selling businesses rather than buildings.Scott began his career as a Wall Street M&A attorney working on multi-billion dollar public company transactions and started Sierra Pacific Partners to provide expert advice and high-touch service to lower middle market companies throughout the United States. Scott holds a national FINRA Series 79 (Investment Banking Representative) and is a Certified Merger & Acquisition Advisor (CM&AA), a FINRA-recognized designation. He is a member of the Alliance of Merger & Acquisition Advisors (AM&AA), Association for Corporate Growth (ACG), and ProVisors, among other professional organizations. He attended Duke University and Vanderbilt Law School.Connect With Scott Weavil Email: scott@sierrapacificpartners.com Website: sierrapacificpartners.comSocial Media Links:Facebook: https://www.facebook.com/sierrapacificpartners Linkedin: https://www.linkedin.com/in/scottweavil/ Twitter: https://x.com/scottweavil Remember to SUBSCRIBE so you don't miss "Information That You Can Use." Share Just Minding My Business with your family, friends, and colleagues. Engage with us by leaving a review or comment. https://g.page/r/CVKSq-IsFaY9EBM/review Your support keeps this podcast going and growing.Visit Just Minding My Business Media™ LLC at https://jmmbmediallc.com/ to learn how we can help you get more visibility on your products and services. 

Are you clear on what you want from selling your business? Is your business set up for a successful exit?In this episode of 7-8 Figure Special Series  I interviewed Trever Acers. Trever F. Acers is a Managing Director at Objective, Investment Banking & Valuation. He draws on his 20+ years of investment banking, acquisition, and strategy experience advising middle market companies on transaction execution and strategy.Prior to founding Objective, Trever served as a Director at TGG Capital, where he led the firm's financial and strategy consulting operations. Previously, he was Director of The Oxford Investment Group's Western U.S. private equity activities and Managing Partner at Passage Venture Capital Partners. Earlier in his career, he managed the post-acquisition integration and continuing operations of three entities with total annual revenues of $29 million for EMC Corporation, and led business performance improvement engagements for KPMG Consulting.Trever has a MBA from the UCLA Anderson School of Management with a finance concentration and a bachelor's degree with high honors in business administration from the University of San Diego. He holds FINRA Series 79 and Series 63 licenses and is a Registered Representative of BA Securities LLC, Member FINRA SIPC. Are you ready for the challenges of selling your business? Check this out!Show Links:Objective, Investment Banking & Valuation Website: https://www.objectiveibv.com/Trever Acers on LinkedIn: https://www.linkedin.com/in/treveracers/Book a call with Michelle: https://go.appointmentcore.com/book/IcFD4cGJoin our Facebook group for business owners to get help or help other business owners! The Business Ownership Group - Secrets to Scaling: https://www.facebook.com/groups/businessownershipsecretstoscalingLooking to scale your business? Get free gifts here to help you on your way: https://www.awarenessstrategies.com/

About Rachel Duncan: Rachel is the Vice President of Relationship Management at Retirement Plan Services, overseeing the mid/large market client relationship team and ensuring a robust client experience for Lincoln Financial Group's top clients. With 23 years in the industry, she joined Lincoln Financial in 2001 after teaching 6th grade in Virginia. Rachel holds a bachelor's degree from Duquesne University, is FINRA Series 6 and 63 registered, and has several professional designations, including AIF®, CRPS®, and CRPC®. She is based in Argyle, Texas.About James Thompson: James is the Vice President and Head of Participant Engagement at Lincoln's Retirement Plan Services. He and his team work closely with plan sponsors and intermediaries to provide personalized service for financial wellness and top retirement outcomes. With over 20 years at Lincoln, James has held various roles, including Assistant Vice President Participant Engagement and Regional Vice President Institutional Retirement Distribution. James holds a bachelor's degree from Bellarmine University, where he played baseball. He is FINRA Series 7, 66, and 24 registered, and holds CRPC and CMFC designations. Based in Louisville, KY, James enjoys outdoor activities and is a dedicated Louisville Cardinals fan. He lives with his wife, seven children, and two grandchildren.In this episode, Eric, Rachel Duncan, and James "JT" Thompson discuss:Practicing exceptional serviceExecuting targeted interventionsThe optimal retirement education standardWhat are the key aspects of a successful 401(k) plan? Key Takeaways:Exceptional service involves responding promptly, taking ownership, and being proactive from the outset, in contrast to the prevailing poor service standards. Plan sponsors being engaged, open-minded, meeting regularly, and maintaining collaboration is key for successful client relationships and outcomes.Focus on identifying gaps in participation, deferral rates, and income replacement ratios across different employee demographics to drive overall success through targeted interventions.Optimal retirement education combines recordkeeper and advisor capabilities through coordinated efforts, leveraging recordkeepers' dedicated consultants with significant expertise solely focused on retirement planning.Key aspects of a successful 401(k)/403(b)/457(b) plan include a strong corporate culture, monthly meetings, well-defined success metrics, engaged retirement consultants providing education, and a reputation for excellent service.“Nobody's perfect, but when you make a mistake, are we holding ourselves accountable? Are we owning that mistake and fixing it with urgency and making sure that we do right by our clients?” - James "JT" ThompsonConnect with Rachel Duncan:LinkedIn: https://www.linkedin.com/in/rachel-duncan-aif-crpc-crps-63217251/ Connect with James "JT" Thompson:LinkedIn: https://www.linkedin.com/in/james-thompson-789a3517/ Connect with Eric Dyson: Website: https://90northllc.com/Phone: 940-248-4800Email: contact@90northllc.com LinkedIn: https://www.linkedin.com/in/401kguy/ The information contained herein is general in nature and is provided solely for educational and informational purposes.It is not intended to provide a specific recommendation for any type of product or service discussed in this presentation or to provide any warranties, financial advice, or legal advice.The specific facts and circumstances of all qualified plans can vary and the information contained in this podcast may or may not apply to your individual circumstances or to your plan or client plan-specific circumstances.

Nick Veronis joins Tony in episode 15 of the Alternative Allocations podcast series to discuss the evolution of alternative investments solely being available to institutions to now becoming more accessible to the wealth channel. They delve into the changes in product structures, the introduction of technology to simplify operations, and the emergence of educational opportunities to help advisors understand the role alts play in client portfolios. Nick is Co-Founder and one of the Managing Partners of iCapital, where he is Head of Portfolio Management. He is also a member of the company's Operating Committee. Nick spent 11 years at Veronis Suhler Stevenson (VSS), a middle market private equity firm where he was a Managing Director responsible for originating and structuring investment opportunities. At VSS, he specialized in the business information services sector and helped spearhead the firm's investment strategy in the financial software and data sector, including its investment in Ipreo. Nick was previously an operating advisor to Atlas Advisors, an independent investment bank based in New York. He began his career as a financial journalist for The Boston Business Journal, was a reporter for The Star-Ledger, and a Senior Associate in the New Media Division of Newhouse Newspapers. He holds a BA in economics from Trinity College and FINRA Series 7, 79, and 63 licenses. Nick Veronis | LinkedIn Powering the World's Alternative Investment Marketplace - iCapital Alternatives by Franklin Templeton Tony Davidow, CIMA® | LinkedIn

Introduction Financial Planning Certification Exam Lessons is our new series of lessons to help in preparing for the Financial Planning Certification Exam. Our new podcast is your ultimate destination for mastering the essential concepts needed to excel in the financial planning certification exam. Throughout each engaging episode, our expert hosts delve into a diverse range ... Read more The post Financial Planning Certification Exam Lesson Podcast: A new Podcast Introduction appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz This is a Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz: a free quiz for Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz. Try it and see how you do if you need help listen the lesson over. ... Read more The post Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

Mr. Acers, recognized as a "CEO Visionary" by LA Times B2B Publishing, draws on his 20+ years of experience in investment banking, acquisition, and strategy experience advising middle market companies on transaction execution and strategy. Prior to founding Objective, Investment Banking & Valuation, he served as a Director at TGG Capital, leading the firm's financial and strategy consulting operations. He was also Director of The Oxford Investment Group's Western U.S. private equity activities and Managing Partner at Passage Venture Capital Partners. He holds an MBA from the UCLA Anderson School of Management, FINRA Series 79 and Series 63 licenses, and is a Registered Representative of BA Securities LLC, Member FINRA SIPC.Additional Links:https://www.objectiveibv.com/resources/team/trever-acers/https://www.linkedin.com/in/treveracers/https://youtu.be/NH7BKWHGTuQ?si=UId0AHKFai5v1_FKSend us a Text Message.Next Steps Share your thoughts with a review - https://www.thedealscout.com/reviews/ Let's connect on LinkedIn - https://www.linkedin.com/in/joshuabrucewilson/ Subscribe and Watch on YouTube - https://www.youtube.com/channel/UCBQN_Y3nhDGClfMxCSBDjOg

In episode 160, Coffey talks with Matt Morris about various health insurance options and strategies for employers, particularly small to medium-sized businesses. They discuss recent trends in health insurance cost increases; comparing traditional fully-insured plans to alternative funding methods; health savings accounts (HSAs) and health reimbursement arrangements (HRAs); level-funded and self-funded plans; captive insurance arrangements; reference-based pricing; the importance of employee education and communication; and criteria for selecting an insurance broker.Good Morning, HR is brought to you by Imperative—Bulletproof Background Checks. For more information about our commitment to quality and excellent customer service, visit us at https://imperativeinfo.com. If you are an HRCI or SHRM-certified professional, this episode of Good Morning, HR has been pre-approved for half a recertification credit. To obtain the recertification information for this episode, visit https://goodmorninghr.com. About our Guest:Matt is a Fort Worth native graduating from Aledo High School then Hardin-Simmons University where he obtained his BBA in Finance and Leadership, graduating with honors in 2002. He was a two-time NCAA All-American offensive lineman while working through college where he met his wife Sarah.  In 2006 Matt received his MBA from Texas Christian University while helping grow Gus Bates Insurance & Investments serving in operational, consulting, Team Lead and President roles from 2002-2020. In July of 2020 Gus Bates joined HUB in a very strategic move to merge 2 great offices within Fort Worth.  Matt then assumed the role of Area President and now leads the combined teams.  The HUB Fort Worth family is a passionate, energetic team with the guiding principle “Don't tell me how much you know, just show me how much you care.”  Matt leads by example.  He supports and encourages teams pushing themselves to “find the better way,” constantly.  He believes the "pursuit of excellence" is something that should never end!  Matt holds his Texas Life, Accident & Health, Texas Insurance Counselors, and Texas Property & Casualty licenses.  He also holds FINRA Series 7, Series 65, and Series 63 licenses, a Chartered Benefits Consultant Designation, among others.In his spare time, Matt enjoys spending time with his wife Sarah and two daughters, Lillian and Hannah.  As a family they enjoy anything outdoors, traveling, reading, coaching and competing in kids sports which often occupies their weekends.  They are active members of Christ Chapel Bible Church, part owners in the Aledo Volleyball Club, and Matt serves on numerous boards such as First Financial Bank's Advisory Board and Aledo's various Growth Committees, among others.Matt Morris can be reached at https://www.hubinternational.com/About Mike Coffey:Mike Coffey is an entrepreneur, human resources professional, licensed private investigator, and HR consultant.In 1999, he founded Imperative, a background investigations firm helping risk-averse companies make well-informed decisions about the people they involve in their business.Today, Imperative serves hundreds of businesses across the US and, through its PFC Caregiver & Household Screening brand, many more private estates, family offices, and personal service agencies.Mike has been recognized as an Entrepreneur of Excellence and has twice been named HR Professional of the Year. Additionally, Imperative has been named the Texas Association of Business' small business of the year and is accredited by the Professional Background Screening Association. Mike is a member of the Fort Worth chapter of the Entrepreneurs' Organization and volunteers with the SHRM Texas State Council.Mike maintains his certification as a Senior Professional in Human Resources (SPHR) through the HR Certification Institute. He is also a SHRM Senior Certified Professional (SHRM-SCP).Mike lives in Fort Worth with his very patient wife. He practices yoga and maintains a keto diet, about both of which he will gladly tell you way more than you want to know.Learning Objectives:1. Explore alternative funding methods like level-funded plans, self-funded plans, and captive arrangements to potentially reduce healthcare costs and increase flexibility.2. Implement effective employee communication strategies to educate staff about their health insurance options and the true costs of coverage.3. Evaluate insurance brokers based on their technological capabilities, customer service, and ability to provide ongoing education and support, rather than solely on premium rates.

Want to learn how female entrepreneurs are reshaping the investment landscape?In this episode, Ana Trujillo Limón, Director, Coaching and Advisor Content, speaks with Jessica Golson, CIPM, SVP, Investments and Trading at Carson Group, and  Erin Wood, CFP®, CRPC, FBS®, SVP, Financial Planning and Advanced Solutions at Carson Group.They explore the dynamics of trends in investing, featuring an insightful discussion on the Women's CEO Strategy and Fund at Carson. As they walk us through their respective journeys and how they contribute to creating a client-centered approach at Carson.They discuss: Erin and Jessica's paths to leadership in the financial industryThe integration of Carson's values in investment strategiesAn inside look at the Women's CEO Fund and its significanceCurrent trends in investing, including the impact of AIThe impact of behavioral finance on investment trends and client relationshipAnd more!Resources:Facts Vs. Feelings Podcast with Ryan Detrick & Sonu VargheseCarson Group - ResearchRock The Street, Wall StreetConnect with Ana Trujillo Limón: Carson Group LLCLinkedIn: Ana Trujillo LimónConnect with Jessica Golson:LinkedIn: Jessica GolsonConnect with Erin Wood:LinkedIn: Erin WoodAbout Jessica Golson:Jessica Golson received a Bachelor of Science in Business Administration from the University of Nebraska Omaha, where she majored in Finance, Banking, and Investment Science, and minored in Management. In 2012, she received a Masters of Investment Management and Financial Analysis from Creighton University. She currently holds FINRA Series 7 and 66 security licenses.She brings over 10 years of industry experience striving to help advisors succeed. Since starting in the industry as an advisor she has since held influential roles in Trading, Performance, and Management. In her previous positions, she sought out opportunities for operational efficiencies and acted as a catalyst of change; improving many of the processes and procedures.Outside of work, Jessica soaks up every second she can with her husband Terrance, and their three amazing children, Wyatt, Jacob, and Adalynn. About Erin Wood:Erin Wood, CFP®, CRPC®, FBS®, has been a voice for humanizing financial planning for more than 20 years. As the financial planning leader at one of the nation's fastest growing RIAs and advisor platforms, Erin speaks and works with firms nationally on how to incorporate a people-first planning approach within their firms, using tax planning, trust, retirement and insurance strategies. She's been featured in The Wall Street Journal, Barron's, NASDAQ and MarketWatch. In 2023, Erin was named “Thought Leader of the Year” at WealthManagement.com's annual “Wealthies” awards.Erin graduated from Northwest Missouri State University in 2002 with a B.S. in communications and finance. She holds a CERTIFIED FINANCIAL PLANNER designation, as well as Chartered Retirement Planning Counselor and Financial Behavior Specialist designations. She received her M.S. in financial psychology and behavioral finance from Creighton University.Send us your questions, we'd love to hear from you! Email us at framework@carsongroup.com.

Send us a Text Message.Today on Women and Money, we have Gabrielle Mollick, CFP®, CSRIC®, with us. Gaby is a financial advisor at Mercer Advisors in Denver, Colorado, and a Purse Strings-approved professional. We're so excited to have her on the show today to share her passion for empowering women to build financially fearless futures.Gaby has a powerful story, watching her parents' commitment to education, hard work, and intentional financial choices from a young age. However, following the unexpected passing of her father, she and her family faced challenges due to an absence of proper end-of-life planning. Listen in as she talks about the importance of financial literacy, breaks down some common misconceptions about investing, and highlights the value of early financial planning.Here's some of what we discuss in this episode:0:00 – Intro 1:43 – Gaby's financial advising journey + upbringing8:41 – The sudden passing of Gaby's father 14:00 – Mercer's goals-based approach17:13 – End-of-life planning and incapacitation planning21:53 – Gaby's advice for getting startedLearn more about GabyGaby is primarily responsible for guiding her clients toward financial success through tax planning, investment management, and strategizing retirement decisions. She also serves on the Mercer Advisors Investment Committee ESG Investments Subcommittee and the InvestHERS Steering Committee, and she leads the Financial Literacy employee program. Gaby's expertise revolves around a deep-rooted passion for empowering professionals and families of all backgrounds, serving the unique planning needs of women investors, and ESG/values-based investing. Prior to joining Mercer Advisors, Gaby worked with a top brokerage firm. She graduated from the University of Akron, earning a Bachelor of Business Administration degree in financial planning. She holds the FINRA Series 65 license and is a CERTIFIED FINANCIAL PLANNER™ professional and a Chartered SRI CounselorSM.Episode LinksGaby on Purse Stringshttps://pursestrings.co/professional/financial-advisor/colorado/denver/gabrielle-mollick-cfp-csric/Mercer Advisors https://www.merceradvisors.com/meet-our-team/gabrielle-mollick/https://www.merceradvisors.com/Gaby on Linkedinhttps://www.linkedin.com/in/gabrielle-mollick-cfp%C2%AE-csric%C2%AE-440762a6/Join the Purse Strings Facebook group: https://www.facebook.com/pursestringsco/ To learn more about money and access additional episodes, visit us online: https://pursestrings.co/

On the Parenting Great Kids podcast, three fathers share insights on the challenges of fatherhood. Influencer Andy Dooley, Super Bowl champion Benjamin Watson, and successful executive Michael Dickinson offer personal stories and tips on everything from communication to disciplining your kids. In this episode, you will learn: Strategies for creating a safe and harmonious atmosphere at home by mastering empathy. Techniques for promoting healthy relationships with your children through intentional focus on their emotional needs. Tips for cultivating a family dynamic of collaboration by teaming up with your spouse. Our Guests: Andy Dooley is a fitness coach, Tik Tok star host, TV host and author of the book Lead with Faith, Play with Purpose. Benjamin Watson is a former NFL tight end, writer, speaker, and activist. He is a college football studio analyst with the SEC Network and serves as Vice President of Strategic Relationships with the Human Coalition, one of the largest pro-life and pro-women's organizations in the country. Michael Dickinson is the Director of Sales for Transamerica. With over 15 years of experience in plan administration, relationship management, and consulting, he holds his FINRA Series 7 and Series 63 securities licenses, as well as Life, Health & Variable Annuity insurance licenses. From the Producer: Need coaching? Check out Dr. Meg's group or one-on-one coaching sessions today by visiting meekerparenting.com/coaching. Watch today's episode

Can your 9-to-5 job become a powerful platform for mission?   In this episode, we interview Bob Doll, the President, CEO, and CIO of Crossmark Global Investments, Inc. We delve into the concept of viewing the workplace as a mission field. Bob shares his personal journey, insights from influential books, and practical examples of living out faith in everyday work.   Discover how to: Integrate your Christian values with professional excellence. Navigate challenges at the workplace. Mentor others in the workplace. Make a significant impact in your church and non-profits.   Bob's experience and wisdom in the workplace provide a roadmap for making a meaningful impact through your career. After listening, subscribe to our podcast for more inspiring conversations, leave a review to share your thoughts, and visit our website for additional resources and updates.   Links & Resources: Bob Doll's recommended books:Your Work Matters to God by Doug Sherman and William Hendricks Every Good Endeavour by Tim Keller Don't Waste Your Life by John Piper God at Work by David Miller Half Time: Moving from Success to Significance by Bob Buford Lausanne Movement: www.lausanne.org Tim Keller's Sermons: Gospel in Life John Piper's Resources: Desiring God   Guest Bio: Bob Doll is the President, CEO, and CIO of Crossmark Global Investments, Inc.  He joined Crossmark in May 2021 as chief investment officer (CIO), bringing over 40 years of industry experience to guide the investment process and serve as portfolio manager for multiple Crossmark large-cap strategies. He also utilizes his investment expertise to provide weekly and quarterly investment commentaries, as well as annual market predictions. Bob is a regular guest and contributor to multiple media outlets such as Bloomberg TV, Fox Business News, CNBC, and Faith & Finance Live Radio. Prior to arriving at Crossmark, he held the roles of senior portfolio manager and chief equity strategist at Nuveen (2012–2021) and Blackrock (2006–2012), president and chief investment officer at Merrill Lynch Investment Managers (1999–2006), and chief investment officer at Oppenheimer Funds, Inc. (1987–1999). Bob graduated from Lehigh University with a BS in accounting and a BA in economics. He later went on to earn an MBA from the Wharton School of the University of Pennsylvania. He is a certified public accountant (CPA) and holds the Chartered Financial Analyst (CFA®) designation, as well as the FINRA Series 7 and 63 securities licenses. Bob dedicates his time as choir director at his local church and also serves on a number of boards including the Alliance of Confessing Evangelicals, Cairn University, Christianity Today, Gordon Conwell Theological Seminary, Kingdom Advisors, the Lausanne Movement, Movement.org, New Canaan Society, and Word of Life Fellowship. Bob and his wife Leslie currently reside in Princeton, New Jersey, and have three children and one grandchild. We'd love your feedback to help us to improve this podcast. Thank you!

In this podcast, we walk through calculating equity in margin accounts and utilizing both long and short equity formulas. Then we work through a practice question that could look similar to an actual test question. Margin accounts are testable on the FINRA Series 7, 9, and 10 exams, as well as the NASAA Series 65 and 66 exams. Achievable has courses with industry best pass rates for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me.

In this podcast, we discuss the tax implications of options transactions and work through a practice question for the FINRA Series 7 exam on the topic. Taxes on options can be tested on the FINRA Series 4, 7, and 9 exams. Achievable has courses with industry best pass rates for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me.

Joel is a former practicing ERISA attorney and long-tenured member of NFP Retirement's senior management team. As President of NFP Retirement Joel is charged with expanding the retirement practice in terms of scale, breadth of services, and geographical footprint. Leveraging both his legal and investment experience, Joel seeks to ensure that the NFP Retirement practice is cutting-edge in providing exceptional client experiences at all levels. Joel came to 401(k) Advisors in February 2006 from Hewitt Associates with over 10 years of technical experience related to 401(k) plans and ERISA issues. Prior to this, he practiced law with the law firm Fennemore Craig, P.C. in Phoenix, Arizona.Joel earned his BA from Tufts University; his JD from the Washington College of Law at the American University; and, his LL.M in taxation from the Georgetown University Law Center. He has passed the FINRA Series 6, 63, and 65 exams and is a frequent speaker at industry events, such as The Society for Human Resource Management.In 2009, 2010, and 2011 he was named among the prestigious 401kWire / 401kExchange “Top 60" and "300 Most Influential Advisors in Defined Contribution” list and received Top Ten status for his asset category.On a personal side, Joel is an avid sports enthusiast, a collector of multimedia art, and enjoys spending time on the beach with his family and Fitz and Ginger (their Weimaraner and Vizsla, respectively) and coaching the boys to football championships!In this episode, Eric and Joel Shapiro discuss:Three essential documents for making prudent investment decisionsCreating a well-defined IPS The fiduciary investment review scorecard system The purpose of writing a meeting minutes document Key Takeaways:The investment policy statement (IPS), fiduciary investment review, and meeting minutes are documents that represent the past, present, and future of the investment process and provide a clear roadmap for the committee to follow.The IPS is a critical document that should provide clear guidelines for fiduciaries to make informed decisions. It should be easily understandable and should have separate sections for different asset types. A well-defined IPS should typically lead committee members to the same conclusion, even without an advisor's input.The fiduciary investment review is another important tool for evaluating investments. The information presented should align with ERISA's dictates on prudence and should break down investments into different categories, evaluating them based on style analytics, risk return against benchmarks, peer group rankings, and qualitative factors like manager tenure and expense ratios. Meeting minutes document the committee's decision-making process and provide a record of the discussions and actions taken. They demonstrate that the committee is following a sound process and making prudent decisions based on the information available.“To the young ERISA practitioner, don't be afraid of the committee member who asks tough questions. Engage them. Those are the individuals, frankly, that are going to make you a better practitioner.” - Joel ShapiroConnect with Joel Shapiro:LinkedIn: https://www.linkedin.com/in/joel-shapiro-687b044/ Connect with Eric Dyson: Website: https://90northllc.com/Phone: 940-248-4800Email: contact@90northllc.com LinkedIn: https://www.linkedin.com/in/401kguy/ The information contained herein is general in nature and is provided solely for educational and informational purposes.It is not intended to provide a specific recommendation of any type of product or service discussed in this presentation or to provide any warranties, financial advice or legal advice.The specific facts and circumstance of all qualified plans can vary and the information contained in this podcast may or may not apply to your individual circumstances or to your plan or client plan specific circumstances.

Are you ready to take control of your finances but don't know where to start? Ever wondered how financial experts balance their professional success with personal fulfillment? In episode 113 of "Carlsbad: People, Purpose, and Impact," we dive deep with finance guru Jackie Mazur, president of Guide My Finances, who's revolutionizing the way we think about money management.Jackie's journey from San Diego State University to becoming an adjunct professor and a financial trailblazer is nothing short of inspiring. Celebrating 15 years with her firm, she shares the secret sauce behind her success: a flat-fee model that puts clients' interests first and ensures their goals are met with accountability and strategic planning.But it's not all numbers and spreadsheets; Jackie is a community champion, serving on boards like the Carlsbad Educational Foundation and supporting initiatives from robotics to the arts. Plus, she's a beacon of work-life balance, weaving family time and community service into her busy schedule.Join us as we explore Jackie's innovative approach to financial advising, her commitment to company culture, and her active involvement in enriching the Carlsbad community. And if you're itching for some financial wisdom, head over to guidemyfinances.com or check out their Instagram or Facebook for tips and the opportunity to book an initial chat with the experts. Don't miss this chance to get financially savvy with us on "Carlsbad: People, Purpose, and Impact!"Jackie Mazur Bio:Guide My Finances was founded by Jackie Mazur, Certified Financial Planner™, Certified Divorce Financial Analyst™ in 2009. A financial veteran, Jackie began her career in finance in 2003 and soon recognized a need in the industry for unbiased financial advice combined with sound financial education.Jackie utilizes this experience to advise clients in many areas of financial planning including personal financial planning, retirement planning, retirement income distribution planning, investment management, divorce financial planning, stock compensation sale strategy, strategic inheritance planning, employer-provided benefits, asset management, risk management and more. Whether working with individuals or corporate clients, Jackie takes time to educate clients on all aspects of their financial strategy and how each component fits into the financial vision they have.As a financial mediator, Jackie assists couples with the financial complexities related to divorce. Additionally, as a Certified Divorce Financial Analyst™, she works with individuals throughout the divorce process, helping them weigh their options and develop a plan for distributing assets, creating a fresh financial start once the process has been finalized.Jackie, and her husband Josh, own a real-estate development company focused on developing infill projects. Her hands-on experience with real estate investing allows her to advise her clients on real estate holdings, as well as other investment vehicles. After receiving her Master's degree in Finance and Tax Planning, Jackie began teaching Financial Planning and Managerial Finance as a college professor in San Diego. Today, she utilizes her fundamental tax knowledge and teaching experience in the development of her financial plans. Jackie lives in Carlsbad with her husband Josh, and three kids – Sophia, Rachel and Eli. In addition to working and spending time with her family, Jackie volunteers as a Board member of the Carlsbad Education Foundation and as a Girl scout Troop Leader. In addition to her designation as a Certified Financial Planner™, Mazur holds FINRA Series 6, 7, 63 as well as Life, Health and Long-Term Care Insurance licenses. She also utilizes her vast network of finance-related professionals to enhance her instruction and service to clients.Check the background of this advisor at FINRA's BrokerCheck Did this episode have a special impact on you? Share how it impacted youCarlsbad Podcast Social Links:LinkedInInstagramFacebookXYouTubeSponsor: This show is sponsored and produced by DifMix Productions. To learn more about starting your own podcast, visit www.DifMix.com/podcasting

Unlock the full potential of your business with strategic tax planning that can boost profits and drive growth. In this gripping episode of Reach Your Summit, I, Jessica Magnuson, team up with the astute tax expert Jason to unravel the complexities of tax strategies, demonstrating their crucial impact on a company's success. We delve into why a well-crafted tax plan is not just a legal necessity but a competitive advantage, propelling your business ahead by smartly reinvesting savings.Here is more about Jason:Jason is a Senior Financial Advisor in the Denver, CO office and Vice President of Summit Wealth Group. His work experience has been focused in the financial services industry since 2006. He held positions as a Financial Advisor in both a national firm, as well as an independent Registered Investment Advisor (RIA). Additionally, he participated as the Director of Business development for a private equity firm and an Advisor Relationship Manager for a national custodial institution.Jason received his Bachelor of Science degree in Economics from Texas A&M University. He holds the FINRA Series 7 and 66 securities registrations and he is a registered representative with Commonwealth Financial Network® (a registered broker/dealer, member FINRA/ SIPC).Throughout his career Jason has helped young professionals and families establish day-to-day habits and plans that will impact the entirety of their financial future. They are often surprised at his ability to interpret, analyze and translate complex financial concepts in a way that helps them feel comfortable and secure about their finances. By delivering an approachable and comprehensive plan, Jason helps clients clarify the path to their goals. He has assisted mature couples by confirming their diligence and persistence have paid off and they are ready to retire. And he has helped small business owners review their current operations, the impact on their personal standings, and how to take care of themselves, as well as their employees and clients in the long run.Being an active member of his community is a passion of Jason's, having previously helped establish and coach the Four Corners Rugby Club and San Juan Spartans Rugby Club of Farmington, New Mexico. Additionally, he has been active with Habitat for Humanity, Big Brothers Big Sisters of America and a board member for the Institute for Attachment and Child Development. He is a current member of Sons of Norway. However, Jason primarily focuses on spending time with his wife, Kendra and daughters, Ava and Anya, but also enjoys cooking, playing rugby, snowboarding and taking advantage of his private pilot's license given the opportunity.Securities and Advisory Services offered through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser. Fixed insurance products and services are separate from and not offered through Commonwealth Financial Network®.Thanks for listening! Make sure to follow us on all the socials at @summitwealthgroup, so you don't miss an episode!

Think Differently With Salvatore M. Capizzi Executive Vice President at Dunham & Associates Investment Counsel Inc. $5B AUA+AUM. Website: dunham.com Bio:Salvatore M. Capizzi is Chief Sales & Marketing Officer of Dunham & Associates Investment Counsel, Inc. (Dunham). Sal is a seasoned industry veteran with over 30 years of financial services experience. He possesses a wealth of expertise in global sales and distribution leadership, marketing, business development and strategic planning. Sal also has substantial experience establishing startups and reengineering companies. He has consistently demonstrated his ability to develop and implement highly successful sales and marketing plans that have dramatically increased assets under management and has identified and developed distribution channels that have substantially contributed to net income.Prior to joining Dunham & Associates, Sal served as CEO/Global Wealth Management for Thomas Lloyd Group, where he was responsible for establishing sales and distribution in Europe and the Americas. He has also served in executive capacities with New York Life Investment Management, BlackRock Funds, Chase Manhattan Bank, and Shearson Lehman Brothers. At BlackRock, he served as Executive Vice President/Managing Director and was responsible for the startup and prominent growth of their mutual fund business. He is credited with developing the retail distribution platform there and substantially growing the complex during his eight-year tenure. Sal received a B.A. in History from Baruch College and holds FINRA Series 6, 7, 22, 24 and 63 registrations. About Dunham & Associates Dunham & Associates Investment Counsel, Inc. is an accessible, full-service wealth management firm which has been challenging the industry's thinking for nearly four decades. The company's differentiated investment strategies and approaches are designed to strengthen the investment process, relieve investment stress, and secure the best possible outcomes for clients. Financial advisors can utilize Dunham's client service and asset allocation programs to optimize portfolio management. In addition to concierge back-office support, advisors can work with Dunham to create carefully engineered and well-balanced portfolios using innovative mutual fund strategies. Wherever possible, the compensation of Dunham's sub-advisors is tied directly to the success of investments, in accordance with the firm's commitment to accessibility, accountability, and fairness. --- Support this podcast: https://podcasters.spotify.com/pod/show/smartmoneycircle/support

Series 65 Exam Free Audio Lesson 8 2024 Series 65 Exam Free Audio Lesson 8 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series ... Read more The post Series 65 Exam Free Audio Lesson 8 2024 appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

Series 65 Exam Quiz Mutual Funds 2 This is a Series 65 Exam Lesson 25 Quiz Mutual Funds pt. 2: a free quiz for Series 65 Exam Quiz Mutual Funds 2 which is covering mutual funds pt 2 . Try it and see how you do if you need help listen the lesson over. Series ... Read more The post Series 65 Exam Lesson 25 Quiz Mutual Funds pt. 2 appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

Scott welcomed back Anthony Nizzi to the podcast studio to discuss behavioral finance.The conversation delved into various biases that can impact decision-making in financial planning and highlighted the importance of understanding these biases to better serve our clients.In this episode you will learn the following:Biases such as anchor bias, ambiguity aversion, myopic loss aversion, and herding bias, and explain how these biases influence decision-making in investments.Anthony shares examples and stories to illustrate these biases, emphasizing the importance of working with a financial advisor to make rational decisions based on long-term goals.He recommends "The Behavioral Investor" book and highlights his accreditation as a behavioral finance professional from the College for Financial Planning.Anthony provides his contact information for further inquiries and encourages listeners to subscribe, like, share, and leave feedback on the podcast.Anthony is responsible for developing and executing sales strategies with Guaranty's key partners as well as crafting simplified sales concepts for our financial representatives. In 2022 Anthony earned his Accredited Behavioral Finance Professional Designation from the College for Financial Planning. This unique program is devoted to understanding the nature and role psychological biases and emotions play in the decision-making process in an uncertain environment. Through this program Anthony has learned how to help financial advisors recognize these behaviors in themselves and their clients and provide solutions to mitigate client financial behaviors. Anthony earned his bachelor's degree in Business Administration from AIB College of Business, holds FINRA Series 6, 63, and 26 licenses as well as Iowa Life & Health Insurance Licenses.Connect with Scott on LinkedInConnect with Anthony  on LinkedInFor more on The Optimized Advisor Podcast click here  Follow us on LinkedInFollow us on InstagramFollow us on Facebook **This is the Optimized Advisor Podcast, where we focus on optimizing the wellbeing and best practices of insurance and financial professionals. Our objective is to help you optimize your life, optimize your profession, and learn from other optimized advisors. If you have questions or would like to be a featured guest, email us at optimizedadvisor@optimizedins.com Optimized Insurance Planning

Series 65 Exam Quiz Mutual Funds 3 This is a Series 65 Exam Lesson 26 Quiz Mutual Funds pt. 3: a free quiz for Series 65 Exam Quiz Mutual Funds 3 which is covering mutual funds pt 3 . Try it and see how you do if you need help listen the lesson over. Series ... Read more The post Series 65 Exam Lesson 26 Quiz Mutual Funds pt. 3 appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

Unlock the secrets to keeping more of your hard-earned money with tax planning strategies that are not reserved for the rich and famous. Financial guru Jason Runung, from our Denver office, joins us to demystify the world of taxes and demonstrate how proactive planning can benefit everyone, from the salaried employee to the serial entrepreneur. Brace yourself for an eye-opening discussion that promises to transform the way you view your financial blueprint. We're not just talking deductions and credits; this is about shaping your financial destiny, one tax year at a time.Tune in and learn how to turn tax planning into a powerful tool in your financial arsenal, ensuring that when it comes to your money, you're making all the right moves.Here is more about Jason:Jason is a Senior Financial Advisor in the Denver, CO office and Vice President of Summit Wealth Group. His work experience has been focused in the financial services industry since 2006. He held positions as a Financial Advisor in both a national firm, as well as an independent Registered Investment Advisor (RIA). Additionally, he participated as the Director of Business development for a private equity firm and an Advisor Relationship Manager for a national custodial institution.Jason received his Bachelor of Science degree in Economics from Texas A&M University. He holds the FINRA Series 7 and 66 securities registrations and he is a registered representative with Commonwealth Financial Network® (a registered broker/dealer, member FINRA/ SIPC).Throughout his career Jason has helped young professionals and families establish day-to-day habits and plans that will impact the entirety of their financial future. They are often surprised at his ability to interpret, analyze and translate complex financial concepts in a way that helps them feel comfortable and secure about their finances. By delivering an approachable and comprehensive plan, Jason helps clients clarify the path to their goals. He has assisted mature couples by confirming their diligence and persistence have paid off and they are ready to retire. And he has helped small business owners review their current operations, the impact on their personal standings, and how to take care of themselves, as well as their employees and clients in the long run.Being an active member of his community is a passion of Jason's, having previously helped establish and coach the Four Corners Rugby Club and San Juan Spartans Rugby Club of Farmington, New Mexico. Additionally, he has been active with Habitat for Humanity, Big Brothers Big Sisters of America and a board member for the Institute for Attachment and Child Development. He is a current member of Sons of Norway. However, Jason primarily focuses on spending time with his wife, Kendra and daughters, Ava and Anya, but also enjoys cooking, playing rugby, snowboarding and taking advantage of his private pilot's license given the opportunity.Securities and Advisory Services offered through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser. Fixed insurance products and services are separate from and not offered through Commonwealth Financial Network®.Thanks for listening! Make sure to follow us on all the socials at @summitwealthgroup, so you don't miss an episode!

Series 65 Exam Lesson 29 Annuities Quiz This is a Series 65 Exam Lesson 29 Annuities Quiz: a free quiz for Series 65 Exam Lesson 29 Annuities Quiz which is covering the unit investment trust . Try it and see how you do if you need help listen the lesson over. Series Series 65 Exam ... Read more The post Series 65 Exam Lesson 29 Annuities Quiz appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

In episode 9 of the Alternative Allocations podcast series, Tony sat down with Patrick McGowan of Sanctuary Wealth, to discuss the importance of educating advisors on alternative asset classes. Patrick shared his thoughts on structure versus strategy as well as the importance of conducting due diligence. Patrick McGowan is a Managing Director, Head of Manager Research and Alternative Investments at Sanctuary Wealth. In this role, Mr. McGowan oversees a team responsible for all alternative investment matters including manager sourcing, due diligence, selection, and monitoring. He serves as a member of the Alternative Investment Committee. Previously, Patrick was a Senior Vice President and Head of Product Management at Azimut Alternative Capital Partners, the New York-based GP-stakes arm of Azimut Group, one of the largest independent wealth management companies in Europe. Mr. McGowan joined Azimut from Invesco Private Capital, the $1 billion private equity and venture capital arm of Invesco (NYSE: IVZ), focusing on efforts for Invesco's CalSTRS SMA and a fund-of-funds. Prior to Invesco, Mr. McGowan was at OC Private Capital, a joint venture between The Carlyle Group and OppenheimerFunds, the advisor to a $1 billion close-ended interval fund focused on private credit. Prior to this role, Mr. McGowan was a Senior Director at AI Insight, supporting RIAs and wealth management firms' alternative investment due diligence efforts, and establishing regulatory and fiduciary best practices. Mr. McGowan started his career at OppenheimerFunds, then worked at Altegris Investments as a Vice President. Mr. McGowan earned a bachelor's degree from Vanderbilt University in Nashville, TN. He holds FINRA Series 7 and 63 registrations.     Home | Sanctuary Wealth Patrick McGowan | LinkedIn Alternatives by Franklin Templeton Tony Davidow, CIMA® | LinkedIn

What does it mean to be the Global Head of Capital Markets? We have Janel Jackson and Anita Rausch here to tell us. Anita Rausch is a Senior Vice President and Global Head of ETF Capital Markets, managing the liquidity and trading education of AB's suite of exchange-traded funds (ETFs). Before joining the firm in 2022, she was head of Capital Markets for WisdomTree, a global ETF-only asset manager. She holds a BA in international business, with a minor in German, from the George Washington University. Anita is married with 2 kids (8 years and 12 years) and resides in Bergen County, NJ.  She regularly enjoys time with the family skiing in the winter, and driving fast cars in the summer.     Janel Jackson is the Global Head of ETF Capital Markets at Vanguard. Janel joined Vanguard in 2012 as part of the company's M.B.A. Leadership Development Program. She has also served as chief of staff to Vanguard's chief investment officer and as senior investment analyst in Vanguard Institutional Advisory Services®.  Janel earned a B.A. from Ohio University and an M.B.A. from the Georgia Institute of Technology. She holds FINRA Series 7 and 66 licenses and is a member of the U.S. board of directors for Women in ETFs. Janel enjoys spending time with her family. She is also a foodie with a love for traveling to warm vacation spots.  Kristine Delano guides the conversation about using your knowledge to become invaluable and the different skill sets necessary to navigate within the world of ETF Capital Markets.  Listen on your favorite podcast platform. We Talk Careers Podcast. Follow on Instagram kristine.delano.writer  Visit www.womeninetfs.com to find additional support in the ETF industry.  Go to www.kristinedelano.com for your Thrive Guide: a compilation of the most requested and insightful advice from our guests on Leadership and Advancement. In partnership with https://www.etfcentral.com/ Book recommendations:  Discipline is Destiny: The Power of Self-Control by Ryan Holiday My Ishmael by Daniel Quinn WE Talk Careers Podcast Episode Links: High Performing Teams with Janel Jackson

Series 65 Exam Lesson 28 Unit Investment Trust This is a Series 65 Exam Lesson 28 Unit Investment Trust: a free quiz for Series 65 Exam Lesson 28 Unit Investment Trust which is covering the unit investment trust . Try it and see how you do if you need help listen the lesson over. Series ... Read more The post Series 65 Exam Lesson 28 Unit Investment Trust Quiz appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

Here's what to expect on the podcast:Ten tips to achieve financial wellness.What societal norms contribute to the challenges women face in becoming financially savvy?The potential benefits of receiving personalized financial advice compared to relying on general information.Some key objectives or goals associated with Financial Literacy Month.And much more! About Liz:With over 30 years of experience in the Financial Services Industry, Liz is a passionate and dedicated leader in the field. She is licensed for Life, Accident, and Health Insurance and has earned her FINRA Series 6, 63, and 65 Registrations.Growing up in a single-parent household gave Liz invaluable lessons on strength, independence, and financial savvy. Together with her husband, she worked their way through post-secondary education, and her first job out of business school was in banking - the start of her career in financial services. Through the years, Liz has gained a comprehensive understanding of the challenges individuals face when it comes to accumulating, growing, and maintaining wealth. She lives the principles of Service Leadership in her professional and community life, having been involved in many non-profit and community organizations, including her local Rotary Club and Telford Happenings, Inc. In addition to providing wealth planning and management services, Liz is committed to educating individuals and groups on topics such as personal finance and wealth accumulation tips and strategies. Connect with Liz Herman!Website: https://www.yoursherpas.com/LinkedIn: https://www.linkedin.com/in/lizhermansherpa/Facebook: https://www.facebook.com/lizhermansherpa/Instagram: https://www.instagram.com/lizhermansherpa/ Connect with  Anne Zuckerman!Websites: https://justwantedtoask.com/ | https://annezuckerman.com/Bezi Woman:  https://beziwoman.com/ | https://www.beziwoman.shop/two-step-order1591558404525Facebook: https://www.facebook.com/bezibradiscsInstagram: https://www.instagram.com/beziwoman/

Series 65 Exam Lesson 55 Securities Act of 1933 Quiz This is a Series 65 Exam Lesson 55 Securities Act of 1933 Quiz: a free quiz for Series 65 Exam Lesson 56 Securities Act of 1933 Quiz. Try it and see how you do if you need help listen the lesson over. Series 65 Exam ... Read more The post Series 65 Exam Lesson 55 Securities Act of 1933 Quiz 2024 appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

S Series 65 Podcast Interview with Whistleblower Attorney Mark Pugsley 2024 This is an interview with Whistleblower Attorney Mark Pugsley while this is not information that is required for the Series 7 Exam I think you will be a more knowledgeable advisor if you are aware of the information contained in this interview. Mark Pugsley ... Read more The post Series 65 Exam Lesson Supplement Interview with Whistleblower Atty. Mark Pugsley 2024 appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

This month, Andy Gordon, co-founder, former CEO, and current Executive Chair of the Board of Managers at Octagon Credit joins your host Brian Bejile, CEO of Octaura on The Ramp Up. Andy has had an illustrious career on Wall Street. From being one of the first analysts on the leveraged buyout desk at Manufacturers Hanover Trust to successfully spinning out Octagon – he did all of this while finding opportunity through two recessions and building a business that champions diversity and inclusion. About AndyAndrew Gordon is a member of Octagon's Investment Committee and serves as the Executive Chair of Octagon's Board of Managers. He co-founded Octagon in 1994. Andy served as the firm's Chief Executive Officer from 2009 to 2023, prior to which he managed numerous Octagon funds. He possesses over 30 years of experience in the below investment grade leveraged loan and high yield bond asset classes, in both sell-side and buy-side capacities. He also sits on Octagon's ESG Committee.Before co-founding Octagon, Andy was a Managing Director at Chemical Securities, Inc., where he focused primarily on the oil and gas industries. He advised on and arranged below investment grade loans for corporate clients, while also undertaking special projects in M&A advisory and distressed credit situations. Prior to Chemical, Andy served as Vice President in the Acquisition Finance Division of Manufacturers Hanover Trust Company. In this capacity, he structured, syndicated and managed leveraged buyout transactions.From 2010 to 2015, Andy served on the Board of Directors of the Loan Syndications and Trading Association ("LSTA") and on the LSTA's Executive Committee. He graduated Cum Laude with an A.B. in Economics from Duke University, and holds FINRA Series 7 and 63 Registrations.

This episode features the latest in Class A Office performance with Alex Woodlief, Director of Investment Sales at B6 Real Estate Advisors.The Crexi Podcast explores various aspects of the commercial real estate industry in conversation with some of the top CRE professionals in the space. In each episode, we feature different guests to tap into their wealth of CRE expertise and explore the latest trends and updates from the world of commercial real estate. Host Ashley Kobovitch sits down with Alex as he shares his journey from managing fraternity real estate in college to becoming a pivotal figure in New York City's commercial real estate sector, with experience in loft office, commercial development, and ground lease transactions. They discuss the challenges and transformations in the office market post-COVID, emphasizing the shift towards Class A buildings, tenant preferences, and the adaptability of New York City's real estate landscape. Alex also provides insights on the importance of networking, the impact of technological tools like Crexi, and offers advice for newcomers aspiring to enter the real estate industry.Welcome to The Crexi Podcast: A Deep Dive into Commercial Real EstateMeet Alex Woodlief: A Journey Through the Real Estate WorldFrom Fraternity Houses to Commercial Real Estate: Alex's Unique Path8 Navigating Challenges and Lessons in Real EstateBuilding a Powerful Network in Real EstateEmbracing Mistakes and Learning from ThemWork Ethic and Success in Commercial Real EstateAlex's Most Memorable Transactions and the Power of Going Above and BeyondNavigating the Office Investment Sales Landscape in ManhattanUnderstanding Today's Real Estate InvestorsThe Impact of Coworking Spaces on the Office MarketNew York's Unique Position in the Real Estate MarketFuture Predictions for the Office SectorAdvising Clients in Current Economic TimesRapid Fire Questions: Investment Insights and Industry ToolsMisconceptions and Advice for Aspiring Real Estate ProfessionalsIf you enjoyed this episode, please subscribe to our newsletter to receive the very next one delivered straight to your inbox. For show notes, past guests, and more CRE content, please check out Crexi Insights.Ready to find your next CRE property? Visit Crexi and immediately browse hundreds of thousands of available commercial properties.Follow Crexi:https://www.crexi.com/​ https://www.crexi.com/instagram​ https://www.crexi.com/facebook​ https://www.crexi.com/twitter​ https://www.crexi.com/linkedin​ https://www.youtube.com/crexiAbout Alex Woodlief:Alex Woodlief is a Director of Investment Sales with B6, specializing in Manhattan's Midtown South market. Alex has expertise in value-add loft office, commercial development, and ground lease transactions. He has been involved in the underwriting, sale, and capital raising of over $4 billion of New York City commercial real estate.Alex joined B6 from Kaufman Investments, the institutional acquisition arm of the Kaufman Organization, one of New York's oldest and largest private owners of office buildings. At Kaufman, he was responsible for sourcing new investment opportunities, managing landlord partnerships, and business development initiatives.Before Kaufman, Alex was an associate in the capital markets group of Cushman & Wakefield, focusing on middle-market investment sale transactions in Manhattan. Earlier, he raised capital for real estate credit and equity strategies for REIT sponsor American Realty Capital. Previously, he served as Asset Manager for SigEp National Housing, a boutique owner/operator and lender specializing in nationwide student housing assets.Alex graduated from Northeastern University with a B.S. in Political Science. He is a licensed real estate salesperson in New York and has held his FINRA Series 7 & 63 licenses. If you enjoyed this episode, please subscribe to our newsletter to receive the very next one delivered straight to your inbox. For show notes, past guests, and more CRE content, please check out Crexi Insights. Ready to find your next CRE property? Visit Crexi and immediately browse hundreds of thousands of available commercial properties. Follow Crexi:https://www.crexi.com/​ https://www.crexi.com/instagram​ https://www.crexi.com/facebook​ https://www.crexi.com/twitter​ https://www.crexi.com/linkedin​ https://www.youtube.com/crexi

Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz This is a Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz: a free quiz for Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz. Try it and see how you do if you need help listen the lesson over. ... Read more The post Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz 2024 appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

Series 65 Exam Free Audio Lesson 9 2024 Series 65 Exam Free Audio Lesson 9 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series ... Read more The post Series 65 Exam Free Audio Lesson 9 2024 appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

Veronica J. Rodgers is the CEO & Founder of Carnelian Wealth Solutions, a private wealth management firm that empowers women to transform their financial picture with advice beyond investments. She is a financial educator and advisor with over 20 years of experience within the financial services industry. Passionate about adding value to her clients' daily lives, Veronica takes a holistic approach to wealth management, guiding her clients through planning strategies that best suit their individual needs. She coordinates all accessible resources to provide comprehensive financial planning in order to make sure each financial goal receives the attention that it deserves. Veronica graduated magna cum laude from North Carolina Agricultural and Technical State University with a Bachelor of Science degree in Business Administration with a concentration in Management. She holds her FINRA Series 6, 7, 63 and 65 licenses along with her Life, Health & Annuities insurance licenses. She has also proudly obtained the Chartered Retirement Planning Counselor (CRPC®) and Certification in Long-Term Care (CLTC®) designations. Originally from Mechanicsville, VA, Veronica resides in Richmond, VA with her husband, Rashad, and daughters, Morgan and Micah. She is an avid traveler and has visited many countries around the world. When she's not traveling, Veronica enjoys spending time with family & friends and any activity involving Caribbean dance. Please like push the like button, share, subscribe, follow, and support. If you want to support Ms V The Storyteller Podcast, please email me at valisonelliot@gmail.com or visit my website @msvthestoryteller.co. You can follow me on Facebook, Instagram, Twitter, YouTube & LinkedIn at Ms. V The Storyteller or visit my website @ msvthestoryteller.co. Thanks for listening! Veronica Info: Website: carnelianws.com IG: @carnelianws FB: Carnelian Wealth Solutions LinkedIn: https://www.linkedin.com/in/veronicarodgers-cws/ Anthology: Financial Trendsetters: Revolutionizing the Role Women Play in Building Wealth (can be found on Amazon)

Ever wondered how the giants in financial advisory scale? Today, join Stacy and Scott Colangelo, Chairman and Managing Partner of Prime Capital Investment, a $30B powerhouse, for an exclusive look behind the scenes. Listen in as they discuss: His backstory – what he learned about from watching his dad succeed in financial management after starting from ground zero How your ego can stifle your boutique's success Collaboration strategies that could 10X your RIA's potential. The role of products in organic growth …and so much more. About Scott Colangelo: Scott Colangelo is the Chairman and Managing Partner of Prime Capital Investment Advisors (PCIA), and the creator of Qualified Plan Advisors (QPA). Forward-thinking in the financial business, Scott is responsible for the strategy and growth of these companies. When Scott's not working hard for his clients and team, he is spending time traveling with his family. “The concept of work-life balance, unfortunately, doesn't happen often enough in our business. But our team approach provides a support system that allows us time to be with our families.” Scott holds a Bachelor of Science degree in finance with a minor in marketing from Kansas State University, as well as FINRA Series 7, 63, and 66 registrations. In his own words, his two hobbies are basketball and golf, “although I'm not very good at either.”

Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz This is a Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz: a free quiz for Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz. Try it and see how you do if you need help listen the lesson over. Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz 2024 ... Read more The post Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz 2024 appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

Series 65 Exam Free Audio Lesson 7 2024 Series 65 Exam Free Audio Lesson 7 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series ... Read more The post Series 65 Exam Free Audio Lesson 7 2024 appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

We discuss cash dividends paid on common stock investments and related dates. Additionally, we analyze a practice question that could be similar to an actual test question on this topic. Achievable has courses with industry best pass rates for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me.

What are the skills and strengths needed to create a customer base for ETFs? What does it take to know when to pivot and how to do it well? We have Michelle DeWitt and Michael Natale with us for this episode to share their insight into the world of ETF Marketing. Michael Natale is head of Intermediary Distribution. He is responsible for establishing Northern Trust Asset Management's presence in the intermediary market and driving the adoption of investment expertise and strategies across North America. Michael earned his BBA and MBA from Stetson University (Deland, FL). He holds the FINRA series 7, 24, and 63 securities licenses. He is a former professional golfer and a six-time Chicago City Amateur Champion. He lives with his wife and 2 children in Chicago.  Michelle DeWitt serves as the Head of ETF Marketing at Invesco where she's responsible for the development and oversight of the ETF marketing strategy in the US and EMEA. Michelle earned her Bachelors' degree in Business Administration from  Baruch College. Her commitment to professional development is evident through her possession of a CIMA® certification as well as FINRA Series 3, 7, 24, and 63 licenses. Michelle resides with her husband and 2 wonderful daughters in New York. She enjoys socializing with friends and family, going out to dinner, walking and soaking up the sun! Kristine Delano guides the conversation about the importance of knowing which way the decision bus is going and how to know if you're on it. Follow on Instagram kristine.delano.writer  Visit www.womeninetfs.com to find additional support in the ETF industry.  Go to www.kristinedelano.com for your Thrive Guide: a compilation of the most requested and insightful advice from our guests on Leadership and Advancement. In partnership with https://www.etfcentral.com/ Book recommendations:  Start With Why by Simon Sinek Atomic Habits by James Clear

Series 65 Exam Free Audio Lesson 6 2024 Series 65 Exam Free Audio Lesson 6 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series ... Read more The post Series 65 Exam Free Audio Lesson 6 2024 appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

Charles Clinton is the CEO and co-founder of EquityMultiple and is responsible for shaping the strategic vision of the company and overseeing its daily operations. Charles also sits on EquityMultiple's Investment Committee and Board of Directors. Since its inception in 2015, EquityMultiple has transacted on hundreds of real estate investments, totaling over $5B in capitalization. Today, EquityMultiple serves over fifty thousand self-directed investors across the U.S.Prior to EquityMultiple, Charles was a real estate attorney with Simpson, Thacher & Bartlett, where he worked on a variety of major transactions for private equity clients, primarily Blackstone and KKR. During his time at SImpson, he worked on over $10 billion in transactions, including Blackstone's $1.7 billion purchase of the Cosmopolitan Hotel, Blackstone's $1.9 billion purchase of Motel 6 and Hilston's real estate asset restructuring and refinancing in advance of its $2.5 billion IPO. Charles received his JD and Business Law Certificate from Berkeley Law and Bachelors Degree from Amherst College, where he was the captain of the swimming and water polo teams. He has FINRA Series 7 and 66 registrations. He lives in New York City, where he grew up, with his wife and two daughters.

Series 65 Exam Free Audio Lesson 5 2024 Series 65 Exam Free Audio Lesson 5 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series ... Read more The post Series 65 Exam Free Audio Lesson 5 2024 appeared first on Series 65 Prep Audio Lessons for the FINRA Series 65 Exam.

Want to discover the common financial pitfalls that small business owners face, and learn strategies to overcome them?In this episode of The Business Ownership Podcast I interviewed Frank Hanna.Frank B. Hanna, Jr., ChFC®, Private Wealth Advisor, is a leading specialist in Estate Planning, Business Succession Planning, and Wealth Management for a select group of individuals, executives, and privately held business owners. Frank spent 15+ years within the restaurant/hospitality industry operating several of his family's restaurants and bars in the Fenwick Island, Delaware, Ocean City and Salisbury, Maryland area. In 2007, he launched a financial consulting firm within his family business providing guidance in real estate development, tax management, and private investment. He has has successfully taken his years of experience running his own companies and applied his business acumen and lessons learned to the challenges and concerns his clients face, giving him a unique perspective that most financial advisors cannot offer. He has been recognized within the industry for his production, leadership, and ability to serve his clients in an exemplary manner. In 2014, Frank received his designation as a Chartered Financial Consultant (ChFC). He holds FINRA Series 7, 6, 63, and 65 licenses. He is securities licensed in the states of AZ, CA, CT, DE, FL, MD, MA, NC, NJ, NY, PA, SC, VA and VT. Additionally, Frank carries a license for the following lines of insurance: Life and Fixed Annuities, Accident and Health, Variable Life, and Variable Annuities. He sits on the Peninsula Regional Medical Center Foundation Board of Directors in Salisbury, MD as well as the Board of Limited Jurisdiction for Saints Peter and Paul School in West Chester, PA.Frank's expertise will help you fortify your business fortress and safeguard your hard-earned wealth against unnecessary taxes.Check it out!RevX Wealth Website: https://www.revxwealth.com/Book a call with Michelle: https://www.AwarenessStrategies.com/m30Join our Facebook group for business owners to get help or help other business owners! The Business Ownership Group - Secrets to Scaling: https://www.facebook.com/groups/businessownershipsecretstoscalingLooking to scale your business? Get free gifts here to help you on your way: https://www.awarenessstrategies.com/

Don't know where to source capital for big purchases or investments? Step away from the conventional financial system and build wealth strategically as John Ensley, ChFC® reveals the top-tier perks of having a cash-value life insurance policy. Become your own bank, self-finance your deals, and secure a better future!     Key Takeaways To Listen For What makes cash value whole life insurance policies special? 2 non-negotiables when setting up a whole life insurance policy An overview of a whole life insurance policy's rate of growth Valuable insights into alternative investments and financial planning Breaking down the tax benefits of life insurance policies     Resources/Links Mentioned In This Episode The American College of Financial Services The Bank On Yourself Revolution by Pamela Yellen | Kindle, Paperback, and Hardcover The 4-Hour Workweek by Timothy Ferriss | Kindle, Audiobook, and Hardcover     About John Ensley, ChFC® John Ensley, ChFC® designs financial plans that help anyone at or approaching retirement keep more of their hard-earned money, eliminate stress and worry, and build a retirement lifestyle they'll be thrilled with. After years in corporate, John had a wake-up call after the 2008 financial crisis. He led himself to self-discovery and education encompassing a formal financial education, hundreds of books, blogs, podcasts, and channels, and more than a few “learning experiences” from the school of life.   John launched J-Ensley Financial in 2012 to help others navigate financial planning. Over the past decade, John developed the T.I.P.S. Planning Protocol, a simple process to keep more, worry less, and retire happy. He holds the Chartered Financial Consultant® designation (ChFC®), has passed the rigorous FINRA Series 65 exam (The NASAA Investment Advisers Law Examination), and has extensive training as one of only about 200 Bank On Yourself Professionals in North America.     Connect with John Website: JEnsley Financial | John Ensley LinkedIn: John Ensley, ChFC®     Connect With Us If you're looking to invest your hard-earned money into cash-flowing, value-add assets, reach out to us at https://bobocapitalventures.com/.     Follow Keith's social media pages LinkedIn: Keith Borie Investor Club: Secret Passive Cashflow Investors Club Facebook: Keith Borie X: @BoboLlc80554

John Ensley, ChFC® designs financial plans that help anyone at or approaching retirement keep more of their hard-earned money, eliminate stress and worry and build a retirement lifestyle they'll be thrilled with.After slogging it out for years in the corporate world, John had a wake-up call in the aftermath of the 2008 financial crisis. He looked around and wondered, “why am I doing it this way?” “Why is everyone doing it this way?” These questions, and many others, led John on a journey of self-discovery and education that encompassed a formal financial education, hundreds of books, blogs, podcasts and channels and more than a few “learning experiences” from the school of life.John launched J-Ensley Financial in 2012 with a passion to help others find a better way to navigate financial planning. Over the past decade of serving clients, John developed the T.I.P.S. Planning Protocol, a simple process to keep more, worry less and retire happy. He holds the Chartered Financial Consultant® designation (ChFC®) from The American College of Financial Services and has passed the rigorous FINRA Series 65 exam (The NASAA Investment Advisers Law Examination) and has extensive training as one of only about 200 Bank On Yourself Professionals in North America. Want a free, no obligation, strategy session with John? Click on this link: www.jumponwithjohn.com Connect with John Ensley:Website: www.jumponwithjohn.com LinkedIn: https://www.linkedin.com/in/johnensley/ Facebook: https://www.facebook.com/JEnsleyFinancial TurnKey Podcast Productions Important Links:Guest to Gold Video Series: www.TurnkeyPodcast.com/gold The Ultimate Podcast Launch Formula- www.TurnkeyPodcast.com/UPLFplusFREE workshop on how to "Be A Great Guest."Free E-Book 5 Ways to Make Money Podcasting at www.Turnkeypodcast.com/gift Ready to earn 6-figures with your podcast? See if you've got what it takes at TurnkeyPodcast.com/quizSales Training for Podcasters: https://podcasts.apple.com/us/podcast/sales-training-for-podcasters/id1540644376Nice Guys on Business: http://www.niceguysonbusiness.com/subscribe/The Turnkey Podcast: https://podcasts.apple.com/us/podcast/turnkey-podcast/id1485077152 Partner Links -- We use these apps and get amazing results and huge time savings too!Design tool: Canva Pro: Create Stunning Design in Minutes!Check out Headliner to create social media posts with video easily- make.headliner.appSimplecast is the easiest way to set up your podcast hosting- Simplecast.comZoom is the easiest way to schedule meetings and record your podcast interviews. Zoom.usAcuity is the easiest way to schedule your podcast interviews, meetings, and life.Acuityscheduling.com

The Real Estate Mastermind Live is a live podcast turned radio show created for real estate investors who want to learn directly from top experts in various asset classes. The Real Estate Mastermind Live is hosted by Seth Gershberg and Jay Tenenbaum of Scottsdale Mortgage Investments, along with Edward Brown of Pacific Private Money.Today's guest is Kenny Rose, founder of FranShares. Kenny has worked with over 600 franchise brands in more than 100 industries. As an expert on franchise evaluation, he is able to identify the best ways to deploy capital into franchise ownership to maximize return on investment and operations.After getting his degree in Financial Services from San Diego State University, Kenny started his career at Merrill Lynch as a financial advisor. While there, he earned his FINRA Series 7 and Series 66 licenses and worked with high-net-worth individuals, helping them grow and preserve their wealth.With a desire to help people build and grow wealth through entrepreneurship, Kenny joined the world's largest franchise brokerage. He helped people learn about franchising, recommended specific franchise options based on their criteria, and coached them through the evaluation and purchase process. He then founded Semfia, a franchise brokerage focused on income-producing and manager-run franchises.Kenny's views on franchising have been featured in Business Insider, Forbes, ABC, The Hustle, American Express, the Amazon feature book, “More Than Just French Fries,” and other publications worldwide, in total reaching over 300 million people throughout the world.In this episode, we will explore the following topics:What is FranShares and how did you come up with the idea to start FranShare.In what ways can franchise investments provide a hedge against real estate market volatility?How does the franchising business model compare to real estate in terms of scalability and growth potential?Can you discuss some instances where combining franchising and real estate ownership has led to unique investment opportunities?How does franchising offer a means of diversification for real estate investorsHow can an individual leverage their real estate knowledge when exploring franchise opportunities?What are the key differences in the legalities of franchise versus real estate investing?How do demographic trends impact both real estate and franchise investmentsHow does FranShare's facilitate cross-industry knowledge for real estate investors considering franchise opportunities?Register to attend The Real Estate Mastermind Live by registering on our website using the link here: https://scottsdalemortgageinvestments.com/podcastLearn more about Scottsdale Mortgage Investments by visiting the website using the link here: https://scottsdalemortgageinvestments.com/Learn more about Pacific Private Money by visiting the website using the link here: https://www.pacificprivatemoney.com/Are you on LinkedIn? Connect with our co-hosts using the links below. Seth Gershberg - Connect on LinkedIn Jay Tenenbaum - Connect on LinkedIn Edward Brown - Connect on LinkedIn

Building a sense of community within the financial services industry fosters an environment where advisors can embrace and learn from the unique perspectives and experiences of one another.In this episode, Ana Trujillo Limón, Director, Coaching and Advisor Content, speaks with Vanessa N. Martinez, CEO and Co-Founder of Em-Powered Network, and Co-Founder of SER Latino Advisor Summit, about the importance of representation and creating a supportive community for Latinos in the industry. They mention the underrepresentation of women and Latinos in the industry and emphasize the need for firms to have a plan in place to change this lack of diversity and inclusion. They also discuss the importance of supporting employees in their career development and creating a sense of loyalty. They mention the upcoming SER Latino Advisor Summit and the tools and resources that will be provided to attendees.Vanessa discusses: The story of how she met Ana at an Excel meeting almost a year agoHer first money memory of wanting to get her first job at 14 years oldHer journey from studying abroad in Guatemala to joining the financial industryHow her experiences in Guatemala have helped the trajectory of her careerHow her and Dr. Patricia Villareal's vision for the Em-Powered Network has evolvedHow developing the SER Latino Advisor Summit aligns with both her personal and professional valuesA sneak peek of what she and Dr. Patricia Villareal will talk about at the SER Latino Advisor SummitThe benefits of building community among other Latinos in the financial services space and what that means for retention and attraction of talent in the futureHow firms can attract and would benefit from attracting Latinos as talent, employees, stakeholders and clients.Some of the elements of the SER Latino Advisor Summit that she's excited forHer event-planning tips for advisorsWhy creating space gives her a sense of freedomAnd moreResources:Global Excel SummitSER Latino Advisor SummitTable SolutionsLatino Leadership Institute Fellowship ProgramConnect with Jamie Hopkins and Ana Trujillo Limón: Carson Group LLCLinkedIn: Jamie HopkinsLinkedIn: Ana Trujillo LimónConnect with Vanessa N. Martinez:Em-Powered NetworkLinkedIn: Vanessa N. MartinezAbout our Guest: Vanessa N. Martinez, Founder and CEO of Em-Powered Network, leverages over 15 years of expertise in family wealth dynamics to provide actionable solutions. Her journey began managing international lumber sales in Guatemala while earning a BBA from the University of San Carlos. With an MBA in finance and FINRA Series 6, 7, 63, and 65 licenses, she excelled at The Lerner Group at Hightower Advisors for nine years, co-authoring "Family Value at Risk." Vanessa's impact extends to leadership in her community and empowering women through Savvy Ladies. She's a devoted wife, proud mother to two daughters, and companion to Patches.

Ben is the Founder and Managing Director of Adagio Group. He has led Adagio from a single-entity real estate investment company in 2005 to become an innovative financial institution providing fund management and capital financing services across asset classes through its discrete operating structures. Ben has extensive knowledge in quantitative finance, the application of risk engineering principles, and private securities transactions. He currently holds FINRA Series 65 and Florida Real Estate Licenses, is a member of the Forbes Finance Council, and is the best-selling author of The Shadow Banker's Secrets: Investment Banking for Alternatives. The book and its masterclass offer to learn how to not only identify and create superior risk-adjusted investment performance but how to compliantly securitize it to raise unlimited capital as your own bank.Get a copy of Benjamin Summers' book, “The Shadow Banker's Secrets: Investment Banking for Alternatives [2nd Edition]” by clicking on this link: https://www.amazon.com/Shadow-Bankers-Secrets-Investment-Alternatives/dp/1959840223/ref=tmm_pap_swatch_0?_encoding=UTF8&qid=1682537851&sr=8-1 Connect with Benjamin Summers:Website: https://www.theadagiogroup.com/home Facebook: https://www.facebook.com/AdagioGroup Twitter: https://twitter.com/adagiollc?lang=en LinkedIn: https://www.linkedin.com/company/adagio-llc TurnKey Podcast Productions Important Links:Guest to Gold Video Series: www.TurnkeyPodcast.com/gold The Ultimate Podcast Launch Formula- www.TurnkeyPodcast.com/UPLFplusFREE workshop on how to "Be A Great Guest."Free E-Book 5 Ways to Make Money Podcasting at www.Turnkeypodcast.com/gift Ready to earn 6-figures with your podcast? See if you've got what it takes at TurnkeyPodcast.com/quizSales Training for Podcasters: https://podcasts.apple.com/us/podcast/sales-training-for-podcasters/id1540644376Nice Guys on Business: http://www.niceguysonbusiness.com/subscribe/The Turnkey Podcast: https://podcasts.apple.com/us/podcast/turnkey-podcast/id1485077152 Partner Links -- We use these apps and get amazing results and huge time savings too!Design tool: Canva Pro: Create Stunning Design in Minutes!Check out Headliner to create social media posts with video easily- make.headliner.appSimplecast is the easiest way to set up your podcast hosting- Simplecast.comZoom is the easiest way to schedule meetings and record your podcast interviews. Zoom.usAcuity is the easiest way to schedule your podcast interviews, meetings, and life.Acuityscheduling.com